# 17 C.F.R. § 270.30b1-9 (2026): Monthly report

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_30b1_9

## Section

- **Citation:** 17 C.F.R. § 270.30b1-9 (2026)
- **Heading:** Monthly report
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 270: RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 / § 270.30b1-9: § 270.30b1-9   Monthly report.

## Text

Link to an amendment published at 89 FR 73797, Sept. 11, 2024.
This amendment was delayed until Nov. 17, 2027, at 90 FR 16812, Apr. 22, 2025.
Link to further amendment published at 89 FR 73797, Sept. 11, 2024.
This amendment was delayed until May 18, 2028, at 90 FR 16812, Apr. 22, 2025.
Each registered management investment company or exchange-traded fund organized as a unit investment trust, or series thereof, other than a registered open-end management investment company that is regulated as a money market fund under § 270.2a-7 or a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), must file a monthly report of portfolio holdings on Form N-PORT (§ 274.150 of this chapter), current as of the last business day, or last calendar day, of the month. A registered investment company that has filed a registration statement with the Commission registering its securities for the first time under the Securities Act of 1933 is relieved of this reporting obligation with respect to any reporting period or portion thereof prior to the date on which that registration statement becomes effective or is withdrawn. Each registered investment company that is required to file reports on Form N-PORT must maintain in its records the information that is required to be included on Form N-PORT no later than 30 days after the end of each month. Such information shall be treated as a record under section 31(a)(1) of the Act [15 U.S.C. 80a-30(a)(1)] and § 270.31a-1(b) of this chapter subject to the requirements of § 270.31a-2(a)(2) of this chapter. Reports on Form N-PORT for each month in each fiscal quarter of a registered investment company must be filed with the Commission no later than 60 days after the end of such fiscal quarter.
[84 FR 7987, Mar. 6, 2019]

## Nearby sections

- [17 C.F.R. § 270.0-1 (2026) § 270.0-1   Definition of terms used in this part.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_1.md)
- [17 C.F.R. § 270.0-2 (2026) § 270.0-2   General requirements of papers and applications.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_2.md)
- [17 C.F.R. § 270.0-3 (2026) § 270.0-3   Amendments to registration statements and reports.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_3.md)
- [17 C.F.R. § 270.0-4 (2026) § 270.0-4   Incorporation by reference.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_4.md)
- [17 C.F.R. § 270.0-5 (2026) § 270.0-5   Procedure with respect to applications and other matters.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_5.md)
- [17 C.F.R. § 270.0-8 (2026) § 270.0-8   Payment of filing fees.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_8.md)
- [17 C.F.R. § 270.0-10 (2026) § 270.0-10   Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_10.md)
- [17 C.F.R. § 270.0-11 (2026) § 270.0-11   Customer identification programs.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_11.md)
- [17 C.F.R. § 270.2a-1 (2026) § 270.2a-1   Valuation of portfolio securities in special cases.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_1.md)
- [17 C.F.R. § 270.2a-2 (2026) § 270.2a-2   Effect of eliminations upon valuation of portfolio securities.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_2.md)
- [17 C.F.R. § 270.2a-4 (2026) § 270.2a-4   Definition of “current net asset value” for use in computing periodically the current price of redeemable security.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_4.md)
- [17 C.F.R. § 270.2a-5 (2026) § 270.2a-5   Fair value determination and readily available market quotations.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_5.md)
- [17 C.F.R. § 270.2a-6 (2026) § 270.2a-6   Certain transactions not deemed assignments.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_6.md)
- [17 C.F.R. § 270.2a-7 (2026) § 270.2a-7   Money market funds.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_7.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_30b1_9. Check the current official text before relying on it. Not legal advice.