# SSR 66-17c: SSR 66-17c: SECTIONS 202(e)(1) and 202(j)(1). -- APPLICATION -- ORAL INQUIRY ABOUT BENEFITS -- NONESTOPPEL OF ADMINISTRATION

> Federal · Rulings · In force

URL: https://www.frixlaw.com/law-library/statutes/SSA_SSR_OASI_SSR_66_17c

## Section

- **Citation:** SSR 66-17c
- **Heading:** SSR 66-17c: SECTIONS 202(e)(1) and 202(j)(1). -- APPLICATION -- ORAL INQUIRY ABOUT BENEFITS -- NONESTOPPEL OF ADMINISTRATION
- **Jurisdiction:** Federal
- **Kind:** Rulings
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Social Security Rulings / OASI / Widow(er)'s Insurance benefits / SSR 66-17c

## Text

20 CFR 404.601, 404.607, and 404.610

SSR 66-17c

EMERSON v. CELEBREZZE, U.S.D.C., M.D. of Ga. (Civil No. 1001)
(6/7/65)

ELLIOTT, District Judge :

Plaintiff in this case is the widow of Samuel H. Emerson, who died in
1942. On February 14, 1956, the Plaintiff made inquiry in the social
security office, in Columbus, Georgia, regarding her right to receive
benefits as the widow of the deceased. At that time it appeared from the
records of the Social Security Administration that the deceased wage
earned had only five quarters of coverage to his credit. Employees in the
social security office so advised the Plaintiff and she was told that
because there were insufficient quarters of coverage there was no need to
file a formal application and there the matter rested for a period of
years. Nothing else transpired until May, 1962 * * *. A formal application
was filed at that time and it was determined that the Plaintiff's husband
did have sufficient quarters of coverage, the incorrectness of the records
having apparently resulted from a failure on the part of the employer to
properly report the employment. Pursuant to the applicable law, benefits
were then accordingly awarded to the Plaintiff effective beginning May
1961. The Plaintiff now complains in this suit that, through no fault of
her own and relying upon the advice given her by social security
personnel, she was deprived of benefits due her from February 14, 1956, to
May 1, 1961.
of the employer to
properly report the employment. Pursuant to the applicable law, benefits
were then accordingly awarded to the Plaintiff effective beginning May
1961. The Plaintiff now complains in this suit that, through no fault of
her own and relying upon the advice given her by social security
personnel, she was deprived of benefits due her from February 14, 1956, to
May 1, 1961.

There is no controversy concerning the facts of this case. The missing
quarters of coverage were not developed in the records of the
Administration until May, 1962, when Mrs. Emerson filed her application
for widow's benefits and pursued the matter. The records of the
Administration initially reflected only five quarters of coverage and when
this representation was made to Mrs. Emerson at the time she made inquiry
in 1956 this was a correct representation. Mrs. Emerson made no effort at
that time to supplement the records of the Administration and, as
heretofore indicated, made no written application for benefits. Insofar as
the representatives of the Administration were concerned, there was no
reason to believe that the wage earner was insured during the period in
question until May, 1962, when Mrs. Emerson formally raised the issue and
further developed the records.

On October 24, 1963, the Hearing Examiner issued his decision disallowing
the Plaintiff's claim for entitlement to benefits commencing earlier than
May, 1961, and this decision of the Hearing Examiner became the final
decision of the Secretary under § 205(g) of the Act (42 U.S.C. § 405(g))
when the Appeals Council of the Social Security Administration denied the
Plaintiff's request to review the Hearing Examiner's decision. It is that
decision which is now the subject of review by this Court.
ment to benefits commencing earlier than
May, 1961, and this decision of the Hearing Examiner became the final
decision of the Secretary under § 205(g) of the Act (42 U.S.C. § 405(g))
when the Appeals Council of the Social Security Administration denied the
Plaintiff's request to review the Hearing Examiner's decision. It is that
decision which is now the subject of review by this Court.

The Hearing Examiner disallowed the claim on the basis of the undisputed
fact that while earlier inquiry had been made, no application was filed
until May, 1962. Section 202(e) of the Social Security Act, as amended,
provides that the widow of an individual who dies fully insured upon
filing an application for widow's insurance benefits and attaining the
proper age may be awarded widow's insurance benefits, however, one of the
requirements of the act is that an application be filed, and the Act
further provides that such application must be in writing. The mere
appearance and inquiry at a district office of the Social Security
Administration, as was done in this case, does not constitute an
application and there is no basis for allowing the claimant widow's
benefits beginning earlier than is permitted under § 202(j) of the Act.
That section permits an application to have retroactive effect for twelve
months. Applying the law to the facts, no widow's benefits may be allowed
to this claimant effective earlier than May, 1961, because no application
was filed until May, 1962.

We recognize and regret the unfortunate result of the application of the
law to the facts in this case, but the facts are uncontroverted and it is
not within our province to modify the law. The evidence discloses that all
of the prescribed conditions for entitlement of benefits were not met
until May, 1962, and the representatives of the Administration did not
wilfully and knowingly mislead the Plaintiff because the information given
to her in 1956 was correct, as based upon the records available.
facts are uncontroverted and it is
not within our province to modify the law. The evidence discloses that all
of the prescribed conditions for entitlement of benefits were not met
until May, 1962, and the representatives of the Administration did not
wilfully and knowingly mislead the Plaintiff because the information given
to her in 1956 was correct, as based upon the records available.

Counsel for the Plaintiff strongly urges upon this court the application
of equitable principles as a basis for reversing the decision of the
Secretary, but the right to benefits under the Social Security Act is
accorded a claimant solely by statute rather than equitable principles and
is conditioned upon compliance with that statute. Kurz v. Celebrezze,
225 F. Supp. 528 (E.D.N.Y., 1963) . It has been held that if the
failure of the claimant to file the necessary formal application was
brought about as a result of misinformation given to the claimant by
representatives of the Social Security Administration, that this would not
authorize an award of benefits when the claimant had failed to comply with
the formalities required by the statute. In Flamm v. Ribicoff, 203 F.
Supp. 507 (S.D.N.Y., 1961) , the Court said:

It will be noted that in the Flamm case, supra, there was a claim
that the claimant had been misled by Government representatives, whereas
in the case before us there is no claim that Mrs. Emerson received
anything but correct advice based upon the records of the Administration,
and if these records were in error, such error was not due to any action
or inaction on the part of Government representatives. This absence of
fault on the part of the government in the instant case precludes any
recovery on the basis of an estoppel even if it should otherwise be urged
as justified.
son received
anything but correct advice based upon the records of the Administration,
and if these records were in error, such error was not due to any action
or inaction on the part of Government representatives. This absence of
fault on the part of the government in the instant case precludes any
recovery on the basis of an estoppel even if it should otherwise be urged
as justified.

In summary, we hold that since a proper application was not filed until
May, 1962, no entitlement to benefits could commence prior to May, 1961,
and that the decision of the secretary should, therefore, be affirmed and
his motion for summary judgment should be granted * * *

## Nearby sections

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/SSA_SSR_OASI_SSR_66_17c. Check the current official text before relying on it. Not legal advice.
