# Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic

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URL: https://www.frixlaw.com/law-library/documents/fr%3A96-16254

## Record

- **Collection:** Federal Register
- **Document type:** Rule
- **Published:** July 3, 1996
- **Citation:** 61 FR 34930

## Text

SUMMARY: NMFS is consolidating eleven CFR parts into one new CFR part.
The new part contains regulations implementing management measures
contained in the fishery management plans (FMPs) for the following
domestic fisheries in the Caribbean, Gulf of Mexico, and South
Atlantic: Caribbean coral, Caribbean reef fish, Caribbean spiny
lobster, Gulf red drum, Gulf reef fish, Gulf shrimp, Gulf and South
Atlantic coastal migratory pelagics, Gulf and South Atlantic corals,
South Atlantic red drum, South Atlantic snapper-grouper, and South
Atlantic shrimp. This interim final rule reorganizes management
measures into a logical and cohesive order, removes duplicative and
outdated provisions, and makes changes to improve readability and
clarity and to achieve uniformity in regulatory language. This interim
final rule also amends references to Paperwork Reduction Act (PRA)
information-collection requirements to reflect the consolidation;
revises the existing, approved collections of information related to
submissions of permit applications to make them less burdensome; and
makes revisions to existing approved collections of information related
to reporting requirements to improve uniformity of regulatory language.
The intended effect of this interim final rule is to make the
regulations more concise, better organized, more uniform among
fisheries, and thereby easier for the public to use. This action is
part of the President's Regulatory Reinvention Initiative.

DATES: Interim final rule effective July 1, 1996. Written comments on
the interim final rule must be received on or before August 2, 1996.

ADDRESSES: Requests for and comments on the interim final rule must be
sent to the Southeast Regional Office, NMFS, 9721 Executive Center
Drive N., St. Petersburg, FL 33702. Comments regarding burden-hour
estimates or other aspects of the collection-of-information
requirements contained in this rule should be sent to Edward E.
Burgess, Southeast Regional Office, NMFS, 9721 Executive Center Drive
N., St. Petersburg, FL 33702, and to the Office of Information and
Regulatory Affairs, Office of Management and Budget (OMB), Washington,
DC 20503 (Attention: NOAA Desk Officer).

FOR FURTHER INFORMATION CONTACT: Perry Allen or Rod Dalton, NMFS, 813-
570-5326.
SUPPLEMENTARY INFORMATION:

Background

In March 1995, President Clinton issued a directive to Federal
agencies regarding their responsibilities under his Regulatory
Reinvention Initiative. This initiative is part of the National
Performance Review and calls for comprehensive regulatory reform. The
President directed all agencies to undertake a review of all their
regulations, with an emphasis on eliminating or modifying those that
are obsolete, duplicative, or otherwise in need of reform. This interim
final rule is intended to carry out the President's directive with
respect to those regulations implementing the following FMPs for
domestic fisheries in the Caribbean, Gulf of Mexico, and South
Atlantic. These FMPs were prepared under the Magnuson Act by the
Caribbean, Gulf of Mexico, and/or South Atlantic Fishery Management
Councils (CFMC, GMFMC, SAFMC, respectively).

----------------------------------------------------------------------------------------------------------------
FMP title Responsible council(s) Geographical area
----------------------------------------------------------------------------------------------------------------
Atlantic Coast Red Drum FMP........... SAFMC Mid-Atlantic and South
Atlantic.
FMP for Coastal Migratory Pelagic GMFMC/SAFMC Gulf,\1\ Mid-Atlantic \1\ \2\
Resources. and South Atlantic.\1\ \3\
FMP for Coral and Coral Reefs of the GMFMC Gulf.
Gulf of Mexico.
FMP for Coral, Coral Reefs, and Live/ SAFMC South Atlantic.
Hard Bottom Habitats of the South
Atlantic Region.
FMP for Corals and Reef Associated CFMC Caribbean.
Plants and Invertebrates of Puerto
Rico and the U.S. Virgin Islands.
FMP for the Red Drum Fishery of the GMFMC Gulf.\1\
Gulf of Mexico.
FMP for the Reef Fish Fishery of CFMC Caribbean.
Puerto Rico and the U.S. Virgin
Islands.
FMP for the Reef Fish Resources of the GMFMC Gulf.\1\
Gulf of Mexico.
FMP for the Shrimp Fishery of the Gulf GMFMC Gulf.\1\
of Mexico.
FMP for the Shrimp Fishery of the SAFMC South Atlantic.
South Atlantic Region.
FMP for the Snapper-Grouper Fishery of SAFMC South Atlantic.\1\ \4\
the South Atlantic Region..
FMP for the Spiny Lobster Fishery of CFMC Caribbean.
Puerto Rico and the U.S. Virgin
Islands.
----------------------------------------------------------------------------------------------------------------
\1\ Regulated area includes adjoining state waters for purposes of data collection and quota monitoring.
\2\ Only king and Spanish mackerel are managed under the FMP in the Mid-Atlantic.
\3\ Bluefish are not managed under the FMP in the South Atlantic.
\4\ Bank, rock, and black sea bass and scup are not managed by the FMP north of 35 deg.15.3' N. lat., the
latitude of Cape Hatteras Light, NC.

Consolidation of Regulations Into One CFR Part (50 CFR Part 622)

Currently, regulations implementing the FMPs for Caribbean coral,
Caribbean reef fish, Caribbean spiny lobster, Gulf red drum, Gulf reef
fish, Gulf shrimp, Gulf and South Atlantic coastal migratory pelagics,
Gulf and South Atlantic corals, South Atlantic red drum, South Atlantic
snapper-grouper, and South Atlantic shrimp appear in eleven separate
parts of title 50 of the CFR. NMFS, through this rulemaking, removes
the eleven parts (50 CFR parts 638, 641, 642, 645, 646, 647, 653, 658,
659, 669, and 670) and consolidates the regulations contained therein
into one new part (50 CFR part 622). This

[[Page 34931]]

consolidated regulation provides the public with a single reference
source for the Federal marine fisheries regulations specific to the
Caribbean, Gulf of Mexico, and South Atlantic. The restructuring of the
eleven parts into a single part results in one set of regulations that
is more concise, clearer, and easier to use than the eleven separate
parts. General regulations pertaining to all fisheries, formerly at 50
CFR part 620, have also been restructured and consolidated and now
appear in 50 CFR part 600. Many provisions in these general fisheries
regulations apply to the fisheries in the EEZ in the Caribbean, Gulf of
Mexico, and South Atlantic.

Reorganization and Elimination of Regulations

In new part 622, NMFS has reorganized the consolidated management
measures in a more logical and cohesive order. Because portions of the
existing regulations contain identical or nearly identical provisions,
similar measures have been combined and restructured. Sections relating
to purpose and scope, definitions, relation to other laws, vessel
identification, prohibitions, facilitation of enforcement, penalties,
and specifically authorized activities, in each of the eleven existing
parts have been combined into single, respective sections in part 622.
For example, whereas the existing regulations contain eleven, nearly
identical purpose and scope sections, part 622 contains a single
purpose and scope section that addresses all applicable fisheries. As a
result of this consolidation effort, NMFS removed numerous duplicative
provisions from the regulations.
Throughout part 622, types of management measures and provisions
common to multiple fisheries are grouped together under a single
section heading, e.g., minimum sizes for all fisheries are located in a
single section. Within sections, information or requirements of general
applicability are stated in an introductory paragraph to minimize
duplication; any aspects unique to a particular fishery are addressed
in subsequent paragraphs within the section. Paragraph headings have
been added for ease in identifying measures, and regulatory language
has been revised to improve clarity and consistency. No substantive
changes were made to the regulations by this reorganization, or by the
removal of duplicative provisions.

Changes To Improve Uniformity Among Regulations

In the Southeast Region, many fishermen and dealers participate in
multiple fisheries. Making regulatory requirements among fisheries more
consistent simplifies the overall management regime, enhances the
ability of all parties, including NMFS personnel, to understand and
remember regulations, and improves compliance. As part of this
regulatory consolidation process, NMFS has standardized regulatory
provisions among fisheries where it was possible to do so without
significant change in regulatory impact or adverse impact on effective
management. The changes involved and the rationale and expected impacts
are discussed below. NMFS invites comment on these changes.

Permits and Fees

A person applying for a permit for a fishery in which a fish trap
or sea bass pot will be used is required, under existing regulations,
to indicate the desired color code for identifying buoys that are
attached to traps/pots. The current regulations for the Gulf reef fish
fishery explicitly state that white is not an acceptable color code,
and white has not been accepted as a color code in other trap/pot
fisheries. White is not acceptable because buoys are white. Therefore,
a white color code would be indistinguishable from a buoy that has no
color code and would frustrate enforcement. This rule makes the
explicit statement in the reef fish regulations applicable to all trap/
pot fisheries and merely provides advance notification to the permit
applicant, of the existing policy--there is no additional regulatory
effect.
Existing regulations require that the Director, Southeast Region,
NMFS (Regional Director) be notified within 15 days of any change in
pertinent information provided with a permit application. This rule
extends the time period to 30 days and is, therefore, less restrictive.
The option for a vessel permit for king or Spanish mackerel to be
transferred upon sale of the vessel and for the new owner to fish under
the preceding owner's permit for up to 60 days is deleted in this rule.
This complies with the intent of the Gulf of Mexico and South Atlantic
Fishery Management Councils that only owners who have documented their
permit eligibility be allowed to participate in the fishery. The change
is necessary to achieve consistent transfer provisions among fisheries.
This does not alter the existing requirement that all new owners apply
for a permit.

Recordkeeping and Reporting

Changes have been made to achieve consistency regarding deadlines
for submission of required reports by commercial vessel owners or
operators. This rule requires that all such reports be postmarked not
later than 7 days after the end of each trip. Deadlines for submission
in the current regulations are couched in various terms, such as
``transmitted'' and ``received,'' and, for Gulf reef fish, in terms of
``on a monthly basis (or more frequently, if requested by the Science
and Research Director).'' The Science and Research Director currently
requires submission of required reports by commercial vessel owners and
operators on a trip basis in all fisheries where such reports are
required. Regulations for the snapper-grouper fishery specify a
deadline of postmarked not later than the third day after sale of fish,
and the king and Spanish mackerel regulations contain no submission
deadline. This added deadline clarifies an implied but unspecified
deadline for king and Spanish mackerel, but has no immediate impact on
fishermen because no vessels are currently selected to submit reports
in the king and Spanish mackerel fishery. For snapper-grouper, the new
deadline is expected to be less restrictive on average.
This rule standardizes requirements for submission of required
reports for charter vessel and headboat owners or operators to achieve
consistency with the Gulf reef fish requirements. The reporting
deadline for charter vessels established by this rule is not later than
7 days after the end of the reporting period. Current regulations for
snapper-grouper charter vessels and headboats require submission on a
periodic basis, as specified by the Science and Research Director; for
coastal migratory pelagic charter vessels and headboats, weekly
submission is required but no deadline is specified. The new deadlines
make the requirements consistent among fisheries and provide needed
specificity. The new requirements are generally less burdensome than
existing requirements.
This rule clarifies that the deadline for submission of Gulf reef
fish and snapper-grouper dealer reports is 5 days after the end of the
month, unless modified by the Science and Research Director. Current
regulations are less specific, requiring submission as specified by the
Science and Research Director for Gulf reef fish dealers and at monthly
intervals, or more frequently, if requested, for snapper-grouper
dealers.

[[Page 34932]]

This rule requires submission of negative reports (no fish
received) for snapper-grouper and coastal migratory pelagics dealers,
if selected to report. This is a minimal reporting burden expected to
occur infrequently, but enhances enforceability of reporting
requirements. This requirement has been approved by OMB under OMB
control number 0648-0016.
This rule adds a provision allowing a dealer reporting South
Atlantic snapper-grouper, other than wreckfish, to report via facsimile
(fax). This is a less restrictive alternative provided for the
convenience of dealers.
The requirement to make fish available for inspection by the
Science and Research Director or an authorized officer is applied to
participants in the Caribbean reef fish and Caribbean spiny lobster
fisheries. This standardizes the requirement among all fisheries
regulated by this part and will improve enforceability. Additional
burden associated with this change is minimal since access to fish is
all that is required.
This rule provides a requirement for a charter vessel owner or
operator in the coastal migratory pelagics fishery, who has not been
selected to submit logbooks, to provide verbal responses to seven,
simple questions, if selected for an interview. This standardizes the
requirement among all fisheries regulated by this part that have a
charter vessel sector. This is a less burdensome alternative for
obtaining information on an as-needed basis compared to selecting the
entity to report on a continuing basis under authority in the current
regulations.
This rule authorizes the Science and Research Director to select
for reporting a snapper-grouper vessel that operates in state waters
adjoining the EEZ without a Federal permit. This standardizes the
requirement among fisheries and is necessary to ensure comprehensive
data collection essential for fisheries management. The purpose and
scope section of the existing snapper-grouper regulations states that
recordkeeping and reporting requirements apply in the EEZ and adjoining
state waters. The existing snapper-grouper regulations require the
owner or operator of a permitted vessel, charter vessel, or headboat
operating in adjoining state waters to report, if selected. The change
imposed by this interim final rule applies that same requirement to an
owner or operator of an unpermitted vessel operating in adjoining state
waters. This is necessary to ensure that all sources of fishing effort
and fishing mortality affecting the managed stock are properly
accounted for in the Federal management regime. NMFS is unaware of any
snapper-grouper vessels that operate exclusively in state waters, and,
therefore, are not permitted. Accordingly, this authorization should
have no immediate effect on fishermen and would not impose an
additional reporting burden.

