# MPEP § 1406: Citation and Consideration of References Cited in Original Patent

> Federal · Agency guidance · In force

URL: https://www.frixlaw.com/law-library/statutes/MPEP_S1406

## Section

- **Citation:** MPEP § 1406
- **Heading:** Citation and Consideration of References Cited in Original Patent
- **Jurisdiction:** Federal
- **Kind:** Agency guidance
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** USPTO MPEP / Chapter 1400 - Correction of Patents / MPEP § 1406

## Text

In a reissue application, the examiner should consider all references that
have been cited during the original prosecution of the patent, and list on a PTO-892 form
any reference again cited/applied in the reissue application. See
MPEP § 1455
. It is noted
that a reference cited in the original patent may no longer be relevant, e.g., in view of a
narrowing of the claim scope in the reissue application, and therefore may not need to be
listed on the PTO-892 form.
Should applicants wish to
ensure
that all of the
references which were cited in the original patent are considered and cited in the reissue
application, an information disclosure statement (IDS) in compliance with
37 CFR 1.97
and
1.98
should be filed in the reissue application. See
MPEP §
609
. The requirement for a copy of each U.S. patent or U.S.
patent application publication listed in an IDS has been eliminated, unless required by the
Office.
37 CFR
1.98(a)(2)
requires a legible copy of:
(A) each foreign patent;
(B) each publication or that portion which caused it to be listed, other
than U.S. patents and U.S. patent application publications unless required by the
Office;
(C) for each cited pending unpublished U.S. application, the application
specification including the claims, and any drawing of the application, or that
portion of the application which caused it to be listed including any claims directed
to that portion; and
(D) all other information or that portion which caused it to be
listed.
See
MPEP §
609.04(a)
. The Office imposes no responsibility on a reissue
applicant to resubmit, in a reissue application, all the references cited in the patent for
which reissue is sought. Rather, applicant has a continuing duty under
37 CFR 1.56
to timely
apprise the Office of any information which is material to the patentability of the claims
under consideration in the reissue application. See
MPEP § 1418
.
Where a copy of a reference other than a U.S. patent or U.S
pplicant to resubmit, in a reissue application, all the references cited in the patent for
which reissue is sought. Rather, applicant has a continuing duty under
37 CFR 1.56
to timely
apprise the Office of any information which is material to the patentability of the claims
under consideration in the reissue application. See
MPEP § 1418
.
Where a copy of a reference other than a U.S. patent or U.S. patent
application publication that was cited in the original patent is not available and cannot
be obtained through any source other than the reissue applicant (who has not submitted the
copy), the examiner will not consider that reference and therefore, will not list that
reference on the PTO-892 form. If that reference was listed by the reissue applicant on a
PTO/SB/08 form but a copy has not been provided, the examiner will line-through the
reference to indicate that the reference has not been considered.
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## Nearby sections

- [MPEP § 1400.01 Introduction](https://www.frixlaw.com/law-library/statutes/MPEP_S1400.01.md)
- [MPEP § 1401 Reissue](https://www.frixlaw.com/law-library/statutes/MPEP_S1401.md)
- [MPEP § 1402 Grounds for Filing](https://www.frixlaw.com/law-library/statutes/MPEP_S1402.md)
- [MPEP § 1403 Diligence in Filing](https://www.frixlaw.com/law-library/statutes/MPEP_S1403.md)
- [MPEP § 1404 Submission of Papers Where Reissue Patent Is in Litigation](https://www.frixlaw.com/law-library/statutes/MPEP_S1404.md)
- [MPEP § 1405 Reissue and Patent Term](https://www.frixlaw.com/law-library/statutes/MPEP_S1405.md)
- [MPEP § 1406 Citation and Consideration of References Cited in Original Patent](https://www.frixlaw.com/law-library/statutes/MPEP_S1406.md)
- [MPEP § 1410 Content of Reissue Application](https://www.frixlaw.com/law-library/statutes/MPEP_S1410.md)
- [MPEP § 1410.01 Reissue Applicant and Inventor's Oath or Declaration](https://www.frixlaw.com/law-library/statutes/MPEP_S1410.01.md)
- [MPEP § 1410.02 Assignee Consent to the Reissue](https://www.frixlaw.com/law-library/statutes/MPEP_S1410.02.md)
- [MPEP § 1411 Form of Specification](https://www.frixlaw.com/law-library/statutes/MPEP_S1411.md)
- [MPEP § 1411.01 Certificate of Correction or Disclaimer in Original Patent](https://www.frixlaw.com/law-library/statutes/MPEP_S1411.01.md)
- [MPEP § 1411.02 New Matter](https://www.frixlaw.com/law-library/statutes/MPEP_S1411.02.md)
- [MPEP § 1412 Content of Claims](https://www.frixlaw.com/law-library/statutes/MPEP_S1412.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/MPEP_S1406. Check the current official text before relying on it. Not legal advice.
