# Small Takes of Marine Mammals Incidental to Specified Activities; Offshore Seismic Activities in the Beaufort Sea

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## Record

- **Collection:** Federal Register
- **Document type:** Notice
- **Published:** May 28, 1996
- **Citation:** 61 FR 26501

## Text

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[I.D. 050196A]

Small Takes of Marine Mammals Incidental to Specified Activities;
Offshore Seismic Activities in the Beaufort Sea

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice of receipt of application and proposed authorization for
a small take exemption; request for comments.

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SUMMARY: NMFS has received a request from the BP Exploration (Alaska)
900 East Benson Boulevard, Anchorage, AK 99519 (BPX) for authorization
to take small numbers of marine mammals by harassment incidental to
conducting seismic surveys in the Northstar Unit, in the Beaufort Sea
in state and federal waters. Under the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments on its proposal to authorize BPX to
incidentally take, by harassment, small numbers of bowhead whales and
other marine mammals in the above mentioned area during the open water
period of 1996.

DATES: Comments and information must be received no later than June 27,
1996.

ADDRESSES: Comments on the application should be addressed to Chief,
Marine Mammal Division, Office of Protected Resources, National Marine
Fisheries Service, 1315 East-West Highway, Silver Spring, MD 20910-
3225. A copy of the application, an environmental assessment (EA), and
a list of references used in this document may be obtained by writing
to this address, by telephoning one of the contacts listed below or by
leaving a voice mail request at (301) 713-4070.

FOR FURTHER INFORMATION CONTACT: Kenneth R. Hollingshead, Office of
Protected Resources, NMFS, (301) 713-2055, Ron Morris, Western Alaska
Field Office, NMFS, (907) 271-5006.

SUPPLEMENTARY INFORMATION:

Background

Section 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
directs the Secretary of Commerce to allow, upon request, the
incidental, but not intentional taking of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) within a specified geographical region if certain findings are
made and either regulations are issued or, if the taking is limited to
harassment, notice of a proposed authorization is provided to the
public for review.
Permission may be granted if NMFS finds that the taking will have a
negligible impact on the species or stock(s), will not have an
unmitigable adverse impact on the availability of the species or
stock(s) for subsistence uses, and the permissible methods of taking
and requirements pertaining to the monitoring and reporting of such
taking are set forth.
On April 10, 1996 (61 FR 15884), NMFS published an interim rule
establishing, among other things, procedures for issuing incidental
harassment authorizations under section 101(a)(5)(D) of the MMPA in
Arctic waters. For additional information on the procedures to be
followed for this authorization, please refer to that document.

Summary of Request

On March 18, 1996, NMFS received an application from BPX requesting
an authorization for the harassment of small numbers of several species
of marine mammals incidental to conducting seismic surveys during the
open water season within the Northstar Unit, located in the Beaufort
Sea in U.S. waters. The survey is expected to take place between
approximately July 20 and October 20, 1996. A detailed description of
the work planned is contained in the application (BPX 1996) and is
available upon request (see ADDRESSES).

Description of Habitat and Marine Mammal Affected by the Activity

A detailed description of the Beaufort Sea ecosystem and its
associated marine mammals can be found in the EA prepared for this
authorization (SAIC 1996) or in other documents (Minerals Management
Service (MMS) 1992, 1996) and need not be repeated here. A copy of the
EA is available upon request (see ADDRESSES).

Marine Mammals

The Beaufort/Chukchi Seas support a diverse assemblage of marine
mammals including bowhead whales (Balaena glacialis), gray whales
(Eschrichtius robustus), belukha (Delphinapterus leucas), ringed seals
(Phoca hispida), spotted seals (Phoca largha) and bearded seals
(Erignathus barbatus). Descriptions on the biology and distribution of
these species, and others, can be found in several other documents (BPX
1996, Lentfer 1988, MMS 1992, NMFS 1990 and 1996, Small and DeMaster
1995). Please refer to those documents for information on these
species.
Potential Effects of Seismic Surveys on Marine Mammals.
Disturbance by seismic noise is the principal means of taking by
this activity. Vessel and aircraft will provide a secondary source of
noise.
Deep seismic surveys are used to obtain data about formations
several thousands of feet deep. The physical presence of vessels could
also lead to non-acoustic effects involving visual or other cues. These
surveys are accomplished by transmitting sound waves into the earth,
which are reflected

