# MPEP § 802.01: Meaning of “Independent” and “Distinct”

> Federal · Agency guidance · In force

URL: https://www.frixlaw.com/law-library/statutes/MPEP_S802.01

## Section

- **Citation:** MPEP § 802.01
- **Heading:** Meaning of “Independent” and “Distinct”
- **Jurisdiction:** Federal
- **Kind:** Agency guidance
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** USPTO MPEP / Chapter 0800 - Restriction in Applications Filed Under 35 U.S.C. 111 › Double Patenting / MPEP § 802.01

## Text

35 U.S.C.
121
quoted in the preceding section states that the Director may
require restriction if two or more “independent and distinct” inventions are claimed in
one application. In
37
CFR 1.141
, the statement is made that two or more “independent and
distinct inventions” may not be claimed in one application.
This raises the question of the inventions as between which the Director
may require restriction. This, in turn, depends on the construction of the expression
“independent and distinct” inventions.
“Independent”, of course, means not dependent, or unrelated. If
“distinct” means the same thing, then its use in the statute and in the rule is
redundant. If “distinct” means something different, then the question arises as to what
the difference in meaning between these two words may be. The hearings before the
committees of Congress considering the codification of the patent laws indicate that
35 U.S.C.
121
: “enacts as law existing practice with respect to division, at
the same time introducing a number of changes.”
The report on the hearings does not mention as a change that is
introduced, the inventions between which the Director may properly require division.
The term “independent” as already pointed out, means not dependent, or
unrelated. A large number of inventions between which, prior to the 1952 Act, division
had been proper, are dependent inventions, such as, for example, combination and a
subcombination thereof; as process and apparatus used in the practice of the process; as
composition and the process in which the composition is used; as process and the product
made by such process, etc. If section 121 of the 1952 Act were intended to direct the
Director never to approve division between dependent inventions, the word “independent”
would clearly have been used alone. If the Director has authority or discretion to
restrict independent inventions only, then restriction would be improper as between
dependent inventions, e.g., the examples used for purpose of illustration above
, etc. If section 121 of the 1952 Act were intended to direct the
Director never to approve division between dependent inventions, the word “independent”
would clearly have been used alone. If the Director has authority or discretion to
restrict independent inventions only, then restriction would be improper as between
dependent inventions, e.g., the examples used for purpose of illustration above. Such
was clearly not the intent of Congress. Nothing in the language of the statute and
nothing in the hearings of the committees indicate any intent to change the substantive
law on this subject. On the contrary, joinder of the term “distinct” with the term
“independent”, indicates lack of such intent. The law has long been established that
dependent inventions (frequently termed related inventions) such as used for
illustration above may be properly divided if they are, in fact, “distinct” inventions,
even though dependent.
I.
INDEPENDENT
The term “independent” (i.e., unrelated) means that there is no
disclosed relationship between the two or more inventions claimed, that is, they are
unconnected in design, operation, and effect. For example, a process and an apparatus
incapable of being used in practicing the process are independent inventions. See
also
MPEP §
806.06
and
§ 808.01
.
II.
RELATED BUT DISTINCT
Two or more inventions are related (i.e., not independent) if they
are disclosed as connected in at least one of design (e.g., structure or method of
manufacture), operation (e.g., function or method of use), or effect. Examples of
related inventions include combination and part (subcombination) thereof, process and
apparatus for its practice, process and product made, etc. In this definition the
term related is used as an alternative for dependent in referring to inventions other
than independent inventions
design (e.g., structure or method of
manufacture), operation (e.g., function or method of use), or effect. Examples of
related inventions include combination and part (subcombination) thereof, process and
apparatus for its practice, process and product made, etc. In this definition the
term related is used as an alternative for dependent in referring to inventions other
than independent inventions.
Related inventions are distinct if the inventions
as
claimed
are not connected in at least one of design, operation, or
effect (e.g., can be made by, or used in, a materially different process) and wherein
at least one invention is PATENTABLE (novel and nonobvious) OVER THE OTHER (though
they may each be unpatentable over the prior art). See
MPEP § 806.05(c)
(combination and subcombination) and
§ 806.05(j)
(related products or
related processes) for examples of when a two-way test is required for
distinctness.
It is further noted that the terms “independent” and “distinct” are
used in decisions with varying meanings. All decisions should be read carefully to
determine the meaning intended.

## Nearby sections

- [MPEP § 801 Introduction](https://www.frixlaw.com/law-library/statutes/MPEP_S801.md)
- [MPEP § 802 Basis for Restriction Practice in Statute and Rules](https://www.frixlaw.com/law-library/statutes/MPEP_S802.md)
- [MPEP § 802.01 Meaning of “Independent” and “Distinct”](https://www.frixlaw.com/law-library/statutes/MPEP_S802.01.md)
- [MPEP § 802.02 Definition of Restriction](https://www.frixlaw.com/law-library/statutes/MPEP_S802.02.md)
- [MPEP § 803 Restriction — When Proper](https://www.frixlaw.com/law-library/statutes/MPEP_S803.md)
- [MPEP § 803.01 Review by Examiner with at Least Partial Signatory Authority](https://www.frixlaw.com/law-library/statutes/MPEP_S803.01.md)
- [MPEP § 803.02 Election of Species Requirements – Markush Claims](https://www.frixlaw.com/law-library/statutes/MPEP_S803.02.md)
- [MPEP § 803.03 Transitional Applications](https://www.frixlaw.com/law-library/statutes/MPEP_S803.03.md)
- [MPEP § 803.03(a) Transitional Application — Linking Claim Allowable](https://www.frixlaw.com/law-library/statutes/MPEP_S803.03(a).md)
- [MPEP § 803.03(b) Transitional Application — Generic Claim Allowable](https://www.frixlaw.com/law-library/statutes/MPEP_S803.03(b).md)
- [MPEP § 803.04 Nucleotide Sequences](https://www.frixlaw.com/law-library/statutes/MPEP_S803.04.md)
- [MPEP § 803.05 Reissue Application Practice](https://www.frixlaw.com/law-library/statutes/MPEP_S803.05.md)
- [MPEP § 804 Definition of Double Patenting](https://www.frixlaw.com/law-library/statutes/MPEP_S804.md)
- [MPEP § 804.01 Prohibition of Nonstatutory Double Patenting Rejections Under 35 U.S.C. 121](https://www.frixlaw.com/law-library/statutes/MPEP_S804.01.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/MPEP_S802.01. Check the current official text before relying on it. Not legal advice.
