# R.I. Sup. Ct. art. V, R. 1.0: Rule 1.0. Terminology. (a) "Belief" or "believes" denotes that the person involved

> Rhode Island · Court rules · In force

URL: https://www.frixlaw.com/law-library/statutes/SRULES_RI_SCTART5_R1_0

## Section

- **Citation:** R.I. Sup. Ct. art. V, R. 1.0
- **Heading:** Rule 1.0. Terminology. (a) "Belief" or "believes" denotes that the person involved
- **Jurisdiction:** Rhode Island
- **Kind:** Court rules
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Rhode Island Court Rules / Supreme Court / Supreme Court Rules Article V - Rules of Professional Conduct / R.I. Sup. Ct. art. V, R. 1.0

## Text

actually supposed the fact in question to be true. A person's belief may be inferred
from circumstances.
(b) "Confirmed in writing," when used in reference to the informed consent of a
person, denotes informed consent that is given in writing by the person or a writing
that a lawyer promptly transmits to the person confirming an oral informed consent.
See paragraph (e) for the definition of "informed consent." If it is not feasible to
obtain or transmit the writing at the time the person gives informed consent, then the
lawyer must obtain or transmit it within a reasonable time thereafter.
(c) "Firm" or "law firm" denotes a lawyer or lawyers in a law partnership,
professional corporation, sole proprietorship or other association authorized to
practice law; or lawyers employed in a legal services organization or the legal
department of a corporation or other organization.
(d) "Fraud" or "fraudulent" denotes conduct that is fraudulent under the substantive
or procedural law of the applicable jurisdiction and has a purpose to deceive.
(e) "Informed consent" denotes the agreement by a person to a proposed course of
conduct after the lawyer has communicated adequate information and explanation
about the material risks of and reasonably available alternatives to the proposed
course of conduct.
(f) "Knowingly," "known," or "knows" denotes actual knowledge of the fact in
question. A person's knowledge may be inferred from circumstances.
(g) "Partner" denotes a member of a partnership, a shareholder in a law firm
organized as a professional corporation, or a member of an association authorized to
practice law.
(h) "Reasonable" or "reasonably" when used in relation to conduct by a lawyer
denotes the conduct of a reasonably prudent and competent lawyer.
(i) "Reasonable belief" or "reasonably believes" when used in reference to a lawyer
denotes that the lawyer believes the matter in question and that the circumstances are
such that the belief is reasonable.
an association authorized to
practice law.
(h) "Reasonable" or "reasonably" when used in relation to conduct by a lawyer
denotes the conduct of a reasonably prudent and competent lawyer.
(i) "Reasonable belief" or "reasonably believes" when used in reference to a lawyer
denotes that the lawyer believes the matter in question and that the circumstances are
such that the belief is reasonable.
(j) "Reasonably should know" when used in reference to a lawyer denotes that a
lawyer of reasonable prudence and competence would ascertain the matter in
question.
(k) "Screened" denotes the isolation of a lawyer from any participation in a matter
through the timely imposition of procedures within a firm that are reasonably
adequate under the circumstances to protect information that the isolated lawyer is
obligated to protect under these Rules or other law.
(l) "Substantial" when used in reference to degree or extent denotes a material
matter of clear and weighty importance.

(m) "Tribunal" denotes a court, an arbitrator in a binding arbitration proceeding or a
legislative body, administrative agency or other body acting in an adjudicative
capacity. A legislative body, administrative agency or other body acts in an
adjudicative capacity when a neutral official, after the presentation of evidence or
legal argument by a party or parties, will render a binding legal judgment directly
affecting a party's interests in a particular matter.
roceeding or a
legislative body, administrative agency or other body acting in an adjudicative
capacity. A legislative body, administrative agency or other body acts in an
adjudicative capacity when a neutral official, after the presentation of evidence or
legal argument by a party or parties, will render a binding legal judgment directly
affecting a party's interests in a particular matter.
(n) "Writing" or "written" denotes a tangible or electronic record of a
communication or representation, including handwriting, typewriting, printing,
photostating, photography, audio or video recording and e-mail. A "signed" writing
includes an electronic sound, symbol or process attached to or logically associated
with a writing and executed or adopted by a person with the intent to sign the writing.

