# 17 C.F.R. § 200.735-1 (2026): Purpose

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_1

## Section

- **Citation:** 17 C.F.R. § 200.735-1 (2026)
- **Heading:** Purpose
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 17 CFR: Commodity and Securities Exchanges / Chapter II: SECURITIES AND EXCHANGE COMMISSION / Part 200: ORGANIZATION › CONDUCT AND ETHICS › AND 

INFORMATION AND REQUESTS / Subpart M: Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission / § 200.735-1: § 200.735-1   Purpose.

## Text

This subpart sets forth the standards of ethical conduct required of members, employees and special Government employees, and former members and employees of the Securities and Exchange Commission.
[75 FR 42276, July 20, 2010]

## Nearby sections

- [17 C.F.R. § 200.735-1 (2026) § 200.735-1   Purpose.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_1.md)
- [17 C.F.R. § 200.735-2 (2026) § 200.735-2   Policy.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_2.md)
- [17 C.F.R. § 200.735-3 (2026) § 200.735-3   General provisions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_3.md)
- [17 C.F.R. § 200.735-4 (2026) § 200.735-4   Outside employment and activities.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_4.md)
- [17 C.F.R. § 200.735-5 (2026) § 200.735-5   Securities transactions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_5.md)
- [17 C.F.R. § 200.735-6 (2026) § 200.735-6   Action in case of personal interest.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_6.md)
- [17 C.F.R. § 200.735-7 (2026) § 200.735-7   Negotiation for employment.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_7.md)
- [17 C.F.R. § 200.735-8 (2026) § 200.735-8   Practice by former members and employees of the Commission.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_8.md)
- [17 C.F.R. § 200.735-9 (2026) § 200.735-9   Indebtedness.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_9.md)
- [17 C.F.R. § 200.735-10 (2026) § 200.735-10   Miscellaneous statutory provisions.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_10.md)
- [17 C.F.R. § 200.735-11 (2026) § 200.735-11   Statement of employment and financial interests.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_11.md)
- [17 C.F.R. § 200.735-12 (2026) § 200.735-12   Special Government employees.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_12.md)
- [17 C.F.R. § 200.735-13 (2026) § 200.735-13   Disciplinary and other remedial action.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_13.md)
- [17 C.F.R. § 200.735-14 (2026) § 200.735-14   Employees on leave of absence.](https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_14.md)

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T17_P200_S200_735_1. Check the current official text before relying on it. Not legal advice.
