# 17 C.F.R. § 249.322 (2026): Form 12b-25—Notification of late filing > Federal · Regulations · In force URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_322 ## Section - **Citation:** 17 C.F.R. § 249.322 (2026) - **Heading:** Form 12b-25—Notification of late filing - **Jurisdiction:** Federal - **Kind:** Regulations - **Status:** In force - **Text as of:** August 14, 2026 - **Source:** Compiled text - **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 249: FORMS, SECURITIES EXCHANGE ACT OF 1934 / Subpart D: Forms for Annual and Other Reports of Issuers and Other Persons Required Under Sections 13, 14A, and 15(d) of the Securities Exchange Act of 1934 / § 249.322: § 249.322 Form 12b-25—Notification of late filing. ## Text (a) This form shall be filed pursuant to § 240.12b-25 of this chapter by issuers who are unable to file timely all or any required portion of an annual or transition report on Form 10-K and Form 10-KSB, 20-F, or 11-K (§ 249.310, 249.310b, 249.220f or 249.311), a quarterly or transition report on Form 10-Q and Form 10-QSB (§§ 249.308a and 249.308b), or a distribution report on Form 10-D (§ 249.312) pursuant to section 13 or 15(d) of the Act (15 U.S.C. 78m or 78o(d)) or an annual report on Form N-CEN (§§ 249.330; 274.101) or a semi-annual or annual report on Form N-CSR (§§ 249.331; 274.128) pursuant to section 13 or 15(d) of the Act or section 30 of the Investment Company Act of 1940 (15 U.S.C. 80a-29). The filing shall consist of a signed original and three conformed copies, and shall be filed with the Commission at Washington, DC 20549, no later than one business day after the due date for the periodic report in question. Copies of this form may be obtained from “Publications,” Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549 and at our Web site at http://www.sec.gov. (b) This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to electronic difficulties should comply with either Rule 201 or Rule 202 of Regulation S-T (§ 232.201 or § 232.202 of this chapter), or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T (§ 232.13(b) of this chapter). onic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to electronic difficulties should comply with either Rule 201 or Rule 202 of Regulation S-T (§ 232.201 or § 232.202 of this chapter), or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T (§ 232.13(b) of this chapter). (c) Interactive data submissions. This form shall not be used by electronic filers with respect to the submission or posting of an Interactive Data File (§ 232.11 of this chapter). Electronic filers unable to submit or post an Interactive Data File within the time period prescribed should comply with either Rule 201 or 202 of Regulation S-T (§§ 232.201 and 232.202 of this chapter). [50 FR 1449, Jan. 11, 1985, as amended at 70 FR 1630, Jan. 7, 2005; 73 FR 32228, June 5, 2008; 74 FR 6821, Feb. 10, 2009; 81 FR 82020, June 1, 2018] Editorial Note: For Federal Register citations affecting Form 12b-25, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov. ## Nearby sections - [17 C.F.R. § 249.306 (2026) § 249.306 Form 6-K, report of foreign issuer pursuant to Rules 13a-16 (§ 240.13a-16 of this chapter) and 15d-16 (§ 240.15d-16 of this chapter) under the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_306.md) - [17 C.F.R. § 249.308 (2026) § 249.308 Form 8-K, for current reports.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_308.md) - [17 C.F.R. § 249.308a (2026) § 249.308a Form 10-Q, for quarterly and transition reports under sections 13 or 15(d) of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_308a.md) - [17 C.F.R. § 249.310 (2026) § 249.310 Form 10-K, for annual and transition reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_310.md) - [17 C.F.R. § 249.311 (2026) § 249.311 Form 11-K, for annual reports of employee stock purchase, savings and similar plans pursuant to section 15(d) of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_311.md) - [17 C.F.R. § 249.312 (2026) § 249.312 Form 10-D, periodic distribution reports by asset-backed issuers.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_312.md) - [17 C.F.R. § 249.318 (2026) § 249.318 Form 18-K, annual report for foreign governments and political subdivisions thereof.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_318.md) - [17 C.F.R. § 249.322 (2026) § 249.322 Form 12b-25—Notification of late filing.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_322.md) - [17 C.F.R. § 249.323 (2026) § 249.323 Form 15, certification of termination of registration of a class of security under section 12(g) or notice of suspension of duty to file reports pursuant to sections 13 and 15(d) of the Act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_323.md) - [17 C.F.R. § 249.324 (2026) § 249.324 Form 15F, certification by a foreign private issuer regarding the termination of registration of a class of securities under section 12(g) or the duty to file reports under section 13(a) or section 15(d).](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_324.md) - [17 C.F.R. § 249.325 (2026) § 249.325 Form 13F, report of institutional investment manager pursuant to section 13(f) of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_325.md) - [17 C.F.R. § 249.326 (2026) § 249.326 Form N-PX, annual report of proxy voting record.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_326.md) - [17 C.F.R. § 249.327 (2026) § 249.327 Form 13H, Information required on large traders pursuant to Section 13(h) of the Securities Exchange Act of 1934 and rules thereunder.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_327.md) - [17 C.F.R. § 249.328T (2026) § 249.328T Form 17-H, Risk assessment report for brokers and dealers pursuant to section 17(h) of the Securities Exchange Act of 1934 and rules thereunder.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_328T.md) --- Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_322. 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