# Enforcement of Employee Safety Standards at Nuclear Weapons Facilities

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URL: https://www.frixlaw.com/law-library/documents/fr%3A94-21128

## Record

- **Collection:** Federal Register
- **Document type:** Uncategorized Document
- **Published:** August 26, 1994

## Text

DEPARTMENT OF ENERGY
Office of Environment, Safety and Health

Enforcement of Employee Safety Standards at Nuclear Weapons
Facilities

AGENCY: Department of Energy.

ACTION: Advance Notice of Proposed Rulemaking.

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SUMMARY: The Department of Energy (DOE or the Department) hereby gives
notice of, and invites public comments on, its plans to implement the
enforcement authority provided pursuant to section 3131(b) of the
National Defense Authorization Act for Fiscal Years 1992 and 1993
(Act). This statute provides for the assessment of civil penalties
against DOE contractors who fail to provide training to employees who
are assigned to carry out hazardous substance response or emergency
response duties, or who fail to certify to DOE that employees are
adequately trained. This advance notice requests public comment on
DOE's plan to implement the enforcement provisions of the statute.

DATES: The public is invited to submit comments and recommendations to
the address listed below by October 25, 1994.

ADDRESSES: Mail or telefax comments to: Roy Gibbs (EH-31.1), Office of
Occupational Safety, Department of Energy, Washington, D.C. 20585,
(301) 903-4343, Telefax No. (301) 903-2239
Comments may be examined in the DOE Freedom of Information Reading
Room, 1E-190, 1000 Independence Avenue SW., Washington, D.C. 20585,
between 9:00 AM and 4:00 PM, Monday through Friday.

FOR FURTHER INFORMATION CONTACT: David M. Smith (EH-31.1), Office of
Occupational Safety, Department of Energy, Washington, D.C. 20585 (301)
903-4669.

SUPPLEMENTARY INFORMATION

Introduction

Section 3131 of the Act (42USC7274d(6)), enacted on December 5,
1991, addresses the issue of worker training at nuclear weapons
facilities. Subsection (a) provides for the awarding of grants to train
workers and to develop training curricula. Subsection (b) provides for
the assessment of civil penalties against any DOE contractor who fails
to provide training to its employees who are engaged in hazardous
substance response or emergency response at DOE nuclear weapons
facilities. Subsection (b) requires that penalties shall be assessed
against any contractor who fails to provide the training, or fails to
certify to DOE that its employees are adequately trained for such
response pursuant to orders issued by DOE relating to employee safety
training.
Since the passage of the Occupational Safety and Health Act of 1970
(OSH Act), Pub. L. No. 91-596, contractor employee health and safety
protection at DOE nuclear facilities has been exempt from Occupational
Safety and Health Administration (OSHA) enforcement under section
4(b)(1) of the OSH Act. This section provides that the OSH Act does not
apply to working conditions of employees if another Federal or state
agency exercises statutory authority to prescribe or enforce standards
or regulations affecting occupational safety and health (OSH). DOE, as
well as its predecessor agencies, the Atomic Energy Commission and the
Energy Research and Development Administration, has exercised such
authority with regard to contractor employees at facilities operated
under authority of the Atomic Energy Act of 1954.
On May 5, 1993, the Secretary of Energy announced a number of
safety and health initiatives stressing the need for the Department to
operate on a par with private industry in the safety and health arena.
One of those initiatives involved the commencement of consultations
with OSHA with the aim of establishing OSHA regulation of all DOE
facilities. The Secretary recognized, however, that OSHA is not now
ready to undertake regulation of DOE activities, and in light of the
significant issues that must be addressed prior to the implementation
of OSHA jurisdiction, the Department anticipates that a transition
period of three to five years is necessary. Nonetheless, the Department
is currently obligated to implement the enforcement authority of
section 3131(b) of the Act, and intends to do so as an interim measure
pending the transition to OSHA jurisdiction. The Department believes
that implementation of this enforcement authority during the transition
period will help to ensure that the training requirements for
contractor employees are met. DOE invites the public to comment on its
plans to implement its enforcement authority pursuant to section
3131(b) of the Act.

