# MPEP § 608.02: Drawing

> Federal · Agency guidance · In force

URL: https://www.frixlaw.com/law-library/statutes/MPEP_S608.02

## Section

- **Citation:** MPEP § 608.02
- **Heading:** Drawing
- **Jurisdiction:** Federal
- **Kind:** Agency guidance
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** USPTO MPEP / Chapter 0600 - Parts, Form, and Content of Application / MPEP § 608.02

## Text

35 U.S.C. 113
Drawings.
The applicant shall furnish a drawing where necessary for the
understanding of the subject matter to be patented. When the nature of such subject
matter admits of illustration by a drawing and the applicant has not furnished such a
drawing, the Commissioner may require its submission within a time period of not less
than two months from the sending of a notice thereof. Drawings submitted after the
filing date of the application may not be used (i) to overcome any insufficiency of
the specification due to lack of an enabling disclosure or otherwise inadequate
disclosure therein, or (ii) to supplement the original disclosure thereof for the
purpose of interpretation of the scope of any claim.
37 CFR 1.81  Drawings required in patent application.
[Editor Note: Para. (a) below is only applicable to patent applications
filed under
35 U.S.C. 111
on or after
December 18, 2013.]
(a) The applicant for a patent is required to furnish a drawing of
the invention where necessary for the understanding of the subject matter
sought to be patented. Since corrections are the responsibility of the
applicant, the original drawing(s) should be retained by the applicant for any
necessary future correction.
(b) Drawings may include illustrations which facilitate an
understanding of the invention (for example, flow sheets in cases of processes,
and diagrammatic views).
(c) Whenever the nature of the subject matter sought to be patented
admits of illustration by a drawing without its being necessary for the
understanding of the subject matter and the applicant has not furnished such a
drawing, the examiner will require its submission within a time period of not
less than two months from the date of the sending of a notice thereof.
cesses,
and diagrammatic views).
(c) Whenever the nature of the subject matter sought to be patented
admits of illustration by a drawing without its being necessary for the
understanding of the subject matter and the applicant has not furnished such a
drawing, the examiner will require its submission within a time period of not
less than two months from the date of the sending of a notice thereof.
(d) Drawings submitted after the filing date of the application may
not be used to overcome any insufficiency of the specification due to lack of
an enabling disclosure or otherwise inadequate disclosure therein, or to
supplement the original disclosure thereof for the purpose of interpretation of
the scope of any claim.
37 CFR 1.81 (pre-PLT) Drawings required in patent application
[Editor Note: Para. (a) below is applicable to patent applications filed
before December 18, 2013.]
(a) The applicant for a patent is required to furnish
a drawing of the invention where necessary for the understanding of the subject
matter sought to be patented; this drawing, or a high quality copy thereof,
must be filed with the application. Since corrections are the responsibility of
the applicant, the original drawing(s) should be retained by the applicant for
any necessary future correction.
*****
I.
FILING DATE IN THE ABSENCE OF DRAWING
A.
Applications Filed under 35 U.S.C. 111 on or after December 18,
2013
For applications filed on or after December 18,
2013, other than design applications,
35 U.S.C. 111
no longer
requires that an application contain a drawing where necessary for the
understanding of the subject matter sought to be patented to be entitled to a
filing date.
35
U.S.C
*****
I.
FILING DATE IN THE ABSENCE OF DRAWING
A.
Applications Filed under 35 U.S.C. 111 on or after December 18,
2013
For applications filed on or after December 18,
2013, other than design applications,
35 U.S.C. 111
no longer
requires that an application contain a drawing where necessary for the
understanding of the subject matter sought to be patented to be entitled to a
filing date.
35
U.S.C. 113
continues to provide, however, that “[t]he
applicant shall furnish a drawing where necessary for the understanding of the
subject matter sought to be patented” and that “[d]rawings submitted after the
filing date of the application may not be used (i) to overcome any insufficiency
of the specification due to lack of an enabling disclosure or otherwise inadequate
disclosure therein, or (ii) to supplement the original disclosure thereof for the
purpose of interpretation of the scope of any claim.” Thus, the absence of any
drawing on the filing date of an application where a drawing is necessary for the
understanding of the subject matter sought to be patented may result in an
applicant not being able to obtain a patent for any claimed invention presented in
the application, but except for design applications, the absence of any drawing on
the filing of an application no longer raises a question as to whether the
application is entitled to a filing date.
Pursuant to
35 U.S.C. 171
, a design
application (whether filed before, on, or after December 18, 2013) must be filed
with any required drawing to be entitled to a filing date.
The preparation of drawings for a provisional or
nonprovisional application is prudent where a drawing is necessary for the
understanding of the subject matter sought to be patented, and inclusion of such
drawing(s) with the application on filing will help ensure that the requirements
of
35 U.S.C.
113
are satisfied for any such claimed invention.
B.
Applications Filed before December 18, 2013
For applications filed under
35 U.S.C
provisional or
nonprovisional application is prudent where a drawing is necessary for the
understanding of the subject matter sought to be patented, and inclusion of such
drawing(s) with the application on filing will help ensure that the requirements
of
35 U.S.C.
113
are satisfied for any such claimed invention.
B.
Applications Filed before December 18, 2013
For applications filed under
35 U.S.C.
111
before December 18, 2013, a drawing (where necessary for
the understanding of the subject matter sought to be patented), or a high quality
copy thereof, must be filed with the application. See
pre-PLT 35 U.S.C.
111
,
35 U.S.C. 113
, and
pre-PLT 37 CFR 1.81
.
In accordance with
pre-PLT 35 U.S.C. 111
, a
specification and any necessary drawing(s) are among the requirements for an
application to be given a filing date. The first sentence of
35 U.S.C 113
requires a drawing to be submitted where such drawing is necessary for the
understanding of the invention. In this situation, the lack of a drawing renders
the application incomplete and, as such, the application cannot be given a filing
date until the drawing is received. The second sentence of
35 U.S.C.
113
addresses the situation wherein a drawing is not
necessary for the understanding of the invention, but the subject matter sought to
be patented admits of illustration and no drawing was submitted on filing. The
lack of a drawing in this situation does not render the application incomplete but
rather is treated as an informality. The examiner should require such drawings in