Vessel and Gear Identification

This rule standardizes most vessel and gear identification
requirements among fisheries; provides less restrictive marking
requirements for vessels 25 ft (7.6 m) or less in length in all
fisheries; and makes changes in marking requirements to achieve
consistency, e.g., simply requires numbers and color codes on buoys to
be easily distinguished, located, and identified, versus the current
differing requirements regarding size of such markings in various
fisheries. These changes: (1) Enhance consistency; (2) address prior
complaints from small vessel owners regarding difficulty of complying
with marking requirements; (3) relieve restrictions; and (4) will not
impair enforcement.
The rule also requires that, in the South Atlantic snapper-grouper
fishery, a valid identification tag issued by the Regional Director be
attached to each sea bass pot on board a vessel with a Federal permit.
Current regulations require this only for pots used or possessed in the
EEZ; the revised language requires pots on board a vessel with a
Federal permit to have the tag attached while in state waters also.
This change makes this aspect of trap marking requirements consistent
in the Gulf and South Atlantic and will enhance enforceability. NMFS is
not aware of any vessels with Federal snapper-grouper permits that fish
exclusively in state waters; therefore, this change is not expected to
impose an additional burden. That is, if such vessels fish in Federal
waters, the pots would have to be tagged while in Federal waters under
current regulations. The change would simply require that tags remain
on the trap while in state waters.

Prohibited Gear and Methods

Use of explosives is prohibited currently for most fisheries
because of the obvious detrimental impacts on nontarget fishery
resources and habitat. To achieve consistency, this rule prohibits the
use of explosives in the Gulf shrimp fishery and makes explicit the
implied prohibition in the current coral regulations. NMFS is unaware
of any use of explosives in these fisheries; therefore, this change is
preventative and results in no additional regulatory burden on current
fishery participants.

Landing Fish Intact

For all fisheries for which fish must be landed intact, this rule
allows such fish to be gilled and scaled, in addition to being
eviscerated as allowed under current regulations. Currently only the
Gulf reef fish regulations allow such fish to be gilled and scaled.
This change would achieve consistency among fisheries, lessen existing
restrictions, and not impair the effectiveness of other management
measures for which the intact requirement was established.

Limitations on Fish Traps, Sea Bass Pots, and Spiny Lobster Traps

Current regulations require that, in the Caribbean reef fish
fishery, a trap owner's written authorization for another person to
pull or tend his traps must specify the time period for such
authorization. To achieve consistency, provide for effective management
and enforcement, and protect the owner's interests, this rule adds the
same requirement to the Caribbean spiny lobster fishery.

Specifically Authorized Activities

Current regulations for all fisheries being consolidated by this
rule provide for the appropriate authority to authorize, for the
acquisition of information and data, activities that are otherwise
prohibited. In addition, under the Gulf and South Atlantic coral
regulations, the Regional Director may issue a permit for an individual
to take or possess prohibited coral when such prohibited coral will be
used for a scientific, educational, or restoration purpose. New
regulations at 50 CFR 600.745, entitled ``Scientific research activity,
exempted fishing, and exempted educational activity,'' cover activities
that are otherwise prohibited and the take of prohibited coral for a
scientific, educational, or restoration purpose. Accordingly, 50 CFR
600.745 is referred to in the consolidated regulations in lieu of
including these provisions.

Delegation of Authority

Under NOAA Administrative Order 205-11, 7.01, dated December 17,
1990, the Under Secretary for Oceans and Atmosphere has delegated to
the Assistant Administrator for Fisheries, NOAA (AA), the authority to
sign material for publication in the Federal Register.

[[Page 34933]]

Classification

This action has been determined to be not significant for purposes
of E.O. 12866.

Paperwork Reduction Act

This rule contains collection-of-information requirements subject
to the PRA.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with a collection of information, subject to the
requirement of the PRA, unless that collection of information displays
a currently valid OMB Control Number.

Approved Collection-of-Information Requirements

The following collection-of-information requirements have already
been approved by OMB under the following control numbers:
a. 0648-0013--Dealer reports estimated at 0.085 hours per response.
Dealer recordkeeping estimated at 0.667 hours per response. Trip
interviews estimated at 0.167 hours per response.
b. 0648-0016--Vessel reports: (1) Commercial vessel logbook reports
estimated at 0.18 hours per response, (2) charter vessel logbook
reports estimated at 0.20 hours per response, and (3) headboat logbook
reports estimated at 0.20 hours per response. Coral reports: (1)
Reports for individuals permitted to harvest prohibited coral,
allowable octocoral, or live rock or deposit live rock estimated at
0.25 hours per response, and (2) advance notification of aquacultured
live rock harvest estimated at 0.033 hours per response. Negative
reports for fishermen and dealers are estimated at 0.033 and 0.050
hours per response, respectively.
c. 0648-0205--Vessel permits estimated at 0.33 hours per response.
Dealer permits estimated at 0.83 hours per response. Coral permits
estimated at 0.25 hours per response.
d. 0648-0262--Wreckfish share transfers estimated at 0.25 hours per
response.
e. 0648-0305--Gear identification requirements estimated at 0.33
hours per response.
f. 0648-0306--Vessel identification requirements estimated at 0.75
hours per response.
The estimated response times include the time for reviewing
instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the
collections of information.

Revision of Approved Collection-of-Information Requirements

This rule revises existing collection-of-information requirements
regarding submissions of applications for coral permits, vessel
permits, and dealer permits. The collections of information associated
with such applications are currently approved under OMB Control No.
0648-0205. In accordance with the President's Reporting Frequency
Reduction Project, this rule reduces the frequency with which an
applicant must apply for renewal of a coral, vessel, or dealer permit.
Specifically, an applicant must apply only every other year in lieu of
annually. A permit will continue to be issued for a 1-year period but
will be automatically renewed for a second year, provided a vessel
owner/operator or dealer has met the specific requirements for the
permit, all required reports have been submitted, and the permit is not
subject to sanction or denial. An applicant will be given a timely
opportunity to correct any deficiency before a permit expires. This
revision relieves a restriction regarding the frequency of responses
required. The public reporting burdens for the approved collections, in
terms of estimated time required per response, are unchanged by this
revision. Send comments regarding burden estimates, or any other aspect
of the data requirements, including suggestions for reducing the
burden, to NMFS and OMB (see ADDRESSES).
The changes necessary to achieve more uniform reporting
requirements, discussed above under ``Recordkeeping and reporting'',
have been approved by OMB under the approved collections of information
listed above.
Section 3507(c)(B)(i) of the PRA requires that agencies inventory
and display a current control number assigned by the Director, OMB, for
each agency information collection. Section 902.1(b) identifies the
location of NOAA regulations for which OMB approval numbers have been
issued. Because this interim final rule codifies many recordkeeping and
reporting requirements, 15 CFR 902.1(b) is revised to reference
correctly the new sections resulting from the consolidation.

Administrative Procedure Act

This interim final rule consolidates 11 sets of regulations for the
fisheries of the Caribbean, Gulf of Mexico, and South Atlantic into one
comprehensive rule; reorganizes management measures in logical order;
eliminates language that was duplicated among the various existing
rules; and makes minor changes in certain regulatory provisions to
provide a regulatory regime that is more consistent among all fisheries
and less complex. While some of these minor changes may be of the type
for which 5 U.S.C. 553 requires notice and opportunity for comment, to
do so in this instance would be impractical and contrary to the public
interest. The consolidation for the fisheries of the Caribbean, Gulf of
Mexico, and South Atlantic is just one component of a comprehensive
consolidation and restructuring of all of NMFS' fisheries regulations.
That consolidation will be effective on July 1, 1996, and the
Caribbean, Gulf of Mexico, and South Atlantic consolidation must be
effective on that date as well or regulatory gaps and public confusion
will result. The majority of changes in the Caribbean, Gulf of Mexico,
and South Atlantic consolidation, including most of those that change
existing rights or obligations, have neutral or less restrictive
regulatory effects. Those few changes that result in greater
restrictions or obligations are not likely to have any immediate effect
for the reasons stated in the preamble. None of the changes are
expected to increase regulatory burden significantly. Accordingly, the
AA, under 5 U.S.C. 553(b)(3)(B), for good cause finds that providing
advance notice and opportunity for public comment is impractical and
contrary to the public interest. Public comment is invited for 30 days.
If any significant, unforeseen regulatory effects are identified during
public comment, appropriate changes will be made in the final rule. For
the same reasons, the AA, under 5 U.S.C. 553(d)(3), for good cause
waives the requirement to delay for 30 days the effectiveness of this
rule.

List of Subjects

15 CFR Part 902

Reporting and recordkeeping requirements.

50 CFR Part 622

Fisheries, Fishing, Puerto Rico, Reporting and recordkeeping
requirements, Virgin Islands.

50 CFR Parts 638, 641, 642, 645, 646, 653, and 658

Fisheries, Fishing, Reporting and recordkeeping requirements.

50 CFR Parts 647 and 659

Fisheries, Fishing.

50 CFR Parts 669 and 670

Fisheries, Fishing, Puerto Rico, Reporting and recordkeeping
requirements, Virgin Islands.

[[Page 34934]]

Dated: June 20, 1996.
Henry R. Beasley,
Acting Assistant Administrator for Fisheries, National Marine Fisheries
Service.

For the reasons set out in the preamble, 15 CFR chapter IX and 50
CFR chapter VI are amended as follows:

15 CFR CHAPTER IX

PART 902--NOAA INFORMATION COLLECTION REQUIREMENTS UNDER THE
PAPERWORK REDUCTION ACT: OMB CONTROL NUMBERS

1. The authority citation for part 902 continues to read as
follows:

Authority: 44 U.S.C. 3501 et seq.

2. In Sec. 902.1, paragraph (b) table, in the entries for 50 CFR in
the left column, in numerical order, the entries ``638.4'', ``638.5'',
``638.6'', ``638.27'', ``641.5'', ``641.6'', ``641.10'', ``642.4'',
``642.5'', ``642.6'', ``645.4'', ``645.6'', ``646.4'', ``646.5'',
``646.6'', ``646.10'', ``653.5'', ``658.5'', ``658.6'', ``669.6'',
``670.6'', and ``670.23'' and their corresponding OMB control numbers
in the right column are removed, and new entries ``622.4'', ``622.5'',
``622.6'', 622.15'', ``622.41(a)'', and ``622.45(a)'' and their
corresponding OMB control numbers are added in numerical order to read
as follows:

Sec. 902.1 OMB control numbers assigned pursuant to the Paperwork
Reduction Act.

* * * * *
(b) * * *

------------------------------------------------------------------------
Current OMB control number
CFR part or section where the information (all numbers begin with 0648-
collection requirement is located )
------------------------------------------------------------------------

* * * * *
50 CFR

* * * * *
622.4..................................... -0205.
622.5..................................... -0013, and -0016.
622.6..................................... -0305, and -0306.
622.15.................................... -0262.
622.41(a)................................. -0016 and -0305.
622.45(a)................................. -0013.

* * * * *
------------------------------------------------------------------------

50 CFR CHAPTER VI

3. Part 622 is added to read as follows:

PART 622--FISHERIES OF THE CARIBBEAN, GULF, AND SOUTH ATLANTIC

Subpart A--General Provisions

Sec.
622.1 Purpose and scope.
622.2 Definitions and acronyms.
622.3 Relation to other laws and regulations.
622.4 Permits and fees.
622.5 Recordkeeping and reporting.
622.6 Vessel and gear identification.
622.7 Prohibitions.

Subpart B--Effort Limitations

622.15 Wreckfish individual transferable quota (ITQ) system.
622.16 Red snapper individual transferable quota (ITQ) system.

Subpart C--Management Measures

622.30 Fishing years.
622.31 Prohibited gear and methods.
622.32 Prohibited and limited-harvest species.
622.33 Caribbean EEZ seasonal and/or area closures.
622.34 Gulf EEZ seasonal and/or area closures.
622.35 South Atlantic EEZ seasonal and/or area closures.
622.36 Seasonal harvest limitations.
622.37 Minimum sizes.
622.38 Landing fish intact.
622.39 Bag and possession limits.
622.40 Limitations on traps and pots.
622.41 Species specific limitations.
622.42 Quotas.
622.43 Closures.
622.44 Commercial trip limits.
622.45 Restrictions on sale/purchase.
622.46 Prevention of gear conflicts.
622.47 Gulf groundfish trawl fishery.
622.48 Adjustment of management measures.
Appendix A to Part 622--Species Tables
Appendix B to Part 622--Gulf Areas
Appendix C to Part 622--Fish Length Measurements

Authority: 16 U.S.C. 1801 et seq.

Subpart A--General Provisions

Sec. 622.1 Purpose and scope.

