# SSR 68-68c: SSR 68-68c: SECTIONS 202(d)(1)(A) and 202(j)(1). -- APPLICATION FOR CHILD'S BENEFITS -- FILING OF APPLICATION AS A CONDITION OF ENTITLEMENT -- RETROACTIVE EFFECT

> Federal · Rulings · In force

URL: https://www.frixlaw.com/law-library/statutes/SSA_SSR_OASI_SSR_68_68c

## Section

- **Citation:** SSR 68-68c
- **Heading:** SSR 68-68c: SECTIONS 202(d)(1)(A) and 202(j)(1). -- APPLICATION FOR CHILD'S BENEFITS -- FILING OF APPLICATION AS A CONDITION OF ENTITLEMENT -- RETROACTIVE EFFECT
- **Jurisdiction:** Federal
- **Kind:** Rulings
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Social Security Rulings / OASI / Child's Insurance Benefits / SSR 68-68c

## Text

20 CFR 404.601

SSR 68-68c

FANGMAN v . GARDNER, U.S.D.C., Neb., Civil No. 02798 (3- 13-68) (CCH
U.I.R. Fed. Par. 15,029)

ROBINSON , Chief Judge .

THIS ACTION was instituted for review of a final decision of the
Secretary of Health, Education and Welfare, pursuant to 42 U.S.C. 405 [g.]
Both parties have alleged that no issue of facts exists and each moves for
summary judgment.

It is plaintiff's position that he is entitled to collect social security
benefits on behalf of his son, Michael P. Fangman, for the period
beginning December, 1961 until the time when payments were actually
commenced in February, 1966, effective February 1965.

The plaintiff, Richard J. Fangman reached age 65 in December 1961 and,
pursuant to an application he filed for an old-age benefit under section
202[a] of the Social Security Act, 42 U.S.C. 402[a], he was awarded such
benefit effective December, 1961. In his 1961 application it was indicated
that he was married but that he had no children at that time who were
under 18 years of age. In fact, he had a son, Michael, who was then 14
years old. * * *

Plaintiff explains the error on the 1961 application as the failure of
the employee of the Social Security Office to ask him about any minor
children and the employee's assumption that plaintiff was too old to have
young children.

On February 4, 1966, the plaintiff filed an application for a child's
benefit on behalf of his son Michael. The Social Security Administration
determined that the plaintiff was entitled to benefits effective February,
1965, but that no amounts could be paid for any months prior to that date.
Following the same determination by the Bureau of Hearings and Appeals of
the Social Security Administration, this action was brought for review.

Section 202[d] of the Social Security Act, 42 U.S.C. 402[d], which
provides for payment of child's insurance benefits, provides in part, as
follows:
effective February,
1965, but that no amounts could be paid for any months prior to that date.
Following the same determination by the Bureau of Hearings and Appeals of
the Social Security Administration, this action was brought for review.

Section 202[d] of the Social Security Act, 42 U.S.C. 402[d], which
provides for payment of child's insurance benefits, provides in part, as
follows:

Section 202[j][1] limits any retroactive payments which may be made under
the above quoted section.

"Applications" are defined in 20 CFR part 404 (Section 404.601 in Social
Security Administration Regulations No. 4) to include properly executed
forms provided by the Social Security Administration or a written
statement indicating an intention to assert a claim for benefits.

Our decision in this case rests on four basic principles.

1. Where expressly provided, a person's eligibility for benefits under
the Act is conditioned upon the filing of an application.

In our opinion the statutory language makes this condition clear. This
mandatory condition was recognized and applied in a similar situation by
the Tenth Circuit in Ewing v. Risher , 176 F.2d 641 at 644 [10th
Cir., 1949].

More recently, Judge Knoch of the Seventh Circuit made the following
observation in Bender v. Celebrezze , 332 F.2d 113 [7th Cir., 1964]
at page 115:

2. An application was not filed on behalf of Michael P. Fangman until
February, 1966.
mandatory condition was recognized and applied in a similar situation by
the Tenth Circuit in Ewing v. Risher , 176 F.2d 641 at 644 [10th
Cir., 1949].

More recently, Judge Knoch of the Seventh Circuit made the following
observation in Bender v. Celebrezze , 332 F.2d 113 [7th Cir., 1964]
at page 115:

2. An application was not filed on behalf of Michael P. Fangman until
February, 1966.

Even assuming that the plaintiff's theory is correct and that the Social
Security Administration employee did take it upon his or herself to answer
the inquiry concerning children in the negative, the plaintiff's
undisclosed information cannot be held to rise to the dignity of an
application. Whatever may be the true circumstance, the Court regards the
error as extremely regretful, but it cannot supply a basis of plaintiff's
recovery here. Medalia v. Folsom , 135 F.Supp. [D. Mass., 1955].
Estoppel may not be asserted against an agency of the United States under
these circumstances. Federal Crop Ins. Crop. v. Merrill , 332 U.S.
380 [Idaho 1947]; Taylor v. Flemming , 186 F.Supp. 280 [W.D. Ark.,
1960].

3. The Act expressly limits the retroactive payments which can be made on
an application. See 42 U.S. § 402 [j][1]; Kurz v. Celebrezze , 225
F.Supp. 528 [E.D. N.Y., 1963], SSR 64-34c, C.B. 1964, p. 24; Barrysuk
v. Ewing , 96 F.Supp. 779 [D. N.J., 1951]; Ewing v. Risher , 176
F.2d 641 [10th Cir., 1949.]

4. Equitable considerations and the Court's regret for the misfortune of
the applicant cannot govern over the express provisions of the Act.

The time limitation imposed by 42 U.S.C. § 402 [j][1] clearly indicates
that Congress wanted to limit back payments of claims which were otherwise
eligible for the Act's benefits. It places upon the applicant the
affirmative duty to become informed as to his rights, and assert his
claims. In Kurz v. Celebrezze [supra at 530] the Court made the
following comment:
s provisions of the Act.

The time limitation imposed by 42 U.S.C. § 402 [j][1] clearly indicates
that Congress wanted to limit back payments of claims which were otherwise
eligible for the Act's benefits. It places upon the applicant the
affirmative duty to become informed as to his rights, and assert his
claims. In Kurz v. Celebrezze [supra at 530] the Court made the
following comment:

Upon these conclusions we have determined that no material duplicate of
fact exists and that the defendant is entitled to a summary judgment.
Accordingly,

IT IS ORDERED that defendant's motion for summary judgment should
be and is hereby sustained.

## Nearby sections

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/SSA_SSR_OASI_SSR_68_68c. Check the current official text before relying on it. Not legal advice.