almost all such instances. Such drawings could be required during the initial
processing of the application but do not have to be furnished at the time the
application is filed. The applicant is given at least two months from the date of
the letter requiring drawings to submit the drawing(s).
II
cation incomplete but
rather is treated as an informality. The examiner should require such drawings in
almost all such instances. Such drawings could be required during the initial
processing of the application but do not have to be furnished at the time the
application is filed. The applicant is given at least two months from the date of
the letter requiring drawings to submit the drawing(s).
II.
RECEIPT OF DRAWING AFTER THE FILING DATE
If the examiner discovers new matter in a substitute or additional
drawing, the drawing should not be entered and the examiner should describe the new
matter that resulted in non-entry in the next Office action. A new drawing without
such new matter may be required if the examiner determines that a drawing is needed
under
37 CFR
1.81
or
37 CFR 1.83
. Form paragraph
6.37
,
reproduced in
MPEP §
608.02(h)
, may be used. The examiner’s decision would be
reviewable by filing a petition under
37 CFR 1.181
. The Technology
Center (TC) Director would decide such a petition.
III.
HANDLING OF DRAWING REQUIREMENTS UNDER THE FIRST SENTENCE OF 35 U.S.C.
113
The Office of Patent Application Processing (OPAP) will make the
initial decision in all new applications as to whether a drawing is “necessary” under
the first sentence of
35 U.S.C. 113
. A drawing will be
considered necessary under the first sentence of
35 U.S.C. 113
in all applications
where the drawing is referred to in the specification and one or more figures have
been omitted.
The determination under
35 U.S.C. 113
(first sentence) as
to when a drawing is necessary will be handled in OPAP in accordance with the
following procedure. OPAP will make the initial determination as to whether drawings
are required for the understanding of the subject matter of the invention. When no
drawings are included in the application as filed and drawings are required, the
applicant is so informed by OPAP. A filing date will not be granted if the
application was filed under
35 U.S.C
handled in OPAP in accordance with the
following procedure. OPAP will make the initial determination as to whether drawings
are required for the understanding of the subject matter of the invention. When no
drawings are included in the application as filed and drawings are required, the
applicant is so informed by OPAP. A filing date will not be granted if the
application was filed under
35 U.S.C. 111
before December 18,
2013 and applicant will be notified to complete the application (
37 CFR
1.53(e)
). If a drawing is later furnished in an application filed
under
35
U.S.C. 111
before December 18, 2013, a filing date may be
granted as of the date of receipt of such drawing.
An OPAP formality examiner should not treat an application without
drawings as incomplete if drawings are not required. A drawing is not required for a
filing date for applications, other than design applications, filed under
35 U.S.C.
111
on or after December 18, 2013. For applications filed
before December 18, 2013 a drawing is not required for a filing date under
pre-PLT 35
U.S.C. 111
if the application contains:
(A) at least one process claim including the term “process” or
“method” in its introductory phrase;
(B) at least one composition claim including the term
“composition,” “compound,” “mixture” or “pharmaceutical” in its introductory
phrase;
(C) at least one claim directed to a coated article or product or
to an article or product made from a particular material or composition (i.e.,
an article of known and conventional character (e.g., a table), coated with or
made of a particular composition (e.g., a specified polymer such as
polyvinyl-chloride));
(D) at least one claim directed to a laminated article or product
(i.e., a laminated article of known and conventional character (e.g., a
table)); or
(E) at least one claim directed to an article, apparatus, or system
where the sole distinguishing feature is the presence of a particular material
(e.g., a hydraulic system using a particular hydraulic fluid, or a conventional
packaged sutur
oride));
(D) at least one claim directed to a laminated article or product
(i.e., a laminated article of known and conventional character (e.g., a
table)); or
(E) at least one claim directed to an article, apparatus, or system
where the sole distinguishing feature is the presence of a particular material
(e.g., a hydraulic system using a particular hydraulic fluid, or a conventional
packaged suture using a particular material).
For a more complete explanation about when a drawing is required, see
MPEP §
601.01(f)
. For applications submitted without all of the
drawings described in the specification, see
MPEP § 601.01(g)
.
If an examiner determines that a filing date should not have been
granted in an application filed before December 18, 2013 because it does not contain
drawings, the matter should be brought to the attention of the supervisory patent
examiner (SPE) for review. If the SPE decides that drawings are required to
understand the subject matter of the invention, the SPE should return the application
to OPAP with a typed, signed, and dated memorandum requesting cancellation of the
filing date and identifying the subject matter required to be illustrated.
IV.
HANDLING OF DRAWING REQUIREMENTS UNDER THE SECOND SENTENCE OF 35 U.S.C. 113 -
ILLUSTRATION SUBSEQUENTLY REQUIRED
35
U.S.C.113
addresses the situation wherein a drawing is not
necessary for the understanding of the invention, but the subject matter sought to be
patented admits of illustration by a drawing and the applicant has not furnished a
drawing. The lack of a drawing in this situation is treated as an informality. A
filing date will be accorded with the original presentation of the papers. The
acceptance of an application without a drawing does not preclude the examiner from
requiring an illustration in the form of a drawing under
37 CFR 1.81(c)
e
patented admits of illustration by a drawing and the applicant has not furnished a
drawing. The lack of a drawing in this situation is treated as an informality. A
filing date will be accorded with the original presentation of the papers. The
acceptance of an application without a drawing does not preclude the examiner from
requiring an illustration in the form of a drawing under
37 CFR 1.81(c)
.
In requiring such a drawing, the examiner should clearly indicate that the
requirement is made under
37 CFR 1.81(c)
which applies when
the nature of the subject matter sought to be patented admits of illustration by a
drawing without its being necessary for the understanding of the subject matter.
Examiners making such requirements are to specifically require, as a part of the
applicant’s next reply, at least an ink sketch or permanent print of any drawing in
reply to the requirement, even though no allowable subject matter is yet indicated.
This will afford the examiner an early opportunity to determine the sufficiency of
the illustration and the absence of new matter. See
37 CFR 1.121
and
37 CFR
1.81(d)
. One of the following form paragraphs may be used to
require a drawing:

