# Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to the U.S. Navy Training and Testing Activities in the Atlantic Fleet Training and Testing Study Area

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URL: https://www.frixlaw.com/law-library/documents/fr%3A2019-09541

## Record

- **Collection:** Federal Register
- **Document type:** Proposed Rule
- **Published:** May 13, 2019
- **Citation:** 84 FR 21126

## Text

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 218
[Docket No. 190220145-9145-01]
RIN 0648-BI85
Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to the U.S. Navy Training and Testing Activities in the Atlantic Fleet Training and Testing Study Area

AGENCY:

National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.

ACTION:

Proposed rule; request for comment.

SUMMARY:

NMFS has received a request from the U.S. Navy (Navy) to extend the time period from November 2023 to November 2025 for Marine Mammal Protection Act (MMPA) regulations authorizing the take of marine mammals incidental to Navy training and testing activities conducted in the Atlantic Fleet Training and Testing (AFTT) Study Area. In August 2018, the MMPA was amended by the John S. McCain National Defense Authorization Act (NDAA) for Fiscal Year 2019 to allow for seven-year authorizations for military readiness activities, as compared to the previously allowed five years. The Navy's activities qualify as military readiness activities pursuant to the MMPA as amended by the NDAA for Fiscal Year 2004. In making the request to extend the time period covered by the MMPA AFTT regulations from five to seven years, the Navy proposes no changes to their specified activities, the geographical region in which those activities would be conducted, mitigation measures, monitoring, or reporting over the longer seven-year period. Pursuant to the MMPA, NMFS is requesting comments on the proposed seven-year rule and associated Letters of Authorization (LOAs) to cover the same activities covered by the existing 2018 AFTT regulations. NMFS will consider all public comments prior to issuing any final rule and making final decisions on the issuance of the requested LOAs, and agency responses will be summarized in the notice of the final decision.

DATES:

Comments and information must be received no later than June 12, 2019.

ADDRESSES:

You may submit comments on this document, identified by NOAA-NMFS-2019-0050, by any of the following methods:

•
Electronic submission:
Submit all electronic public comments via the federal e-Rulemaking Portal. Go to
www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2019-0050,
click the “Comment Now!” icon, complete the required fields, and enter or attach your comments.

•
Mail:
Submit written comments to Jolie Harrison, Chief, Permits and Conservation Division, Office of Protected Resources, National Marine Fisheries Service, 1315 East West Highway, Silver Spring, MD 20910.

Instructions:
Comments sent by any other method, to any other address or individual, or received after the end of the comment period, may not be considered by NMFS. All comments received are a part of the public record and will generally be posted for public viewing on
www.regulations.gov
without change. All personal identifying information (
e.g.,
name, address), confidential business information, or otherwise sensitive information submitted voluntarily by the sender will be publicly accessible. NMFS will accept anonymous comments (enter “N/A” in the required fields if you wish to remain anonymous). Attachments to electronic comments will be accepted in Microsoft Word, Excel, or Adobe PDF file formats only.

A copy of the Navy's applications, NMFS' proposed and final rules and subsequent LOAs for the existing regulations, and other supporting documents and documents cited herein may be obtained online at:
www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities.
In case of problems accessing these documents, please use the contact listed here (see
FOR FURTHER INFORMATION CONTACT
).

FOR FURTHER INFORMATION CONTACT:

Wendy Piniak, Office of Protected Resources, NMFS, (301) 427-8401.

SUPPLEMENTARY INFORMATION:

Purpose of Regulatory Action

These proposed regulations, issued under the authority of the MMPA (16 U.S.C. 1361
et seq.
), would extend the framework for authorizing the take of marine mammals incidental to the Navy's training and testing activities (which qualify as military readiness activities) from the use of sonar and other transducers, in-water detonations, air guns, impact pile driving/vibratory extraction, and the movement of vessels throughout the AFTT Study Area, which includes areas of the western Atlantic Ocean along the East Coast of North America, portions of the Caribbean Sea, and the Gulf of Mexico.

NMFS received an application from the Navy requesting to extend NMFS' existing MMPA regulations (50 CFR part 218, subpart I; hereafter “2018 AFTT regulations”) that authorize the take of marine mammals incidental to Navy training and testing activities conducted in the AFTT Study Area to cover seven years of the Navy's activities, instead of five. Take is anticipated to occur by Level A harassment and Level B harassment as well as a very small number of serious injuries or mortalities incidental to the Navy's training and testing activities.

Background

The MMPA prohibits the “take” of marine mammals, with certain exceptions. Sections 101(a)(5)(A) and (D) of the MMPA direct the Secretary of Commerce (as delegated to NMFS) to allow, upon request, the incidental, but not intentional, taking of small numbers of marine mammals by U.S. citizens who engage in a specified activity (other than commercial fishing) within a specified geographical region if certain findings are made and either regulations are issued or, if the taking is limited to harassment, a notice of a proposed incidental take authorization is provided to the public for review and the opportunity to submit comments.

An authorization for incidental takings shall be granted if NMFS finds that the taking will have a negligible impact on the species or stocks and will not have an unmitigable adverse impact on the availability of the species or stocks for taking for subsistence uses (where relevant). Further, NMFS must prescribe the permissible methods of taking and other means of effecting the least practicable adverse impact on the affected species or stocks and their habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance, and on the availability of such species or stocks for taking for certain subsistence uses (referred to in this rule as “mitigation measures”); and requirements pertaining to the monitoring and reporting of such takings. The MMPA defines “take” to mean to harass, hunt, capture, or kill, or attempt to harass, hunt, capture, or kill any marine mammal. The
Preliminary Analysis and Negligible Impact Determination
section below discusses the definition of “negligible impact.”

The NDAA for Fiscal Year 2004 (2004 NDAA) (Pub. L. 108-136) amended section 101(a)(5) of the MMPA to remove the “small numbers” and “specified geographical region” provisions indicated above and amended the definition of “harassment”

as it applies to a “military readiness activity” to read as follows (Section 3(18)(B) of the MMPA): (i) Any act that injures or has the significant potential to injure a marine mammal or marine mammal stock in the wild (Level A Harassment); or (ii) Any act that disturbs or is likely to disturb a marine mammal or marine mammal stock in the wild by causing disruption of natural behavioral patterns, including, but not limited to, migration, surfacing, nursing, breeding, feeding, or sheltering, to a point where such behavioral patterns are abandoned or significantly altered (Level B Harassment). In addition, the 2004 NDAA amended the MMPA as it relates to military readiness activities such that least practicable adverse impact shall include consideration of personnel safety, practicality of implementation, and impact on the effectiveness of the military readiness activity.

More recently, section 316 of the NDAA for Fiscal Year 2019 (2019 NDAA) (Pub. L. 115-232), signed on August 13, 2018, amended the MMPA to allow incidental take rules for military readiness activities under section 101(a)(5)(A) to be issued for up to seven years. Prior to this amendment, all incidental take rules under section 101(a)(5)(A) were limited to five years.

