# 17 C.F.R. § 239.14 (2026): Form N-2 for closed end management investment companies registered on Form N-8A

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_14

## Section

- **Citation:** 17 C.F.R. § 239.14 (2026)
- **Heading:** Form N-2 for closed end management investment companies registered on Form N-8A
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 239: FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933 / Subpart A: Forms for Registration Statements / § 239.14: § 239.14   Form N-2 for closed end management investment companies registered on Form N-8A.

## Text

Form N-2 shall be used for registration under the Securities Act of 1933 of securities of all closed end management investment companies registered under the Investment Company Act of 1940 on form N-8A (§ 274.10 of this chapter). This form is also to be used for the registration statement of such companies pursuant to section 8(b) of the Investment Company Act of 1940 (§ 274.11a-1 of this chapter). This form is not applicable for small business investment companies which register pursuant to §§ 239.24 and 274.5 of this chapter.
[43 FR 39554, Sept. 5, 1978]
Editorial Note:
For
Federal Register
citations affecting Form N-2, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at
www.govinfo.gov.

## Nearby sections

- [17 C.F.R. § 239.11 (2026) § 239.11   Form S-1, registration statement under the Securities Act of 1933.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_11.md)
- [17 C.F.R. § 239.13 (2026) § 239.13   Form S-3, for registration under the Securities Act of 1933 of securities of certain issuers offered pursuant to certain types of transactions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_13.md)
- [17 C.F.R. § 239.14 (2026) § 239.14   Form N-2 for closed end management investment companies registered on Form N-8A.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_14.md)
- [17 C.F.R. § 239.15A (2026) § 239.15A   Form N-1A, registration statement of open-end management investment companies.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_15A.md)
- [17 C.F.R. § 239.16 (2026) § 239.16   Form S-6, for unit investment trusts registered on Form N-8B-2.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_16.md)
- [17 C.F.R. § 239.16b (2026) § 239.16b   Form S-8, for registration under the Securities Act of 1933 of securities to be offered to employees pursuant to employee benefit plans.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_16b.md)
- [17 C.F.R. § 239.17a (2026) § 239.17a   Form N-3, registration statement for separate accounts organized as management investment companies.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_17a.md)
- [17 C.F.R. § 239.17b (2026) § 239.17b   Form N-4, registration statement for separate accounts organized as unit investment trusts.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_17b.md)
- [17 C.F.R. § 239.17c (2026) § 239.17c   Form N-6, registration statement for separate accounts organized as unit investment trusts that offer variable life insurance policies.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_17c.md)
- [17 C.F.R. § 239.18 (2026) § 239.18   Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate companies.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_18.md)
- [17 C.F.R. § 239.20 (2026) § 239.20   Form S-20, for standardized options.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_20.md)
- [17 C.F.R. § 239.23 (2026) § 239.23   Form N-14, for the registration of securities issued in business combination transactions by investment companies and business development companies.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_23.md)
- [17 C.F.R. § 239.24 (2026) § 239.24   Form N-5, form for registration of small business investment company under the Securities Act of 1933 and the Investment Company Act of 1940.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_24.md)
- [17 C.F.R. § 239.25 (2026) § 239.25   Form S-4, for the registration of securities issued in business combination transactions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_25.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P239_S239_14. Check the current official text before relying on it. Not legal advice.