[[Page 26502]]

off subsurface formations and recorded with detectors in the water
column. A typical marine seismic source is an airgun array, which
releases compressed air into the water creating an acoustical energy
pulse that is directed downwards toward the seabed. Hydrophones spaced
along a streamer cable just below the surface of the water receive the
reflected energy from the subsurface formations and transmit data to
the seismic vessel. Onboard the vessel, the signals are amplified,
digitized, and recorded on magnetic tape.
Depending upon ambient conditions and the sensitivity of the
receptor, underwater sounds produced by open water seismic operations
may be detectable some substantial distance away from the activity. Any
sound that is detectable is (at least in theory) capable of eliciting a
disturbance reaction by a marine mammal or masking a signal of
comparable frequency (BPX 1996). An incidental harassment take is
presumed to occur when marine mammals in the vicinity of the seismic
source (or other vessels) react to the generated sounds or visual cues.
Seismic pulses are known to cause bowhead whales to behaviorally
respond within a distance of several kilometers (Richardson et al.
1995). Although some limited masking of low-frequency sounds (e.g.,
whale calls) is a possibility, the intermittent nature of seismic
source pulses will limit the extent of masking. Bowhead whales are
known to continue calling in the presence of seismic survey sounds, and
their calls can be heard between seismic pulses (Richardson et al.
1986).
Hearing damage is not expected to occur during the project. It is
not known whether a marine mammal very close to an air gun array would
be at risk of temporary or permanent hearing impairment, but temporary
threshold shift is a theoretical possibility for animals within a few
hundred meters (Richardson et al. 1995). Planned monitoring and
mitigation measures (described below) are designed to detect marine
mammals occurring near the array and to avoid exposing them to sound
pulses that have any possibility of causing hearing damage.
When the received levels of noise exceed some behavioral reaction
threshold, cetaceans will show disturbance reactions (BPX 1996). The
levels, frequencies, and types of noise that will elicit a response
vary between and within species, individuals, locations and season.
Behavioral changes may be subtle alterations in surface-dive-
respiration cycles. More conspicuous responses, include changes in
activity or aerial displays, movement away from the sound source, or
complete avoidance of the area. The reaction threshold and degree of
response are related to the activity of the animal at the time of the
disturbance. Whales engaged in active behaviors such as feeding,
socializing or mating are less likely than resting animals to show
overt behavioral reactions, unless the disturbance is directly
threatening (BPX 1996).

Bowhead Whales

Various studies (Reeves et al. 1984, Fraker et al. 1985, Richardson
et al. 1986, Ljungblad et al. 1988) have reported that, when an
operating seismic vessel approaches within a few kilometers, most
bowhead whales exhibit strong avoidance behavior and changes in
surfacing, respiration, and dive cycles. Bowheads exposed to seismic
pulses from vessels more than 4.5 miles (7.5 km) away rarely showed
observable avoidance of the vessel, but their surface, respiration, and
dive cycles appeared altered in a manner similar to that observed in
whales exposed at a closer distance (BPX 1996).
Within a 3.7-60 mile (6-99 km) range, it has not been possible to
determine a specific distance at which subtle behavioral changes no
longer occur (Richardson and Malme 1993), given the high variability
observed in bowhead whale behavior (BPX 1996).

Gray Whales

The reactions of gray whales to seismic pulses is similar to those
of bowheads. Migrating gray whales along the California coast were
noted to slow their speed of swimming, turn away from seismic noise
sources, and increase their respiration rates. Malme et al. (1983,
1984, 1988) concluded that about 50 percent showed avoidance when the
average received pulse level was 170 dB (re 1 Pa @ 1 m). Less
consistent results were indicated at levels of 140-160 dB.

Belukha

The belukha is the only species of toothed whale (Odontoceti)
expected to be encountered in the Beaufort Sea. Because its hearing
threshold at frequencies below 100 Hz (where most of the energy from
air gun arrays is concentrated) is poor (125 dB re 1 Pa @ 1 m)
or more depending upon frequency (Johnson et al. 1989 (as referenced in
BPX 1996), Richardson 1991, 1995), belukha are not predicted to be
strongly influenced by seismic noise. However, because of the high
source levels of seismic pulses, airgun sounds may be audible to
belukha at large distances (Richardson 1991, 1995).