Summary of Request

On November 14, 2018, NMFS issued a five-year final rule governing the taking of marine mammals incidental to Navy training and testing activities conducted in the AFTT Study Area (83 FR 57076; hereafter “2018 AFTT final rule”). Previously on August 13, 2018, and towards the end of the time period in which NMFS was processing the Navy's request for the 2018 regulations, the 2019 NDAA amended the MMPA for military readiness activities to allow incidental take regulations to be issued for up to seven years instead of the previous five years. The Navy's training and testing activities conducted in the AFTT Study Area qualify as military readiness activities pursuant to the MMPA, as amended by the 2004 NDAA. On November 16, 2018, the Navy submitted an application requesting that NMFS extend the 2018 AFTT regulations and associated LOAs such that they would cover take incidental to seven years of training and testing activities instead of five, extending the expiration date from November 13, 2023 to November 13, 2025. A revised application correcting the estimated takes due to ship shock trials (Table 5.1-2) was submitted to NMFS by the Navy on January 18, 2019.

In its 2019 application, the Navy proposes no changes to the nature of the specified activities covered by the 2018 AFTT final rule, the level of activity within and between years would be consistent with that previously analyzed in the 2018 AFTT final rule, and all activities would be conducted within the same boundaries of the AFTT Study Area identified in the 2018 AFTT final rule. Therefore, the training and testing activities (
e.g.,
equipment and sources used, exercises conducted) and the mitigation, monitoring, and reporting measures are identical to those described and analyzed in the 2018 AFTT final rule. The only changes included in the Navy's request are to conduct those same activities in the same region for an additional two years. In its request, the Navy included all information necessary to identify the type and amount of incidental take that may occur in the two additional years so NMFS could determine whether the analyses and conclusions regarding the impacts of the proposed activities on marine mammal species and stocks previously reached for five years of activities remain the same for seven years of identical activity.

The Navy's mission is to organize, train, equip, and maintain combat-ready naval forces capable of winning wars, deterring aggression, and maintaining freedom of the seas. This mission is mandated by federal law (10 U.S.C. 8062), which ensures the readiness of the naval forces of the United States. The Navy executes this responsibility by establishing and executing training programs, including at-sea training and exercises, and ensuring naval forces have access to the ranges, operating areas (OPAREAs), and airspace needed to develop and maintain skills for conducting naval activities.

The Navy proposes to continue conducting training and testing activities within the AFTT Study Area. The Navy's January 18, 2019, rulemaking and LOA extension application (hereafter “2019 Navy application”) reflects the same compilation of training and testing activities presented in the Navy's June 16, 2017, initial rulemaking and LOA application (hereafter “2017 Navy application”) and the 2018 AFTT regulations that were subsequently promulgated, which can be found at:
https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities.
These activities are deemed by the Navy necessary to accomplish military readiness requirements and are anticipated to continue into the reasonably foreseeable future. The 2019 Navy application and this rule cover training and testing activities that would occur over seven years, including the five years already authorized under the 2018 AFTT regulations, with the regulations valid from the publication date of the final rule (if issued) through November 13, 2025.

Summary of the Proposed Regulations

NMFS is proposing to extend the incidental take regulations and associated LOAs through November 13, 2025 to cover the same Navy activities covered by the 2018 AFTT regulations. The 2018 AFTT final rule was only recently published and its analysis remains current and valid. In its 2019 application, the Navy proposes no changes to the nature (
e.g.,
equipment and sources used, exercises conducted) or level of the specified activities within or between years or to the boundaries of the AFTT Study Area. The mitigation, monitoring, and reporting measures would be identical to those described and analyzed in the 2018 AFTT final rule. The proposed regulatory language included at the end of this proposed rule, which would be published at 50 CFR part 218, subpart I, also is the same as that under the AFTT 2018 regulations, except for a small number of minor, technical changes. No new information has been received from the Navy, or otherwise become available to NMFS, since publication of the 2018 AFTT final rule that significantly changes the analyses supporting the 2018 findings. Where there is any new information pertinent to the descriptions, analyses, or findings required to authorize incidental take for military readiness activities under MMPA section 101(a)(5)(A), that information is provided in the appropriate sections below.

Because the activities included in the 2019 Navy application have not changed and the analyses and findings included in the documents provided and produced in support of the recently published 2018 AFTT final rule remain current and applicable, this proposed rule relies heavily on and references to the applicable information and analyses in those documents. Below is a list of the regulatory documents referenced in this proposed rule. The list indicates the short name by which the document is referenced in this proposed rule, as well as the full titles of the cited documents. All of the documents can be found at:
www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities
and
http://www.aftteis.com/.

• NMFS March 13, 2018, Atlantic Fleet Training and Testing (AFTT) proposed rule (83 FR 10954; hereafter “2018 AFTT proposed rule”);

• NMFS November 14, 2018, Atlantic Fleet Training and Testing (AFTT) final rule (83 FR 57076; hereafter “2018 AFTT final rule”);

• NMFS December 27, 2018, Hawaii-Southern California Training and Testing (HSTT) Study Area final rule (83 FR 66846; hereafter “2018 HSTT final rule”);

• Navy June 16, 2017, MMPA rulemaking and LOA application (hereafter “2017 Navy application”);

• Navy January 18, 2019, MMPA rulemaking and LOA extension application (hereafter “2019 Navy application”); and

• September 14, 2018, Atlantic Fleet Training and Testing (AFTT) Final Environmental Impact Statement/Overseas Environmental Impact Statement (FEIS/OEIS) (hereafter “2018 AFTT FEIS/OEIS”).

Description of the Specified Activity

The Navy requests authorization to take marine mammals incidental to conducting training and testing activities. The Navy has determined that acoustic and explosives stressors are most likely to result in impacts on marine mammals that could rise to the level of harassment. Detailed descriptions of these activities are provided in Chapter 2 of the 2018 AFTT FEIS/OEIS and in the 2017 and 2019 Navy applications.

Overview of Training and Testing Activities

The Navy routinely trains in the AFTT Study Area in preparation for national defense missions. Training and testing activities and components covered in the 2019 Navy application are described in detail in the
Overview of Training and Testing Activities
sections of the 2018 AFTT proposed rule and the 2018 AFTT final rule and Chapter 2 of the 2018 AFTT FEIS/OEIS (
http://www.aftteis.com/
). Each military training and testing activity described meets mandated Fleet requirements to deploy ready forces. The Navy proposes no changes to the specified activities described and analyzed in the 2018 AFTT final rule. The boundaries of the AFTT Study Area (see Figure 1.2-1 of the 2019 Navy application); the training and testing activities (
e.g.,
equipment and sources used, exercises conducted); manner of or amount of vessel movement; and standard operating procedures presented in this proposed rule are identical to those described and analyzed in the 2018 AFTT final rule.

Dates and Duration

The specified activities would occur at any time during the seven-year period of validity of the regulations. The proposed number of training and testing activities are described in the
Detailed Description of the Specified Activities
section (Tables 1 through 4).

