# 17 C.F.R. § 249b.400 (2026): Form SD, specialized disclosure report

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_400

## Section

- **Citation:** 17 C.F.R. § 249b.400 (2026)
- **Heading:** Form SD, specialized disclosure report
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 249b: FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934 / § 249b.400: § 249b.400   Form SD, specialized disclosure report.

## Text

(a) This Form shall be filed pursuant to § 240.13p-1 of this chapter by registrants that file reports with the Commission pursuant to Sections 13(a) or 15(d) of the Securities Exchange Act of 1934 and are required to disclose the information required by Section 13(p) under the Securities Exchange Act of 1934 and Rule 13p-1 (§ 240.13p-1) of this chapter.
(b) This Form shall be filed pursuant to Rule 13q-1 (§ 240.13q-1) of this chapter by resource extraction issuers that are required to disclose the information required by Section 13(q) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(q)) and Rule 13q-1 of this chapter.
[77 FR 56362, Sept. 12, 2012, as amended at 77 FR 56418, Sept. 12, 2012]
Editorial Note:
For
Federal Register
citations affecting Form SD, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at
www.govinfo.gov.

## Nearby sections

- [17 C.F.R. § 249b.100 (2026) § 249b.100   Form TA-1, 1 uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_100.md)
- [17 C.F.R. § 249b.101 (2026) § 249b.101   Form TA-W, notice of withdrawal from registration as transfer agent.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_101.md)
- [17 C.F.R. § 249b.102 (2026) § 249b.102   Form TA-2, 
 1 
   form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_102.md)
- [17 C.F.R. § 249b.200 (2026) § 249b.200   Form CA-1, 
 1 
   form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_200.md)
- [17 C.F.R. § 249b.300 (2026) § 249b.300   FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and § 240.17g-1 of this chapter.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_300.md)
- [17 C.F.R. § 249b.400 (2026) § 249b.400   Form SD, specialized disclosure report.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_400.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_400. Check the current official text before relying on it. Not legal advice.