# MPEP § 402.02(b): Appointment in Application Filed Before September 16, 2012

> Federal · Agency guidance · In force

URL: https://www.frixlaw.com/law-library/statutes/MPEP_S402.02(b)

## Section

- **Citation:** MPEP § 402.02(b)
- **Heading:** Appointment in Application Filed Before September 16, 2012
- **Jurisdiction:** Federal
- **Kind:** Agency guidance
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** USPTO MPEP / Chapter 0400 - Representative of Applicant or Owner / MPEP § 402.02(b)

## Text

[Editor Note: See
MPEP § 402.02(a)
for information
pertaining to appointment of a power of attorney in an application filed on or
after September 16, 2012.]
I.
GENERAL REQUIREMENTS FOR POWERS OF ATTORNEY
37 CFR 1.32 (pre-AIA) Power of attorney.
*****
(b) A power of attorney must:
(1) Be in writing;
(2) Name one or more representatives in
compliance with paragraph (c) of this section;
(3) Give the representative power to act
on behalf of the principal; and
(4) Be signed by the applicant for patent (§
1.41(b)
) or the
assignee of the entire interest of the applicant.
*****
For applications filed before September 16, 2012,
pre-AIA 37
CFR 1.32(b)
sets forth that a power of attorney must be
signed by the applicant for patent or the assignee of the entire interest of the
applicant.
Pursuant to
pre-AIA 37 CFR 1.41(b)
, the
word “applicant” refers to the inventor or all of the joint inventors or to the
person applying for a patent in place of the inventor under
pre-AIA 37 CFR
1.42
(legal representative of deceased inventor),
1.43
(legal representative of a deceased or legally
incapacitated inventor),
1.47(a)
(joint inventor(s) on
behalf of themselves and joint inventor(s) who refuse to join or cannot be reached
or found after diligent effort) or
1.47(b)
(by assignee,
obligated assignee, or person who otherwise shows sufficient proprietary interest
whenever all of the inventors refuse to sign or cannot be found or reached after
diligent effort). Note that the Office does not recommend that practitioners use a
combined declaration and power of attorney document, and no longer provides a
combined declaration and power of attorney form on the USPTO website.
While a power of attorney may be signed by the
inventor(s), the power of attorney should be signed by the assignee of the entire
interest where one exists. Otherwise, the assignee may be paying the bill, while
the inventor is providing the power of attorney, thereby possibly raising an issue
as to who is the practitioner’s client
ombined declaration and power of attorney form on the USPTO website.
While a power of attorney may be signed by the
inventor(s), the power of attorney should be signed by the assignee of the entire
interest where one exists. Otherwise, the assignee may be paying the bill, while
the inventor is providing the power of attorney, thereby possibly raising an issue
as to who is the practitioner’s client. Additionally, relationships between an
assignee and the inventors may deteriorate. It is not uncommon in these situations
for inventors to stop cooperating and in some cases file powers of attorney in an
attempt to control prosecution of the application. A power of attorney by the
assignee of the entire interest revokes all powers given by the applicant and
prior assignees if the assignee establishes their right to take action as provided
in
pre-AIA
37 CFR 3.71
and
pre-AIA 37 CFR 3.73(b)
. See
MPEP §
324
.
II.
POWERS OF ATTORNEY IN CONTINUING APPLICATIONS
When filing a continuation or divisional application
with a copy of a declaration from the parent application in accordance with
pre-AIA 37
CFR 1.63(d)
, applicants are required to identify in the
continuation or divisional application any change in power of attorney that
occurred after the filing of the parent application. See
pre-AIA 37 CFR
1.63(d)(4)
. The Office suggests doing so by submitting a
copy of the most recent power of attorney from the parent application in the
continuing application to ensure that the Office recognizes the correct power of
attorney.
III.
POWER OF ATTORNEY FORMS FOR APPLICATIONS FILED BEFORE SEPTEMBER 16,
2012
Form PTO/SB/80 or PTO/SB/81 (available at
www.uspto.gov/patent/patents-forms
) should be used for powers
of attorney in applications filed before September 16, 2012. Note that the Office
does not recommend that practitioners use a combined declaration and power of
attorney document, and no longer provides such a form on the USPTO website
ORNEY FORMS FOR APPLICATIONS FILED BEFORE SEPTEMBER 16,
2012
Form PTO/SB/80 or PTO/SB/81 (available at
www.uspto.gov/patent/patents-forms
) should be used for powers
of attorney in applications filed before September 16, 2012. Note that the Office
does not recommend that practitioners use a combined declaration and power of
attorney document, and no longer provides such a form on the USPTO website. Form
PTO/SB/81A may be used in a patent that issued from an application filed before
September 16, 2012.

## Nearby sections

- [MPEP § 401 U.S. Patent and Trademark Office Cannot Aid in Selection of Patent Practitioner](https://www.frixlaw.com/law-library/statutes/MPEP_S401.md)
- [MPEP § 402 Power of Attorney; Naming Representative](https://www.frixlaw.com/law-library/statutes/MPEP_S402.md)
- [MPEP § 402.01 Limited Recognition in Patent Matters](https://www.frixlaw.com/law-library/statutes/MPEP_S402.01.md)
- [MPEP § 402.02 Appointment of Power of Attorney](https://www.frixlaw.com/law-library/statutes/MPEP_S402.02.md)
- [MPEP § 402.02(a) Appointment in Application Filed On or After September 16, 2012](https://www.frixlaw.com/law-library/statutes/MPEP_S402.02(a).md)
- [MPEP § 402.02(b) Appointment in Application Filed Before September 16, 2012](https://www.frixlaw.com/law-library/statutes/MPEP_S402.02(b).md)
- [MPEP § 402.03 Signature Requirements for Papers Filed in an Application](https://www.frixlaw.com/law-library/statutes/MPEP_S402.03.md)
- [MPEP § 402.04 Acting in a Representative Capacity](https://www.frixlaw.com/law-library/statutes/MPEP_S402.04.md)
- [MPEP § 402.05 Revocation of Power of Attorney](https://www.frixlaw.com/law-library/statutes/MPEP_S402.05.md)
- [MPEP § 402.05(a) Applicant Revocation - Application Filed On or After September 16, 2012](https://www.frixlaw.com/law-library/statutes/MPEP_S402.05(a).md)
- [MPEP § 402.05(b) Applicant Revocation - Application Filed Before September 16, 2012](https://www.frixlaw.com/law-library/statutes/MPEP_S402.05(b).md)
- [MPEP § 402.06 Attorney or Agent Withdraws](https://www.frixlaw.com/law-library/statutes/MPEP_S402.06.md)
- [MPEP § 402.07 Assignee Revocation of Power of Attorney of Applicant and Appointment of New Power of Attorney](https://www.frixlaw.com/law-library/statutes/MPEP_S402.07.md)
- [MPEP § 402.08 Application in Interference or Derivation Proceeding](https://www.frixlaw.com/law-library/statutes/MPEP_S402.08.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/MPEP_S402.02(b). Check the current official text before relying on it. Not legal advice.
