# 17 C.F.R. § 260.19a-1 (2026): Compliance with Section 314(a)(1) of the Trust Indenture Act for certain eligible indenture obligors

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_19a_1

## Section

- **Citation:** 17 C.F.R. § 260.19a-1 (2026)
- **Heading:** Compliance with Section 314(a)(1) of the Trust Indenture Act for certain eligible indenture obligors
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 260: GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939 / § 260.19a-1: § 260.19a-1   Compliance with Section 314(a)(1) of the Trust Indenture Act for certain eligible indenture obligors.

## Text

(a) This section is applicable only to an “eligible indenture obligor” as defined in paragraph (b) of this section.
(b) For purposes of paragraph (c) of this section, an “eligible indenture obligor” is any obligor that:
(1) Is required to file reports with the Commission pursuant to Section 13 or Section 15(d) of the Securities Exchange of 1934 (15 U.S.C. §§ 78m or 78o(d)) (the “Exchange Act”); and
(2) May rely on any of the provisions of Release No. 34-45589 (March 18, 2002) (which may be viewed on the Commission's website at
www.sec.gov
) with regard to the filing of reports with the Commission pursuant to Section 13 or Section 15(d) of the Exchange Act (14 U.S.C. 78m or 78o(d)).
(c) An “eligible indenture obligor” that files with the indenture trustee those Exchange Act reports filed with the Commission in accordance with the Release referred to in paragraph (b)(2) of this section has met its duty under Section 314(a)(1) of the Act (15 U.S.C. 77nnn(a)(1)) to file with the indenture trustee all reports required to be filed with the Commission pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934.
[67 FR 13538, Mar. 22, 2002, as amended at 76 FR 71877, Nov. 21, 2011]

## Nearby sections

- [17 C.F.R. § 260.0-1 (2026) § 260.0-1   Application of definitions contained in the act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_1.md)
- [17 C.F.R. § 260.0-2 (2026) § 260.0-2   Definitions of terms used in the rules and regulations.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_2.md)
- [17 C.F.R. § 260.0-3 (2026) § 260.0-3   Definition of “rules and regulations” as used in certain sections of the Act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_3.md)
- [17 C.F.R. § 260.0-4 (2026) § 260.0-4   Sequential numbering of documents filed with the Commission.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_4.md)
- [17 C.F.R. § 260.0-5 (2026) § 260.0-5   Business hours of the Commission.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_5.md)
- [17 C.F.R. § 260.0-6 (2026) § 260.0-6   Nondisclosure of information obtained in the course of examinations and investigations.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_6.md)
- [17 C.F.R. § 260.0-7 (2026) § 260.0-7   Small entities for purposes of the Regulatory Flexibility Act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_7.md)
- [17 C.F.R. § 260.0-11 (2026) § 260.0-11   Liability for certain statements by issuers.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_11.md)
- [17 C.F.R. § 260.3(4)-1 (2026) § 260.3(4)-1   Definition of “commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions” in section 303(4), for certain transactions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_3(4)_1.md)
- [17 C.F.R. § 260.3(4)-2 (2026) § 260.3(4)-2   Definition of “distribution” in section 303(4) for certain transactions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_3(4)_2.md)
- [17 C.F.R. § 260.3(4)-3 (2026) § 260.3(4)-3   Definitions of “participates” and “participation” as used in section 303(4), in relation to certain transactions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_3(4)_3.md)
- [17 C.F.R. § 260.4a-1 (2026) § 260.4a-1   Exempted securities under section 304(a)(8).](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_4a_1.md)
- [17 C.F.R. § 260.4a-2 (2026) § 260.4a-2   Exempted securities under section 304(d).](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_4a_2.md)
- [17 C.F.R. § 260.4a-3 (2026) § 260.4a-3   Exempted securities under section 304(a)(9).](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_4a_3.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_19a_1. Check the current official text before relying on it. Not legal advice.