# Ark. Code Ann. § 23-42-502: Filing of prospectus, sales literature, etc

> Arkansas · Statutes · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-502

## Section

- **Citation:** Ark. Code Ann. § 23-42-502
- **Heading:** Filing of prospectus, sales literature, etc
- **Jurisdiction:** Arkansas
- **Kind:** Statutes
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** AR Code / Title 23 / Chapter 42 / Subchapter 5 / Section 23-42-502

## Text

The Securities Commissioner, by rule or order, may require the filing of any prospectus, pamphlet, circular, form letter, advertisement, television, radio, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, as part of a registered offering or as part of an exempt offering required to be filed under § 23-42-503(d) or § 23-42-504(b) . Acts 1959, No. 254, § 15; 1979, No. 754, § 3; A.S.A. 1947, § 67-1249; Acts 1997, No. 173, § 19.

The Securities Commissioner, by rule or order, may require the filing of any prospectus, pamphlet, circular, form letter, advertisement, television, radio, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, as part of a registered offering or as part of an exempt offering required to be filed under § 23-42-503(d) or § 23-42-504(b) .

Acts 1959, No. 254, § 15; 1979, No. 754, § 3; A.S.A. 1947, § 67-1249; Acts 1997, No. 173, § 19.

## Nearby sections

- [Ark. Code Ann. § 23-42-501 Sale of unregistered nonexempt securities](https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-501.md)
- [Ark. Code Ann. § 23-42-502 Filing of prospectus, sales literature, etc](https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-502.md)
- [Ark. Code Ann. § 23-42-503 Exempted securities](https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-503.md)
- [Ark. Code Ann. § 23-42-504 Exempted transactions](https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-504.md)
- [Ark. Code Ann. § 23-42-505 Denial or revocation of exemption](https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-505.md)
- [Ark. Code Ann. § 23-42-506 Burden of proof of exemption](https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-506.md)
- [Ark. Code Ann. § 23-42-507 Fraud or deceit in connection with offer, sale, or purchase of securities](https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-507.md)
- [Ark. Code Ann. § 23-42-508 Market manipulation](https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-508.md)
- [Ark. Code Ann. § 23-42-509 Covered securities](https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-509.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_AR_T23_C42_S5_S23-42-502. Check the current official text before relying on it. Not legal advice.