# 17 C.F.R. § 260.0-4 (2026): Sequential numbering of documents filed with the Commission

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_4

## Section

- **Citation:** 17 C.F.R. § 260.0-4 (2026)
- **Heading:** Sequential numbering of documents filed with the Commission
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 260: GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939 / § 260.0-4: § 260.0-4   Sequential numbering of documents filed with the Commission.

## Text

The manually signed original (or in the case of duplicate originals, one duplicate original) of all registrations, applications, statements, reports, or other documents filed under the Trust Indenture Act of 1939 shall be numbered sequentially (in addition to any internal numbering which otherwise may be present) by handwritten, typed, printed, or other legible form of notation from the facing page of the document through the last page of that document and any exhibits or attachments thereto. Further, the total number of pages contained in a numbered original shall be set forth on the first page of the document.
[44 FR 4666, Jan. 23, 1979, as amended at 76 FR 71877, Nov. 21, 2011]

## Nearby sections

- [17 C.F.R. § 260.0-1 (2026) § 260.0-1   Application of definitions contained in the act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_1.md)
- [17 C.F.R. § 260.0-2 (2026) § 260.0-2   Definitions of terms used in the rules and regulations.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_2.md)
- [17 C.F.R. § 260.0-3 (2026) § 260.0-3   Definition of “rules and regulations” as used in certain sections of the Act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_3.md)
- [17 C.F.R. § 260.0-4 (2026) § 260.0-4   Sequential numbering of documents filed with the Commission.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_4.md)
- [17 C.F.R. § 260.0-5 (2026) § 260.0-5   Business hours of the Commission.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_5.md)
- [17 C.F.R. § 260.0-6 (2026) § 260.0-6   Nondisclosure of information obtained in the course of examinations and investigations.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_6.md)
- [17 C.F.R. § 260.0-7 (2026) § 260.0-7   Small entities for purposes of the Regulatory Flexibility Act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_7.md)
- [17 C.F.R. § 260.0-11 (2026) § 260.0-11   Liability for certain statements by issuers.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_11.md)
- [17 C.F.R. § 260.3(4)-1 (2026) § 260.3(4)-1   Definition of “commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions” in section 303(4), for certain transactions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_3(4)_1.md)
- [17 C.F.R. § 260.3(4)-2 (2026) § 260.3(4)-2   Definition of “distribution” in section 303(4) for certain transactions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_3(4)_2.md)
- [17 C.F.R. § 260.3(4)-3 (2026) § 260.3(4)-3   Definitions of “participates” and “participation” as used in section 303(4), in relation to certain transactions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_3(4)_3.md)
- [17 C.F.R. § 260.4a-1 (2026) § 260.4a-1   Exempted securities under section 304(a)(8).](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_4a_1.md)
- [17 C.F.R. § 260.4a-2 (2026) § 260.4a-2   Exempted securities under section 304(d).](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_4a_2.md)
- [17 C.F.R. § 260.4a-3 (2026) § 260.4a-3   Exempted securities under section 304(a)(9).](https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_4a_3.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P260_S260_0_4. Check the current official text before relying on it. Not legal advice.