# MPEP § 2303: Completion of Examination

> Federal · Agency guidance · In force

URL: https://www.frixlaw.com/law-library/statutes/MPEP_S2303

## Section

- **Citation:** MPEP § 2303
- **Heading:** Completion of Examination
- **Jurisdiction:** Federal
- **Kind:** Agency guidance
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** USPTO MPEP / Chapter 2300 - Interference and Derivation Proceedings / MPEP § 2303

## Text

37 CFR 41.102  Completion of examination.
Before a contested case is initiated, except as the Board may
otherwise authorize, for each involved application and patent:
(a) Examination or reexamination must be completed, and
(b) There must be at least one claim that:
(1) Is patentable but for a judgment in the contested case,
and
(2) Would be involved in the contested case.
An interference should rarely be suggested until examination is completed
on all other issues. Each pending claim must be allowed, finally rejected, or canceled. Any
appeal from a final rejection must be completed, including any judicial review. Any
petition must be decided.
Example 1
An applicant has one allowed claim directed to invention A, which is
the same invention of another inventor within the meaning of
pre-AIA 35 U.S.C.
102(g)(1)
and
pre-AIA 35 U.S.C. 291
, and has
rejected claims directed to different invention B. If the rejection is contested, the
application is not yet ready for an interference. Restriction of the application to
invention A, followed by cancellation of the claims directed to invention B would remove
this impediment to declaring an interference.
Example 2
A patent has a claim to a species. An applicant has claims to the
species and to a genus that includes the species. The examiner has allowed the species
claim, but rejected the genus claim. The applicant suggests an interference with the
patent. The interference will generally not be declared until the applicant resolves the
status of the genus claim by, for example, appealing the rejection or canceling the
rejected claim. An applicant may expedite the process of having the interference
declared by canceling the genus claim from the application.
Two grounds of unpatentability receive particularly close scrutiny before
an interference is declared. Enforcement of the written description requirement under
35 U.S.C.
112(a)
, and the late claiming bars under
pre-AIA 35 U.S.C.
135(b)
are important to preserve the efficiency and integrity of
interferences
cess of having the interference
declared by canceling the genus claim from the application.
Two grounds of unpatentability receive particularly close scrutiny before
an interference is declared. Enforcement of the written description requirement under
35 U.S.C.
112(a)
, and the late claiming bars under
pre-AIA 35 U.S.C.
135(b)
are important to preserve the efficiency and integrity of
interferences. See
37 CFR
41.201
, “Threshold issue.” See, e.g.,
Berman v.
Housey,
291 F.3d 1345, 1354, 63 USPQ2d 1023, 1029 (Fed. Cir. 2002).
RESTRICTION IN APPLICATIONS WITH INTERFERING CLAIMS
Ordinarily restrictions are limited to situations where (A) the
inventions are independent or distinct as claimed, and (B) there would be a serious
burden on the examiner if restriction is not required (see
MPEP § 803
). Potential
interferences present an additional situation in which a restriction requirement may be
appropriate. Specifically, restriction of interfering claims from non-interfering
claims, or from unpatentable claims whose further prosecution would unduly delay
initiation of an interference, can be an appropriate use of restrictions under
35 U.S.C.
121
. An Interference Practice Specialist (IPS) should be consulted
in making and resolving restrictions under this heading. An applicant may, of course,
also choose to cancel claims and refile them in a continuation application without
waiting for the restriction requirement.
A.
Non-Interfering Claims
Patent term adjustments may be available for patents whose issuance
has been delayed for an interference. See
pre-AIA 35 U.S.C.
154(b)(1)(C)(i)
. A claim that does not interfere, by definition,
is directed to a patentably distinct invention compared to a claim that does
interfere. Leaving a non-interfering claim in an application going into an
interference creates an unwarranted delay in the issuance of claims to the
non-interfering subject matter. As far as the public and the Office are concerned,
there is no justification for not issuing the non-interfering claims promptly
definition,
is directed to a patentably distinct invention compared to a claim that does
interfere. Leaving a non-interfering claim in an application going into an
interference creates an unwarranted delay in the issuance of claims to the
non-interfering subject matter. As far as the public and the Office are concerned,
there is no justification for not issuing the non-interfering claims promptly. An
exception exists if the claims are already term limited, as would be the case for an
application subject to a terminal disclaimer or a reissue application (see
pre-AIA
35 U.S.C. 154(b)(1)(C)
(referring to issuance of the original
patent)).
If an application contains both interfering and non-interfering
claims, a restriction requirement should be made between the two. If the applicant
traverses the restriction requirement, depending on the reasons for the traversal,
the restriction may be maintained or the traversal may be treated as a concession
that the non-interfering claims should be designated as corresponding to the
count.
B.
Unpatentable Claims
Ordinarily restriction of claims simply because they are not
patentable would not be appropriate. If, however, (A) prosecution of the unpatentable
claims to completion would unduly delay initiation of the interference and (B) the
delay would create prejudice to another stakeholder, such as another applicant or the
public, a restriction requirement may be appropriate. Approval of an IPS is required
before this restriction requirement may be made.
Example
An applicant has both broad and narrow claims. The narrow claims
are plainly supported, but the support for the broad claims is contested. A patent
with claims to the narrow invention issues to another inventor with a much later
earliest effective filing date. Delay of the interference until the patentability
of the broader claims is resolved may unduly prejudice the patentee and the public
by leaving a cloud of doubt hanging over the patent claims
arrow claims
are plainly supported, but the support for the broad claims is contested. A patent
with claims to the narrow invention issues to another inventor with a much later
earliest effective filing date. Delay of the interference until the patentability
of the broader claims is resolved may unduly prejudice the patentee and the public
by leaving a cloud of doubt hanging over the patent claims.
If the unpatentable application claims are eventually prosecuted
to allowance, the examiner should consult with the IPS regarding the status of the
interference in case the claims would be affected by the outcome of the
interference.
C.
Reissue Applications
As explained above, reissue applications are not subject to patent
term adjustments. Applicants sometimes, however, file reissue applications to amend
patent claims in response to events occurring in the interference. To maintain parity
with other applicants, the Board does not permit reissue applicants to add claims
that would not correspond to a count. See
Winter v. Fujita,
53 USPQ2d 1234, 1249 (Bd. Pat. App. & Inter. 1999). Since the burden lies with
the reissue applicant to comply with
Winter,
the examiner need not
require restriction of the non-interfering claims. Practice under
Winter,
however, may explain why some reissue applicants file
more than one reissue application for the same patent.
Form paragraph
23.01
may be used to acknowledge a
request for interference that is premature since examination of the application has
not been completed.