(a) The purpose of this part is to implement the FMPs prepared
under the Magnuson Act by the CFMC, GMFMC, and/or SAFMC listed in Table
1 of this section.
(b) This part governs conservation and management of species
included in the FMPs in or from the Caribbean, Gulf, Mid-Atlantic, or
South Atlantic EEZ, as indicated in Table 1 of this section. For the
FMPs noted in the following table, conservation and management extends
to adjoining state waters for the purposes of data collection and
monitoring:

Table 1.--FMPs Implemented Under Part 622
----------------------------------------------------------------------------------------------------------------
Responsible fishery management
FMP title council(s) Geographical area
----------------------------------------------------------------------------------------------------------------
Atlantic Coast Red Drum FMP........... SAFMC Mid-Atlantic and South
Atlantic.
FMP for Coastal Migratory Pelagic GMFMC/SAFMC Gulf,\1\ Mid-Atlantic 1,2 and
Resources. South Atlantic.1, 3
FMP for Coral and Coral Reefs of the GMFMC Gulf.
Gulf of Mexico.
FMP for Coral, Coral Reefs, and Live/ SAFMC South Atlantic.
Hard Bottom Habitats of the South
Atlantic Region.
FMP for Corals and Reef Associated CFMC Caribbean.
Plants and Invertebrates of Puerto
Rico and the U.S. Virgin Islands.
FMP for the Red Drum Fishery of the GMFMC Gulf.1
Gulf of Mexico.
FMP for the Reef Fish Fishery of CFMC Caribbean.
Puerto Rico and the U.S. Virgin
Islands.
FMP for the Reef Fish Resources of the GMFMC Gulf.1
Gulf of Mexico.
FMP for the Shrimp Fishery of the Gulf GMFMC Gulf.1
of Mexico.
FMP for the Shrimp Fishery of the SAFMC South Atlantic.
South Atlantic Region.
FMP for the Snapper-Grouper Fishery of SAFMC South Atlantic.1, 4
the South Atlantic Region.
FMP for the Spiny Lobster Fishery of CFMC Caribbean.
Puerto Rico and the U.S. Virgin
Islands.
----------------------------------------------------------------------------------------------------------------
\1\ Regulated area includes adjoining state waters for purposes of data collection and quota monitoring.
\2\ Only king and Spanish mackerel are managed under the FMP in the Mid-Atlantic.
\3\ Bluefish are not managed under the FMP in the South Atlantic.
\4\ Bank, rock, and black sea bass and scup are not managed by the FMP or regulated by this part north of 35
deg.15.3' N. lat., the latitude of Cape Hatteras Light, NC.

[[Page 34935]]

Sec. 622.2 Definitions and acronyms.

In addition to the definitions in the Magnuson Act and in
Sec. 600.10 of this chapter, and the acronyms in Sec. 600.15 of this
chapter, the terms and acronyms used in this part have the following
meanings:
Allowable chemical means a substance, generally used to immobilize
marine life so that it can be captured alive, that, when introduced
into the water, does not take Gulf and South Atlantic prohibited coral
and is allowed by Florida for the harvest of tropical fish (e.g.,
quinaldine, quinaldine compounds, or similar substances).
Allowable octocoral means an erect, nonencrusting species of the
subclass Octocorallia, except the seafans Gorgonia flabellum and G.
ventalina, plus the attached substrate within 1 inch (2.54 cm) of an
allowable octocoral.

Note: An erect, nonencrusting species of the subclass
Octocorallia, except the seafans Gorgonia flabellum and G.
ventalina, with attached substrate exceeding 1 inch (2.54 cm) is
considered to be live rock and not allowable octocoral.

Aquacultured live rock means live rock that is harvested under a
Federal aquacultured live rock permit, as required under
Sec. 622.4(a)(3)(iii).
Authorized statistical reporting agent means:
(1) Any person so designated by the SRD; or
(2) Any person so designated by the head of any Federal or State
agency that has entered into an agreement with the Assistant
Administrator to collect fishery data.
Buoy gear means fishing gear consisting of a float and one or more
weighted lines suspended therefrom, generally long enough to reach the
bottom. A hook or hooks (usually 6 to 10) are on the lines at or near
the end. The float and line(s) drift freely and are retrieved
periodically to remove catch and rebait hooks.
Carapace length means the straight-line distance from the orbital
notch inside the orbital spine, in a line parallel to the lateral
rostral sulcus, to the posterior margin of the cephalothorax. (See
Figure 1 in Appendix C of this part.)
Caribbean means the Caribbean Sea around Puerto Rico and the U.S.
Virgin Islands.
Caribbean coral reef resource means one or more of the species, or
a part thereof, listed in Table 1 in Appendix A of this part, whether
living or dead.
Caribbean prohibited coral means, in the Caribbean; a gorgonian,
that is, a Caribbean coral reef resource of the Class Anthozoa,
Subclass Octocorallia, Order Gorgonacea; a live rock; or a stony coral,
that is, a Caribbean coral reef resource of the Class Hydrozoa (fire
corals and hydrocorals) or of the Class Anthozoa, Subclass
Hexacorallia, Orders Scleractinia (stony corals) and Antipatharia
(black corals); or a part thereof.
Caribbean reef fish means one or more of the species, or a part
thereof, listed in Table 2 in Appendix A of this part.
Caribbean spiny lobster means the species Panulirus argus, or a
part thereof.
CFMC means the Caribbean Fishery Management Council.
Charter vessel means a vessel less than 100 gross tons (90.8 mt)
that meets the requirements of the USCG to carry six or fewer
passengers for hire and that carries a passenger for hire at any time
during the calendar year. A charter vessel with a commercial permit, as
required under Sec. 622.4(a)(2), is considered to be operating as a
charter vessel when it carries a passenger who pays a fee or when there
are more than three persons aboard, including operator and crew.
Coastal migratory pelagic fish means one or more of the following
species, or a part thereof:
(1) Bluefish, Pomatomus saltatrix (Gulf of Mexico only).
(2) Cero, Scomberomorus regalis.
(3) Cobia, Rachycentron canadum.
(4) Dolphin, Coryphaena hippurus
(5) King mackerel, Scomberomorus cavalla.
(6) Little tunny, Euthynnus alletteratus.
(7) Spanish mackerel, Scomberomorus maculatus.
Coral area means marine habitat in the Gulf or South Atlantic EEZ
where coral growth abounds, including patch reefs, outer bank reefs,
deep water banks, and hard bottoms.
Drift gillnet, for the purposes of this part, means a gillnet,
other than a run-around gillnet, that is unattached to the ocean
bottom, whether or not attached to a vessel.
Fish trap means--
(1) In the Caribbean EEZ, a trap and its component parts (including
the lines and buoys), regardless of the construction material, used for
or capable of taking finfish.
(2) In the Gulf EEZ, a trap and its component parts (including the
lines and buoys), regardless of the construction material, used for or
capable of taking finfish, except a trap historically used in the
directed fishery for crustaceans (that is, blue crab, stone crab, and
spiny lobster).
(3) In the South Atlantic EEZ, a trap and its component parts
(including the lines and buoys), regardless of the construction
material, used for or capable of taking fish, except a sea bass pot or
a crustacean trap (that is, a type of trap historically used in the
directed fishery for blue crab, stone crab, or spiny lobster and that
contains at any time not more than 25 percent, by number, of fish other
than blue crab, stone crab, and spiny lobster).
Fork length means the straight-line distance from the tip of the
head (snout) to the rear center edge of the tail (caudal fin). (See
Figure 2 in Appendix C of this part.)
GMFMC means the Gulf of Mexico Fishery Management Council.
Gulf means the Gulf of Mexico. The line of demarcation between the
Atlantic Ocean and the Gulf of Mexico is specified in Sec. 600.105(c)
of this chapter.
Gulf reef fish means one or more of the species, or a part thereof,
listed in Table 3 in Appendix A of this part.
Gulf and South Atlantic prohibited coral means, in the Gulf and
South Atlantic, one or more of the following, or a part thereof:
(1) Coral belonging to the Class Hydrozoa (fire corals and
hydrocorals).
(2) Coral belonging to the Class Anthozoa, Subclass Hexacorallia,
Orders Scleractinia (stony corals) and Antipatharia (black corals).
(3) A seafan, Gorgonia flabellum or G. ventalina.
(4) Coral in a coral reef, except for allowable octocoral.
(5) Coral in an HAPC, including allowable octocoral.
HAPC means habitat area of particular concern.
Headboat means a vessel that holds a valid Certificate of
Inspection issued by the USCG to carry passengers for hire. A headboat
with a commercial vessel permit, as required under Sec. 622.4(a)(2), is
considered to be operating as a headboat when it carries a passenger
who pays a fee or--
(1) In the case of persons aboard fishing for or possessing South
Atlantic snapper-grouper, when there are more persons aboard than the
number of crew specified in the vessel's Certificate of Inspection; or
(2) In the case of persons aboard fishing for or possessing coastal
migratory pelagic fish or Gulf reef fish, when there are more than
three persons aboard, including operator and crew.
Live rock means living marine organisms, or an assemblage thereof,
attached to a hard substrate, including dead coral or rock (excluding
individual mollusk shells).
MAFMC means the Mid-Atlantic Fishery Management Council.

[[Page 34936]]

Mid-Atlantic means the Atlantic Ocean off the Atlantic coastal
states from the boundary between the New England Fishery Management
Council and the MAFMC, as specified in Sec. 600.105(a) of this chapter,
to the boundary between the MAFMC and the SAFMC, as specified in
Sec. 600.105(b) of this chapter.
Migratory group, for king and Spanish mackerel, means a group of
fish that may or may not be a separate genetic stock, but that is
treated as a separate stock for management purposes. King and Spanish
mackerel are divided into migratory groups--the Atlantic migratory
group and the Gulf migratory group. The boundaries between these groups
are as follows:
(1) King mackerel--(i) Summer separation. From April 1 through
October 31, the boundary separating the Gulf and Atlantic migratory
groups of king mackerel is 25 deg.48' N. lat., which is a line directly
west from the Monroe/Collier County, FL, boundary to the outer limit of
the EEZ.
(ii) Winter separation. From November 1 through March 31, the
boundary separating the Gulf and Atlantic migratory groups of king
mackerel is 29 deg.25' N. lat., which is a line directly east from the
Volusia/Flagler County, FL boundary to the outer limit of the EEZ.
(2) Spanish mackerel. The boundary separating the Gulf and Atlantic
migratory groups of Spanish mackerel is 25 deg.20.4' N. lat., which is
a line directly east from the Dade/Monroe County, FL, boundary to the
outer limit of the EEZ.
Off Florida means the waters in the Gulf and South Atlantic from
30 deg.42'45.6'' N. lat., which is a line directly east from the
seaward terminus of the Georgia/Florida boundary, to 87 deg.31'06'' W.
long., which is a line directly south from the Alabama/Florida
boundary.
Off Georgia means the waters in the South Atlantic from a line
extending in a direction of 104 deg. from true north from the seaward
terminus of the South Carolina/Georgia boundary to 30 deg.42'45.6'' N.
lat., which is a line directly east from the seaward terminus of the
Georgia/Florida boundary.
Off Louisiana, Mississippi, and Alabama means the waters in the
Gulf other than off Florida and off Texas.
Off North Carolina means the waters in the South Atlantic from
36 deg.34'55'' N. lat., which is a line directly east from the
Virginia/North Carolina boundary, to a line extending in a direction of
135 deg.34'55'' from true north from the North Carolina/South Carolina
boundary, as marked by the border station on Bird Island at 33 deg.
51'07.9'' N. lat., 78 deg.32'32.6'' W. long.
Off South Carolina means the waters in the South Atlantic from a
line extending in a direction of 135 deg.34'55'' from true north from
the North Carolina/South Carolina boundary, as marked by the border
station on Bird Island at 33 deg.51'07.9'' N. lat., 78'32'32.6'' W.
long., to a line extending in a direction of 104 deg. from true north
from the seaward terminus of the South Carolina/Georgia boundary.
Off Texas means the waters in the Gulf west of a rhumb line from
29 deg.32.1' N. lat., 93 deg.47.7' W. long. to 26 deg.11.4' N. lat.,
92 deg.53' W. long., which line is an extension of the boundary between
Louisiana and Texas.
Powerhead means any device with an explosive charge, usually
attached to a speargun, spear, pole, or stick, that fires a projectile
upon contact.
Processor means a person who processes fish or fish products, or
parts thereof, for commercial use or consumption.
Purchase means the act or activity of buying, trading, or
bartering, or attempting to buy, trade, or barter.
Red drum, also called redfish, means Sciaenops ocellatus, or a part
thereof.
Red snapper means Lutjanus campechanus, or a part thereof, one of
the Gulf reef fish species.
Regional Director (RD), for the purposes of this part, means the
Director, Southeast Region, NMFS (see Table 1 of Sec. 600.502 of this
chapter).
Run-around gillnet means a gillnet with a float line 1,000 yd (914
m) or less in length that, when used, encloses an area of water.
SAFMC means the South Atlantic Fishery Management Council.
Sale or sell means the act or activity of transferring property for
money or credit, trading, or bartering, or attempting to so transfer,
trade, or barter.
Science and Research Director (SRD), for the purposes of this part,
means the Science and Research Director, Southeast Fisheries Science
Center, NMFS (see Table 1 of Sec. 600.502 of this chapter).
Sea bass pot means a trap has six rectangular sides and does not
exceed 25 inches (63.5 cm) in height, width, or depth.
Shrimp means one or more of the following species, or a part
thereof:
(1) Brown shrimp, Penaeus aztecus.
(2) Pink shrimp, Penaeus duorarum.
(3) Rock shrimp, Sicyonia brevirostris.
(4) Royal red shrimp, Pleoticus robustus.
(5) Seabob shrimp, Xiphopenaeus kroyeri.
(6) White shrimp, Penaeus setiferus.
SMZ means special management zone.
South Atlantic means the Atlantic Ocean off the Atlantic coastal
states from the boundary between the MAFMC and the SAFMC, as specified
in Sec. 600.105(b) of this chapter, to the line of demarcation between
the Atlantic Ocean and the Gulf of Mexico, as specified in
Sec. 600.105(c) of this chapter.
South Atlantic snapper-grouper means one or more of the species, or
a part thereof, listed in Table 4 in Appendix A of this part.
Total length (TL), for the purposes of this part, means the
straight-line distance from the tip of the snout to the tip of the tail
(caudal fin), excluding any caudal filament, while the fish is lying on
its side. The mouth of the fish may be closed and/or the tail may be
squeezed together to give the greatest overall measurement. (See Figure
2 in Appendix C of this part.)
Toxic chemical means any substance, other than an allowable
chemical, that, when introduced into the water, can stun, immobilize,
or take marine life.
Trip means a fishing trip, regardless of number of days duration,
that begins with departure from a dock, berth, beach, seawall, or ramp
and that terminates with return to a dock, berth, beach, seawall, or
ramp.
Wild live rock means live rock other than aquacultured live rock.
Wreckfish means the species Polyprion americanus, or a part
thereof, one of the South Atlantic snapper-grouper species.