COMMENTARY

Confirmed in Writing

[1] If it is not feasible to obtain or transmit a written confirmation at the time the
client gives informed consent, then the lawyer must obtain or transmit it within a
reasonable time thereafter. If a lawyer has obtained a client's informed consent, the
lawyer may act in reliance on that consent so long as it is confirmed in writing within
a reasonable time thereafter.

Firm

[2] Whether two or more lawyers constitute a firm within paragraph (c) can depend
on the specific facts. For example, two practitioners who share office space and
occasionally consult or assist each other ordinarily would not be regarded as suggests
that they are a firm or conduct themselves as a firm, they should be regarded as a firm
for purposes of the Rules
onable time thereafter.

Firm

[2] Whether two or more lawyers constitute a firm within paragraph (c) can depend
on the specific facts. For example, two practitioners who share office space and
occasionally consult or assist each other ordinarily would not be regarded as suggests
that they are a firm or conduct themselves as a firm, they should be regarded as a firm
for purposes of the Rules. Further, any two or more lawyers who, by signs, letterhead,
or any form of advertising, list their names in succession will likely be regarded as a
firm for the purposes of these Rules, notwithstanding disclaimers such as "an
association of independent attorneys." The terms of any formal agreement between
associated lawyers are relevant in determining whether they are a firm, as is the fact
that they have mutual access to information concerning the clients they serve.
Furthermore, it is relevant in doubtful cases to consider the underlying purpose of the
Rule that is involved. A group of lawyers could be regarded as a firm for purposes of
the Rule that the same lawyer should not represent opposing parties in litigation,
while it might not be so regarded for purposes of the Rule that information acquired
by one lawyer is attributed to another.

[3] With respect to the law department of an organization, including the
government, there is ordinarily no question that the members of the department
constitute a firm within the meaning of the Rules of Professional Conduct. There can
be uncertainty, however, as to the identity of the client. For example, it may not be
clear whether the law department of a corporation represents a subsidiary or an
affiliated corporation, as well as the corporation by which the members of the
department are directly employed. A similar question can arise concerning an
unincorporated association and its local affiliates.
[4] Similar questions can also arise with respect to lawyers in legal aid and legal
services organizations
clear whether the law department of a corporation represents a subsidiary or an
affiliated corporation, as well as the corporation by which the members of the
department are directly employed. A similar question can arise concerning an
unincorporated association and its local affiliates.
[4] Similar questions can also arise with respect to lawyers in legal aid and legal
services organizations. Lawyers employed in the same unit of a legal service
organization constitute a firm, but not necessarily those employed in separate units.
As in the case of independent practitioners, whether the lawyers should be treated as
associated with each other can depend on the particular Rule that is involved, and on
the specific facts of the situation.

Fraud

[5] When used in these Rules, the terms "fraud" or "fraudulent" refer to conduct that
is characterized as such under the substantive or procedural law of the applicable
jurisdiction and has a purpose to deceive. This does not include merely negligent
misrepresentation or negligent failure to apprise another of relevant information. For
purposes of these Rules, it is not necessary that anyone has suffered damages or
relied on the misrepresentation or failure to inform.

