# Ind. Code § 23-19-3-1: Unlawful acts

> Indiana · Statutes · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C3_S23-19-3-1

## Section

- **Citation:** Ind. Code § 23-19-3-1
- **Heading:** Unlawful acts
- **Jurisdiction:** Indiana
- **Kind:** Statutes
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Indiana Code / Title 23 / Article 19 / Chapter 3 / Section 23-19-3-1

## Text

Sec. 1. It is unlawful for a person to offer or sell a security in this state unless:

(1) the security is a federal covered security;

(2) the security, transaction, or offer is exempted from registration under IC 23-19-2-1 through IC 23-19-2-3; or

(3) the security is registered under this article.

As added by P.L.27-2007, SEC.23.

## Nearby sections

- [Ind. Code § 23-19-3-1 Unlawful acts](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C3_S23-19-3-1.md)
- [Ind. Code § 23-19-3-2 Registration of Securities and Notice Filing of Federal Covered Securities—Federal covered securities; filing and fee requirements; renewal of notice; failure to comply with notice or fee requirement; stop order](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C3_S23-19-3-2.md)
- [Ind. Code § 23-19-3-3 Registration under Securities Act of 1933; registration by coordination; registration statement; required information; notice](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C3_S23-19-3-3.md)
- [Ind. Code § 23-19-3-4 Registration by qualification; registration statement; required information; prospectus](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C3_S23-19-3-4.md)
- [Ind. Code § 23-19-3-5 Registration of Securities and Notice Filing of Federal Covered Securities—Filing of registration statement; filing fee; required information; incorporation of previously filed record; nonissuer distribution; escrow and impoundment; effective period; reports; posteffective amendments; abandonment](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C3_S23-19-3-5.md)
- [Ind. Code § 23-19-3-6 Stop orders; denial, suspension, or revocation of registration; standards; postponement; hearing; process; modification or vacating order](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C3_S23-19-3-6.md)
- [Ind. Code § 23-19-3-7 Waiver or modification of requirements](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C3_S23-19-3-7.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C3_S23-19-3-1. Check the current official text before relying on it. Not legal advice.