# Ala. Code § 8-6-4: Section 8-6-4 Registration of Securities - Required; Exceptions

> Alabama · Statutes · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-4

## Section

- **Citation:** Ala. Code § 8-6-4
- **Heading:** Section 8-6-4 Registration of Securities - Required; Exceptions
- **Jurisdiction:** Alabama
- **Kind:** Statutes
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Alabama Code / Title 8 / Chapter 6 / Section 8-6-4

## Text

It is unlawful for any person to offer or sell any security in this state unless:

(1) It is registered under this article;

(2) The security is exempt from registration under Section 8-6-10; or

(3) The transaction is exempt under Section 8-6-11.

## Nearby sections

- [Ala. Code § 8-6-1 Section 8-6-1 Short Title](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-1.md)
- [Ala. Code § 8-6-2 Section 8-6-2 Definitions](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-2.md)
- [Ala. Code § 8-6-3 Section 8-6-3 Registration and Bonds of Dealers, Agents, Investment Advisers, Etc](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-3.md)
- [Ala. Code § 8-6-4 Section 8-6-4 Registration of Securities - Required; Exceptions](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-4.md)
- [Ala. Code § 8-6-5 Section 8-6-5 Registration of Securities - Registration by Notification](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-5.md)
- [Ala. Code § 8-6-6 Section 8-6-6 Registration of Securities - Registration of Certain Securities by Coordination](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-6.md)
- [Ala. Code § 8-6-7 Section 8-6-7 Registration of Securities - Registration by Qualification](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-7.md)
- [Ala. Code § 8-6-8 Section 8-6-8 Registration of Securities - Registration Statement; Conditions Precedent; Bond; Notice of Action; Fees; Quarterly Reports and Financial Statements; Discharge from Supervision](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-8.md)
- [Ala. Code § 8-6-9 Section 8-6-9 Registration of Securities - Denial, Suspension and Revocation of Registration](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-9.md)
- [Ala. Code § 8-6-10 Section 8-6-10 Registration of Securities - Exempt Securities](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-10.md)
- [Ala. Code § 8-6-11 Section 8-6-11 Registration of Securities - Exempt Transactions](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-11.md)
- [Ala. Code § 8-6-12 Section 8-6-12 Registration of Securities - Applicability of Provisions of Article; Consent to Service of Process on Secretary of State](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-12.md)
- [Ala. Code § 8-6-14 Section 8-6-14 Filing or Registration Not Finding of Truth, Completeness, Etc., of Documents; Representations Concerning Effect of Registration or Exemption](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-14.md)
- [Ala. Code § 8-6-15 Section 8-6-15 Investigations and Subpoenas by Commission](https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-15.md)

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_AL_T8_C6_S8-6-4. Check the current official text before relying on it. Not legal advice.