# SSR 69-38c: SSR 69-38c: SECTIONS 216(i) AND 223 AS AMENDED IN 1967. -- MEDICAL EVIDENCE MUST ESTABLISH DISABILITY AT TIME SPECIAL INSURED STATUS REQUIREMENTS ARE MET -- FAIR HEARING -- RIGHT TO REPRESENTATION BY ATTORNEY

> Federal · Rulings · In force

URL: https://www.frixlaw.com/law-library/statutes/SSA_SSR_DI_SSR_69_38c

## Section

- **Citation:** SSR 69-38c
- **Heading:** SSR 69-38c: SECTIONS 216(i) AND 223 AS AMENDED IN 1967. -- MEDICAL EVIDENCE MUST ESTABLISH DISABILITY AT TIME SPECIAL INSURED STATUS REQUIREMENTS ARE MET -- FAIR HEARING -- RIGHT TO REPRESENTATION BY ATTORNEY
- **Jurisdiction:** Federal
- **Kind:** Rulings
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Social Security Rulings / DI / Disability, Period of Disability / SSR 69-38c

## Text

20 CFR 404.1501

SSR 69-38c

STEIMER v. GARDNER, 395 F.2d 197 (9 Cir., 1968)

DUNIWAY, Circuit Judge :

This is an action under section 205(g) of the Social Security Act, 42
U.S.C. § 405(g) to review a decision of the Secretary of Health,
Education, and Welfare denying appellant Steimer's claim for a period of
disability and for disability insurance benefits under sections 216(i) and
223 of thee Act, 42 U.S.C. §§ 416(i), 423. The claimant appeals from a
judgment for the Secretary. She makes two claims, first, that the
Secretary's decision is not supported by substantial evidence (section
205(g), 42 U.S.C. § 405(g)), and second, that she should have been
represented by counsel before the hearing examiner, but was mislead by the
Secretary into acting pro se.

When appellant filed her application, the Act required that she show
"inability to engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be expected
to result in death or to be of long-continued and indefinite duration." 42
U.S.C. §§ 416(i), 423(c). In 1965, the last clause was amended,
substituting "not less than 12 months" for "long-continued and indefinite
duration." 79 Stat. 367. In 1967, after the decision of the Secretary and
the trial court, the Act was further amended. A definition of "physical or
mental impairment" was added: ". . . a 'physical or mental impairment' is
an impairment that results from anatomical, physiological, or
psychological abnormalities which are demonstrable by medically accepted
clinical and laboratory diagnostic techniques." P.L. 90-248, 1967 U.S.Code
Cong. & Admin. News 4631. These amendments are applicable here. Dean v. Gardner , 9 Cir., 1968, 393 F.2d 327 (March 29,
1968).
as added: ". . . a 'physical or mental impairment' is
an impairment that results from anatomical, physiological, or
psychological abnormalities which are demonstrable by medically accepted
clinical and laboratory diagnostic techniques." P.L. 90-248, 1967 U.S.Code
Cong. & Admin. News 4631. These amendments are applicable here. Dean v. Gardner , 9 Cir., 1968, 393 F.2d 327 (March 29,
1968).

The hearing examiner held in substance that appellant had not met her
burden of proof. We agree. The pertinent date is June 30, 1955, the date
when her insured status terminated. Much of the evidence relates to
occurrence since that time, which have only tangential relevance. There is
testimony by appellant that, before June 30, 1955, she had lower back
pain, dizzy spells, pains in her neck, weakness in her arms, and trouble
in sleeping. Her husband described her troubles in general terms, and
characterized her condition, as bad. But the record is almost totally
devoid of medical testimony that would bring her case within the statute.
Dr. [F] treated her before the crucial date; he diagnosed her condition as
"a stiff arthritic cervical spine." Her physician, Dr. [W] did not see her
in 1955. His only diagnostic statement relating to the crucial period was
that she had headaches and vertigo. The hearing examiner explained the
problem to appellant and attempted to elicit more helpful information from
her or from her doctors and the hearing was reopened to admit one medical
report. However,a appellant failed to introduce any more explicit medical
testimony as to her condition before June 30, 1955. The hearing examiner
was forced to conclude that appellant had not established the existence of
a disability before June 30, 1955 and that findings is supported by
substantial evidence. See Ryan v. Secretary , 9 Cir., 1968.
393 F.2d 340 (April 9, 1968).
medical
report. However,a appellant failed to introduce any more explicit medical
testimony as to her condition before June 30, 1955. The hearing examiner
was forced to conclude that appellant had not established the existence of
a disability before June 30, 1955 and that findings is supported by
substantial evidence. See Ryan v. Secretary , 9 Cir., 1968.
393 F.2d 340 (April 9, 1968).

Appellant argues that the Secretary encouraged appellant (and others like
her) to forego the right to be represented by counsel. She cites the
following from a pamphlet as an example: "Most people handle their social
security affairs with the help of the people in the Social Security
Office." Other examples are cited to similar effect. Appellant claims that
she was misled by these statements into thinking that the proceeding was
not an adversary one and that her lack of counsel resulted in lack of
knowledge of the requirements for establishing the existence of a
disability. She also claims that she was not assisted by the Secretary in
establishing the relevant facts necessary to substantiate her claim. This
argument was not explicitly raised below. It is true that appellant's
memorandum in support of her motion for summary judgment discusses her
lack of and need for a lawyer, but the motion does not ask for a remand on
this ground; it asks only that the Secretary's order be reversed that
judgment be entered for appellant. She does include lack of counsel as a
point upon which she intends to rely on appeal. The complaint contained no
allegation that appellant had been misled by the Secretary to her
detriment. In these circumstances, it might be appropriate to conclude
that the issue of representation is not before this court. However, we
prefer to dispose of the claim on the merits.
entered for appellant. She does include lack of counsel as a
point upon which she intends to rely on appeal. The complaint contained no
allegation that appellant had been misled by the Secretary to her
detriment. In these circumstances, it might be appropriate to conclude
that the issue of representation is not before this court. However, we
prefer to dispose of the claim on the merits.

Only one of the items cited by appellant as examples of the Secretary's
misleading statements appears in the record. That document is the "Notice
of Hearing." It does state that a lawyer is not required, but that
representation is permitted, applicant being responsible for the lawyer's
fee. Moreover the same notice provides extensive information as to the
requirements for disability benefits, and informs appellant of the date as
of which she had to prove disability. In addition, the hearing examiner
more than once indicated to appellant that more information, especially
from Dr. [W] would be helpful in properly assessing her claim of
disability. We conclude that the record does not establish that appellant
was misled as to her right to be represented by counsel, and that she
received a full and fair hearing.

AFFIRMED.

## Nearby sections

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/SSA_SSR_DI_SSR_69_38c. Check the current official text before relying on it. Not legal advice.