Ringed, Largha and Bearded Seals

No detailed studies of reactions by seals to noise from open water
seismic exploration have been published (Richardson et al. 1995).
However, there are some data on the reactions of seals to various types
of impulsive sounds (J. Parsons as quoted in Greene et al. 1985, Anon.
1975, Mate and Harvey 1985). These studies indicate that ice seals
typically either tolerate or habituate to seismic noise produced from
open water sources.
Underwater audiograms have been obtained using behavioral methods
for 3 species of phocinid seals, ringed, harbor, and harp seals
(Pagophilus groenlandicus). These audiograms were reviewed in
Richardson et al. (1995). Below 30-50 kHz, the hearing threshold of
phocinids is essentially flat down to at least 1 kHz, and ranges
between 60 and 85 dB (re 1 Pa @ 1 m). There are few data on
hearing sensitivity of phocinid seals below 1 kHz. NMFS considers
harbor seals to have a hearing threshold of 70-85 dB at 1 kHz (60 FR
53753, October 17, 1995), and recent measurements for a harbor seal
indicate that, below 1 kHz, its thresholds deteriorate gradually to 97
dB (re 1 Pa @ 1 m) at 100 Hz (Kastak and Schusterman,
1995a,b).
Because no studies to date have focused on pinniped reaction to
underwater noise from pulsed, seismic arrays in open water (Richardson
et al., 1991, 1995), as opposed to in-air exposure to continuous noise,
substantive conclusions are not possible at this time. However,
assuming an sound pressure level needed to be 80-100 dB over its
threshold in order to cause annoyance and 130 dB for injury (pain), as
is the current thought based upon human studies (ARPA, 1995), then it
appears unlikely that pinnipeds would be harassed or injured by low
frequency sounds from a seismic source unless they were within close
proximity of the array. For permanent injury, marine mammals would need
to remain in the high noise field for extended periods of time.
Existing evidence also suggests that, while they may be capable of
hearing sounds from seismic arrays, seals appear to tolerate intense
pulsatile sounds, without known effect, once they learn that there is
no danger associated with the noise (see, for example, NMFS/WDFW,
1995). In addition, they will apparently not abandon feeding or
breeding areas due to exposure to these noise sources (Richardson et
al. 1991) and may habituate to certain noises over time. Since seismic
work is fairly common in Western Beaufort Sea waters, pinnipeds have
previously been

[[Page 26503]]

exposed to seismic noise, and may not react to it, after initial
exposure.
Effects of Seismic Noise and other Activities on Subsistence Needs.
The disturbance and potential displacement of marine mammals by
sounds from seismic activities is the principle concern related to
subsistence use of the area. The harvest of marine mammals (mainly
bowhead whales, ringed seals, and bearded seals) is central to the
culture and subsistence economies of the coastal North Slope
communities (BPX 1996). Displacement of migrating marine mammals
farther offshore due to behavioral changes resulting from elevated
noise levels could potentially make harvest of these species more
difficult.
Nuiqsut is the community closest to the area of the proposed
activity, and only harvests bowhead whales during the fall whaling
season. Nuiqsut whalers typically take zero to three whales each
season, with a trend toward larger harvests in the most recent years
(BPX 1996). Nuiqsut whalers concentrate their efforts on areas north
and east of the Northstar Unit, generally in water depths greater than
65 ft (20 m). Cross Island, located 13 miles (20 km) east of the
eastern edge of the primary area of proposed activity, is the principle
field camp location for Nuiqsut whalers. Thus, most bowhead whales will
not enter the ensonified area until they have passed through the area
used by Nuiqsut whalers (BPX 1996).
The location of the proposed seismic activity is to the south of
the main westward migration route of bowhead whales. BPX believes that
although whales may be able to hear the sounds emitted by the seismic
array out to a distance of 30 miles (50 km) or more, it is unlikely
that changes in migration route will occur at distances of >15 miles
(>25 km). As discussed above, scientific studies have shown obvious
avoidance reactions at distances up to 3.7-5 miles (6-8 km), with one
probable case of avoidance at 15 miles (24 km)(Richardson et al. 1986,
Koski and Johnson 1987, Ljungblad et al. 1988). However, other bowheads
>3.7 miles (>6 km) from shallow-water seismic operations showed no
obvious avoidance (BPX 1996).
It is difficult to determine the maximum distance at which
reactions occur (Moore and Clark 1992), although whalers believe that
some migrating bowheads are deflected by seismic operations at
distances greater than those documented by scientific studies done to
date. As a result, BPX is developing a Communications and Avoidance
Agreement with the whalers (see BPX 1996) to reduce any potential
interference with the hunt. Also, it is believed that the monitoring
plan proposed by BPX (LGL 1996) will provide information that will help
resolve uncertainties about the effects of seismic exploration on the
accessibility of bowheads to hunters.
In addition, while seismic exploration in the Northstar Unit has
some potential to influence subsistence seal hunting activities, the
peak season for seal hunting is during the winter months when the
harvest consists almost exclusively of ringed seals (BPX 1996). In
summer, boat crews hunt ringed, spotted and bearded seals (BPX 1996).
The most important sealing area for Nuiqsut hunters is off the Colville
delta, extending as far west as Fish Creek and as far east as Pingok
Island (BPX 1996). In this area, during summer, sealing occurs by boat
when hunters apparently concentrate on bearded seals (BPX 1996).