Specified Geographical Region

The Navy proposes no changes to the geographic extent of the AFTT Study Area as described in the 2018 AFTT final rule. The AFTT Study Area (see Figure 2-1 of the 2019 Navy application) includes areas of the western Atlantic Ocean along the east coast of North America, the Gulf of Mexico, and portions of the Caribbean Sea. The AFTT Study Area begins at the mean high tide line along the U.S. coast and extends east to the 45-degree west longitude line, north to the 65-degree north latitude line, and south to approximately the 20-degree north latitude line. The AFTT Study Area also includes Navy pierside locations, bays, harbors, and inland waterways, and civilian ports where training and testing occurs. The AFTT Study Area generally follows the Commander Task Force 80 area of operations, covering approximately 2.6 million nautical miles squared (nmi
2
) of ocean area, and includes designated Navy range complexes and associated operating areas (OPAREAs) and special use airspace. While the AFTT Study Area itself is very large, the vast majority of Navy training and testing occurs in designated range complexes and testing ranges.

A Navy range complex consists of geographic areas that encompass a water component (above and below the surface) and airspace, and may encompass a land component where training and testing of military platforms, tactics, munitions, explosives, and electronic warfare systems occur. Range complexes include established OPAREAs, which may be further divided to provide better control of the area for safety reasons. Additional detail on range complexes and testing ranges was provided in the
Duration and Location
section of the 2018 AFTT proposed rule; please see the 2018 AFTT proposed rule or the 2017 Navy application for more information.

Description of Acoustic and Explosive Stressors

The Navy uses a variety of sensors, platforms, weapons, and other devices, including ones used to ensure the safety of Sailors and Marines, to meet its mission. Training and testing with these systems may introduce acoustic (sound) energy or shock waves from explosives into the environment. The specific components that could act as stressors by having direct or indirect impacts on the environment are described in detail in the
Description of Acoustic and Explosive Stressors
section of the 2018 AFTT final rule and Chapter 2 of the 2018 AFTT FEIS/OEIS. The Navy proposes no changes to the nature of the specified activities and, therefore, the acoustic and explosive stressors are identical to those described and analyzed in the 2018 AFTT final rule.

Other Stressor—Vessel Strike

Vessel strikes are not specific to any particular training or testing activity, but rather a limited, sporadic, and incidental result of Navy vessel movement within the AFTT Study Area. Navy vessels transit at speeds that are optimal for fuel conservation or to meet training and testing requirements. The average speed of large Navy ships ranges between 10 and 15 knots and submarines generally operate at speeds in the range of 8-13 knots, while a few specialized vessels can travel at faster speeds. By comparison, this is slower than most commercial vessels where full speed for a container ship is typically 24 knots (Bonney and Leach, 2010).

Should a vessel strike occur, it would likely result in incidental take from serious injury and/or mortality and, accordingly, for the purposes of the analysis we assume that any ship strike would result in serious injury or mortality. The Navy proposes no changes to the nature of the specified activities, the training and testing activities, the manner of or amount of vessel movement, and standard operating procedures. Therefore, the description of vessel strikes as a stressor is the same as those presented in the
Other Stressor—Vessel Strike
sections of the 2018 AFTT proposed rule and 2018 AFTT final rule.

Detailed Description of the Specified Activities

The Navy's proposed activities are presented and analyzed as a representative year of training to account for the natural fluctuation of training cycles and deployment schedules in any seven-year period. In the 2018 AFTT final rule, NMFS analyzed activities based on the Navy conducting three years of a representative level of activity and two years of a maximum level of activity. For the purposes of this rulemaking, the Navy proposes that the additional two

years of training and testing would consist of one additional year of maximum training tempo and one representative year of training tempo consistent with the pattern set forth in the 2018 AFTT final rule, the 2018 AFTT FEIS/OEIS, and the 2017 Navy application.

Proposed Training Activities

The number of proposed training activities that could occur annually and the duration of those activities remains identical to those presented in Table 4 of the 2018 AFTT final rule, and are not repeated here. The number of proposed training activities that could occur over the seven-year period are presented in Table 1. The table is organized according to primary mission areas and includes the activity name, associated stressors applicable to these proposed regulations, sound source bin, number of proposed activities, and locations of those activities in the AFTT Study Area. For further information regarding the primary platform used (
e.g.
, ship or aircraft type) see Appendix A (Navy Activity Descriptions) of the 2018 AFTT FEIS/OEIS.

Table 1—Proposed Training Activities Analyzed for Seven-Year Period in the AFTT Study Area

Stressor category
Activity name
Activity description
Source bin

7-Year
number of

activities
1

Location
2

Major Training Exercise—Large Integrated Anti-Submarine Warfare

Acoustic
Composite Training Unit Exercise
Aircraft carrier and its associated aircraft integrate with surface and submarine units in a challenging multi-threat operational environment in order to certify them for deployment
ASW1, ASW2, ASW3, ASW4, ASW5, HF1, LF6, MF1, MF3, MF4, MF5, MF11, MF12
17

VACAPES RC; Navy Cherry
Point RC; JAX RC.

Major Training Exercises—Medium Integrated Anti-Submarine Warfare

Acoustic
Fleet Exercises/Sustainment Exercise
Aircraft carrier and its associated aircraft integrates with surface and submarine units in a challenging multi-threat operational environment in order to maintain their ability to deploy
ASW1, ASW2, ASW3, ASW4, HF1, LF6, MF1, MF3, MF4, MF5, MF11, MF12

28
14

JAX RC.
VACAPES RC.

Integrated/Coordinated Training—Small Integrated Anti-Submarine Warfare Training

Acoustic
Naval Undersea Warfare Training Assessment Course
Multiple ships, aircraft, and submarines integrate the use of their sensors to search for, detect, classify, localize, and track a threat submarine in order to launch an exercise torpedo
ASW1, ASW3, ASW4, HF1, LF6, MF1, MF3, MF4, MF5, MF12

42
21
21

JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Integrated/Coordinated Training—Medium Coordinated Anti-Submarine Warfare Training

Acoustic
Anti-Submarine Warfare Tactical Development Exercise
Surface ships, aircraft, and submarines coordinate to search for, detect, and track submarines
ASW1, ASW3, ASW4, HF1, LF6, MF1, MF3, MF4, MF5, MF11, MF12

14
7
7

JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Integrated/Coordinated Training—Small Coordinated Anti-Submarine Warfare Training

Acoustic
Group Sail
Surface ships and helicopters search for, detect, and track threat submarines
ASW2, ASW3, ASW4, HF1, MF1, MF3, MF4, MF5, MF11, MF12

28
28
35

JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Amphibious Warfare

Explosive
Naval Surface Fire Support Exercise—At Sea
Surface ship crews use large-caliber guns to support forces ashore; however, the land target is simulated at sea. Rounds are scored by passive acoustic buoys located at or near the target area
E5

28
84
14
266

GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Anti-Submarine Warfare

Acoustic
Anti-submarine Warfare Torpedo Exercise—Helicopter
Helicopter aircrews search for, track, and detect submarines. Recoverable air launched torpedoes are employed against submarine targets
MF4, MF5, TORP1

98
28

JAX RC.
VACAPES RC.

Acoustic
Anti-submarine Warfare Torpedo Exercise—Maritime Patrol Aircraft
Maritime patrol aircraft aircrews search for, track, and detect submarines. Recoverable air launched torpedoes are employed against submarine targets
MF5, TORP1

98
28

JAX RC.
VACAPES RC.

