# Ala. R. Evid. 406: Rule 406. Habit; routine practice

> Alabama · Court rules · In force

URL: https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R406

## Section

- **Citation:** Ala. R. Evid. 406
- **Heading:** Rule 406. Habit; routine practice
- **Jurisdiction:** Alabama
- **Kind:** Court rules
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Alabama Rules of Court / Alabama Rules of Evidence / Ala. R. Evid. 406

## Text

Alabama Rules of Evidence

Article IV. Relevancy and Its Limits

Rule 406.

Habit; routine practice.

Evidence of the habit of a person or of the routine practice of an organization, whether
corroborated or not and regardless of the presence of eyewitnesses, is relevant to prove that the
conduct of the person or organization on a particular occasion was in conformity with the habit
or routine practice.

Advisory Committee’s Notes

This rule is identical to Rule 406 of the Federal Rules of Evidence. The principle of
relevancy expressed in this rule constitutes an exception to the general provision in Ala.R.Evid.
404(a) that character is not provable as a basis from which to infer how one acted on a particular
occasion. A specialized application of the general exclusionary rule precludes the admission of
evidence of a person’s prior acts offered to prove that the person is of a certain character and
acted in keeping with that character on a particular occasion. If these collateral acts, however,
are of sufficient similarity and repetition to constitute a habit, then Rule 406 makes them
admissible to prove conduct on a particular occasion. This rule regarding habit is consistent with
preexisting Alabama law. See Dothard v. Cook, 333 So.2d 576 (Ala.1976); C. Gamble, Character
Evidence: A Comprehensive Approach 13 (1987); C. Gamble, McElroy’s Alabama Evidence §
42.01 (4th ed. 1991).

Equivalent collateral conduct of an organization, sometimes designated at common law
as “custom,” is referred to in this rule as “routine practice of an organization.” Such organizational
practice, consistent with preexisting Alabama law, is relevant to prove conduct on the occasion
being litigated. Ex parte McClarty Constr. & Equip. Co., 428 So.2d 629 (Ala.1983).

Rule 406 offers no precise standard for determining how many times an act must be
repeated, or how consistently behavior must be shown, in order for the act or the behavior to
attain the status of habit
anizational
practice, consistent with preexisting Alabama law, is relevant to prove conduct on the occasion
being litigated. Ex parte McClarty Constr. & Equip. Co., 428 So.2d 629 (Ala.1983).

Rule 406 offers no precise standard for determining how many times an act must be
repeated, or how consistently behavior must be shown, in order for the act or the behavior to
attain the status of habit. The committee assumes that the judiciary will continue to emphasize
the concept that “habit” requires a regular response to a repeated situation. See Pacific Mut. Life
Ins. Co. v. Yeldell, 36 Ala.App. 652, 62 So.2d 805 (1953); Wilson v. Volkswagen of Am., Inc., 561
F.2d 494 (4th Cir. 1977), cert. denied, 434 U.S. 1020 (1978). As Professor McCormick so
perceptively observed:

“A habit... is the person’s regular practice of meeting a particular kind of
situation with a specific type of conduct, such as the habit of going down a
particular stairway two stairs at a time, or of giving the hand signal for a left turn,
or of alighting from railway cars while they are moving. The doing of the habitual

acts may become semi-automatic.” E. Cleary, McCormick on Evidence § 195 (2d
ed. 1972) (emphasis added).

Some case law authority, not a model of clarity, requires proof of certain conditions
precedent to the admission of evidence regarding a person’s habit or an organization’s routine
practice. For example, evidence of an organization’s custom has been held inadmissible unless
that evidence is corroborated by other evidence. See M. Slough, Relevancy Unraveled, 5
Kan.L.Rev. 404, 449 (1957). Habit evidence has been held inadmissible to prove that a person
was not contributorily negligent, unless it is first shown that there were no eyewitnesses to the
event on which the claim of contributory negligence is based. See, e.g., Montgomery Light &
Traction Co. v. Devinney, 200 Ala. 135, 75 So. 883 (1917); Cereste v. New York, New Haven &
Hartford R.R., 231 F.2d 50 (2d Cir.), cert. denied, 351 U.S
ence has been held inadmissible to prove that a person
was not contributorily negligent, unless it is first shown that there were no eyewitnesses to the
event on which the claim of contributory negligence is based. See, e.g., Montgomery Light &
Traction Co. v. Devinney, 200 Ala. 135, 75 So. 883 (1917); Cereste v. New York, New Haven &
Hartford R.R., 231 F.2d 50 (2d Cir.), cert. denied, 351 U.S. 951 (1956); Recent Cases –Evidence
–Relevancy –Admission of Habit Evidence to Show Due Care, 10 Vand.L.Rev. 447 (1957). Rule
406 abandons both the corroboration and the “no eyewitness” requirements. See C. Gamble,
McElroy’s Alabama Evidence § 42.01(6) (4th ed. 1991); W. Schroeder, J. Hoffman, & R. Thigpen,
Alabama Evidence § 4-6(a) (1987) (suggesting that recent judicial silence may indicate that the
“no eyewitness” requirement had already been abandoned under pre-rules Alabama law).