Mitigation

BPX proposes to use biological observers to monitor marine mammal
presence in the vicinity of the seismic array. To avoid the potential
for serious injury to marine mammals, BPX will power down the seismic
source if pinnipeds are sighted within 500 ft (150 m) of the source or
if cetaceans are sighted within 2,130 ft (650 m) of the source. At 500
ft (150 m), the average pulse levels will be less than 190 dB (re 1
Pa @ 1 m). At 2,130 ft (650 m), the average pulse level is
expected to be about 180 dB (re 1 Pa @ 1 m), based on the
expected characteristics of the air gun array to be used in this
program, and on site-specific propagation loss data (from Miles et al.
1987).
In addition, NMFS proposes to require BPX to ramp-up the seismic
source from a level less than, or equal to, 160 dB to its operating
level immediately preceding transmissions at a rate not exceeding 6 dB/
min and to power-down the array to a level no greater than 160 dB
whenever marine mammals enter their respective safety zone. NMFS will
recommend ramp-up be accomplished through software designed to fire a
specified sequence of guns operating at a designated pressure until the
full array of guns are firing at peak operating pressure.

Monitoring

As part of their application, BPX provided a preliminary monitoring
plan for assessing impacts to marine mammals from seismic surveys in
the Beaufort Sea (LGL 1996). As required by the MMPA, this monitoring
plan will be subject to a peer-review panel of technical experts prior
to formal acceptance by NMFS.
Preliminarily, BPX plans to conduct the following:

(1) Vessel-based Visual Monitoring

Two biologist-observers aboard the seismic vessel will search for
and observe marine mammals whenever seismic operations are in progress,
and immediately preceding the start of shooting. These observers will
scan the area immediately around the vessels with binoculars during the
daytime and with night vision equipment during the night. When mammals
are detected within a safety zone designated to prevent injury to the
animals, the geophysical crew leader will be notified so that shutdown
procedures can be implemented.

(2) Aerial Surveys

From September 1, 1996 until the seismic program ends, aerial
surveys will be conducted daily, weather permitting. The primary
objective will be to document the occurrence, distribution, and
movements of bowhead and belukha whales in and near the area where they
might be affected by the seismic pulses. These observations will be
used to estimate the level of harassment takes and for assessing the
possibility that seismic operations affect the accessibility of bowhead
whales for subsistence hunting. Pinnipeds will be recorded when seen,
and sonobuoys will be dropped to document ambient noise and
characteristics of seismic noise near whale sightings. Aerial surveys
will be at an altitude of 1,000 ft (300 m) above sea level. It is
tentatively proposed to avoid direct overflights of the Cross Island
area where whalers from Nuiqsut are based during their fall whale hunt.
The daily aerial surveys are proposed to cover two grids:
(a) A grid of 12 north-south lines spaced 8 km (5 miles) apart and
extending to about 30 mi (50 km) offshore, 30 mi (50 km) east, and 12.5
mi (20 km) west of the Northstar area;
(b) A grid of 8 north-south lines within the above region, also
spaced 5 mi (8 km) apart and mid-way between the longer lines, to
provide more intensive coverage of the area of the seismic operations
and immediate surrounding waters.

