# Justice Manual § 9-16.110: Plea Negotiations with Public Officials

> Federal · Agency guidance · In force

URL: https://www.frixlaw.com/law-library/statutes/JM_S9-16.110

## Section

- **Citation:** Justice Manual § 9-16.110
- **Heading:** Plea Negotiations with Public Officials
- **Jurisdiction:** Federal
- **Kind:** Agency guidance
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** DOJ Justice Manual / Title 9: Criminal / 9-16.000 - Pleas - Federal Rule Of Criminal Procedure 11 / Justice Manual § 9-16.110

## Text

Plea bargains with defendants who are elected public officers can present issues of federalism and separation of powers when they require the public officer defendant to take action that affects his or her tenure in office. The same issues can also arise when the defendant is a candidate for elective office, or when plea negotiations call for withdrawal from candidacy or an undertaking by the defendant not to seek or hold public office in the future.

GENERAL RULE: Resignation from office, withdrawal from candidacy for elective office, and forbearance from seeking or holding future public offices, remain appropriate and desirable objectives in plea negotiations with public officials who are charged with federal offenses that focus on abuse of the office(s) involved. Where the office involved is
not
one within the Legislative or Judicial Branches of the federal government, such negotiated terms may be also be enforced involuntarily against the will of the defendant by a sentencing judge pursuant to the Federal Probation Act.
United States v. Tonry
, 605 F.2d 144 (5th Cir. 1979).

However, when the position that is the subject of a negotiated resignation, withdrawal from candidacy, or an agreement to forbear occupying future office, is a position within the Legislative or the Judicial Branches of the
federal
government (i.e., Member of Congress, United States Senator or federal judge), the inclusion of required withdrawal, resignation or forbearance may raise questions involving the separation of powers doctrine when included in a plea agreement negotiated by employees of the Executive Branch of government.
ing future office, is a position within the Legislative or the Judicial Branches of the
federal
government (i.e., Member of Congress, United States Senator or federal judge), the inclusion of required withdrawal, resignation or forbearance may raise questions involving the separation of powers doctrine when included in a plea agreement negotiated by employees of the Executive Branch of government.

Resignation, withdrawal or forbearance from holding offices in the Legislative or the Judicial branches of the federal government may appropriately be made the subject of plea negotiations, and offers of resignation, withdrawal or forbearance concerning such offices may be incorporated into plea agreements with incumbent Members of Congress and federal judges. However, resignation, withdrawal or forbearance with respect to Congressional or federal judicial office may
not be imposed involuntarily
against the will of the judge or Member of Congress involved because of the separation of powers doctrine.
See
Powell v. McCormack
, 395 U.S. 846 (1969);
United States v. Richmond
, 550 F. Supp. 144 (E.D.N.Y. 1982).

To assure uniformity and fairness, all proposed plea agreements involving defendants who are Members of Congress, candidates for Congress, or federal judges shall be subject to prior approval by the Public Integrity Section of the Criminal Division.

The Public Integrity Section has substantial experience and expertise in the issues presented by taking pleas from federal public officials. Assistant United States Attorneys are encouraged to contact Public Integrity should questions arise concerning this issue.

[updated January 2020] [cited in
JM 9-16.020
]

## Nearby sections

- [Justice Manual § 9-16.001 Legal Considerations](https://www.frixlaw.com/law-library/statutes/JM_S9-16.001.md)
- [Justice Manual § 9-16.010 Approval Required for Consent to Plea of Nolo Contendere](https://www.frixlaw.com/law-library/statutes/JM_S9-16.010.md)
- [Justice Manual § 9-16.015 Approval Required for Consent to Alford Plea](https://www.frixlaw.com/law-library/statutes/JM_S9-16.015.md)
- [Justice Manual § 9-16.020 Approval Required for Plea Agreements Involving Members of Congress, Federal Judges, Extradition, Deportation, and Air Piracy Cases](https://www.frixlaw.com/law-library/statutes/JM_S9-16.020.md)
- [Justice Manual § 9-16.030 Investigative Agency and Victim to be Consulted](https://www.frixlaw.com/law-library/statutes/JM_S9-16.030.md)
- [Justice Manual § 9-16.040 Plea Bargains in Fraud Cases](https://www.frixlaw.com/law-library/statutes/JM_S9-16.040.md)
- [Justice Manual § 9-16.050 Pleas by Corporations](https://www.frixlaw.com/law-library/statutes/JM_S9-16.050.md)
- [Justice Manual § 9-16.060 Miscellaneous Sections Requiring Consultation or Approval of Plea Agreements](https://www.frixlaw.com/law-library/statutes/JM_S9-16.060.md)
- [Justice Manual § 9-16.110 Plea Negotiations with Public Officials](https://www.frixlaw.com/law-library/statutes/JM_S9-16.110.md)
- [Justice Manual § 9-16.300 Plea Agreements—Federal Rule of Criminal Procedure 11(e)](https://www.frixlaw.com/law-library/statutes/JM_S9-16.300.md)
- [Justice Manual § 9-16.320 Plea Agreements and Restitution](https://www.frixlaw.com/law-library/statutes/JM_S9-16.320.md)
- [Justice Manual § 9-16.325 Guidelines and Limitations for Agreements Involving Payments to Non-Governmental Third Parties](https://www.frixlaw.com/law-library/statutes/JM_S9-16.325.md)
- [Justice Manual § 9-16.330 Plea Agreements and Waivers of Ineffective Assistance of Counsel](https://www.frixlaw.com/law-library/statutes/JM_S9-16.330.md)
- [Justice Manual § 9-16.500 Identifying Uncharged Third-Parties During Plea and Sentencing Proceedings](https://www.frixlaw.com/law-library/statutes/JM_S9-16.500.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/JM_S9-16.110. Check the current official text before relying on it. Not legal advice.