Sec. 622.3 Relation to other laws and regulations.

(a) The relation of this part to other laws is set forth in
Sec. 600.705 of this chapter and paragraphs (b) and (c) of this
section.
(b) Except for regulations on allowable octocoral, Gulf and South
Atlantic prohibited coral, and live rock, this part is intended to
apply within the EEZ portions of applicable National Marine Sanctuaries
and National Parks, unless the regulations governing such Sanctuaries
or Parks prohibit their application. Regulations on allowable
octocoral, Gulf and South Atlantic prohibited coral, and live rock do
not apply within the EEZ portions of the following National Marine
Sanctuaries and National Parks:
(1) Everglades National Park (36 CFR 7.45).
(2) Looe Key National Marine Sanctuary (15 CFR part 937).
(3) Fort Jefferson National Monument (36 CFR 7.27).
(4) Key Largo Coral Reef National Marine Sanctuary (15 CFR part
929).

[[Page 34937]]

(5) Biscayne National Park (16 U.S.C. 410gg).
(6) Gray's Reef National Marine Sanctuary (15 CFR Part 938).
(7) Monitor Marine Sanctuary (15 CFR part 924).
(c) For allowable octocoral, if a state has a catch, landing, or
gear regulation that is more restrictive than a catch, landing, or gear
regulation in this part, a person landing in such state allowable
octocoral taken from the Gulf or South Atlantic EEZ must comply with
the more restrictive state regulation.
(d) General provisions on facilitation of enforcement, penalties,
and enforcement policy applicable to all domestic fisheries are set
forth in Secs. 600.730, 600.735, and 600.740 of this chapter,
respectively.
(e) An activity that is otherwise prohibited by this part may be
conducted if authorized as scientific research activity, exempted
fishing, or exempted educational activity, as specified in Sec. 600.745
of this chapter.

Sec. 622.4 Permits and fees.

(a) Permits required. To conduct activities in fisheries governed
in this part, valid Federal permits are required as follows:
(1) Charter vessel/headboat permits. For a person aboard a vessel
that is operating as a charter vessel or headboat to fish for or
possess coastal migratory pelagic fish, Gulf reef fish, or South
Atlantic snapper-grouper in or from the EEZ, a charter vessel/headboat
permit for coastal migratory pelagic fish, Gulf reef fish, or South
Atlantic snapper-grouper, respectively, must have been issued to the
vessel and must be on board. A charter vessel or headboat may have both
a charter vessel/headboat permit and a commercial vessel permit.
However, when a vessel is operating as a charter vessel or headboat, a
person aboard must adhere to the bag limits.
(2) Commercial vessel permits and endorsements--(i) Fish traps in
the Gulf. For a person to possess or use a fish trap in the EEZ in the
Gulf of Mexico, a commercial vessel permit for Gulf reef fish with a
fish trap endorsement must have been issued to the vessel and must be
on board. See paragraph (n) of this section regarding a moratorium on
fish trap endorsements.
(ii) Gillnets for king mackerel in the Florida west coast subzone.
For a person aboard a vessel to use a run-around gillnet for king
mackerel in the Florida west coast subzone (see
Sec. 622.42(c)(1)(i)(A)(3)), a commercial vessel permit for king and
Spanish mackerel with a gillnet endorsement must have been issued to
the vessel and must be on board. See paragraph (o) of this section for
restrictions on addition or deletion of a gillnet endorsement.
(iii) [Reserved]
(iv) King and Spanish mackerel. For a person aboard a vessel to be
eligible for exemption from the bag limits and to fish under a quota
for king or Spanish mackerel in or from the Gulf, Mid-Atlantic, or
South Atlantic EEZ, a commercial vessel permit for king and Spanish
mackerel must have been issued to the vessel and must be on board. To
obtain or renew a commercial vessel permit for king and Spanish
mackerel, at least 10 percent of the applicant's earned income must
have been derived from commercial fishing, that is, sale of fish
harvested from the applicant's vessels, during one of the 3 calendar
years preceding the application.
(v) Gulf reef fish. For a person aboard a vessel to be eligible for
exemption from the bag limits, to fish under a quota, or to sell Gulf
reef fish in or from the Gulf EEZ, a commercial vessel permit for Gulf
reef fish must have been issued to the vessel and must be on board. To
obtain or renew a commercial vessel permit for Gulf reef fish, more
than 50 percent of the applicant's earned income must have been derived
from commercial fishing, that is, sale of fish harvested from the
applicant's vessels, or from charter or headboat operations during
either of the 2 calendar years preceding the application. See paragraph
(m) of this section regarding a moratorium on commercial vessel permits
for Gulf reef fish and paragraph (m)(3) of this section for a limited
exception to the earned income requirement for a permit.
(vi) South Atlantic snapper-grouper. For a person aboard a vessel
to be eligible for exemption from the bag limits for South Atlantic
snapper-grouper in or from the South Atlantic EEZ, to engage in the
directed fishery for tilefish in the South Atlantic EEZ, to use a
longline to fish for South Atlantic snapper-grouper in the South
Atlantic EEZ, or to use a sea bass pot in the South Atlantic EEZ north
of 28 deg.35.1' N. lat. (due east of the NASA Vehicle Assembly
Building, Cape Canaveral, FL), a commercial vessel permit for South
Atlantic snapper-grouper must have been issued to the vessel and must
be on board. A vessel with longline gear and more than 200 lb (90.7
kilograms) of tilefish aboard is considered to be in the directed
fishery for tilefish. It is a rebuttable presumption that a fishing
vessel with more than 200 lb of tilefish aboard harvested such tilefish
in the EEZ. To obtain or renew a commercial vessel permit for South
Atlantic snapper-grouper, more than 50 percent of the applicant's
earned income must have been derived from commercial fishing, that is,
sale of fish harvested from the applicant's vessels, or from charter or
headboat operations; or gross sales of fish harvested from the owner's,
operator's, corporation's, or partnership's vessels must have been
greater than $20,000, during one of the 3 calendar years preceding the
application.
(vii) Wreckfish. For a person aboard a vessel to fish for wreckfish
in the South Atlantic EEZ, possess wreckfish in or from the South
Atlantic EEZ, offload wreckfish from the South Atlantic EEZ, or sell
wreckfish in or from the South Atlantic EEZ, a commercial vessel permit
for wreckfish must have been issued to the vessel and must be on board.
To obtain a commercial vessel permit for wreckfish, the applicant must
be a wreckfish shareholder; and either the shareholder must be the
vessel owner or the owner or operator must be an employee, contractor,
or agent of the shareholder. (See Sec. 622.15 for information on
wreckfish shareholders.)
(3) Coral permits--(i) Allowable chemical. For an individual to
take or possess fish or other marine organisms with an allowable
chemical in a coral area, other than fish or other marine organisms
that are landed in Florida, a Federal allowable chemical permit must
have been issued to the individual. Such permit must be available when
the permitted activity is being conducted and when such fish or other
marine organisms are possessed, through landing ashore.
(ii) Allowable octocoral. For an individual to take or possess
allowable octocoral in the Gulf or South Atlantic EEZ, other than
allowable octocoral that is landed in Florida, a Federal allowable
octocoral permit must have been issued to the individual. Such permit
must be available for inspection when the permitted activity is being
conducted and when allowable octocoral is possessed, through landing
ashore.
(iii) Aquacultured live rock. For a person to take or possess
aquacultured live rock in the Gulf or South Atlantic EEZ, a Federal
aquacultured live rock permit must have been issued for the specific
harvest site. Such permit, or a copy, must be on board a vessel
depositing or possessing material on an aquacultured live rock site or
harvesting or possessing live rock from an aquacultured live rock site.
(iv) Prohibited coral. A Federal permit may be issued to take or
possess Gulf and South Atlantic prohibited coral or Caribbean
prohibited coral only as scientific research activity, exempted
fishing, or exempted educational

[[Page 34938]]

activity. See Sec. 600.745 of this chapter for the procedures and
limitations for such activities and fishing.
(v) Florida permits. Appropriate Florida permits and endorsements
are required for the following activities, without regard to whether
they involve activities in the EEZ or Florida's waters:
(A) Landing in Florida fish or other marine organisms taken with an
allowable chemical in a coral area.
(B) Landing allowable octocoral in Florida.
(C) Landing live rock in Florida.
(vi) Wild live rock permits. A Federal permit is required for a
vessel to take or possess wild live rock in or from the Gulf EEZ. To be
eligible for a wild live rock vessel permit, the current owner of the
vessel for which the permit is requested must have had the required
Florida permit and endorsements for live rock on or before February 3,
1994, and a record of landings of live rock on or before February 3,
1994, as documented on trip tickets received by the Florida Department
of Environmental Protection before March 15, 1994. For landings other
than in Florida, equivalent state permits/endorsements, if required,
and landing records may be substituted for the Florida permits/
endorsements and trip tickets. An owner will not be issued permits in
numbers exceeding the number of vessels for which the owning entity had
the requisite reported landings. An owner of a permitted vessel may
transfer the vessel permit to another vessel owned by the same person
by returning the existing permit with an application for a vessel
permit for the replacement vessel. No wild live rock vessel permits
will be issued after the quota for wild live rock in the Gulf, as
specified in Sec. 622.42(b)(2), is reached or after December 31, 1996.
(4) Dealer permits. For a dealer to receive Gulf reef fish, South
Atlantic snapper-grouper, or wreckfish harvested from the Gulf or South
Atlantic EEZ, a dealer permit for Gulf reef fish, South Atlantic
snapper-grouper, or wreckfish, respectively, must have been issued to
the dealer. To obtain a dealer permit, the applicant must have a valid
state wholesaler's license in the state(s) where the dealer operates,
if required by such state(s), and must have a physical facility at a
fixed location in such state(s).
(b) Applications for permits. Application forms for all permits are
available from the RD. Completed application forms and all required
supporting documents must be submitted to the RD at least 30 days prior
to the date on which the applicant desires to have the permit made
effective. All vessel permits are mailed to owners, whether the
applicant is an owner or an operator.
(1) Coral permits. (i) The applicant for a coral permit must be the
individual who will be conducting the activity that requires the
permit. In the case of a corporation or partnership that will be
conducting live rock aquaculture activity, the applicant must be the
principal shareholder or a general partner.
(ii) An applicant must provide the following:
(A) Name, address, telephone number, and other identifying
information of the applicant.
(B) Name and address of any affiliated company, institution, or
organization.
(C) Information concerning vessels, harvesting gear/methods, or
fishing areas, as specified on the application form.
(D) Any other information that may be necessary for the issuance or
administration of the permit.
(E) If applying for an aquacultured live rock permit,
identification of each vessel that will be depositing material on or
harvesting aquacultured live rock from the proposed aquacultured live
rock site, specification of the port of landing of aquacultured live
rock, and a site evaluation report prepared pursuant to generally
accepted industry standards that--
(1) Provides accurate coordinates of the proposed harvesting site
so that it can be located using LORAN or Global Positioning System
equipment;
(2) Shows the site on a chart in sufficient detail to determine its
size and allow for site inspection;
(3) Discusses possible hazards to safe navigation or hindrance to
vessel traffic, traditional fishing operations, or other public access
that may result from aquacultured live rock at the site;
(4) Describes the naturally occurring bottom habitat at the site;
and
(5) Specifies the type and origin of material to be deposited on
the site and how it will be distinguishable from the naturally
occurring substrate.
(2) Dealer permits. (i) The application for a dealer permit must be
submitted by the owner (in the case of a corporation, an officer or
shareholder; in the case of a partnership, a general partner).
(ii) An applicant must provide the following:
(A) A copy of each state wholesaler's license held by the dealer.
(B) Name, address, telephone number, date the business was formed,
and other identifying information of the business.
(C) The address of each physical facility at a fixed location where
the business receives fish.
(D) Name, address, telephone number, other identifying information,
and official capacity in the business of the applicant.
(E) Any other information that may be necessary for the issuance or
administration of the permit, as specified on the application form.
(3) Vessel permits. (i) The application for a commercial vessel
permit, other than for wreckfish, or for a charter vessel/headboat
permit must be submitted by the owner (in the case of a corporation, an
officer or shareholder; in the case of a partnership, a general
partner) or operator of the vessel. A commercial vessel permit that is
issued based on the earned income qualification of an operator is valid
only when that person is the operator of the vessel. The applicant for
a commercial vessel permit for wreckfish must be a wreckfish
shareholder.
(ii) An applicant must provide the following:
(A) A copy of the vessel's valid USCG certificate of documentation
or, if not documented, a copy of its valid state registration
certificate.
(B) Vessel name and official number.
(C) Name, address, telephone number, and other identifying
information of the vessel owner and of the applicant, if other than the
owner.
(D) Any other information concerning the vessel, gear
characteristics, principal fisheries engaged in, or fishing areas, as
specified on the application form.
(E) Any other information that may be necessary for the issuance or
administration of the permit, as specified on the application form.
(F) If applying for a commercial vessel permit, documentation, as
specified in the instructions accompanying each application form,
showing that applicable eligibility requirements of paragraph (a)(2) of
this section have been met.
(G) If a fish trap or sea bass pot will be used, the number,
dimensions, and estimated cubic volume of the traps/pots that will be
used and the applicant's desired color code for use in identifying his
or her vessel and buoys (white is not an acceptable color code).
(c) Change in application information. The owner or operator of a
vessel with a permit or a dealer with a permit must notify the RD
within 30 days after any change in the application information
specified in paragraph (b) of this section. The permit is void if any
change in the information is not reported within 30 days.
(d) Fees. A fee is charged for each permit application submitted
under paragraph (b) of this section and for each fish trap or sea bass
pot

