# 17 C.F.R. § 270.0-11 (2026): Customer identification programs

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_11

## Section

- **Citation:** 17 C.F.R. § 270.0-11 (2026)
- **Heading:** Customer identification programs
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 270: RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 / § 270.0-11: § 270.0-11   Customer identification programs.

## Text

Each registered open-end company is subject to the requirements of 31 U.S.C. 5318(
l
) and the implementing regulation at 31 CFR 1024.220, which requires a customer identification program to be implemented as part of the anti-money laundering program required under subchapter II of chapter 53 of title 31, United States Code and the implementing regulations issued by the Department of the Treasury at 31 CFR part 1024. Where 31 CFR 1024.220 and this chapter use different definitions for the same term, the definition in 31 CFR 1024.220 shall be used for the purpose of compliance with 31 CFR 1024.220. Where 31 CFR 1024.220 and this chapter require the same records to be preserved for different periods of time, such records shall be preserved for the longer period of time.
[90 FR 59045, Dec. 18, 2025]

## Nearby sections

- [17 C.F.R. § 270.0-1 (2026) § 270.0-1   Definition of terms used in this part.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_1.md)
- [17 C.F.R. § 270.0-2 (2026) § 270.0-2   General requirements of papers and applications.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_2.md)
- [17 C.F.R. § 270.0-3 (2026) § 270.0-3   Amendments to registration statements and reports.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_3.md)
- [17 C.F.R. § 270.0-4 (2026) § 270.0-4   Incorporation by reference.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_4.md)
- [17 C.F.R. § 270.0-5 (2026) § 270.0-5   Procedure with respect to applications and other matters.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_5.md)
- [17 C.F.R. § 270.0-8 (2026) § 270.0-8   Payment of filing fees.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_8.md)
- [17 C.F.R. § 270.0-10 (2026) § 270.0-10   Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_10.md)
- [17 C.F.R. § 270.0-11 (2026) § 270.0-11   Customer identification programs.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_11.md)
- [17 C.F.R. § 270.2a-1 (2026) § 270.2a-1   Valuation of portfolio securities in special cases.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_1.md)
- [17 C.F.R. § 270.2a-2 (2026) § 270.2a-2   Effect of eliminations upon valuation of portfolio securities.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_2.md)
- [17 C.F.R. § 270.2a-4 (2026) § 270.2a-4   Definition of “current net asset value” for use in computing periodically the current price of redeemable security.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_4.md)
- [17 C.F.R. § 270.2a-5 (2026) § 270.2a-5   Fair value determination and readily available market quotations.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_5.md)
- [17 C.F.R. § 270.2a-6 (2026) § 270.2a-6   Certain transactions not deemed assignments.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_6.md)
- [17 C.F.R. § 270.2a-7 (2026) § 270.2a-7   Money market funds.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_2a_7.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P270_S270_0_11. Check the current official text before relying on it. Not legal advice.