Collateral conduct of a party in a civil action may be admissible for the relevant purpose
of showing design or plan. See Ala.R.Evid. 404(b). Nothing in Rule 406 is to be taken as requiring
that such collateral conduct must constitute a habit in order to be admissible.

Most of the case law involving habit has arisen in civil cases. Nothing, however, precludes
its recognition in criminal cases. Occasionally, the prosecution in a criminal case will offer
evidence of the accused’s collateral misconduct as a basis for the factfinder to infer that the
accused had a habit of committing the kind of crime with which the accused is presently charged.
If such evidence is to be admitted, it customarily should be admitted for the purpose of proving
plan as an exception to Rule 404(b) rather than under Rule 406. See United States v. Mascio,
774 F.2d 219, 221-22 (7th Cir.1985); C. Wright & M
misconduct as a basis for the factfinder to infer that the
accused had a habit of committing the kind of crime with which the accused is presently charged.
If such evidence is to be admitted, it customarily should be admitted for the purpose of proving
plan as an exception to Rule 404(b) rather than under Rule 406. See United States v. Mascio,
774 F.2d 219, 221-22 (7th Cir.1985); C. Wright & M. Graham, Federal Practice and Procedure:
Evidence § 5273 (1980) (observing that “while there may be cases in which the commission of
crime in a particular way can properly be considered to be a habit, in most cases it would seem
better to admit the evidence under Rule 404(b) rather than stretch Rule 406 to cover it”). But see
United States v. Luttrell, 612 F.2d 396 (8th Cir.1980) (in a prosecution for failure to file tax returns
in 1974 and 1975, Rule 406 was applied to permit the Government to prove a failure to file in
1976, 1977, and 1978); Wyatt v. State, 419 So.2d 277, 281 (Ala.Crim.App.1982) (recognizing, in
dictum, the applicability of the habit exception in a criminal prosecution).

## Nearby sections

- [Ala. R. Evid. 101 Rule 101. Scope](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R101.md)
- [Ala. R. Evid. 102 Rule 102. Purpose and construction](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R102.md)
- [Ala. R. Evid. 103 Rule 103. Rulings on evidence](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R103.md)
- [Ala. R. Evid. 104 Rule 104. Preliminary questions](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R104.md)
- [Ala. R. Evid. 105 Rule 105. Limited admissibility](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R105.md)
- [Ala. R. Evid. 106 Rule 106. Remainder of writings or recorded statements](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R106.md)
- [Ala. R. Evid. 201 Rule 201. Judicial notice of adjudicative facts](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R201.md)
- [Ala. R. Evid. 301 Rule 301. Presumptions in general in civil actions and proceedings](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R301.md)
- [Ala. R. Evid. 302 Rule 302. Applicability of federal law in civil actions and proceedings](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R302.md)
- [Ala. R. Evid. 401 Rule 401. Definition of "relevant evidence"](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R401.md)
- [Ala. R. Evid. 402 Rule 402. Relevant evidence generally admissible; irrelevant evidence inadmissible](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R402.md)
- [Ala. R. Evid. 403 Rule 403. Exclusion of relevant evidence on grounds of prejudice, confusion, or waste of time](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R403.md)
- [Ala. R. Evid. 404 Rule 404. Character evidence not admissible to prove conduct; exceptions; other crimes, wrongs, or acts](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R404.md)
- [Ala. R. Evid. 405 Rule 405. Methods of proving character](https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R405.md)

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/SRULES_AL_ARE_R406. Check the current official text before relying on it. Not legal advice.