Acoustic
Anti-Submarine Warfare Torpedo Exercise—Ship
Surface ship crews search for, track, and detect submarines. Exercise torpedoes are used
ASW3, MF1, TORP1

112
35

JAX RC.
VACAPES RC.

Acoustic
Anti-Submarine Warfare Torpedo Exercise—Submarine
Submarine crews search for, track, and detect submarines. Exercise torpedoes are used
ASW4, HF1, MF3, TORP2

84
42
14

JAX RC.
Northeast RC.
VACAPES RC.

Acoustic
Anti-Submarine Warfare Tracking Exercise—Helicopter
Helicopter aircrews search for, track, and detect submarines
MF4, MF5

168
2,590
84
56

Other AFTT Areas.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Acoustic
Anti-Submarine Warfare Tracking Exercise—Maritime Patrol Aircraft
Maritime patrol aircraft aircrews search for, track, and detect submarines
ASW5, ASW2, MF5

630
1,232
3,675
322

Northeast RC.
VACAPES RC.
JAX RC.
Navy Cherry Point RC.

Acoustic
Anti-Submarine Warfare Tracking Exercise—Ship
Surface ship crews search for, track, and detect submarines
ASW1, ASW3, MF1, MF11, MF12

* 35
* 770
* 35
* 3,080
* 385
* 1,540

Northeast RC.
Other AFTT Areas.
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Acoustic
Anti-Submarine Warfare Tracking Exercise—Submarine
Submarine crews search for, track, and detect submarines
ASW4, HF1, MF3

308
91
7
126
42

Other AFTT Areas.
JAX RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.

Expeditionary Warfare

Explosive
Maritime Security Operations—Anti-Swimmer Grenades
Small boat crews engage in force protection activities by using anti-swimmer grenades to defend against hostile divers
E2

14
14
14
28
35

GOMEX RC.
JAX RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.

Mine Warfare

Acoustic
Airborne Mine Countermeasure—Mine Detection
Helicopter aircrews detect mines using towed or laser mine detection systems
HF4

462
2,219
2,597
1,708
10,780

GOMEX RC.
JAX RC.
Navy Cherry Point RC.
NSWC Panama City.
VACAPES RC.

Acoustic, Explosive
Civilian Port Defense—Homeland Security Anti-Terrorism/Force Protection Exercise
Maritime security personnel train to protect civilian ports against enemy efforts to interfere with access to those ports
HF4, SAS2, E2, E4
4
Beaumont, TX; Boston, MA; Corpus Christi, TX; Delaware Bay, DE; Earle, NJ; GOMEX RC; Hampton Roads, VA; JAX RC; Kings Bay, GA; NS Mayport; Morehead City, NC; Port Canaveral, FL; Savannah, GA; Tampa Bay, FL; VACAPES RC; Wilmington, NC.

Acoustic
Coordinated Unit Level Helicopter Airborne Mine Countermeasure Exercise
A detachment of helicopter aircrews train as a unit in the use of airborne mine countermeasures, such as towed mine detection and neutralization systems
HF4

14
14
14
14

GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Acoustic, Explosive
Mine Countermeasures—Mine Neutralization—Remotely Operated Vehicle
Ship, small boat, and helicopter crews locate and disable mines using remotely operated underwater vehicles
HF4, E4

924
497
497
4,410

GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Acoustic
Mine Countermeasures—Ship Sonar
Ship crews detect and avoid mines while navigating restricted areas or channels using active sonar
HF4

154
371
371

GOMEX RC.
JAX RC.
VACAPES RC.

Explosive
Mine Neutralization—Explosive Ordnance Disposal
Personnel disable threat mines using explosive charges
E4, E5, E6, E7

42
112
140
119
112
3,668

Lower Chesapeake Bay.
GOMEX RC.
JAX RC.
Key West RC.
Navy Cherry Point RC.
VACAPES RC.

Surface Warfare

Explosive
Bombing Exercise Air-to-Surface
Fixed-wing aircrews deliver bombs against surface targets
E9, E10, E12

469
3,038
756
2,303

GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Explosive
Gunnery Exercise Surface-to-Surface Boat Medium-Caliber
Small boat crews fire medium-caliber guns at surface targets
E1

42
182
896
14
1,820

GOMEX RC.
JAX RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.

Explosive
Gunnery Exercise Surface-to-Surface Ship Large-Caliber
Surface ship crews fire large-caliber guns at surface targets
E3, E5

70
63
357
245
525

Other AFTT Areas.
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Explosive
Gunnery Exercise Surface-to-Surface Ship Medium-Caliber
Surface ship crews fire medium-caliber guns at surface targets
E1

287
231
1,127
504
2,247

Other AFTT Areas.
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Explosive
Integrated Live Fire Exercise
Naval forces defend against a swarm of surface threats (ships or small boats) with bombs, missiles, rockets, and small-, medium- , and large-caliber guns
E1, E3, E6, E10

14
14

VACAPES RC.
JAX RC.

Explosive
Missile Exercise Air-to-Surface
Fixed-wing and helicopter aircrews fire air-to-surface missiles at surface targets
E6, E8, E10

714
364
616

JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Explosive
Missile Exercise Air-to-Surface—Rocket
Helicopter aircrews fire both precision-guided and unguided rockets at surface targets
E3

70
714
70
644

GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.

Explosive
Missile Exercise Surface-to-Surface
Surface ship crews defend against surface threats (ships or small boats) and engage them with missiles
E6, E10

112
84

JAX RC.
VACAPES RC.

Acoustic, Explosive
Sinking Exercise
Aircraft, ship, and submarine crews deliberately sink a seaborne target, usually a decommissioned ship (made environmentally safe for sinking according to U.S. Environmental Protection Agency standards), with a variety of munitions
TORP2, E5, E8, E9, E10, E11
7
SINKEX Box.

Other Training Activities

Acoustic
Elevated Causeway System
A temporary pier is constructed off the beach. Supporting pilings are driven into the sand and then later removed
Impact hammer or vibratory extractor

7
7

Lower Chesapeake Bay.
Navy Cherry Point RC.

Acoustic
Submarine Navigation
Submarine crews operate sonar for navigation and object detection while transiting into and out of port during reduced visibility
HF1, MF3

1,183
21
21
588
161

NSB New London.
NSB Kings Bay.
NS Mayport.
NS Norfolk.
Port Canaveral, FL.

Acoustic
Submarine Sonar Maintenance
Maintenance of submarine sonar systems is conducted pierside or at sea
MF3

84
462
63
14
238
602
14
88
326

Other AFTT Areas.
NSB New London.
JAX RC.
NSB Kings Bay.
NS Norfolk.
Northeast RC.
Port Canaveral, FL.
Navy Cherry Point RC.
VACAPES RC.

Acoustic
Submarine Under Ice Certification
Submarine crews train to operate under ice. Ice conditions are simulated during training and certification events
HF1

21
21
63
63

JAX RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.

Acoustic
Surface Ship Object Detection
Surface ship crews operate sonar for navigation and object detection while transiting in and out of port during reduced visibility
HF8, MF1K

532
1,134

NS Mayport.
NS Norfolk.