## Nearby sections

- [MPEP § 601 Content of Provisional and Nonprovisional Applications](https://www.frixlaw.com/law-library/statutes/MPEP_S601.md)
- [MPEP § 601.01 Complete Application](https://www.frixlaw.com/law-library/statutes/MPEP_S601.01.md)
- [MPEP § 601.01(a) Nonprovisional Applications Filed Under 35 U.S.C. 111(a)](https://www.frixlaw.com/law-library/statutes/MPEP_S601.01(a).md)
- [MPEP § 601.01(b) Provisional Applications Filed Under 35 U.S.C. 111(b)](https://www.frixlaw.com/law-library/statutes/MPEP_S601.01(b).md)
- [MPEP § 601.01(c) Conversion to or from a Provisional Application](https://www.frixlaw.com/law-library/statutes/MPEP_S601.01(c).md)
- [MPEP § 601.01(d) Application Filed Without All Pages of Specification](https://www.frixlaw.com/law-library/statutes/MPEP_S601.01(d).md)
- [MPEP § 601.01(e) Nonprovisional Application Filed Without at Least One Claim](https://www.frixlaw.com/law-library/statutes/MPEP_S601.01(e).md)
- [MPEP § 601.01(f) Applications Filed Without Drawings](https://www.frixlaw.com/law-library/statutes/MPEP_S601.01(f).md)
- [MPEP § 601.01(g) Applications Filed Without All Figures of Drawings](https://www.frixlaw.com/law-library/statutes/MPEP_S601.01(g).md)
- [MPEP § 601.02 Power of Attorney](https://www.frixlaw.com/law-library/statutes/MPEP_S601.02.md)
- [MPEP § 601.03 Correspondence Address](https://www.frixlaw.com/law-library/statutes/MPEP_S601.03.md)
- [MPEP § 601.03(a) Change of Correspondence Address in Applications Filed On or After September 16, 2012](https://www.frixlaw.com/law-library/statutes/MPEP_S601.03(a).md)
- [MPEP § 601.03(b) Change of Correspondence Address in Applications Filed Before September 16, 2012](https://www.frixlaw.com/law-library/statutes/MPEP_S601.03(b).md)
- [MPEP § 601.04 National Stage Requirements of the United States as a Designated Office](https://www.frixlaw.com/law-library/statutes/MPEP_S601.04.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/MPEP_S608.02. Check the current official text before relying on it. Not legal advice.
