# Alaska Stat. § 45.56.140: Disqualifier

> Alaska · Statutes · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.140

## Section

- **Citation:** Alaska Stat. § 45.56.140
- **Heading:** Disqualifier
- **Jurisdiction:** Alaska
- **Kind:** Statutes
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** AK Code / Title 45 / Chapter 45.56 / Section 45.56.140

## Text

Exemption from registration under AS 45.56.110 — 45.56.160 is not available for a security or transaction if the issuer, or any of its officers, controlling persons, or promoters, is subject to a disqualifier described in the regulations adopted under 15 U.S.C. 78c(a)(39) as of the date of the transaction or offer.

## Nearby sections

- [Alaska Stat. § 45.56.100 Securities registration requirement.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.100.md)
- [Alaska Stat. § 45.56.110 Exempt securities.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.110.md)
- [Alaska Stat. § 45.56.120 Exempt transactions.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.120.md)
- [Alaska Stat. § 45.56.130 Small intrastate securities offerings.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.130.md)
- [Alaska Stat. § 45.56.140 Disqualifier.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.140.md)
- [Alaska Stat. § 45.56.150 Waiver and modification.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.150.md)
- [Alaska Stat. § 45.56.160 Denial, suspension, revocation, condition, or limitation of exemptions.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.160.md)
- [Alaska Stat. § 45.56.170 Securities registration by coordination.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.170.md)
- [Alaska Stat. § 45.56.180 Securities registration by qualification.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.180.md)
- [Alaska Stat. § 45.56.190 Securities registration filings.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.190.md)
- [Alaska Stat. § 45.56.200 Notice filing of federal covered securities.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.200.md)
- [Alaska Stat. § 45.56.210 Viatical settlement interests.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.210.md)
- [Alaska Stat. § 45.56.220 Waiver and modification.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.220.md)
- [Alaska Stat. § 45.56.230 Denial, suspension, and revocation of securities registration.](https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.230.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_AK_T45_C45.56_S45.56.140. Check the current official text before relying on it. Not legal advice.