Acoustic
Surface Ship Sonar Maintenance
Maintenance of surface ship sonar systems is conducted pierside or at sea
HF8, MF1

350
350
840
1,645
840

JAX RC.
NS Mayport.
Navy Cherry Point RC.
NS Norfolk.
VACAPES RC.

1
The number of proposed training activities that could occur annually and the duration of those activities remains identical to those presented in Table 4 of the 2018 AFTT final rule.

2
Locations given are areas where activities typically occur. However, activities could be conducted in other locations within the Study Area. Where multiple locations are provided within a single cell, the number of activities could occur in any of the locations, not in each of the locations.

* For Anti-Submarine Warfare Tracking Exercise—Ship, 50 percent of requirements are met through synthetic training or other training exercises.

Notes:
GOMEX: Gulf of Mexico; JAX: Jacksonville; NS: Naval Station; NSB: Naval Submarine Base; NSWC: Naval Surface Warfare Center; RC: Range Complex; VACAPES: Virginia Capes.

Proposed Testing Activities

The number of proposed testing activities that could occur annually and the duration of those activities are identical to those presented in Tables 5 through 7 of the 2018 AFTT final rule, and are not repeated here. Similar to the 2017 Navy application, the Navy's proposed testing activities here are based on the level of testing activities anticipated to be conducted into the reasonably foreseeable future, with adjustments that account for changes in the types and tempo (increases or decreases) of testing activities to meet current and future military readiness requirements. The number of proposed testing activities that could occur for the seven-year period are presented in Tables 2 through 4. The number of ship shock trials for the seven-year period would remain the same as the number authorized under the 2018 AFTT final rule.

Naval Air Systems Command

The proposed Naval Air Systems Command testing activities that could occur over the seven-year period within the AFTT Study Area are presented in Table 2.

Table 2—Proposed Naval Air Systems Command Testing Activities Analyzed for Seven-Year Period in the AFTT Study Area

Stressor category
Activity name
Activity description
Source bin

7-Year
number of

activities
1

Location
2

Anti-Submarine Warfare

Acoustic
Anti-Submarine Warfare Torpedo Test

This event is similar to the training event torpedo exercise. Test evaluates anti-submarine warfare systems onboard rotary-wing (
e.g.,
helicopter) and fixed-wing aircraft and the ability to search for, detect, classify, localize, track, and attack a submarine or similar target

MF5, TORP1

209
523

JAX RC.
VACAPES RC.

Acoustic, Explosive
Anti-Submarine Warfare Tracking Test—Helicopter
This event is similar to the training event anti-submarine warfare tracking exercise—helicopter. The test evaluates the sensors and systems used to detect and track submarines and to ensure that helicopter systems used to deploy the tracking system perform to specifications
MF4, MF5, E3

34
36
64
442
1,368

GOMEX RC.
JAX RC.
Key West RC.
Northeast RC.
VACAPES RC.

Acoustic, Explosive
Anti-Submarine Warfare Tracking Test—Maritime Patrol Aircraft
The test evaluates the sensors and systems used by maritime patrol aircraft to detect and track submarines and to ensure that aircraft systems used to deploy the tracking systems perform to specifications and meet operational requirements
ASW2, ASW5, E1, E3, MF5, MF6

85
133
76
101
279
175

GOMEX RC.
JAX RC.
Key West RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.

Acoustic
Kilo Dip
Functional check of a helicopter deployed dipping sonar system prior to conducting a testing or training event using the dipping sonar system
MF4

22
12
12
12
200

GOMEX RC.
JAX RC.
Key West RC.
Northeast RC.
VACAPES RC.

Acoustic, Explosive
Sonobuoy Lot Acceptance Test
Sonobuoys are deployed from surface vessels and aircraft to verify the integrity and performance of a production lot or group of sonobuoys in advance of delivery to the fleet for operational use
ASW2, ASW5, HF5, HF6, LF4, MF5, MF6, E1, E3, E4
1,120
Key West RC.

Mine Warfare

Acoustic
Airborne Dipping Sonar Minehunting Test
A mine-hunting dipping sonar system that is deployed from a helicopter and uses high-frequency sonar for the detection and classification of bottom and moored mines
HF4

144
66

NSWC Panama City.
VACAPES RC.

Explosive
Airborne Mine Neutralization System Test
A test of the airborne mine neutralization system evaluates the system's ability to detect and destroy mines from an airborne mine countermeasures capable helicopter. The airborne mine neutralization system uses up to four unmanned underwater vehicles equipped with high-frequency sonar, video cameras, and explosive and non-explosive neutralizers
E4

154
215

NSWC Panama City.
VACAPES RC.

Acoustic
Airborne Sonobuoy Minehunting Test
A mine-hunting system made up of a field of sonobuoys deployed by a helicopter. A field of sonobuoys, using high-frequency sonar, is used to detect and classify bottom and moored mines
HF6

364
168

NSWC Panama City.
VACAPES RC.

Surface Warfare

Explosive
Air-to-Surface Bombing Test
This event is similar to the training event bombing exercise air-to-surface. Fixed-wing aircraft test the delivery of bombs against surface maritime targets with the goal of evaluating the bomb, the bomb carry and delivery system, and any associated systems that may have been newly developed or enhanced
E9
140
VACAPES RC.

Explosive
Air-to-Surface Gunnery Test
This event is similar to the training event gunnery exercise air-to-surface. Fixed-wing and rotary-wing aircrews evaluate new or enhanced aircraft guns against surface maritime targets to test that the guns, gun ammunition, or associated systems meet required specifications or to train aircrews in the operation of a new or enhanced weapon system
E1

295
890

JAX RC.
VACAPES RC.

Explosive
Air-to-Surface Missile Test
This event is similar to the training event missile exercise air-to-surface. Test may involve both fixed-wing and rotary-wing aircraft launching missiles at surface maritime targets to evaluate the weapon system or as part of another system's integration test
E6, E9, E10

30
234
928

GOMEX RC.
JAX RC.
VACAPES RC.

Explosive
Rocket Test
Rocket tests evaluate the integration, accuracy, performance, and safe separation of guided and unguided 2.75-inch rockets fired from a hovering or forward-flying helicopter
E3

121
233

JAX RC.
VACAPES RC.

Other Testing Activities

Acoustic
Undersea Range System Test
Following installation of a Navy underwater warfare training and testing range, tests of the nodes (components of the range) will be conducted to include node surveys and testing of node transmission functionality
MF9, BB4
66
JAX RC.

1
The number of proposed testing activities that could occur annually and the duration of those activities are identical to those presented in Table 5 of the 2018 AFTT final rule.

2
Locations given are areas where activities typically occur. However, activities could be conducted in other locations within the Study Area.

Notes:
GOMEX: Gulf of Mexico; JAX: Jacksonville; NSWC: Naval Surface Warfare Center; RC: Range Complex; VACAPES: Virginia Capes.

Naval Sea Systems Command

The proposed Naval Sea Systems Command testing activities that could occur over the seven-year period within the AFTT Study Area are presented in Table 3.

Table 3—Proposed Naval Sea Systems Command Testing Activities Analyzed for Seven-Year Period in the AFTT Study Area.

