# MPEP § 2203: Persons Who May Cite Prior Art or Written Statements

> Federal · Agency guidance · In force

URL: https://www.frixlaw.com/law-library/statutes/MPEP_S2203

## Section

- **Citation:** MPEP § 2203
- **Heading:** Persons Who May Cite Prior Art or Written Statements
- **Jurisdiction:** Federal
- **Kind:** Agency guidance
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** USPTO MPEP / Chapter 2200 - Citation of Prior Art and Ex Parte Reexamination of Patents / MPEP § 2203

## Text

The patent owner, or any member of the public, may submit prior art
patents or printed publications and/or written statements and additional information to the
Office.
35
U.S.C. 301
states that “[a]ny person at any time may cite to the
Office. . . .”
“Any person” may be a corporate or governmental entity as well as an
individual.
“Any person” includes patentees, licensees, reexamination requesters, real
parties in interest to the patent owner or requester, persons without a real interest, and
persons acting for real parties in interest without a need to identify the real party of
interest.
If a person citing prior art or written statements desires his or her
identity to be kept confidential, such a person need not identify himself or herself.
Persons other than reexamination requesters who desire to remain confidential are therefore
advised to not identify themselves anywhere in their papers.
For reexamination requesters, the certification requirement
of
37 CFR
1.510(b)(6)
, coupled with a party’s
37 CFR 11.18
certification obligations when transacting business before the Office, are considered
sufficient to ensure compliance with the
inter partes
review and post
grant statutory estoppel requirements. A real party in interest that wishes to remain
anonymous when filing a request for reexamination under
37 CFR 1.510
can do so by utilizing the
services of a registered practitioner. In such an instance, the registered practitioner
submitting a request for reexamination on behalf of the real party in interest would be
certifying that the real party in interest was not estopped from filing the request.
Conversely, an individual filing a request for reexamination under
37 CFR 1.510
on
behalf of himself cannot remain anonymous, as he is required to sign the document that
includes the
37
CFR 1.510(b)(6)
certification
ractitioner
submitting a request for reexamination on behalf of the real party in interest would be
certifying that the real party in interest was not estopped from filing the request.
Conversely, an individual filing a request for reexamination under
37 CFR 1.510
on
behalf of himself cannot remain anonymous, as he is required to sign the document that
includes the
37
CFR 1.510(b)(6)
certification.
Confidential submissions should include proper proof of service as
required by
37 CFR
1.248(b)
that the patent owner has been sent a copy of the
submission; otherwise the submission will not be entered into the patent file.
Patent examiners should
not
, at their own
initiative, create a submission under
35 U.S.C. 301
and place it in a patent
file or forward it for placement in the patent file. Patent examiners are delegated by the
Director with the responsibility of making decisions as to patentability. Any activity by
examiners which would appear to indicate that patent claims are not patentable, outside of
those cases pending before them, is inappropriate.
[top]

## Nearby sections

- [MPEP § 2201 Introduction](https://www.frixlaw.com/law-library/statutes/MPEP_S2201.md)
- [MPEP § 2202 Citation of Prior Art and Written Statements](https://www.frixlaw.com/law-library/statutes/MPEP_S2202.md)
- [MPEP § 2203 Persons Who May Cite Prior Art or Written Statements](https://www.frixlaw.com/law-library/statutes/MPEP_S2203.md)
- [MPEP § 2204 Time for Filing Prior Art or Section 301 Written Statements](https://www.frixlaw.com/law-library/statutes/MPEP_S2204.md)
- [MPEP § 2205 Content of Prior Art or Section 301 Written Statements](https://www.frixlaw.com/law-library/statutes/MPEP_S2205.md)
- [MPEP § 2206 Submission and Handling of Prior Art or Section 301 Written Statements](https://www.frixlaw.com/law-library/statutes/MPEP_S2206.md)
- [MPEP § 2207 Entry of Court Decision in Patent File](https://www.frixlaw.com/law-library/statutes/MPEP_S2207.md)
- [MPEP § 2208 Service of Prior Art or Section 301 Written Statements on Patent Owner](https://www.frixlaw.com/law-library/statutes/MPEP_S2208.md)
- [MPEP § 2209 Ex Parte Reexamination](https://www.frixlaw.com/law-library/statutes/MPEP_S2209.md)
- [MPEP § 2210 Request for Ex Parte Reexamination under 35 U.S.C. 302](https://www.frixlaw.com/law-library/statutes/MPEP_S2210.md)
- [MPEP § 2211 Time for Requesting Ex Parte Reexamination under 35 U.S.C. 302](https://www.frixlaw.com/law-library/statutes/MPEP_S2211.md)
- [MPEP § 2212 Persons Who May File a Request for Ex Parte Reexamination under 35 U.S.C. 302](https://www.frixlaw.com/law-library/statutes/MPEP_S2212.md)
- [MPEP § 2212.01 Inquiries from Persons Other Than the Patent Owner](https://www.frixlaw.com/law-library/statutes/MPEP_S2212.01.md)
- [MPEP § 2213 Representative of Requester](https://www.frixlaw.com/law-library/statutes/MPEP_S2213.md)

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/MPEP_S2203. Check the current official text before relying on it. Not legal advice.
