# MPEP § 1111: SIR Publication and Effect

> Federal · Agency guidance · In force

URL: https://www.frixlaw.com/law-library/statutes/MPEP_S1111

## Section

- **Citation:** MPEP § 1111
- **Heading:** SIR Publication and Effect
- **Jurisdiction:** Federal
- **Kind:** Agency guidance
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** USPTO MPEP / Chapter 1100 - Statutory Invention Registration (SIR) › Pre-Grant Publication (PGPub) and Preissuance Submissions / MPEP § 1111

## Text

(pre-2013-03-16) 37 CFR 1.297  Publication of statutory invention registration.
(a) If the request for a statutory invention registration is approved
the statutory invention registration will be published. The statutory invention
registration will be mailed to the requester at the correspondence address as
provided for in
§ 1.33(a)
. A notice of the
publication of each statutory invention registration will be published in the
Official Gazette.
(b) Each statutory invention registration published will include a
statement relating to the attributes of a statutory invention registration. The
statement will read as follows:
A statutory invention registration is not a
patent. It has the defensive attributes of a patent but does not have the
enforceable attributes of a patent. No article or advertisement or the like may
use the term patent, or any term suggestive of a patent, when referring to a
statutory invention registration. For more specific information on the rights
associated with a statutory invention registration see
35 U.S.C.
157
.
Published SIRs are sequentially numbered in a separate “H” series,
starting with number “H1”. For a description of the “kind codes” used on other documents
published by the U.S. Patent and Trademark Office, see
MPEP § 901.04(a)
.
In accordance with
pre-AIA 35 U.S.C. 157(c)
, a published
SIR will be treated the same as a U.S. patent for all defensive purposes, usable as a
reference as of its filing date in the same manner as a patent. A SIR is a “constructive
reduction to practice” under
pre-AIA 35 U.S.C. 102(g)
and “prior
art” under all applicable sections of
35 U.S.C. 102
including
35 U.S.C.
102(a)(2)
and
pre-AIA 35 U.S.C. 102(e)
. SIRs are
classified, cross-referenced, and placed in the search files, disseminated to foreign
patent offices, stored in U.S. Patent and Trademark Office computer data bases, made
available in commercial data bases, and announced in the
Official
Gazette
e-AIA 35 U.S.C. 102(g)
and “prior
art” under all applicable sections of
35 U.S.C. 102
including
35 U.S.C.
102(a)(2)
and
pre-AIA 35 U.S.C. 102(e)
. SIRs are
classified, cross-referenced, and placed in the search files, disseminated to foreign
patent offices, stored in U.S. Patent and Trademark Office computer data bases, made
available in commercial data bases, and announced in the
Official
Gazette.
The waiver of patent rights to the subject matter claimed in a statutory
invention registration takes effect on publication (
pre-AIA 37 CFR 1.293(c)
) and may affect
the patentability of claims in related applications without SIR requests, such as
divisional or other continuing applications, since the waiver of patent rights is effective
for all inventions claimed in the SIR and would effectively waive the right of the inventor
to obtain a patent on the invention claimed in the same application or on the same
invention claimed in any other application not issued before the publication date of the
SIR. If an application containing generic claims is published as a SIR, the waiver in that
application applies to any other related applications to the extent that the same invention
claimed in the SIR is claimed in the other application. Examiners should apply standards
similar to those applied in making “same invention” double patenting determinations to
determine whether a waiver by an inventor to claims in a SIR precludes patenting by the
same inventor to subject matter in any related application. If the same subject matter is
claimed in an application and in a published statutory invention registration naming a
common inventor, the claims in the application should be rejected as being precluded by the
waiver in the statutory invention registration. A rejection as being precluded by a waiver
in a SIR cannot be overcome by a terminal disclaimer
r to subject matter in any related application. If the same subject matter is
claimed in an application and in a published statutory invention registration naming a
common inventor, the claims in the application should be rejected as being precluded by the
waiver in the statutory invention registration. A rejection as being precluded by a waiver
in a SIR cannot be overcome by a terminal disclaimer.
The holder of a SIR will not be able to file a reissue application to
recapture the rights, including the right to exclude others from making, using, selling,
offering to sell, or importing the invention, that were waived by the initial publication
of the SIR.
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## Nearby sections

- [MPEP § 1101 Request for Statutory Invention Registration (SIR)](https://www.frixlaw.com/law-library/statutes/MPEP_S1101.md)
- [MPEP § 1111 SIR Publication and Effect](https://www.frixlaw.com/law-library/statutes/MPEP_S1111.md)
- [MPEP § 1120 Eighteen-Month Publication of Patent Applications](https://www.frixlaw.com/law-library/statutes/MPEP_S1120.md)
- [MPEP § 1121 Content of a Patent Application Publication](https://www.frixlaw.com/law-library/statutes/MPEP_S1121.md)
- [MPEP § 1122 Requests for Nonpublication](https://www.frixlaw.com/law-library/statutes/MPEP_S1122.md)
- [MPEP § 1123 Rescission of a Nonpublication Request](https://www.frixlaw.com/law-library/statutes/MPEP_S1123.md)
- [MPEP § 1124 Notice of Foreign Filing](https://www.frixlaw.com/law-library/statutes/MPEP_S1124.md)
- [MPEP § 1125 Express Abandonment to Avoid Publication](https://www.frixlaw.com/law-library/statutes/MPEP_S1125.md)
- [MPEP § 1126 Publication Fees](https://www.frixlaw.com/law-library/statutes/MPEP_S1126.md)
- [MPEP § 1127 Notice of Publication](https://www.frixlaw.com/law-library/statutes/MPEP_S1127.md)
- [MPEP § 1128 Availability of Published Applications](https://www.frixlaw.com/law-library/statutes/MPEP_S1128.md)
- [MPEP § 1129 Request for Early Publication](https://www.frixlaw.com/law-library/statutes/MPEP_S1129.md)
- [MPEP § 1130 Republication and Correction of Patent Application Publications](https://www.frixlaw.com/law-library/statutes/MPEP_S1130.md)
- [MPEP § 1131 [Reserved]](https://www.frixlaw.com/law-library/statutes/MPEP_S1131.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/MPEP_S1111. Check the current official text before relying on it. Not legal advice.