Stressor category
Activity name
Activity description
Source bin

7-Year
number of

activities
1

Location
2

Anti-Submarine Warfare

Acoustic
Anti-Submarine Warfare Mission Package Testing

Ships and their supporting platforms (
e.g.,
helicopters, unmanned aerial systems) detect, localize, and attack submarines

ASW1, ASW2, ASW3, ASW5, MF1, MF4, MF5, MF12, TORP1

294
28
28
182

JAX RC.
Newport, RI.
NUWC Newport.
VACAPES RC.

Acoustic
At-Sea Sonar Testing
At-sea testing to ensure systems are fully functional in an open ocean environment
ASW3, ASW4, HF1, LF5, M3, MF1, MF1K, MF3, MF5, MF9, MF11, TORP2
14
JAX RC; Navy Cherry Point RC; Northeast RC; VACAPES RC.

7
JAX RC; Navy Cherry Point RC; VACAPES RC.

14
offshore Fort Pierce, FL; GOMEX RC; JAX RC; SFOMF; Northeast RC; VACAPES RC.

28
JAX RC.

14
Navy Cherry Point RC.

56
NUWC Newport.

84
VACAPES RC.

Acoustic
Pierside Sonar Testing
Pierside testing to ensure systems are fully functional in a controlled pierside environment prior to at-sea test activities
ASW3, HF1, HF3, HF8, M3, MF1, MF1K, MF3, MF9, MF10
7
NSB New London; NS Norfolk; Port Canaveral, FL

77
Bath, ME.

35
NSB New London.

28
NSB Kings Bay.

56
Newport, RI.

91
NS Norfolk.

14
Pascagoula, MS.

21
Port Canaveral, FL.

14
PNS.

Acoustic
Submarine Sonar Testing/Maintenance
Pierside testing of submarine systems occurs periodically following major maintenance periods and for routine maintenance
HF1, HF3, M3, MF3

112
168

Norfolk, VA.
PNS.

Acoustic
Surface Ship Sonar Testing/Maintenance
Pierside and at-sea testing of ship systems occur periodically following major maintenance periods and for routine maintenance
ASW3, MF1, MF1K, MF9, MF10

7
7
21
21

JAX RC.
NS Mayport.
NS Norfolk.
VACAPES RC.

Acoustic, Explosive
Torpedo (Explosive) Testing
Air, surface, or submarine crews employ explosive and non-explosive torpedoes against artificial targets
ASW3, HF1, HF5, HF6, MF1, MF3, MF4, MF5, MF6, TORP1, TORP2, E8, E11
28
GOMEX RC; offshore Fort Pierce, FL; Key West RC; Navy Cherry Point RC; Northeast RC; VACAPES RC.

14
GOMEX RC; JAX RC; Northeast RC; VACAPES RC.

Acoustic
Torpedo (Non-Explosive) Testing
Air, surface, or submarine crews employ non-explosive torpedoes against submarines or surface vessels. When performed on a testing range, these torpedoes may be launched from a range craft or fixed structures and may use artificial targets
ASW3, ASW4, HF1, HF6, MF1, MF3, MF4, MF5, MF6, TORP1, TORP2, TORP 3

49
77

GOMEX RC.
offshore Fort Pierce, FL.

12
JAX, RC.

49
Navy Cherry Point RC.

54
Northeast RC.

210
NUWC Newport.

77
VACAPES RC.

Acoustic
Countermeasure Testing
Countermeasure testing involves the testing of systems that will detect, localize, track, and attack incoming weapons including marine vessel targets. Testing includes surface ship torpedo defense systems and marine vessel stopping payloads
ASW3, HF5, TORP1, TORP2
35
GOMEX RC; JAX RC; NUWC Newport; VACAPES RC; Key West RC.

20
GOMEX RC; JAX RC; Northeast RC; VACAPES RC.

Mine Warfare

Acoustic, Explosive
Mine Countermeasure and Neutralization Testing
Air, surface, and subsurface vessels neutralize threat mines and mine-like objects
E4, E11

91
42

NSWC Panama City.
VACAPES RC.

Acoustic, Explosive
Mine Countermeasure Mission Package Testing
Vessels and associated aircraft conduct mine countermeasure operations
HF4, SAS2, E4

133
70
77
14
35

GOMEX RC.
JAX RC.
NSWC Panama City.
SFOMF.
VACAPES RC.

Acoustic
Mine Detection and Classification Testing
Air, surface, and subsurface vessels and systems detect, classify, and avoid mines and mine-like objects. Vessels also assess their potential susceptibility to mines and mine-like objects
HF1, HF4, HF8, MF1, MF1K, MF9

42
70

GOMEX RC.
Navy Cherry Point RC.

359
NSWC Panama City.

66
Riviera Beach, FL.

28
SFOMF.

21
VACAPES RC.

Surface Warfare

Explosive
Gun Testing—Large Caliber
Crews defend against targets with large-caliber guns
E3, E5
84

GOMEX RC.
JAX RC.
Key West RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.

7
GOMEX RC;

7
JAX RC;

7
Key West RC;

7
Navy Cherry Point RC;

7
Northeast RC;

231
NSWC Panama City.

35
VACAPES RC.

Explosive
Gun Testing—Medium-Caliber
Airborne and surface crews defend against targets with medium-caliber guns
E1
84
GOMEX RC; JAX RC; Key West RC; Navy Cherry Point RC; Northeast RC; VACAPES RC.

714
34

NSWC Panama City.
VACAPES RC.

Explosive
Missile and Rocket Testing
Missile and rocket testing includes various missiles or rockets fired from submarines and surface combatants. Testing of the launching system and ship defense is performed
E6, E10
91
GOMEX RC; JAX RC; Key West RC; Navy Cherry Point RC; Northeast RC; VACAPES RC.

7
GOMEX RC.

14
JAX RC.

35
Northeast RC.

154
VACAPES RC.

Unmanned Systems

Acoustic, Explosive
Unmanned Underwater Vehicle Testing
Testing involves the development or upgrade of unmanned underwater vehicles. This may include testing of mine detection capabilities, evaluating the basic functions of individual platforms, or complex events with multiple vehicles
ASW4, FLS2, HF1, HF4, HF5, HF6, HF7, LF5, MF9, MF10, SAS1, SA2, SAS3, VHF1, E8
112
GOMEX RC; JAX RC; NUWC Newport.

287
GOMEX RC.

175
JAX RC.

1,018
NSWC Panama City.

2,158
NUWC Newport.

63
Riviera Beach, FL.

294
SFOMF.

Vessel Evaluation

Explosive
Large Ship Shock Trial
Underwater detonations are used to test new ships or major upgrades
E17
1
GOMEX RC; JAX RC; VACAPES RC.

Explosive
Surface Warfare Testing
Tests capability of shipboard sensors to detect, track, and engage surface targets. Testing may include ships defending against surface targets using explosive and non-explosive rounds, gun system structural test firing and demonstration of the response to Call for Fire against land-based targets (simulated by sea-based locations)
E1, E5, E8

14
91
7
70
63

GOMEX RC.
JAX RC.
Key West RC.
Northeast RC.
VACAPES RC.

