# 17 C.F.R. § 249b.100 (2026): Form TA-1, 1 uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_100

## Section

- **Citation:** 17 C.F.R. § 249b.100 (2026)
- **Heading:** Form TA-1, 1 uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II / Part 249b / § 249b.100: § 249b.100   Form TA-1, 1 uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.

## Text

1 Copies of the form may be obtained from the Publications Section, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549 and from each of the Commission's regional offices. This form shall be used for application for registration as a transfer agent and for amendment to registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934. [40 FR 51184, Nov. 4, 1975, as amended at 51 FR 12127, Apr. 9, 1986; 73 FR 32228, June 5, 2008] Editorial Note: For Federal Register citations affecting Form TA-1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

## Nearby sections

- [17 C.F.R. § 249b.100 (2026) § 249b.100   Form TA-1, 1 uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_100.md)
- [17 C.F.R. § 249b.101 (2026) § 249b.101   Form TA-W, notice of withdrawal from registration as transfer agent.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_101.md)
- [17 C.F.R. § 249b.102 (2026) § 249b.102   Form TA-2, 
 1 
   form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_102.md)
- [17 C.F.R. § 249b.200 (2026) § 249b.200   Form CA-1, 
 1 
   form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_200.md)
- [17 C.F.R. § 249b.300 (2026) § 249b.300   FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and § 240.17g-1 of this chapter.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_300.md)
- [17 C.F.R. § 249b.400 (2026) § 249b.400   Form SD, specialized disclosure report.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_400.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P249b_S249b_100. Check the current official text before relying on it. Not legal advice.