## Nearby sections

- [MPEP § 2301 Interference Proceedings](https://www.frixlaw.com/law-library/statutes/MPEP_S2301.md)
- [MPEP § 2301.01 Statutory Basis](https://www.frixlaw.com/law-library/statutes/MPEP_S2301.01.md)
- [MPEP § 2301.02 Definitions](https://www.frixlaw.com/law-library/statutes/MPEP_S2301.02.md)
- [MPEP § 2301.03 Interfering Subject Matter](https://www.frixlaw.com/law-library/statutes/MPEP_S2301.03.md)
- [MPEP § 2301.04 Applicability of 35 U.S.C. 102(g) to Applications filed on or after March 16, 2013](https://www.frixlaw.com/law-library/statutes/MPEP_S2301.04.md)
- [MPEP § 2302 Consult an Interference Practice Specialist](https://www.frixlaw.com/law-library/statutes/MPEP_S2302.md)
- [MPEP § 2303 Completion of Examination](https://www.frixlaw.com/law-library/statutes/MPEP_S2303.md)
- [MPEP § 2303.01 Issuance and Suspension](https://www.frixlaw.com/law-library/statutes/MPEP_S2303.01.md)
- [MPEP § 2303.02 Other Outstanding Issues with Patents](https://www.frixlaw.com/law-library/statutes/MPEP_S2303.02.md)
- [MPEP § 2304 Suggesting an Interference](https://www.frixlaw.com/law-library/statutes/MPEP_S2304.md)
- [MPEP § 2304.01(a) Interference Search](https://www.frixlaw.com/law-library/statutes/MPEP_S2304.01(a).md)
- [MPEP § 2304.01(b) Obtaining Control Over Involved Files](https://www.frixlaw.com/law-library/statutes/MPEP_S2304.01(b).md)
- [MPEP § 2304.01(c) Translation of Foreign Benefit Application](https://www.frixlaw.com/law-library/statutes/MPEP_S2304.01(c).md)
- [MPEP § 2304.01(d) Sorting Claims](https://www.frixlaw.com/law-library/statutes/MPEP_S2304.01(d).md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/MPEP_S2303. Check the current official text before relying on it. Not legal advice.