Acoustic
Undersea Warfare Testing
Ships demonstrate capability of countermeasure systems and underwater surveillance, weapons engagement, and communications systems. This tests ships' ability to detect, track, and engage underwater targets
ASW3, ASW4, HF4, HF8, MF1, MF1K, MF4, MF5, MF9, MF10, TORP1, TORP2
14
JAX RC; VACAPES RC.

6
JAX RC; Navy Cherry Point RC; SFOMF; VACAPES RC.

14
GOMEX RC.

42
JAX RC.

14
VACAPES RC.

Explosive
Small Ship Shock Trial
Underwater detonations are used to test new ships or major upgrades
E16
3
JAX RC; VACAPES RC.

Acoustic
Submarine Sea Trials—Weapons System Testing
Submarine weapons and sonar systems are tested at-sea to meet integrated combat system certification requirements
HF1, M3, MF3, MF9, MF10, TORP2
14
Offshore Fort Pierce, FL; GOMEX RC; JAX RC; SFOMF; Northeast RC; VACAPES RC.

28
JAX RC.

28
Northeast RC.

28
VACAPES RC.

Other Testing Activities

Acoustic
Insertion/Extraction
Testing of submersibles capable of inserting and extracting personnel and payloads into denied areas from strategic distances
MF3, MF9

28
1,848

Key West RC.
NSWC Panama City.

Acoustic
Acoustic Component Testing
Various surface vessels, moored equipment, and materials are tested to evaluate performance in the marine environment
FLS2, HF5, HF7, LF5, MF9, SAS2
231
SFOMF.

Acoustic
Semi-Stationary Equipment Testing

Semi-stationary equipment (
e.g.,
hydrophones) is deployed to determine functionality

AG, ASW3, ASW4, HF5, HF6, LF4, LF5, MF9, MF10, SD1, SD2

28
77
1,330

Newport, RI.
NSWC Panama City.
NUWC Newport.

Acoustic
Towed Equipment Testing
Surface vessels or unmanned surface vehicles deploy and tow equipment to determine functionality of towed systems
HF6, LF4, MF9
252
NUWC Newport.

Acoustic
Signature Analysis Operations
Surface ship and submarine testing of electromagnetic, acoustic, optical, and radar signature measurements
ASW2, HF1, LF4, LF5, LF6, M3, MF9, MF10

7
413

JAX RC.
SFOMF.

1
The number of proposed testing activities that could occur annually and the duration of those activities are identical to those presented in Table 6 of the 2018 AFTT final rule.

2
Locations given are areas where activities typically occur. However, activities could be conducted in other locations within the Study Area. Where multiple locations are provided within a single cell, the number of activities could occur in any of the locations, not in each of the locations.

Notes:
JEB LC-FS: Joint Expeditionary Base Little Creek-Fort Story; NS: Naval Station; NSB: Naval Submarine Base; NSWC: Naval Surface Warfare Center; NUWC: Naval Undersea Warfare Center; PNS: Portsmouth Naval Shipyard; SFOMF: South Florida Ocean Measurement Facility Testing Range.

Office of Naval Research

The proposed Office of Naval Research testing activities that could occur over the seven-year period within the AFTT Study Area are presented in Table 4.

Table 4—Proposed Office of Naval Research Testing Activities Analyzed for Seven-Year Period in the AFTT Study Area

Stressor category
Activity name
Activity description
Source bin

7-Year
number of

activities
1

Location

Acoustic and Oceanographic Science and Technology

Acoustic, Explosive
Acoustic and Oceanographic Research
Research using active transmissions from sources deployed from ships and unmanned underwater vehicles. Research sources can be used as proxies for current and future Navy systems
AG, ASW2, BB4, BB5, BB6, BB7, LF3, LF4, LF5, MF8, MF9, MF14, E1

30
60
16
14

GOMEX RC.
Northeast RC.
VACAPES RC.
Other AFTT Areas.

Acoustic
Emerging Mine Countermeasure Technology Research
Test involves the use of broadband acoustic sources on unmanned underwater vehicles
BB1, BB2, SAS4

7
14
7

JAX RC.
Northeast RC.
VACAPES RC.

1
The number of proposed testing activities that could occur annually and the duration of those activities are identical to those presented in Table 7 of the 2018 AFTT final rule.

Notes:
GOMEX: Gulf of Mexico; JAX: Jacksonville, Florida; RC: Range Complex; VACAPES: Virginia Capes.

Summary of Acoustic and Explosive Sources Analyzed for Training and Testing

Tables 5 through 8 show the acoustic source classes and numbers, explosive source bins and numbers, airgun sources, and pile driving and removal activities associated with the Navy's proposed training and testing activities over a seven-year period in the AFTT Study Area that were analyzed in the 2019 Navy application and for this proposed rule. The annual numbers for acoustic source classes, explosive source bins, and airgun sources, as well as the annual pile driving and removal activities associated with Navy training and testing activities in the AFTT Study Area are identical to those presented in Tables 8 through 11 of the 2018 AFTT final rule, and are not repeated here. Consistent with the periodicity in the 2018 AFTT final rule, the Navy proposes the addition of two pile driving/extraction activities for each of the two additional years.

Table 5 describes the acoustic source classes (
i.e.,
low-frequency (LF), mid-frequency (MF), and high-frequency (HF)) that could occur over seven years under the proposed training and testing activities. Acoustic source bin use in the proposed activities would vary annually. The seven-year totals for the proposed training and testing activities take into account that annual variability.

Table 5—Acoustic Source Classes Analyzed and Number Used for Seven-Year Period for Training and Testing Activities in the AFTT Study Area

Source class category
Bin
Description

Unit
1

7-Year total
2

Training
Testing

Low-Frequency (LF):
Sources that produce signals less than 1 kHz

LF3
LF4

LF sources greater than 200 dB
LF sources equal to 180 dB and up to 200 dB

H
H
C

0
0
0

9,156
6,797
140

LF5
LF sources less than 180 dB
H
60
12,264

LF6
LF sources greater than 200 dB with long pulse lengths
H
1,104
280

Mid-Frequency (MF):
Tactical and non-tactical sources that produce signals between 1-10 kHz

MF1

Hull-mounted surface ship sonars (
e.g.,
AN/SQS-53C and AN/SQS-61)

H
36,833
23,358

MF1K
Kingfisher mode associated with MF1 sonars
H
819
1,064

MF3

Hull-mounted submarine sonars (
e.g.,
AN/BQQ-10)

H
14,604
8,799

MF4

Helicopter-deployed dipping sonars (
e.g.,
AN/AQS-22 and AN/AQS-13)

H
4,196
3,797

MF5

Active acoustic sonobuoys (
e.g.,
DICASS)

C
47,340
38,663

MF6

Active underwater sound signal devices (
e.g.,
MK84)

C
0
8,986

MF8
Active sources (greater than 200 dB) not otherwise binned
H
0
2,436

High-Frequency (HF):
Tactical and non-tactical sources that produce signals between 10-100 kHz

MF9
Active sources (equal to 180 dB and up to 200 dB) not otherwise binned
H
0
52,128