(3) Acoustical Measurements

A boat-based acoustical measurement program is proposed for a 10-
day period in mid- to late-August 1996. The objectives of this survey
will be as follows:

[[Page 26504]]

(a) To measure the levels and other characteristics of the
horizontally-propagating seismic survey sounds as a function of
distance and aspect relative to BPX's seismic source vessel.
(b) To measure acoustic transmission loss vs. frequency, distance,
and propagation direction in and near the Northstar Unit, based on
transmission and reception of standardized acoustic signals having a
source level of about 165 dB re 1 Pa @ 1 m. Transmissions will
not be done if bowheads are seen within 2,130 ft (650 m) of the seismic
array.
(c) To obtain additional site-specific ambient noise data, which
determine signal-to-noise ratios for seismic and other acoustic signals
at various ranges from their sources.
In addition, data on ambient noise and on characteristics of
seismic pulses will be obtained from sonobuoys dropped and monitored
from the survey aircraft after September 1, 1996.
For a more detailed description of planned monitoring activities,
please refer to the application and supporting document (LGL 1996).

Reporting

BPX will provide an initial report to NMFS within 90 days of the
completion of the seismic program. This report will provide dates and
locations of seismic operations, details of marine mammal sightings,
estimates of the amount and nature of all takes by harassment, and any
apparent effects on accessibility of marine mammals to subsistence
users.
A final technical report will be provided by BPX within 20 working
days of receipt of the document from the contractor, but no later than
April 30, 1996. The final technical report will contain a description
of the methods, results, and interpretation of all monitoring tasks.

Consultation

Under section 7 of the Endangered Species Act, NMFS has begun
consultation on the proposed issuance of this authorization.
Consultation will be concluded upon completion of the comment period
and consideration of those comments in the final determination on
issuance of an authorization.

National Environmental Policy Act

In conjunction with this notice, NMFS has released an EA that
addresses the impacts on the human environment from issuance of the
authorization and the alternatives to the proposed action. A copy of
the EA is available upon request (see ADDRESSES).

Conclusions

NMFS has preliminarily determined that the short-term impact of
conducting seismic surveys in the Northstar Unit of the Beaufort Sea
will result, at worst, in a temporary modification in behavior by
certain species of cetaceans. While behavioral modifications may be
made by these species of cetaceans to avoid the resultant noise, this
behavioral change is expected to have a negligible impact on the
animals.
As the number of potential incidental harassment takes will depend
on the distribution and abundance of marine mammals (which vary
annually due to variable ice conditions and other factors) in the area
of seismic operations, due to the distribution and abundance of marine
mammals during the projected period of activity and the location of the
proposed seismic activity in waters generally too shallow and distant
from the edge of the pack ice for most marine mammals of concern, the
number of potential harassment takings is estimated to be small. In
addition, no take by injury and/or death is anticipated and the
potential for temporary or permanent hearing impairment will be avoided
through incorporation of the mitigation measures mentioned above.
Because bowhead whales are east of the seismic area in the Canadian
Beaufort Sea until late August/early September, seismic activities are
not expected to impact subsistence hunting of bowhead whales prior to
that date. After September 1, 1996, BPX will initiate aerial survey
flights for bowhead whale assessments. Appropriate mitigation measures
to avoid an unmitigable adverse impact on the availability of bowhead
whales for subsistence needs will be the subject of consultation
between BPX and subsistence users.
Also, while summer seismic exploration in the Northstar Unit has
some potential to influence seal hunting activities by residents of
Nuiqsut, because (1) the peak sealing season is during the winter
months, (2) the main summer sealing is off the Colville delta (west and
inshore of Northstar), and (3) the zone of influence by seismic sources
on belukha and seals is fairly small, NMFS believes the Northstar
seismic survey will not have an unmitigable adverse impact on the
availability of these stocks for subsistence uses.

Proposed Authorization

NMFS proposes to issue an incidental harassment authorization for
the 1996 Beaufort Sea open water season for a seismic survey within the
Northstar Unit provided the above mentioned mitigation, monitoring and
reporting requirements are incorporated. NMFS has preliminarily
determined that the proposed seismic activity would result in the
harassment of only small numbers of bowhead whales, gray whales, and
possibly belukha whales, bearded seals, and largha seals; will have a
negligible impact on these marine mammal stocks; and will not have an
unmitigable adverse impact on the availability of these stocks for
subsistence uses.

Information Solicited

NMFS requests interested persons to submit comments, information,
and suggestions concerning this request (see ADDRESSES).

Dated: May 17, 1996.
Patricia A. Montanio,
Acting Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 96-13287 Filed 5-23-96; 10:02 am]
BILLING CODE 3510-22-F

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/fr%3A96-13287. Public record. Not legal advice.