[[Page 34939]]

identification tag required under Sec. 622.6(b)(1)(i). The amount of
each fee is calculated in accordance with the procedures of the NOAA
Finance Handbook, available from the RD, for determining the
administrative costs of each special product or service. The fee may
not exceed such costs and is specified with each application form. The
appropriate fee must accompany each application or request for fish
trap/sea bass pot identification tags.
(e) Initial issuance. (1) The RD will issue an initial permit at
any time to an applicant if the application is complete and the
specific requirements for the requested permit have been met. An
application is complete when all requested forms, information, and
documentation have been received.
(2) Upon receipt of an incomplete application, the RD will notify
the applicant of the deficiency. If the applicant fails to correct the
deficiency within 30 days of the date of the RD's letter of
notification, the application will be considered abandoned.
(f) Duration. A permit remains valid for the period specified on it
unless it is revoked, suspended, or modified pursuant to subpart D of
15 CFR part 904 or the vessel or dealership is sold.
(g) Transfer. A vessel permit or endorsement or dealer permit
issued under this section is not transferable or assignable, except as
provided in paragraph (m) of this section for a commercial vessel
permit for Gulf reef fish or as provided in paragraph (n) of this
section for a fish trap endorsement. A person who acquires a vessel or
dealership who desires to conduct activities for which a permit or
endorsement is required must apply for a permit or endorsement in
accordance with the provisions of this section. If the acquired vessel
or dealership is currently permitted, the application must be
accompanied by the original permit and a copy of a signed bill of sale
or equivalent acquisition papers.
(h) Renewal. Although a permit required by this section is issued
on an annual basis, an application for permit renewal is required only
every 2 years. In the interim years, a permit is renewed automatically
(without application) for a vessel owner or dealer who has met the
specific requirements for the requested permit, who has submitted all
reports required under the Magnuson Act, and who is not subject to a
permit sanction or denial under paragraph (j) of this section. An owner
or dealer whose permit is expiring will be mailed a notification by the
RD approximately 2 months prior to expiration of the current permit.
That notification will advise the status of the renewal of the permit.
That is, the notification will advise that the renewed permit will be
issued without further action by the owner or dealer, that the permit
is not eligible for automatic renewal, or that a new application is
required. A notification that a permit is not eligible for automatic
renewal will specify the reasons and will provide an opportunity for
correction of any deficiencies. A notification that a new application
is required will include a preprinted renewal application. An
automatically renewed permit will be mailed by the RD approximately 1
month prior to expiration of the old permit. A vessel owner or dealer
who does not receive a notification of status of renewal of a permit by
45 days prior to expiration of the current permit must contact the RD.
(i) Display. A vessel permit or endorsement issued under this
section must be carried on board the vessel. A dealer permit issued
under this section, or a copy thereof, must be available on the
dealer's premises. In addition, a copy of the dealer's permit must
accompany each vehicle that is used to pick up from a fishing vessel
reef fish harvested from the Gulf EEZ. The operator of a vessel must
present the permit or endorsement for inspection upon the request of an
authorized officer. A dealer or a vehicle operator must present the
permit or a copy for inspection upon the request of an authorized
officer.
(j) Sanctions and denials. A permit or endorsement issued pursuant
to this section may be revoked, suspended, or modified, and a permit or
endorsement application may be denied, in accordance with the
procedures governing enforcement-related permit sanctions and denials
found at subpart D of 15 CFR part 904.
(k) Alteration. A permit that is altered, erased, or mutilated is
invalid.
(l) Replacement. A replacement permit or endorsement may be issued.
An application for a replacement permit or endorsement will not be
considered a new application. A fee, the amount of which is stated with
the application form, must accompany each request for a replacement.
(m) Moratorium on commercial vessel permits for Gulf reef fish.
This paragraph (m) is effective through December 31, 2000.
(1) Except for an application for renewal of an existing commercial
vessel permit for Gulf reef fish, or as provided in paragraphs (m)(2)
and (3) of this section, no applications for such commercial vessel
permits will be accepted.
(2) An owner of a permitted vessel may transfer the commercial
vessel permit for Gulf reef fish to another vessel owned by the same
entity by returning the existing permit to the RD with an application
for a commercial vessel permit for the replacement vessel.
(3) An owner whose earned income qualified for the commercial
vessel permit for Gulf reef fish may transfer that permit to the owner
of another vessel or to the new owner when he or she sells the
permitted vessel. The owner of a vessel that is to receive the
transferred permit must return the existing permit to the RD with an
application for a commercial vessel permit for Gulf reef fish for his
or her vessel. Such new owner may receive a commercial vessel permit
for Gulf reef fish for that vessel, and renew it for the first calendar
year after obtaining it, without meeting the earned income requirement
of paragraph (a)(2)(v) of this section. However, to renew the
commercial vessel permit for the second calendar year after the
transfer, the new owner must meet that earned income requirement not
later than the first calendar year after the permit transfer takes
place.
(4) A commercial vessel permit for Gulf reef fish that is not
renewed or that is revoked will not be reissued. A permit is considered
to be not renewed when an application for renewal is not received by
the RD within 1 year of the expiration date of the permit.
(n) Moratorium on endorsements for fish traps in the Gulf. The
provisions of this paragraph (n) are effective through February 7,
1997.
(1) A fish trap endorsement will not be issued or renewed unless
the current owner of the commercially permitted vessel for which the
endorsement is requested has a record of landings of Gulf reef fish
from fish traps in the Gulf EEZ during 1991 or 1992, as reported on
fishing vessel logbooks received by the SRD on or before November 19,
1992. An owner will not be issued fish trap endorsements for vessels in
numbers exceeding the number of vessels for which the owning entity had
the requisite reported landings in 1991 or 1992.
(2) An owner of a vessel with a fish trap endorsement may transfer
the endorsement to another vessel owned by the same entity by returning
the existing endorsement with an application for an endorsement for the
replacement vessel.
(3) A fish trap endorsement is not transferable upon change of
ownership of a vessel with such endorsement, except as follows:
(i) Such endorsement is transferable when the change of ownership
of the permitted vessel is from one to another

[[Page 34940]]

of the following: Husband, wife, son, daughter, brother, sister,
mother, or father.
(ii) In the event that a vessel with a fish trap endorsement has a
change of ownership that is directly related to the disability or death
of the owner, the RD may issue such endorsement, temporarily or
permanently, with the commercial vessel permit for Gulf reef fish that
is issued for the vessel under the new owner. Such new owner will be
the person specified by the owner or his/her legal guardian, in the
case of a disabled owner, or by the will or executor/administrator of
the estate, in the case of a deceased owner. (Change of ownership of a
vessel with a commercial vessel permit for Gulf reef fish upon
disability or death of an owner is considered a purchase of a permitted
vessel and paragraph (m)(3) of this section applies regarding a
commercial vessel permit for Gulf reef fish for the vessel under the
new owner.)
(4) A fish trap endorsement in effect on September 12, 1995, may be
transferred to a vessel with a commercial vessel permit for Gulf reef
fish whose owner has a record of landings of reef fish from fish traps
in the Gulf EEZ, as reported on fishing vessel logbooks received by the
SRD from November 20, 1992, through February 6, 1994, and who was
unable to obtain a fish trap endorsement for such vessel under
paragraph (n)(1) of this section. The owner of a vessel that is to
receive the transferred endorsement must return the currently endorsed
commercial vessel permit for Gulf reef fish and the unendorsed permit
to the RD with an application for a fish trap endorsement for his or
her vessel. Revised commercial vessel permits will be returned to each
owner.
(5) If a fish trap endorsement is transferred under paragraph
(n)(3) or (4) of this section, the owner of the vessel to which the
endorsement is transferred may renew the endorsement without regard to
the requirement of paragraph (n)(1) of this section regarding a record
of landing of Gulf reef fish from fish traps.
(6) A fish trap endorsement that is not renewed or that is revoked
will not be reissued. Such endorsement is considered to be not renewed
when an application for renewal is not received by the RD within 1 year
of the expiration date of the permit.
(o) Endorsements for the use of gillnets for king and Spanish
mackerel in the Florida west coast subzone. Other paragraphs of this
section notwithstanding--
(1) An owner of a vessel that has a commercial vessel permit for
king and Spanish mackerel may add or delete a gillnet endorsement on a
permit by returning to the RD the vessel's existing permit with a
written request for addition or deletion of the gillnet endorsement.
Such request must be postmarked or hand delivered during June, each
year.
(2) A gillnet endorsement may not be added or deleted from July 1
through May 31 each year, any renewal of the permit during that period
notwithstanding. From July 1 through May 31, a permitted vessel that is
sold, if permitted by the new owner for king and Spanish mackerel, will
receive a permit with or without the gillnet endorsement as was the
case for the vessel under the previous owner. From July 1 through May
31, the initial commercial vessel permit for king and Spanish mackerel
issued for a vessel new to the fishery will be issued without a gillnet
endorsement.

Sec. 622.5 Recordkeeping and reporting.

Participants in fisheries governed in this part are required to
keep records and report as follows.
(a) Commercial vessel owners and operators--(1) Requirements by
species--(i) Coastal migratory pelagic fish. The owner or operator of a
vessel that fishes for or lands coastal migratory pelagic fish for sale
in or from the Gulf or South Atlantic EEZ or adjoining state waters, or
whose vessel is issued a commercial permit for king and Spanish
mackerel, as required under Sec. 622.4(a)(2)(iv), who is selected to
report by the SRD must maintain a fishing record on a form available
from the SRD and must submit such record as specified in paragraph
(a)(2) of this section.
(ii) Gulf reef fish. The owner or operator of a vessel for which a
commercial permit for Gulf reef fish has been issued, as required under
Sec. 622.4(a)(2)(v), or whose vessel fishes for or lands reef fish in
or from state waters adjoining the Gulf EEZ, who is selected to report
by the SRD must maintain a fishing record on a form available from the
SRD and must submit such record as specified in paragraph (a)(2) of
this section.
(iii) Gulf shrimp. The owner or operator of a vessel that fishes
for shrimp in the Gulf EEZ or in adjoining state waters, or that lands
shrimp in an adjoining state, must provide information for any fishing
trip, as requested by the SRD, including, but not limited to, vessel
identification, gear, effort, amount of shrimp caught by species,
shrimp condition (heads on/heads off), fishing areas and depths, and
person to whom sold.
(iv) South Atlantic snapper-grouper. (A) The owner or operator of a
vessel for which a commercial permit for South Atlantic snapper-grouper
has been issued, as required under Sec. 622.4(a)(2)(vi), or whose
vessel fishes for or lands South Atlantic snapper-grouper in or from
state waters adjoining the South Atlantic EEZ, who is selected to
report by the SRD must maintain a fishing record on a form available
from the SRD and must submit such record as specified in paragraph
(a)(2) of this section.
(B) The wreckfish shareholder under Sec. 622.15, or operator of a
vessel for which a commercial permit for wreckfish has been issued, as
required under Sec. 622.4(a)(2)(vii), must maintain a fishing record on
a form available from the SRD and must submit such record as specified
in paragraph (a)(2) of this section.
(C) The wreckfish shareholder under Sec. 622.15, or operator of a
vessel for which a commercial permit for wreckfish has been issued, as
required under Sec. 622.4(a)(2)(vii), must make available to an
authorized officer upon request all records of offloadings, purchases,
or sales of wreckfish.
(2) Reporting deadline. Completed fishing records required by
paragraphs (a)(1)(i), (ii), and (iv) of this section must be submitted
to the SRD postmarked not later than 7 days after the end of each
fishing trip. If no fishing occurred during a calendar month, a report
so stating must be submitted on one of the forms postmarked not later
than 7 days after the end of that month. Information to be reported is
indicated on the form and its accompanying instructions.
(b) Charter vessel/headboat owners and operators--(1) Coastal
migratory pelagic fish, reef fish, and snapper-grouper. The owner or
operator of a vessel for which a charter vessel/headboat permit for
coastal migratory pelagic fish, Gulf reef fish, or South Atlantic
snapper-grouper has been issued, as required under Sec. 622.4(a)(1), or
whose vessel fishes for or lands such coastal migratory pelagic fish,
reef fish, or snapper-grouper in or from state waters adjoining the
Gulf or South Atlantic EEZ, who is selected to report by the SRD must
maintain a fishing record for each trip, or a portion of such trips as
specified by the SRD, on forms provided by the SRD and must submit such
record as specified in paragraph (b)(2) of this section.
(2) Reporting deadlines--(i) Charter vessels. Completed fishing
records required by paragraph (b)(1) of this section for charter
vessels must be

