# 17 C.F.R. § 275.0-6 (2026): Incorporation by reference in applications

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_0_6

## Section

- **Citation:** 17 C.F.R. § 275.0-6 (2026)
- **Heading:** Incorporation by reference in applications
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 275: RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940 / § 275.0-6: § 275.0-6   Incorporation by reference in applications.

## Text

(a)
Exhibits.
Any document or part thereof, including any financial statement or part thereof, filed with the Commission pursuant to any Act administered by the Commission may be incorporated by reference as an exhibit to any application filed with the Commission by the same or any other person. If any modification has occurred in the text of any document incorporated by reference since the filing thereof, the registrant must file with the reference a statement containing the text of any such modification and the date thereof.
(b)
General.
Include an express statement clearly describing the specific location of the information you are incorporating by reference. The statement must identify the document where the information was originally filed or submitted and the location of the information within that document. The statement must be made at the particular place where the information is required, if applicable. Information must not be incorporated by reference in any case where such incorporation would render the disclosure incomplete, unclear, or confusing. For example, unless expressly permitted or required, disclosure must not be incorporated by reference from a second document if that second document incorporates information pertinent to such disclosure by reference to a third document.
(c)
Definition of Application.
For purposes of this rule, an “application” means any application for an order of the Commission under the Act other than an application for registration as an investment adviser.
[84 FR 12738, Apr. 2, 2019]

## Nearby sections

- [17 C.F.R. § 275.0-2 (2026) § 275.0-2   General procedures for serving non-residents.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_0_2.md)
- [17 C.F.R. § 275.0-3 (2026) § 275.0-3   References to rules and regulations.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_0_3.md)
- [17 C.F.R. § 275.0-4 (2026) § 275.0-4   General requirements of papers and applications.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_0_4.md)
- [17 C.F.R. § 275.0-5 (2026) § 275.0-5   Procedure with respect to applications and other matters.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_0_5.md)
- [17 C.F.R. § 275.0-6 (2026) § 275.0-6   Incorporation by reference in applications.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_0_6.md)
- [17 C.F.R. § 275.0-7 (2026) § 275.0-7   Small entities under the Investment Advisers Act for purposes of the Regulatory Flexibility Act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_0_7.md)
- [17 C.F.R. § 275.202(a)(1)-1 (2026) § 275.202(a)(1)-1   Certain transactions not deemed assignments.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_202(a)(1)_1.md)
- [17 C.F.R. § 275.202(a)(11)(G)-1 (2026) § 275.202(a)(11)(G)-1   Family offices.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_202(a)(11)(G)_1.md)
- [17 C.F.R. § 275.202(a)(30)-1 (2026) § 275.202(a)(30)-1   Foreign private advisers.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_202(a)(30)_1.md)
- [17 C.F.R. § 275.203-1 (2026) § 275.203-1   Application for investment adviser registration.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_203_1.md)
- [17 C.F.R. § 275.203-2 (2026) § 275.203-2   Withdrawal from investment adviser registration.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_203_2.md)
- [17 C.F.R. § 275.203-3 (2026) § 275.203-3   Hardship exemptions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_203_3.md)
- [17 C.F.R. § 275.203(l)-1 (2026) § 275.203(l)-1   Venture capital fund defined.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_203(l)_1.md)
- [17 C.F.R. § 275.203(m)-1 (2026) § 275.203(m)-1   Private fund adviser exemption.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_203(m)_1.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P275_S275_0_6. Check the current official text before relying on it. Not legal advice.