# 17 C.F.R. § 270.30d-1 (2026): Filing of copies of reports to shareholders

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_30d_1

## Section

- **Citation:** 17 C.F.R. § 270.30d-1 (2026)
- **Heading:** Filing of copies of reports to shareholders
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 270: RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 / § 270.30d-1: § 270.30d-1   Filing of copies of reports to shareholders.

## Text

A registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), that is required to file annual and quarterly reports pursuant to section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a) or 78o(d)) shall satisfy its requirement to file such reports by the filing, in accordance with the rules and procedures specified therefor, of reports on Form N-CSR (§§ 249.331 and 274.128 of this chapter). A registered unit investment trust or a small business investment company registered on Form N-5 that is required to file annual and quarterly reports pursuant to section 13(a) or 15(d) of the Securities Exchange Act of 1934 shall satisfy its requirement to file such reports by the filing, in accordance with the rules and procedures specified therefor, of reports on Form N-CEN (§§ 249.330 and 274.101 of this chapter).
[69 FR 11264, Mar. 9, 2004, as amended at 81 FR 82021, Nov. 18, 2016]

## Nearby sections

- [17 C.F.R. § 270.0-1 (2026) § 270.0-1   Definition of terms used in this part.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_1.md)
- [17 C.F.R. § 270.0-2 (2026) § 270.0-2   General requirements of papers and applications.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_2.md)
- [17 C.F.R. § 270.0-3 (2026) § 270.0-3   Amendments to registration statements and reports.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_3.md)
- [17 C.F.R. § 270.0-4 (2026) § 270.0-4   Incorporation by reference.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_4.md)
- [17 C.F.R. § 270.0-5 (2026) § 270.0-5   Procedure with respect to applications and other matters.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_5.md)
- [17 C.F.R. § 270.0-8 (2026) § 270.0-8   Payment of filing fees.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_8.md)
- [17 C.F.R. § 270.0-10 (2026) § 270.0-10   Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_10.md)
- [17 C.F.R. § 270.0-11 (2026) § 270.0-11   Customer identification programs.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_11.md)
- [17 C.F.R. § 270.2a-1 (2026) § 270.2a-1   Valuation of portfolio securities in special cases.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_1.md)
- [17 C.F.R. § 270.2a-2 (2026) § 270.2a-2   Effect of eliminations upon valuation of portfolio securities.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_2.md)
- [17 C.F.R. § 270.2a-4 (2026) § 270.2a-4   Definition of “current net asset value” for use in computing periodically the current price of redeemable security.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_4.md)
- [17 C.F.R. § 270.2a-5 (2026) § 270.2a-5   Fair value determination and readily available market quotations.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_5.md)
- [17 C.F.R. § 270.2a-6 (2026) § 270.2a-6   Certain transactions not deemed assignments.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_6.md)
- [17 C.F.R. § 270.2a-7 (2026) § 270.2a-7   Money market funds.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_7.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_30d_1. Check the current official text before relying on it. Not legal advice.