[[Page 34941]]

submitted to the SRD weekly, postmarked not later than 7 days after the
end of each week (Sunday). Information to be reported is indicated on
the form and its accompanying instructions.
(ii) Headboats. Completed fishing records required by paragraph
(b)(1) of this section for headboats must be submitted to the SRD
monthly and must either be made available to an authorized statistical
reporting agent or be postmarked not later than 7 days after the end of
each month. Information to be reported is indicated on the form and its
accompanying instructions.
(c) Dealers--(1) Coastal migratory pelagic fish. (i) A person who
purchases coastal migratory pelagic fish from a fishing vessel, or
person, that fishes for or lands such fish in or from the EEZ or
adjoining state waters who is selected to report by the SRD must submit
information on forms provided by the SRD. This information must be
submitted to the SRD at monthly intervals, postmarked not later than 5
days after the end of each month. Reporting frequency and reporting
deadlines may be modified upon notification by the SRD. If no coastal
migratory pelagic fish were received during a calendar month, a report
so stating must be submitted on one of the forms, in accordance with
the instructions on the form, and must be postmarked not later than 5
days after the end of the month. The information to be reported is as
follows:
(A) Dealer's or processor's name and address.
(B) County where fish were landed.
(C) Total poundage of each species received during that month, or
other requested interval.
(D) Average monthly price paid for each species.
(E) Proportion of total poundage landed by each gear type.
(ii) Alternate SRD. For the purposes of paragraph (c)(1)(i) of this
section, in the states from New York through Virginia, or in the waters
off those states, ``SRD'' means the Science and Research Director,
Northeast Fisheries Science Center, NMFS (see Table 1 of Sec. 600.502
of this chapter), or a designee.
(2) Gulf red drum. A dealers or processor who purchases red drum
harvested from the Gulf who is selected to report by the SRD must
report to the SRD such information as the SRD may request and in the
form and manner as the SRD may require. The information required to be
submitted must include, but is not limited to, the following:
(i) Dealer's or processor's name and address.
(ii) State and county where red drum were landed.
(iii) Total poundage of red drum received during the reporting
period, by each type of gear used for harvest.
(3) Gulf reef fish. A person who purchases Gulf reef fish from a
fishing vessel, or person, that fishes for or lands such fish in or
from the EEZ or adjoining state waters must maintain records and submit
information as follows:
(i) A dealer must maintain at his/her principal place of business a
record of Gulf reef fish that he/she receives. The record must contain
the name of each fishing vessel from which reef fish were received and
the date, species, and quantity of each receipt. A dealer must retain
such record for at least 1 year after receipt date and must provide
such record for inspection upon the request of an authorized officer or
the SRD.
(ii) When requested by the SRD, a dealer must provide information
from his/her record of Gulf reef fish received the total poundage of
each species received during the month, average monthly price paid for
each species by market size, and proportion of total poundage landed by
each gear type. This information must be provided on forms available
from the SRD and must be submitted to the SRD at monthly intervals,
postmarked not later than 5 days after the end of the month. Reporting
frequency and reporting deadlines may be modified upon notification by
the SRD. If no reef fish were received during a calendar month, a
report so stating must be submitted on one of the forms, postmarked not
later than 5 days after the end of the month.
(iii) The operator of a car or truck that is used to pick up from a
fishing vessel reef fish harvested from the Gulf must maintain a record
containing the name of each fishing vessel from which reef fish on the
car or truck have been received. The vehicle operator must provide such
record for inspection upon the request of an authorized officer.
(4) Gulf shrimp. A person who purchases shrimp from a vessel, or
person, that fishes for shrimp in the Gulf EEZ or in adjoining state
waters, or that lands shrimp in an adjoining state, must provide the
following information when requested by the SRD:
(i) Name and official number of the vessel from which shrimp were
received or the name of the person from whom shrimp were received, if
received from other than a vessel.
(ii) Amount of shrimp received by species and size category for
each receipt.
(iii) Exvessel value, by species and size category, for each
receipt.
(5) South Atlantic snapper-grouper. (i) A person who purchases
South Atlantic snapper-grouper that were harvested from the EEZ or from
adjoining state waters and who is selected to report by the SRD and a
dealer who has been issued a dealer permit for wreckfish, as required
under Sec. 622.4(a)(4), must provide information on receipts of South
Atlantic snapper-grouper and prices paid, by species, on forms
available from the SRD. The required information must be submitted to
the SRD at monthly intervals, postmarked not later than 5 days after
the end of the month. Reporting frequency and reporting deadlines may
be modified upon notification by the SRD. If no South Atlantic snapper-
grouper were received during a calendar month, a report so stating must
be submitted on one of the forms, postmarked not later than 5 days
after the end of the month. However, during complete months encompassed
by the wreckfish spawning-season closure (that is, February and March),
a wreckfish dealer is not required to submit a report stating that no
wreckfish were received.
(ii) A dealer reporting South Atlantic snapper-grouper other than
wreckfish may submit the information required in paragraph (c)(5)(i) of
this section via facsimile (fax).
(iii) A dealer who has been issued a dealer permit for wreckfish,
as required under Sec. 622.4(a)(4), must make available to an
authorized officer upon request all records of offloadings, purchases,
or sales of wreckfish.
(d) Individuals with coral or live rock permits. (1) An individual
with a Federal allowable octocoral permit must submit a report of
harvest to the SRD. Specific reporting requirements will be provided
with the permit.
(2) A person with a Federal aquacultured live rock permit must
report to the RD each deposition of material on a site. Such reports
must be postmarked not later than 7 days after deposition and must
contain the following information:
(i) Permit number of site and date of deposit.
(ii) Geological origin of material deposited.
(iii) Amount of material deposited.
(iv) Source of material deposited, that is, where obtained, if
removed from another habitat, or from whom purchased.
(3) A person who takes aquacultured live rock must submit a report
of harvest to the RD. Specific reporting requirements will be provided
with the permit. This reporting requirement is waived for aquacultured
live rock that is landed in Florida.

[[Page 34942]]

(e) Additional data and inspection. Additional data will be
collected by authorized statistical reporting agents and by authorized
officers. A person who fishes for or possesses species in or from the
EEZ governed in this part is required to make the applicable fish or
parts thereof available for inspection by the SRD or an authorized
officer upon request.
(f) Commercial vessel, charter vessel, and headboat inventory. The
owner or operator of a commercial vessel, charter vessel, or headboat
operating in a fishery governed in this part who is not selected to
report by the SRD under paragraph (a) or (b) of this section must
provide the following information when interviewed by the SRD:
(1) Name and official number of vessel and permit number, if
applicable.
(2) Length and tonnage.
(3) Current home port.
(4) Fishing areas.
(5) Ports where fish were offloaded during the last year.
(6) Type and quantity of gear.
(7) Number of full- and part-time fishermen or crew members.

Sec. 622.6 Vessel and gear identification.

(a) Vessel identification--(1) Applicability--(i) Official number.
A vessel for which a permit has been issued under Sec. 622.4, and a
vessel that fishes for or possesses shrimp in the Gulf EEZ, must
display its official number--
(A) On the port and starboard sides of the deckhouse or hull and,
for vessels over 25 ft (7.6 m) long, on an appropriate weather deck, so
as to be clearly visible from an enforcement vessel or aircraft.
(B) In block arabic numerals permanently affixed to or painted on
the vessel in contrasting color to the background.
(C) At least 18 inches (45.7 cm) in height for vessels over 65 ft
(19.8 m) long; at least 10 inches (25.4 cm) in height for vessels over
25 ft (7.6 m) long; and at least 3 inches (7.6 cm) in height for
vessels 25 ft (7.6 m) long or less.
(ii) Official number and color code. The following vessels must
display their official number as specified in paragraph (a)(1)(i) of
this section and, in addition, must display their assigned color code:
A vessel for which a fish trap endorsement has been issued, as required
under Sec. 622.4(a)(2)(i); a vessel for which a permit has been issued
to fish with a sea bass pot, as required under Sec. 622.4(a)(2)(vi); a
vessel in the commercial Caribbean reef fish fishery fishing with
traps; and a vessel in the Caribbean spiny lobster fishery. Color codes
required for the Caribbean reef fish fishery and Caribbean spiny
lobster fishery are assigned by Puerto Rico or the U.S. Virgin Islands,
whichever is applicable; color codes required in all other fisheries
are assigned by the RD. The color code must be displayed--
(A) On the port and starboard sides of the deckhouse or hull and,
for vessels over 25 ft (7.6 m) long, on an appropriate weather deck, so
as to be clearly visible from an enforcement vessel or aircraft.
(B) In the form of a circle permanently affixed to or painted on
the vessel.
(C) At least 18 inches (45.7 cm) in diameter for vessels over 65 ft
(19.8 m) long; at least 10 inches (25.4 cm) in diameter for vessels
over 25 ft (7.6 m) long; and at least 3 inches (7.6 cm) in diameter for
vessels 25 ft (7.6 m) long or less.
(2) Duties of operator. The operator of a vessel specified in
paragraph (a)(1) of this section must keep the official number and the
color code, if applicable, clearly legible and in good repair and must
ensure that no part of the fishing vessel, its rigging, fishing gear,
or any other material on board obstructs the view of the official
number or the color code, if applicable, from an enforcement vessel or
aircraft.
(b) Gear identification--(1) Traps or pots--(i) Caribbean EEZ. A
fish trap or spiny lobster trap used or possessed in the Caribbean EEZ
must display the official number specified for the vessel by Puerto
Rico or the U.S. Virgin Islands so as to be easily identified.
(ii) Gulf and South Atlantic EEZ. A fish trap used or possessed in
the Gulf EEZ and a sea bass pot used or possessed in the South Atlantic
EEZ, or a fish trap or sea bass pot on board a vessel with a commercial
permit for Gulf reef fish or South Atlantic snapper-grouper, must have
a valid identification tag issued by the RD attached.
(2) Buoys. A buoy must display the assigned number and color code
so as to be easily distinguished, located, and identified as follows--
(i) Caribbean EEZ. Each buoy must display the official number and
color code specified for the vessel by Puerto Rico or the U.S. Virgin
Islands, whichever is applicable.
(ii) Gulf and South Atlantic EEZ. Each buoy must display the number
and color code assigned by the RD. In the Gulf EEZ, a buoy must be
attached to each trap, or each end trap if traps are connected by a
line. In the South Atlantic EEZ, buoys are not required to be used,
but, if used, each buoy must display the number and color code.
(c) Presumption of ownership. A Caribbean spiny lobster trap, a
fish trap, or a sea bass pot in the EEZ will be presumed to be the
property of the most recently documented owner. This presumption will
not apply with respect to such traps and pots that are lost or sold if
the owner reports the loss or sale within 15 days to the RD.
(d) Unmarked traps, pots, or buoys. An unmarked Caribbean spiny
lobster trap, a fish trap, a sea bass pot, or a buoy deployed in the
EEZ is illegal and may be disposed of in any appropriate manner by the
Assistant Administrator or an authorized officer.

Sec. 622.7 Prohibitions.

