# 17 C.F.R. § 229.1106 (2026): (Item 1106) Depositors

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1106

## Section

- **Citation:** 17 C.F.R. § 229.1106 (2026)
- **Heading:** (Item 1106) Depositors
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 229: STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K / Subpart 229.1100: Subpart 229.1100—Asset-Backed Securities (Regulation AB) / § 229.1106: § 229.1106   (Item 1106) Depositors.

## Text

If the depositor is not the same entity as the sponsor, provide separately the information regarding the depositor called for by paragraphs (a) and (b) of Item 1104 of this Regulation AB, and, to the extent the information would be material and materially different from the sponsor, paragraphs (c) and (d) of Item 1104 of this Regulation AB. In addition, provide the following information:
(a) The ownership structure of the depositor.
(b) The general character of any activities the depositor is engaged in other than securitizing assets and the time period during which it has been so engaged.
(c) Any continuing duties of the depositor after issuance of the asset-backed securities being registered regarding the asset-backed securities or the pool assets.

## Nearby sections

- [17 C.F.R. § 229.1100 (2026) § 229.1100   (Item 1100) General.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1100.md)
- [17 C.F.R. § 229.1101 (2026) § 229.1101   (Item 1101) Definitions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1101.md)
- [17 C.F.R. § 229.1102 (2026) § 229.1102   (Item 1102) Forepart of registration statement and outside cover page of the prospectus.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1102.md)
- [17 C.F.R. § 229.1103 (2026) § 229.1103   (Item 1103) Transaction summary and risk factors.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1103.md)
- [17 C.F.R. § 229.1104 (2026) § 229.1104   (Item 1104) Sponsors.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1104.md)
- [17 C.F.R. § 229.1105 (2026) § 229.1105   (Item 1105) Static pool information.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1105.md)
- [17 C.F.R. § 229.1106 (2026) § 229.1106   (Item 1106) Depositors.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1106.md)
- [17 C.F.R. § 229.1107 (2026) § 229.1107   (Item 1107) Issuing entities.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1107.md)
- [17 C.F.R. § 229.1108 (2026) § 229.1108   (Item 1108) Servicers.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1108.md)
- [17 C.F.R. § 229.1109 (2026) § 229.1109   (Item 1109) Trustees and other transaction parties.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1109.md)
- [17 C.F.R. § 229.1110 (2026) § 229.1110   (Item 1110) Originators.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1110.md)
- [17 C.F.R. § 229.1111 (2026) § 229.1111   (Item 1111) Pool assets.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1111.md)
- [17 C.F.R. § 229.1112 (2026) § 229.1112   (Item 1112) Significant obligors of pool assets.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1112.md)
- [17 C.F.R. § 229.1113 (2026) § 229.1113   (Item 1113) Structure of the transaction.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1113.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P229_S229_1106. Check the current official text before relying on it. Not legal advice.