# 17 C.F.R. § 39.9 (2026): Scope

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_9

## Section

- **Citation:** 17 C.F.R. § 39.9 (2026)
- **Heading:** Scope
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter I: COMMODITY FUTURES TRADING COMMISSION / Part 39: DERIVATIVES CLEARING ORGANIZATIONS / Subpart B: Compliance with Core Principles / § 39.9: § 39.9   Scope.

## Text

Except as otherwise provided by Commission order, the provisions of this subpart B apply to any derivatives clearing organization, as defined under section 1a(15) of the Act and § 1.3 of this chapter, that is registered with the Commission as a derivatives clearing organization pursuant to section 5b of the Act. The provisions of this subpart B do not apply to any exempt derivatives clearing organization, as defined under § 39.2.
[86 FR 968, Jan. 7, 2021]

## Nearby sections

- [17 C.F.R. § 39.9 (2026) § 39.9   Scope.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_9.md)
- [17 C.F.R. § 39.10 (2026) § 39.10   Compliance with core principles.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_10.md)
- [17 C.F.R. § 39.11 (2026) § 39.11   Financial resources.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_11.md)
- [17 C.F.R. § 39.12 (2026) § 39.12   Participant and product eligibility.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_12.md)
- [17 C.F.R. § 39.13 (2026) § 39.13   Risk management.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_13.md)
- [17 C.F.R. § 39.14 (2026) § 39.14   Settlement procedures.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_14.md)
- [17 C.F.R. § 39.15 (2026) § 39.15   Treatment of funds.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_15.md)
- [17 C.F.R. § 39.16 (2026) § 39.16   Default rules and procedures.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_16.md)
- [17 C.F.R. § 39.17 (2026) § 39.17   Rule enforcement.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_17.md)
- [17 C.F.R. § 39.18 (2026) § 39.18   System safeguards.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_18.md)
- [17 C.F.R. § 39.19 (2026) § 39.19   Reporting.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_19.md)
- [17 C.F.R. § 39.20 (2026) § 39.20   Recordkeeping.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_20.md)
- [17 C.F.R. § 39.21 (2026) § 39.21   Public information.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_21.md)
- [17 C.F.R. § 39.22 (2026) § 39.22   Information sharing.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_22.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P39_S39_9. Check the current official text before relying on it. Not legal advice.