In addition to the general prohibitions in Sec. 600.725 of this
chapter, it is unlawful for any person to do any of the following:
(a) Engage in an activity for which a valid Federal permit is
required under Sec. 622.4 without such permit.
(b) Falsify information on a permit application or submitted with
such application, as specified in Sec. 622.4(b).
(c) Fail to display a permit or endorsement, as specified in
Sec. 622.4(i).
(d) Falsify or fail to maintain, submit, or provide information
required to be maintained, submitted, or provided, as specified in
Sec. 622.5 (a) through (f).
(e) Fail to make a fish, or parts thereof, available for
inspection, as specified in Sec. 622.5(e).
(f) Falsify or fail to display and maintain vessel and gear
identification, as specified in Sec. 622.6 (a) and (b).
(g) Fail to comply with any requirement or restriction regarding
ITQ coupons, as specified in Sec. 622.15(c)(3), (c)(5), (c)(6), or
(c)(7).
(h) Possess wreckfish as specified in Sec. 622.15(c)(4), receive
wreckfish except as specified in Sec. 622.15(c)(7), or offload a
wreckfish except as specified in Sec. 622.15 (d)(3) and (d)(4).
(i) Transfer--
(1) A wreckfish, as specified in Sec. 622.15(d)(1);
(2) A limited-harvest species, as specified in Sec. 622.32(c)
introductory text;
(3) A species/species group subject to a bag limit, as specified
Sec. 622.39(a)(1);
(4) South Atlantic snapper-grouper from a vessel with unauthorized
gear on board, as specified in Sec. 622.41(d)(2)(iii); or
(5) A species subject to a commercial trip limit, as specified in
Sec. 622.44 introductory text.
(j) Use or possess prohibited gear or methods or possess fish in
association with possession or use of prohibited gear, as specified in
Sec. 622.31.
(k) Fish for, harvest, or possess a prohibited species, or a
limited-harvest species in excess of its limitation, sell or

[[Page 34943]]

purchase such species, fail to comply with release requirements, or
molest or strip eggs from a Caribbean spiny lobster, as specified in
Sec. 622.32.
(l) Fish in violation of the prohibitions, restrictions, and
requirements applicable to seasonal and/or area closures, including but
not limited to: Prohibition of all fishing, gear restrictions,
restrictions on take or retention of fish, fish release requirements,
and restrictions on use of an anchor or grapple, as specified in
Sec. 622.33, Sec. 622.34, or Sec. 622.35, or as may be specified under
Sec. 622.46 (b) or (c).
(m) Harvest, possess, offload, sell, or purchase fish in excess of
the seasonal harvest limitations, as specified in Sec. 622.36.
(n) Except as allowed under Sec. 622.37(c) (2) and (3) for king and
Spanish mackerel, possess undersized fish, fail to release undersized
fish, or sell or purchase undersized fish, as specified in Sec. 622.37.
(o) Fail to maintain a fish intact through offloading ashore, as
specified in Sec. 622.38.
(p) Exceed a bag or possession limit, as specified in Sec. 622.39.
(q) Fail to comply with the limitations on traps and pots,
including but not limited to: Tending requirements, constructions
requirements, and area specific restrictions, as specified in
Sec. 622.40.
(r) Fail to comply with the species-specific limitations, as
specified in Sec. 622.41.
(s) Fail to comply with the restrictions that apply after closure
of a fishery, as specified in Sec. 622.43.
(t) Possess on board a vessel or land, purchase, or sell fish in
excess of the commercial trip limits, as specified in Sec. 622.44.
(u) Fail to comply with the restrictions on sale/purchase, as
specified in Sec. 622.45.
(v) Interfere with fishing or obstruct or damage fishing gear or
the fishing vessel of another, as specified in Sec. 622.46(a).

Subpart B--Effort Limitations

Sec. 622.15 Wreckfish individual transferable quota (ITQ) system.

The provisions of this section apply to wreckfish in or from the
South Atlantic EEZ.
(a) Percentage shares. (1) In accordance with the procedure
specified in the Fishery Management Plan for the Snapper-Grouper
Fishery of the South Atlantic Region, percentage shares of the quota
for wreckfish have been assigned. Each person has been notified by the
RD of his or her percentage share and shareholder certificate number.
(2) All or a portion of a person's percentage shares may be
transferred to another person. Transfer of shares must be reported on a
form available from the RD. The RD will confirm, in writing, each
transfer of shares. The effective date of each transfer is the
confirmation date provided by the RD. The confirmation date will
normally be not later than 3 working days after receipt of a properly
completed transfer form. A fee is charged for each transfer of shares.
The amount of the fee is calculated in accordance with the procedures
of the NOAA Finance Handbook, available from the RD, for determining
the administrative costs of each special product or service provided by
NOAA to non-Federal recipients. The fee may not exceed such costs and
is specified with each transfer form. The appropriate fee must
accompany each transfer form.
(b) Lists of wreckfish shareholders and permitted vessels.
Annually, on or about March 1, the RD will provide each wreckfish
shareholder with a list of all wreckfish shareholders and their
percentage shares, reflecting share transactions on forms received
through February 15. Annually by April 15, the RD will provide each
dealer who holds a dealer permit for wreckfish, as required under
Sec. 622.4(a)(4), with a list of vessels for which wreckfish permits
have been issued, as required under Sec. 622.4(a)(2)(vii). Annually, by
April 15, the RD will provide each wreckfish shareholder with a list of
dealers who have been issued dealer permits for wreckfish. From April
16 through January 14, updated lists will be provided when required.
Updated lists may be obtained at other times or by a person who is not
a wreckfish shareholder or wreckfish dealer permit holder by written
request to the RD.
(c) ITQs. (1) Annually, as soon after March 1 as the TAC for
wreckfish for the fishing year that commences April 16 is known, the RD
will calculate each wreckfish shareholder's ITQ. Each ITQ is the
product of the wreckfish TAC, in round weight, for the ensuing fishing
year, the factor for converting round weight to eviscerated weight, and
each wreckfish shareholder's percentage share, reflecting share
transactions reported on forms received by the RD through February 15.
Thus, the ITQs will be in terms of eviscerated weight of wreckfish.
(2) The RD will provide each wreckfish shareholder with ITQ coupons
in various denominations, the total of which equals his or her ITQ, and
a copy of the calculations used in determining his or her ITQ. Each
coupon will be coded to indicate the initial recipient.
(3) An ITQ coupon may be transferred from one wreckfish shareholder
to another by completing the sale endorsement thereon (that is, the
signature and shareholder certificate number of the buyer). An ITQ
coupon may be possessed only by the shareholder to whom it has been
issued, or by the shareholder's employee, contractor, or agent, unless
the ITQ coupon has been transferred to another shareholder. An ITQ
coupon that has been transferred to another shareholder may be
possessed only by the shareholder whose signature appears on the coupon
as the buyer, or by the shareholder's employee, contractor, or agent,
and with all required sale endorsements properly completed.
(4) Wreckfish may not be possessed on board a fishing vessel--
(i) In an amount exceeding the total of the ITQ coupons on board
the vessel;
(ii) That does not have on board a commercial vessel permit for
wreckfish, as required under Sec. 622.4(a)(2)(vii); or
(iii) That does not have on board logbook forms for that fishing
trip, as required under Sec. 622.5(a)(1)(iv)(B).
(5) Prior to termination of a trip, a signature and date signed
must be affixed in ink to the ``Fisherman'' part of ITQ coupons in
denominations equal to the eviscerated weight of the wreckfish on
board. The ``Fisherman'' part of each such coupon must be separated
from the coupon and submitted with the logbook forms required by
Sec. 622.5(a)(1)(iv)(B) for that fishing trip.
(6) The ``Fish House'' part of each such coupon must be given to
the dealer to whom the wreckfish are transferred in amounts totaling
the eviscerated weight of the wreckfish transferred to that dealer. A
wreckfish may be transferred only to a dealer who holds a dealer permit
for wreckfish, as required under Sec. 622.4(a)(4).
(7) A dealer may receive a wreckfish only from a vessel for which a
commercial permit for wreckfish has been issued, as required under
Sec. 622.4(a)(2)(vii). A dealer must receive the ``Fish House'' part of
ITQ coupons in amounts totaling the eviscerated weight of the wreckfish
received; enter the permit number of the vessel from which the
wreckfish were received, enter the date the wreckfish were received,
enter the dealer's permit number, and sign each such ``Fish House''
part; and submit all such parts with the dealer reports required by
Sec. 622.5(c)(5)(i).
(8) An owner or operator of a vessel and a dealer must make
available to an authorized officer all ITQ coupons in his or her
possession upon request.

[[Page 34944]]

(d) Wreckfish limitations. (1) A wreckfish taken in the South
Atlantic EEZ may not be transferred at sea, regardless of where the
transfer takes place; and a wreckfish may not be transferred in the
South Atlantic EEZ.
(2) A wreckfish possessed by a fisherman or dealer shoreward of the
outer boundary of the South Atlantic EEZ or in a South Atlantic coastal
state will be presumed to have been harvested from the South Atlantic
EEZ unless accompanied by documentation that it was harvested from
other than the South Atlantic EEZ.
(3) A wreckfish may be offloaded from a fishing vessel only between
8 a.m. and 5 p.m., local time.
(4) If a wreckfish is to be offloaded at a location other than a
fixed facility of a dealer who holds a dealer permit for wreckfish, as
required under Sec. 622.4(a)(4), the wreckfish shareholder or the
vessel operator must advise the NMFS, Office of Enforcement, Southeast
Region, St. Petersburg, FL, by telephone (1-800-853-1964), of the
location not less than 24 hours prior to offloading.

Sec. 622.16 Red snapper individual transferable quota (ITQ) system.

The ITQ system established by this section will remain in effect
through March 31, 2000, during which time NMFS and the GMFMC will
evaluate the effectiveness of the system. Based on the evaluation, the
system may be modified, extended, or terminated.
(a) Percentage shares. (1) Initial percentage shares of the annual
quota of red snapper are assigned to persons in accordance with the
procedure specified in Amendment 8 to the Fishery Management Plan for
the Reef Fish Fishery of the Gulf of Mexico (FMP) and in paragraphs
(c)(1) through (c)(4) of this section. Each person is notified by the
RD of his or her initial percentage shares. If additional shares become
available to NMFS, such as by forfeiture pursuant to subpart F of 15
CFR part 904 for rule violations, such shares will be proportionately
reissued to shareholders based on their shares as of November 1, after
the additional shares become available. If NMFS is required to issue
additional shares, such as may be required in the resolution of
disputes, existing shares will be proportionately reduced. This
reduction of shares will be based on shares as of November 1 after the
required addition of shares.
(2) All or a portion of a person's percentage shares may be
transferred to another person who is a U.S. citizen or permanent
resident alien. (See paragraph (c)(5) of this section for restrictions
on the transfer of shares in the initial months under the ITQ system.)
Transfer of shares must be reported on a form available from the RD.
The RD will confirm, in writing, the registration of each transfer. The
effective date of each transfer is the confirmation date provided by
the RD. The confirmation of registration date will normally be not
later than 3 working days after receipt of a properly completed
transfer form. However, reports of share transfers received by the RD
from November 1 through December 31 will not be recorded or confirmed
until after January 1. A fee is charged for each transfer of percentage
shares. The amount of the fee is calculated in accordance with the
procedures of the NOAA Finance Handbook for determining the
administrative costs of each special product or service provided by
NOAA to non-Federal recipients. The fee may not exceed such costs and
is specified with each transfer form. The appropriate fee must
accompany each transfer form.
(3) On or about January 1 each year, the RD will provide each red
snapper shareholder with a list of all red snapper shareholders and
their percentage shares, reflecting share transfers as indicated on
properly completed transfer forms received through October 31. Updated
lists may be obtained at other times, and by persons who are not red
snapper shareholders, by written request to the RD.
(b) ITQs. (1) Annually, as soon after November 15 as the following
year's red snapper quota is established, the RD will calculate each red
snapper shareholder's ITQ in terms of eviscerated weight. Each ITQ is
the product of the red snapper quota, in round weight, for the ensuing
fishing year, the factor for converting round weight to eviscerated
weight, and each red snapper shareholder's percentage share, reflecting
share transfers reported on forms received by the RD through October
31.
(2) The RD will provide each red snapper shareholder with ITQ
coupons in various denominations, the total of which equals his or her
ITQ, and a copy of the calculations used in determining his or her ITQ.
Each coupon will be coded to indicate the initial recipient.
(3) An ITQ coupon may be transferred. If the transfer is by sale,
the seller must enter the sale price on the coupon.
(4) Except when the red snapper bag limit applies, red snapper in
or from the EEZ or on board a vessel that has been issued a commercial
permit for Gulf reef fish, as required under Sec. 622.4(a)(2)(v), may
not be possessed in an amount, in eviscerated weight, exceeding the
total of ITQ coupons on board. (See Sec. 622.39(a) for applicability of
the bag limit.)
(5) Prior to termination of a trip, the operator's signature and
the date signed must be written in ink on the ``Vessel'' part of ITQ
coupons totaling at least the eviscerated weight of the red snapper on
board. An owner or operator of a vessel must separate the ``Vessel''
part of each such coupon, enter thereon the permit number of the dealer
to whom the red snapper are transferred, and submit the ``Vessel''
parts with the logbook forms for that fishing trip. An owner or
operator of a vessel must make available to an authorized officer all
ITQ coupons in his or her possession upon request.
(6) Red snapper harvested from the EEZ or possessed by a vessel
with a commercial permit for Gulf reef fish, as required under
Sec. 622.4(a)(2)(v), may be transferred only to a dealer with a Gulf
reef fish permit, as required under Sec. 622.4(a)(4). The ``Fish
House'' part of each ITQ coupon must be given to such dealer, or the
agent or employee of such dealer, in amounts totaling at least the
eviscerated weight of the red snapper transferred to that dealer.
(7) A dealer with a Gulf reef fish permit may receive red snapper
only from a vessel that has on board a commercial permit for Gulf reef
fish. A dealer, or the agent or employee of a dealer, must receive the
``Fish House'' part of ITQ coupons totaling at least the eviscerated
weight of the red snapper received. Immediately upon receipt of red
snapper, the dealer, or the agent or employee of the dealer, must enter
the permit number of the vessel received from and date and sign each
such ``Fish House'' part. The dealer must submit all such parts as
required by paragraph (d)(6) of this section. A dealer, agent, or
employee must make available to an authorized officer all ITQ coupons
in his or her possession upon request.
(c) Procedures for implementation--(1) Initial shareholders. The
following persons are initial shareholders in the red snapper ITQ
system:
(i) Either the owner or operator of a vessel with a valid permit on
August 29, 1995, provided such owner or operator had a landing of red
snapper during the period 1990 through 1992. If the earned income of an
operator was used to qualify for the permit that is valid on August 29,
1995, such operator is the initial shareholder rather than the owner.
In the case of an owner, the term ``person'' includes a corporation or
other legal entity; and
(ii) A historical captain. A historical captain means an operator
who meets all of the following qualifications:

[[Page 34945]]

(A) From November 6, 1989, through 1993, fished solely under verbal
or written share agreements with an owner, and such agreements provided
for the operator to be responsible for hiring the crew, who was paid
from the share under his or her control.
(B) Landed from that vessel at least 5,000 lb (2,268 kg) of red
snapper per year in 2 of the 3 years 1990, 1991, and 1992.
(C) Derived more than 50 percent of his or her earned income from
commercial fishing, that is, sale of the catch, in each of the years
1989 through 1993.
(D) Landed red snapper prior to November 7, 1989.
(2) Initial shares. (i) Initial shares are apportioned to initial
shareholders based on each shareholder's average of the top 2 years'
landings in 1990, 1991, and 1992. However, no person who is an initial
shareholder under paragraph (c)(1) of this section will receive an
initial percentage share that will amount to less than 100 lb (45.36
kg), round weight, of red snapper (90 lb (41 kg), eviscerated weight).
(ii) The percentage shares remaining after the minimum shares have
been calculated under paragraph (c)(2)(i) of this section are
apportioned based on each remaining shareholder's average of the top 2
years' landings in 1990, 1991, and 1992. In a case where a landing is
associated with an owner and a historical captain, such landing is
apportioned between the owner and historical captain in accordance with
the share agreement in effect at the time of the landing.
(iii) The determinations of landings of red snapper during the
period 1990 through 1992 and historical captain status are made in
accordance with the data collected under Amendment 9 to the FMP. Those
data identify each red snapper landing during the period 1990 through
1992. Each landing is associated with an owner and, when an operator's
earned income was used to qualify for the vessel permit at the time of
the landing, with such operator. Where appropriate, a landing is also
associated with a historical captain. However, a red snapper landings
record during that period that is associated solely with an owner may
be retained by that owner or transferred as follows:
(A) An owner of a vessel with a valid commercial permit for Gulf
reef fish on August 29, 1995, who transferred a vessel permit to
another vessel owned by him or her will retain the red snapper landings
record for the previous vessel.
(B) An owner of a vessel with a valid commercial permit for Gulf
reef fish on August 29, 1995, will retain the landings record of a
permitted vessel if the vessel had a change of ownership to another
entity without a substantive change in control of the vessel. It will
be presumed that there was no substantive change in control of a vessel
if a successor in interest received at least a 50 percent interest in
the vessel as a result of the change of ownership whether the change of
ownership was--
(1) From a closely held corporation to its majority shareholder;
(2) From an individual who became the majority shareholder of a
closely held corporation receiving the vessel;
(3) Between closely held corporations with a common majority
shareholder; or
(4) From one to another of the following: Husband, wife, son,
daughter, brother, sister, mother, or father.
(C) In other cases of transfer of a permit through change of
ownership of a vessel, an owner of a vessel with a valid commercial
permit for Gulf reef fish on August 29, 1995, will receive credit for
the landings record of the vessel before his or her ownership only if
there is a legally binding agreement for transfer of the landings
record.
(iv) Requests for transfers of landings records must be submitted
to the RD and must be postmarked not later than December 14, 1995. The
RD may require documentation supporting such request. After considering
requests for transfers of landings records, the RD will advise each
initial shareholder or applicant of his or her tentative allocation of
shares.
(3) Notification of status. The RD will advise each owner,
operator, and historical captain for whom NMFS has a record of a red
snapper landing during the period 1990 through 1992, including those
who submitted such record under Amendment 9 to the FMP, of his or her
tentative status as an initial shareholder and the tentative landings
record that will be used to calculate his or her initial share.
(4) Appeals. (i) A special advisory panel, appointed by the GMFMC
to function as an appeals board, will consider written requests from
persons who contest their tentative status as an initial shareholder,
including historical captain status, or tentative landings record. In
addition to considering written requests, the board may allow personal
appearances by such persons before the board.
(ii) The panel is only empowered to consider disputed calculations
or determinations based on documentation submitted under Amendment 9 to
the FMP regarding landings of red snapper during the period 1990
through 1992, including transfers of such landings records, or
regarding historical captain status. In addition, the panel may
consider applications and documentation of landings not submitted under
Amendment 9 if, in the board's opinion, there is justification for the
late application and documentation. The board is not empowered to
consider an application from a person who believes he or she should be
eligible because of hardship or other factors.
(iii) A written request for consideration by the board must be
submitted to the RD, postmarked not later than December 27, 1995, and
must contain documentation supporting the allegations that form the
basis for the request.
(iv) The board will meet as necessary to consider each request that
is submitted in a timely manner. Members of the appeals board will
provide their individual recommendations for each appeal to the GMFMC,
which will in turn submit its recommendation to the RD. The board and
the GMFMC will recommend whether the eligibility criteria, specified in
Amendment 8 to the FMP and paragraphs (c)(1) and (c)(2) of this
section, were correctly applied in each case, based solely on the
available record including documentation submitted by the applicant.
The GMFMC will also base its recommendation on the recommendations of
the board. The RD will decide the appeal based on the above criteria
and the available record, including documentation submitted by the
applicant and the recommendation of the GMFMC. The RD will notify the
appellant of his decision and the reason therefor, in writing, normally
within 45 days of receiving the GMFMC's recommendation. The RD's
decision will constitute the final administrative action by NMFS on an
appeal.
(v) Upon completion of the appeal process, the RD will issue share
certificates to initial shareholders.
(5) Transfers of shares. The following restrictions apply to the
transfer of shares:
(i) The transfer of shares is prohibited through September 30,
1996.
(ii) From October 1, 1996, through September 30, 1997, shares may
be transferred only to other persons who are initial shareholders and
are U.S. citizens or permanent resident aliens.
(d) Exceptions/additions to general measures. Other provisions of
this part notwithstanding--
(1) Management of the red snapper ITQ system extends to adjoining
state waters in the manner stated in paragraphs (d)(2) and (d)(3) of
this section.
(2) For a dealer to receive red snapper harvested from state waters
adjoining

[[Page 34946]]

the Gulf EEZ by or possessed on board a vessel with a commercial permit
for Gulf reef fish, the dealer permit for Gulf reef fish specified in
Sec. 622.4(a)(4) must have been issued to the dealer.
(3) A copy of the dealer's permit must accompany each vehicle that
is used to pick up from a fishing vessel red snapper from adjoining
state waters harvested by or possessed on board a vessel with a
commercial permit for Gulf reef fish.
(4) As a condition of a commercial vessel permit for Gulf reef
fish, without regard to where red snapper are harvested or possessed, a
vessel with such permit must comply with the red snapper ITQ
requirements of paragraph (b) of this section; may not transfer or
receive red snapper at sea; and must maintain red snapper with head and
fins intact through landing, and the exceptions to that requirement
contained in Sec. 622.38(d) do not apply to red snapper. Red snapper
may be eviscerated, gilled, and scaled but must otherwise be maintained
in a whole condition.
(5) As a condition of a dealer permit for Gulf reef fish, as
required under Sec. 622.4(a)(4) or under paragraph (d)(2) of this
section, without regard to where red snapper are harvested or
possessed, a permitted dealer must comply with the red snapper ITQ
requirements of paragraph (b) of this section.
(6) In any month that a red snapper is received, a dealer must
submit the report required under Sec. 622.5(c)(3)(ii). The ``Fish
House'' parts of red snapper individual transferable coupons, received
during the month in accordance with paragraph (b) of this section, must
be submitted to the SRD with the report.
(7) It is unlawful for a person to do any of the following:
(i) Receive red snapper from a fishing vessel without a dealer
permit for Gulf reef fish.
(ii) Fail to carry a copy of the dealer's permit, as specified in
paragraph (d)(3) of this section.
(iii) Fail to comply with a condition of a permit, as specified in
paragraph (d)(4) or (d)(5) of this section.
(iv) Fail to report red snapper received, as specified in paragraph
(d)(6) of this section.

Subpart C--Management Measures

Sec. 622.30 Fishing years.

The fishing year for species or species groups governed in this
part is January 1 through December 31 except for the following:
(a) Allowable octocoral--October 1 through September 30.
(b) King and Spanish mackerel. The fishing year for the king and
Spanish mackerel bag limits specified in Sec. 622.39(c)(1) is January 1
through December 31. The following fishing years apply only for the
king and Spanish mackerel quotas specified in Sec. 622.42(c):
(1) Gulf migratory group king mackerel--July 1 through June 30.
(2) All other migratory groups of king and Spanish mackerel--April
1 through March 31.
(c) Wreckfish--April 16 through April 15.

Sec. 622.31 Prohibited gear and methods.

In addition to the prohibited gear/methods specified in this
section, see Secs. 622.33, 622.34, and 622.35 for seasonal/area
prohibited gear/methods and Sec. 622.41 for species specific authorized
and unauthorized gear/methods.
(a) Explosives. An explosive (except an explosive in a powerhead)
may not be used to fish in the Caribbean, Gulf, or South Atlantic EEZ.
A vessel fishing in the EEZ for a species governed in this part, or a
vessel for which a permit has been issued under Sec. 622.4, may not
have on board any dynamite or similar explosive substance.
(b) Chemicals and plants. A toxic chemical may not be used or
possessed in a coral area, and a chemical, plant, or plant-derived
toxin may not be used to harvest a Caribbean coral reef resource in the
Caribbean EEZ.
(c) Fish traps. A fish trap may not be used in the South Atlantic
EEZ. A fish trap deployed in the South Atlantic EEZ may be disposed of
in any appropriate manner by the Assistant Administrator or an
authorized officer.
(d) Gillnets. A gillnet that has a float line that is more than
1,000 yd (914 m) in length or a drift gillnet may not be used in the
Gulf, Mid-Atlantic, or South Atlantic EEZ to fish for king or Spanish
mackerel; in the Gulf or South Atlantic EEZ to fish for coastal
migratory pelagic fish, other than bluefish; or in the Gulf EEZ to fish
for bluefish. A vessel in, or having fished on a trip in, the Gulf,
Mid-Atlantic, or South Atlantic EEZ with such a gillnet or a drift
gillnet on board may not have on board on that trip any of the
indicated fish.
(e) Longlines for wreckfish. A bottom longline may not be used to
fish for wreckfish in the South Atlantic EEZ. A person aboard a vessel
that has a longline on board may not retain a wreckfish in or from the
South Atlantic EEZ. For the purposes of this paragraph, a vessel is
considered to have a longline on board when a power-operated longline
hauler, a cable of diameter suitable for use in the longline fishery
longer than 1.5 mi (2.4 km) on any reel, and gangions are on board.
Removal of any one of these three elements constitutes removal of a
longline.
(f) Poisons. (1) A poison, drug, or other chemical may not be used
to fish for Caribbean reef fish in the Caribbean EEZ.
(2) A poison may not be used to take Gulf reef fish in the Gulf
EEZ.
(3) A poison may not be used to fish for South Atlantic snapper-
grouper in the South Atlantic EEZ.
(g) Power-assisted tools. A power-assisted tool may not be used in
the Caribbean EEZ to take a Caribbean coral reef resource or in the
Gulf or South Atlantic EEZ to take allowable octocoral, prohibited
coral, or live rock.
(h) Powerheads. A powerhead may not be used in the Caribbean EEZ to
harvest Caribbean reef fish or in the EEZ off South Carolina to harvest
South Atlantic snapper-grouper. The possession of a mutilated Caribbean
reef fish in or from the Caribbean EEZ, or a mutilated South Atlantic
snapper-grouper in or from the EEZ off South Carolina, and a powerhead
is prima facie evidence that such fish was harvested by a powerhead.
(i) Rebreathers and spearfishing gear. In the South Atlantic EEZ, a
person using a rebreather may not harvest South Atlantic snapper-
grouper with spearfishing gear. The possession of such snapper-grouper
while in the water with a rebreather is prima facie evidence that such
fish was harvested with spearfishing gear while using a rebreather.
(j) Sea bass pots. A sea bass pot may not be used in the South
Atlantic EEZ south of 28 deg.35.1' N. lat. (due east of the NASA
Vehicle Assembly Building, Cape Canaveral, FL). A sea bass pot deployed
in the EEZ south of 28 deg.35.1' N. lat. may be disposed of in any
appropriate manner by the Assistan

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/fr%3A96-16254. Public record. Not legal advice.