Background and Legislative History

Section 3131 of the Act contains two substantive provisions aimed
at addressing the concern of Congress regarding the adequacy of worker
safety training for employees handling hazardous substances, and
responding to emergencies involving hazardous substances, at the
nation's nuclear weapons facilities. Subsection (a) authorizes the
Secretary to award grants to nonprofit organizations that have
demonstrated (as determined by the Secretary) capabilities in providing
safety and health training and in involving, in training, groups of
workers whose duties include hazardous substance response or emergency
response. The Secretary is required to give preference to employee
organizations and joint labor-management training programs that are
grant recipients under section 126(g) of the Superfund Amendments and
Reauthorization Act of 1986, 42 U.S.C. 9660a, a program administered by
the National Institute of Environmental Health Sciences (NIEHS). The
Department has entered into an agreement with NIEHS to award and
administer the grants provided under section 3131(a) of the Act.
Section 3131(b), the subject of this notice, provides that the
Secretary shall assess civil penalties of up to $5,000 per day against
any DOE contractor who, as determined by the Secretary, fails to
provide training for employees engaged in hazardous substance response
or emergency response, or who fails to certify to the Department that
its employees are adequately trained for such response pursuant to DOE
orders relating to employee safety training. Because of this statutory
mandate, DOE does not intend to consider a reduction in contractor
award fees in lieu of payment of civil penalties.
The Secretary is required by section 3131(c) to prescribe
regulations for the implementation of these requirements. The
Department intends to proceed with rulemaking after completion of its
review of the comments and materials received in response to this
Notice.
Section 3131(d) provides that the term ``hazardous substance''
includes both radioactive waste and mixed radioactive and hazardous
waste. The Department intends also to cover substances identified
within the definition of hazardous substance in section 101(14) of the
Comprehensive Environmental Response, Compensation and Liability Act of
1980 (CERCLA) (42 U.S.C. 9601.101(14)). The statute does not define the
term ``nuclear weapons facility.''

Certification of Training

Section 3131 places on the contractor the burden of conducting
required training, certifying the completion of such training, and
keeping records to document that the training requirement has been
satisfied. In developing its implementing regulations, DOE is
particularly interested in receiving comments on the following matters:
1--DOE intends to make contractors responsible for maintaining all
documentation related to the hazardous substance and emergency response
training of their work force. DOE will consider what, if any, data
should be kept, and in what format. DOE's goal will be to provide easy
review for DOE field inspectors while minimizing the burden on
contractors. DOE also is considering requiring a wallet-sized photo
identification card for each trained employee that would contain, among
other things, the date of refresher training, giving DOE the
opportunity to document training in the field.
2--Section 3131 permits DOE contractors to certify that employees
have been adequately trained and do not need additional training. DOE
seeks comment on the most effective and efficient way for the employer
to certify that employees are adequately trained especially in those
cases where the employer does not actually provide the training.
3--One objective of section 3131(b) is to ensure that all employees
who are, or may be, engaged in hazardous substance response or
emergency response at the Department's nuclear weapons facilities
receive adequate safety training. DOE has the further objective of
ensuring that any enforcement program is structured to provide
appropriate incentives for DOE contractors to comply with DOE
requirements applicable to this training, including self-
identification, reporting, and prompt correction of deficiencies.
Comments are requested on these objectives and on ways to achieve these
objectives in an effective and efficient manner for both DOE and its
contractors.
4--The Department is also developing criteria for assessing the
adequacy of contractor training programs for employees engaged in
hazardous substance or emergency response operations. These criteria
will be used by DOE field inspectors to evaluate and certify the
adequacy of contractor training programs. DOE seeks comment on the
development of appropriate criteria.
5--The Act defines the term ``hazardous substance'' to include
radioactive waste and mixed radioactive and hazardous waste. This
definition is not limited, however, to those substances. For purposes
of the implementing regulations, DOE intends to include within the
definition of hazardous substance, in addition to radioactive and mixed
waste, those substances identified within the definition of hazardous
substance in section 101(14) of CERCLA. DOE seeks comments on this
definition.
6--DOE is considering defining ``nuclear weapons facility'' as
follows: ``Any DOE reactor or non-reactor nuclear facility involved in
research, production, assembly, storage, dismantling, or disposal of
nuclear weapons, or material for nuclear weapons, that generates or
contains hazardous substances, radioactive waste or mixed radioactive
and hazardous waste.'' Comments are requested on this definition.
7--Comments are requested on the enforcement procedures that are
appropriate to assure compliance with the intent of Congress, including
the desirability of integration of the section 3131(b) enforcement
procedures with the proposed DOE program set forth at 10 CFR Part 820,
for enforcing violations of nuclear safety requirements which includes
assessment of civil penalties under separate statutory authority, and
whether the Department should provide for exemption from dual civil
penalty assessments under both Part 820 and the Act. Comments are also
requested on enforcement options such as varying penalty levels
commensurate with the severity of the violation, past performance and
multiple violations.
DOE solicits comments on all of these issues and objectives, and on
ways to achieve these objectives in an effective and efficient manner
for both DOE and its contractors.
Upon completion of its review of all comments received and other
relevant materials, DOE will develop a Notice of Proposed Rulemaking
for publication in the Federal Register.

Issued in Washington, DC, August 15, 1994.
Tara O'Toole,
Assistant Secretary, Environment, Safety and Health.
[FR Doc. 94-21128 Filed 8-25-94; 8:45 am]
BILLING CODE 6450-01-P

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/fr%3A94-21128. Public record. Not legal advice.
