# 17 C.F.R. § 249.311 (2026): Form 11-K, for annual reports of employee stock purchase, savings and similar plans pursuant to section 15(d) of the Securities Exchange Act of 1934 > Federal · Regulations · In force URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_311 ## Section - **Citation:** 17 C.F.R. § 249.311 (2026) - **Heading:** Form 11-K, for annual reports of employee stock purchase, savings and similar plans pursuant to section 15(d) of the Securities Exchange Act of 1934 - **Jurisdiction:** Federal - **Kind:** Regulations - **Status:** In force - **Text as of:** August 14, 2026 - **Source:** Compiled text - **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 249: FORMS, SECURITIES EXCHANGE ACT OF 1934 / Subpart D: Forms for Annual and Other Reports of Issuers and Other Persons Required Under Sections 13, 14A, and 15(d) of the Securities Exchange Act of 1934 / § 249.311: § 249.311 Form 11-K, for annual reports of employee stock purchase, savings and similar plans pursuant to section 15(d) of the Securities Exchange Act of 1934. ## Text This form shall be used for annual reports pursuant to section 15(d) of the Securities Exchange Act of 1934 with respect to employee stock purchase, savings and similar plans, interests in which constitute securities which have been registered under the Securities Act of 1933. Such a report is required to be filed even though the issuer of the securities offered to employees pursuant to the plan also files annual reports pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934. However, attention is directed to Rule 15d-21 (§ 240.15d-21 of this chapter) which provides that in certain cases the information required by this form may be furnished with respect to the plan as a part of the annual report of such issuer. Reports on this form shall be filed within 90 days after the end of the fiscal year of the plan, or, in the case of a plan subject to the Employee Retirement Income Security Act of 1974, within 180 days after the plan's fiscal year end. [43 FR 21663, May 19, 1978] Editorial Note: For Federal Register citations affecting Form 11-K, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov. ## Nearby sections - [17 C.F.R. § 249.306 (2026) § 249.306 Form 6-K, report of foreign issuer pursuant to Rules 13a-16 (§ 240.13a-16 of this chapter) and 15d-16 (§ 240.15d-16 of this chapter) under the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_306.md) - [17 C.F.R. § 249.308 (2026) § 249.308 Form 8-K, for current reports.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_308.md) - [17 C.F.R. § 249.308a (2026) § 249.308a Form 10-Q, for quarterly and transition reports under sections 13 or 15(d) of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_308a.md) - [17 C.F.R. § 249.310 (2026) § 249.310 Form 10-K, for annual and transition reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_310.md) - [17 C.F.R. § 249.311 (2026) § 249.311 Form 11-K, for annual reports of employee stock purchase, savings and similar plans pursuant to section 15(d) of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_311.md) - [17 C.F.R. § 249.312 (2026) § 249.312 Form 10-D, periodic distribution reports by asset-backed issuers.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_312.md) - [17 C.F.R. § 249.318 (2026) § 249.318 Form 18-K, annual report for foreign governments and political subdivisions thereof.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_318.md) - [17 C.F.R. § 249.322 (2026) § 249.322 Form 12b-25—Notification of late filing.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_322.md) - [17 C.F.R. § 249.323 (2026) § 249.323 Form 15, certification of termination of registration of a class of security under section 12(g) or notice of suspension of duty to file reports pursuant to sections 13 and 15(d) of the Act.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_323.md) - [17 C.F.R. § 249.324 (2026) § 249.324 Form 15F, certification by a foreign private issuer regarding the termination of registration of a class of securities under section 12(g) or the duty to file reports under section 13(a) or section 15(d).](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_324.md) - [17 C.F.R. § 249.325 (2026) § 249.325 Form 13F, report of institutional investment manager pursuant to section 13(f) of the Securities Exchange Act of 1934.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_325.md) - [17 C.F.R. § 249.326 (2026) § 249.326 Form N-PX, annual report of proxy voting record.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_326.md) - [17 C.F.R. § 249.327 (2026) § 249.327 Form 13H, Information required on large traders pursuant to Section 13(h) of the Securities Exchange Act of 1934 and rules thereunder.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_327.md) - [17 C.F.R. § 249.328T (2026) § 249.328T Form 17-H, Risk assessment report for brokers and dealers pursuant to section 17(h) of the Securities Exchange Act of 1934 and rules thereunder.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_328T.md) --- Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P249_S249_311. 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