# 12 C.F.R. § 390.429 (2026): Form for securities sale report

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_429

## Section

- **Citation:** 12 C.F.R. § 390.429 (2026)
- **Heading:** Form for securities sale report
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Title 12 CFR: Banks and Banking / Chapter III: FEDERAL DEPOSIT INSURANCE CORPORATION / Part 390: REGULATIONS TRANSFERRED FROM THE OFFICE OF THRIFT SUPERVISION / Subpart W: Securities Offerings / § 390.429: § 390.429   Form for securities sale report.

## Text

FDIC, 550 17th Street, NW., Washington, DC 20429
[Form G-12]
Securities Sale Report Pursuant to § 390.12
FDIC No.
Issuer's Name:
Address:
If in organization, state the date of FDIC certification of insurance of accounts: ____
State the title, number, aggregate and per-unit offering price of the securities sold: ________
State the aggregate and per-unit dollar amounts of actual itemized offering expenses, discounts, commissions, and other fees: ________
State the aggregate and per-unit dollar amounts of the net proceeds raised: ________
Describe the use of proceeds. If unknown, provide reasonable estimates of the dollar amount allocated to each purpose for which the proceeds will be used: ________
State the number of purchasers of each class of securities sold and the number of owners of record of each class of the issuer's equity securities at the close or termination of the offering: ________
For a non-public offering, also state the factual and legal grounds for the exemption claimed (attach additional pages if necessary): ________
For a non-public offering, all offering materials used should be listed: ________
Person to Contact:
Telephone No.:
This issuer has duly caused this securities sale report to be signed on its behalf by the undersigned person.
Date of securities sale report
Issuer:
Signature:
Name:
Title:
Instruction: Print the name and title of the signing representative under his or her signature. Ten copies of the securities sale report should be filed, including one copy manually signed, as required under 12 CFR 390.414.
Attention
Intentional misstatements or omissions of fact constitute violations of Federal law (See 18 U.S.C. 1001 and § 390.355(b)).

## Nearby sections

- [12 C.F.R. § 390.410 (2026) § 390.410   Definitions.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_410.md)
- [12 C.F.R. § 390.411 (2026) § 390.411   Offering circular requirement.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_411.md)
- [12 C.F.R. § 390.412 (2026) § 390.412   Exemptions.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_412.md)
- [12 C.F.R. § 390.413 (2026) § 390.413   Non-public offering.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_413.md)
- [12 C.F.R. § 390.414 (2026) § 390.414   Filing and signature requirements.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_414.md)
- [12 C.F.R. § 390.415 (2026) § 390.415   Effective date.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_415.md)
- [12 C.F.R. § 390.416 (2026) § 390.416   Form, content, and accounting.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_416.md)
- [12 C.F.R. § 390.417 (2026) § 390.417   Use of the offering circular.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_417.md)
- [12 C.F.R. § 390.418 (2026) § 390.418   Escrow requirement.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_418.md)
- [12 C.F.R. § 390.419 (2026) § 390.419   Unsafe or unsound practices.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_419.md)
- [12 C.F.R. § 390.420 (2026) § 390.420   Withdrawal or abandonment.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_420.md)
- [12 C.F.R. § 390.421 (2026) § 390.421   Securities sale report.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_421.md)
- [12 C.F.R. § 390.422 (2026) § 390.422   Public disclosure and confidential treatment.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_422.md)
- [12 C.F.R. § 390.423 (2026) § 390.423   Waiver.](https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_423.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/CFR_T12_P390_S390_429. Check the current official text before relying on it. Not legal advice.