# SSR 73-47c: SSR 73-47c: SECTIONS 210(a)(7), 218(c)(6) and 223(c)(1)(B) (42 U.S.C. 410(a)(7), 418(c)(6), and 423(c)(1)(B)). -- DISABILITY INSURED STATUS -- BLINDNESS -- EXCLUSION OF PRISON WORK -- CONSTITUTIONALITY

> Federal · Rulings · In force

URL: https://www.frixlaw.com/law-library/statutes/SSA_SSR_OASI_SSR_73_47c

## Section

- **Citation:** SSR 73-47c
- **Heading:** SSR 73-47c: SECTIONS 210(a)(7), 218(c)(6) and 223(c)(1)(B) (42 U.S.C. 410(a)(7), 418(c)(6), and 423(c)(1)(B)). -- DISABILITY INSURED STATUS -- BLINDNESS -- EXCLUSION OF PRISON WORK -- CONSTITUTIONALITY
- **Jurisdiction:** Federal
- **Kind:** Rulings
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Social Security Rulings / OASI / Definition of Employment/Employee / SSR 73-47c

## Text

20 CFR 404.116, 404.1006, and 404.1201

SSR 73-47c

Harbold v. Richardson , 464 F.2d 1063 (3rd Cir., 1972)

PER CURIAM: Section 223(c)(1(B)(i) of the Social Security Act, 42 U.S.C.
423(c)(1)(B)(i) requires that in order to be entitled to disability
benefits under the Social Security Act an individual shall have not less
than twenty quarters of coverage during the forty quarter period which
ends with the quarter containing the month in which he became disabled.

On January 24, 1968, the appellant filed an application for disability
insurance benefits under Title II of the Social Security Act. On March 19,
1968 his application was denied because he did not meet the aforementioned
earnings requirements. [1] Harbold subsequently requested and was given a hearing which resulted in a
second denial of his disability claim. The Appeals Council reviewed the
Hearing Examiners' decision and affirmed the denial of benefits. Appellant
then took an appeal from the decision of the Appeals council to the
district court. On April 13, 1971 the court below granted the Secretary's
motion for summary judgment. This appeal is from that decision.

Appellant's chief complaint is with 42 U.S.C. 410(a)(7) which excludes
service performed in the employ of a State or political subdivision
thereof, or any instrumentality of a State or political subdivision from
the disability coverage provided in the Act unless the service is included
under an agreement pursuant to 42 U.S.C. §
418. [2] Harbold's difficulties
stem from the fact that his disability occurred while he was an inmate at
the State Correctional Institution at Huntington, Pennsylvania. His
incarceration dates back to January, 1962. On November 15, 1967 Harbold
became totally blind after consuming a quantity of methyl alcohol.
Throughout these proceedings, appellant has vigorously contended that he
was an "employee" of the penal institution while incarcerated because he
performed work and was subject to the control of the institution
itution at Huntington, Pennsylvania. His
incarceration dates back to January, 1962. On November 15, 1967 Harbold
became totally blind after consuming a quantity of methyl alcohol.
Throughout these proceedings, appellant has vigorously contended that he
was an "employee" of the penal institution while incarcerated because he
performed work and was subject to the control of the institution. He
asserts that because he had been confined in prison since January, 1962,
he has been unconstitutionally deprived of coverage with regard to his
work activity therein, because such work is not recognized as covered
employment; it is excluded as such by Section 210(a)(7)(A) and
218(c)(6)(B) of the Act. Harbold further asserts that he meets the common
law test of employee as provided by Section 210(j) of the Social Security
Act, 42 U.S.C. § 410(j) for individuals engaged in covered employment.

From its inception, the Social Security Act, P.L. 74-241, enacted on
August 14, 1935, provided only for limited coverage. The Act was held
constitutional in Helvering v. Davis , 301 U.S. 619 (1937), where
the Supreme Court stated:

It is well settled that Congress does not have to legislate for all in a
class of persons because it legislates for part. See Gruenwald v.
Gardner , 390 F.2d 591 (2d Cir. 1968), cert. den. 393 U.S. 982
(1968). In Dandridge v. Williams , 397 U.S. 471 (1970), Justice
Stewart dealt with an arbitrary classification argument which was
constructed on the basis of the 14th Amendment Equal Protection
Clause. [3]
that Congress does not have to legislate for all in a
class of persons because it legislates for part. See Gruenwald v.
Gardner , 390 F.2d 591 (2d Cir. 1968), cert. den. 393 U.S. 982
(1968). In Dandridge v. Williams , 397 U.S. 471 (1970), Justice
Stewart dealt with an arbitrary classification argument which was
constructed on the basis of the 14th Amendment Equal Protection
Clause. [3]

"In the area of economics and social welfare, a State does not violate
the Equal Protection Clause merely because the classifications made by its
laws are imperfect. If the classification has some 'reasonable basis,' it
does not offend the Constitution simply because the classification 'is not
made with mathematical nicety or because in practice it results in some
inequality.'** 'The problems of government are practical ones and may
justify, if they do not require, rough accommodations -- illogical, it may
be, and unscientific.'** "A statutory discrimination will not be set aside
if any state of facts reasonably may be conceived to justify it.'**"
(citations omitted)

Since the Act was originally enacted, Congress has engaged in a series of
resolutions and amendments extending the coverage of Title II. The Social
Security Amendments of 1950 are the result of Congressional reevaluation
of the entire Title II program. In those amendments, Congress provided
coverage for self-employed individuals and state and local employees by
contractual agreement but expressly excluded, inter alia, service
performed "in a hospital, or penal institution by a patient or inmate
thereof" both under federal auspices in Section 410(a)(6)(C) (iii) of 42
U.S.C. and under State auspices in 42 U.S.C. § 418(c)(6)(B).
program. In those amendments, Congress provided
coverage for self-employed individuals and state and local employees by
contractual agreement but expressly excluded, inter alia, service
performed "in a hospital, or penal institution by a patient or inmate
thereof" both under federal auspices in Section 410(a)(6)(C) (iii) of 42
U.S.C. and under State auspices in 42 U.S.C. § 418(c)(6)(B).