Informed Consent

[6] Many of the Rules of Professional Conduct require the lawyer to obtain the
informed consent of a client or other person (e.g., a former client or, under certain
circumstances, a prospective client) before accepting or continuing representation or
pursuing a course of conduct. See, e.g., Rules 1.2(c), 1.6(a) and 1.7(b). The
communication necessary to obtain such consent will vary according to the Rule
involved and the circumstances giving rise to the need to obtain informed consent.
The lawyer must make reasonable efforts to ensure that the client or other person
possesses information reasonably adequate to make an informed decision
or
pursuing a course of conduct. See, e.g., Rules 1.2(c), 1.6(a) and 1.7(b). The
communication necessary to obtain such consent will vary according to the Rule
involved and the circumstances giving rise to the need to obtain informed consent.
The lawyer must make reasonable efforts to ensure that the client or other person
possesses information reasonably adequate to make an informed decision. Ordinarily,
this will require communication that includes a disclosure of the facts and
circumstances giving rise to the situation, any explanation reasonably necessary to
inform the client or other person of the material advantages and disadvantages of the
proposed course of conduct and a discussion of the client's or other person's options
and alternatives. In some circumstances it may be appropriate for a lawyer to advise a

client or other person to seek the advice of other counsel. A lawyer need not inform a
client or other person of facts or implications already known to the client or other
person; nevertheless, a lawyer who does not personally inform the client or other
person assumes the risk that the client or other person is inadequately informed and
the consent is invalid. In determining whether the information and explanation
provided are reasonably adequate, relevant factors include whether the client or other
person is experienced in legal matters generally and in making decisions of the type
involved, and whether the client or other person is independently represented by other
counsel in giving the consent. Normally, such persons need less information and
explanation than others, and generally a client or other person who is independently
represented by other counsel in giving the consent should be assumed to have given
informed consent.
rally and in making decisions of the type
involved, and whether the client or other person is independently represented by other
counsel in giving the consent. Normally, such persons need less information and
explanation than others, and generally a client or other person who is independently
represented by other counsel in giving the consent should be assumed to have given
informed consent.

[7] Obtaining informed consent will usually require an affirmative response by the
client or other person. In general, a lawyer may not assume consent from a client's or
other person's silence. Consent may be inferred, however, from the conduct of a client
or other person who has reasonably adequate information about the matter. A number
of Rules require that a person's consent be confirmed in writing. See Rules 1.7(b) and
1.9(a). For a definition of "writing" and "confirmed in writing," see paragraphs (n)
and (b). Other Rules require that a client's consent be obtained in a writing signed by
the client. See, e.g., Rules 1.8(a) and (g). For a definition of "signed," see paragraph
(n).

Screened

[8] This definition applies to situations where screening of a personally disqualified
lawyer is permitted to remove imputation of a conflict of interest under Rules 1.10,
1.11, 1.12 or 1.18.
[9] The purpose of screening is to assure the affected parties that confidential
information know by the personally disqualified lawyer remains protected. The
personally disqualified lawyer should acknowledge the obligation not to
communicate with any of the other lawyers in the firm with respect to the matter.
Similarly, other lawyers in the firm who are working on the matter should be
informed that the screening is in place and that they may not communicate with the
personally disqualified lawyer with respect to the matter. Additional screening
measures that are appropriate for the particular matter will depend on the
circumstances
h any of the other lawyers in the firm with respect to the matter.
Similarly, other lawyers in the firm who are working on the matter should be
informed that the screening is in place and that they may not communicate with the
personally disqualified lawyer with respect to the matter. Additional screening
measures that are appropriate for the particular matter will depend on the
circumstances. To implement, reinforce and remind all affected lawyers of the
presence of the screening, it may be appropriate for the firm to undertake such
procedures as a written undertaking by the screened lawyer to avoid any

communication with other firm personnel and any contact with any firm files or other
materials relating to the matter, written notice and instructions to all other firm
personnel forbidding any communication with the screened lawyer relating to the
matter, denial of access by the screened lawyer to firm files or other materials relating
to the matter and periodic reminders of the screen to the screened lawyer and all other
firm personnel.
[10] In order to be effective, screening measures must be implemented as soon as
practical after a lawyer or law firm knows or reasonably should know that there is a
need for screening.

LAWYER-CLIENT RELATIONSHIP

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/SRULES_RI_SCTART5_R1_0. Check the current official text before relying on it. Not legal advice.