The Social Security Act is designed to afford protection to working
members of the nation's economy who have entered into viable economic
relationships. The entire scheme rests on the legislative judgment that
those who in their productive years were functioning members of the
economy may justly call upon that economy, in their later years, for
protection from "the rigors of the poor house," Helvering v. Davis,
supra, at p. 641. "But the practical effectuation of that judgment has
of necessity called forth a highly complex and interrelated statutory
construction. Integrated treatment of the manifold specific problems
presented by the Social Security program demands more than a
generalization." Flemming v. Nestor, 363 U.S. 603, 609 (1960). The
appellant attempts to apply just such a generalization in order to avoid
the limited coverage provisions of the Social Security Amendments of 1950.
We are unable to say that his status as a prison inmate at the time of his
disability constitutes employment either under common law principles or
under any permissible statutory construction of the Title II
provisions.
603, 609 (1960). The
appellant attempts to apply just such a generalization in order to avoid
the limited coverage provisions of the Social Security Amendments of 1950.
We are unable to say that his status as a prison inmate at the time of his
disability constitutes employment either under common law principles or
under any permissible statutory construction of the Title II
provisions.

Harbold would have us "freeze" the earnings period at the point of his
imprisonment, so that if he earned coverage prior to incarceration, he
would remain covered during his prison term. An obvious incongruity would
result from such an application of the law: A claimant would be deemed to
have met the earnings requirement of Title II by counting 40 quarters
backwards from the date of his incarceration, even though the date of his
disability may have occurred several years later, after a prolonged period
during which no reportable earnings have been credited to claimant's
account by the Secretary. Such a construction would no violence to the
specific language of 42 U.S.C. § 423(c)(1)(B)(i).

The exemption from coverage of work performed in a penal institution was
extensively considered in 1967 by the Congress in conjunction with the
initiation of a work release program pursuant to the Prisoner
Rehabilitation Law, P.L. 89-176, 18 U.S.C. § 4082. Under this program work
is performed outside of the prison for private concerns. Congress
specifically recognized the difference between such work and ordinary
prison work. The basis for granting coverage to services performed in a
work release program was the similarity of that situation to the work
situation of ordinary people. In other words, the prisoner does the same
kind of work for the same wages under the same circumstances as
non-prisoners. [4]
e concerns. Congress
specifically recognized the difference between such work and ordinary
prison work. The basis for granting coverage to services performed in a
work release program was the similarity of that situation to the work
situation of ordinary people. In other words, the prisoner does the same
kind of work for the same wages under the same circumstances as
non-prisoners. [4]

We conclude that the exclusion of prison work is rationally related to
the purpose of the Social Security Act which is to replace loss of support
for workers in the national economy, their dependents and survivors.

The judgment of the district court will be affirmed.

[1] Harbold's earnings record
reveals that he has 14 quarters of coverage during the 40 quarter period
prior to November 15, 1967, when he became blind.

[2] § 418. Voluntary agreements
for coverage of State and local employees -- Purpose of Agreement:

(a)(1) The Secretary of Health, Education, and Welfare shall, at the
request of any State, enter into an agreement with such State for the
purpose of extending the insurance system established by this subchapter
to services performed by individuals as employees of such State or any
political subdivision thereof. Each such agreement shall contain such
provisions, not inconsistent with the provisions of this section, as the
State may request.

[3] In Richardson v.
Belcher , 404 U.S. 78 (1971), a recipient of social security disability
benefits challenged the offset provision of section 224 of the Act. 42
U.S.C. 424, when his benefits were reduced by the amount of monthly
workmen's compensation he was receiving from the State of West Virginia,
on the ground that the statutory provision deprived him of the due process
of law guaranteed by the Fifth Amendment. In citing Dandridge , the
court stated:

See also Lofty v. Richardson , 440 F.2d 1144 (6th Cir. 1971),
footnote 1 at p. 1147.
. 42
U.S.C. 424, when his benefits were reduced by the amount of monthly
workmen's compensation he was receiving from the State of West Virginia,
on the ground that the statutory provision deprived him of the due process
of law guaranteed by the Fifth Amendment. In citing Dandridge , the
court stated:

See also Lofty v. Richardson , 440 F.2d 1144 (6th Cir. 1971),
footnote 1 at p. 1147.

[4] The Senate Committee on
Finance, in considering the question of whether work performed by an
inmate under a work release program should constitute wages for social
security purposes, included a provision, Section 235, in H.R. 12080
deleting social security coverage of an inmate of a penal institution who
works for a private employer outside the institution while participating
in a work release program. Section 124 of H.R. 12080 was later deleted on
the floor of the Senate prior to its enactment as P.L. 90-248. The
proceedings on the floor of the Senate with respect thereto produced the
following dialogue:

* * *

See Congressional Record-Senate, November 21, 1967 at p. 33510 et seq.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/SSA_SSR_OASI_SSR_73_47c. Check the current official text before relying on it. Not legal advice.