MF10
Active sources (greater than 160 dB, but less than 180 dB) not otherwise binned
H
6,088
39,830

MF11
Hull-mounted surface ship sonars with an active duty cycle greater than 80%
H
6,495
9,968

MF12
Towed array surface ship sonars with an active duty cycle greater than 80%
H
2,658
9,716

MF14
Oceanographic MF sonar
H
0
10,080

HF1

Hull-mounted submarine sonars (
e.g.,
AN/BQQ-10)

H
13,504
2,772

HF3
Other hull-mounted submarine sonars (classified)
H
34,275
215

HF4

Mine detection, classification, and neutralization sonar (
e.g.,
AN/SQS-20)

H
41,717
179,516

HF5
Active sources (greater than 200 dB) not otherwise binned

H
C

0
0

13,624
280

HF6
Active sources (equal to 180 dB and up to 200 dB) not otherwise binned
H
0
15,254

HF7
Active sources (greater than 160 dB, but less than 180 dB) not otherwise binned
H
0
8,568

HF8

Hull-mounted surface ship sonars (
e.g.,
AN/SQS-61)

H
140
14,587

Very High-Frequency Sonars (VHF):
Non-tactical sources that produce signals between 100-200 kHz

VHF1
VHF sources greater than 200 dB
H
0
84

Anti-Submarine Warfare (ASW):
Tactical sources (
e.g.,
active sonobuoys and acoustic counter-measures systems) used during ASW training and testing activities

ASW1
ASW2

MF systems operating above 200 dB

MF Multistatic Active Coherent sonobuoy (
e.g.,
AN/SSQ-125)

H
C

4,251
10,572

5,740
35,842

ASW3

MF towed active acoustic countermeasure systems (
e.g.,
AN/SLQ-25)

H
34,275
21,737

ASW4

MF expendable active acoustic device countermeasures (
e.g.,
MK 3)

C
2,994
24,043

ASW5
MF sonobuoys with high duty cycles
H
4,244
4,316

Torpedoes (TORP):
Source classes associated with the active acoustic signals produced by torpedoes

TORP1

Lightweight torpedo (
e.g.,
MK 46, MK 54, or Anti-Torpedo Torpedo)

C
399
6,122

TORP2

Heavyweight torpedo (
e.g.,
MK 48)

C
560
2,600

TORP3

Heavyweight torpedo (
e.g.,
MK 48)

C
0
640

Forward Looking Sonar (FLS):
Forward or upward looking object avoidance sonars used for ship navigation and safety

FLS2
HF sources with short pulse lengths, narrow beam widths, and focused beam patterns
H
0
8,568

Acoustic Modems (M):
Systems used to transmit data through the water

M3
MF acoustic modems (greater than 190 dB)
H
0
4,436

Swimmer Detection Sonars (SD):
Systems used to detect divers and sub- merged swimmers

SD1-SD2
HF and VHF sources with short pulse lengths, used for the detection of swimmers and other objects for the purpose of port security
H
0
1,232

Synthetic Aperture Sonars (SAS):
Sonars in which active acoustic signals are post-processed to form high-resolution images of the seafloor

SAS1
SAS2
SAS3
SAS4

MF SAS systems
HF SAS systems
VHF SAS systems
MF to HF broadband mine coiuntermeasure sonar

H
H
H
H

0
33,600
0
0

6,720
24,584
6,720
6,720

Broadband Sound Sources (BB):
Sonar systems with large frequency spectra, used for various purposes

BB1
BB2
BB4
BB5
BB6
BB7

MF to HF mine countermeasure sonar
HF to VHF mine countermeasure sonar
LF to MF oceanographic source
LF to MF oceanographic source
HF oceanographic source
LF oceanographic source

H
H
H
H
H
C

0
0
0
0
0
0

6,720
6,720
10,884
4,704
4,704
840

1
H = hours; C = count (
e.g.,
number of individual pings or individual sonobuoys).

2
The annual numbers for acoustic source classes associated with Navy training and testing activities in the AFTT Study Area are identical to those presented in Table 8 in the 2018 AFTT final rule.

Note:
dB = decibel.

Table 6 describes the number of air gun shots that could occur over seven years under the proposed training and testing activities.

Table 6—Training and Testing Air Gun Sources Quantitatively Analyzed in the AFTT Study Area

Source class category
Bin

Unit
1

7-Year total
2

Training
Testing

Air Guns (AG):
Small underwater air guns

AG
C
0
4,228

1
C = count. One count (C) of AG is equivalent to 100 air gun firings.

2
The annual numbers for airgun sources associated with Navy training and testing activities in the AFTT Study Area are identical to those presented in Table 9 in the 2018 AFTT final rule.

Table 7 summarizes the impact pile driving and vibratory pile removal activities that would occur during a 24-hour period. Annually, for impact pile driving, the Navy would drive 119 piles, two times a year for a total of 238 piles. Over the seven-year period of the rule, the Navy would drive a total of 1,666 piles by impact pile driving. Annually, for vibratory pile removal, the Navy would remove 119 piles, two times a year for a total of 238 piles. Over the seven-year period of the rule, the Navy would remove a total of 1,666 piles by vibratory pile removal.

Table 7—Summary of Pile Driving and Removal Activities per 24-Hour Period in the AFTT Study Area

Method

Piles per
24-hour
period

Time per pile
(minutes)

Total
estimated
time of
noise per
24-hour period
(minutes)

Pile Driving (Impact)
6
15
90

Pile Removal (Vibratory)
12
6
72

Table 8 describes the number of in-water explosives that could be used in any year under the proposed training and testing activities. Under the proposed activities bin use would vary annually, and the seven-year totals for the proposed training and testing activities take into account that annual variability.

Table 8—Explosive Source Bins Analyzed and Number Used for Seven-Year Period for Training and Testing Activities Within the AFTT Study Area

Bin

Net explosive weight
1
(lb.)

Example explosive source

7-Year total
2

Training
Testing

E1
0.1-0.25
Medium-caliber projectile
53,900
160,880

E2
>0.25-0.5
Medium-caliber projectile
1,486
0

E3
>0.5-2.5
Large-caliber projectile
32,144
20,162

E4
>2.5-5
Mine neutralization charge
913
5,330

E5
>5-10
5-inch projectile
10,052
9,275

E6
>10-20
Hellfire missile
4,214
276

E7
>20-60
Demo block/shaped charge
28
0

E8
>60-100
Light-weight torpedo
154
231

E9
>100-250
500 lb. bomb
462
28

E10
>250-500
Harpoon missile
630
566

E11
>500-650
650 lb. mine
7
70

E12
>650-1,000
2,000 lb. bomb
126
0

E16
2

>7,250-14,500
Littoral Combat Ship full ship shock trial
0
12

E17
2

>14,500-58,000
Aircraft carrier full ship shock trial
0
4

1
Net Explosive Weight refers to the equivalent amount of Trinitrotoluene (TNT) the actual weight of a munition may be larger due to other components.

2
The annual numbers for explosive source bins associated with Navy training and testing activities in the AFTT Study Area are identical to those presented in Table 11 in the 2018 AFTT final rule.

Note:
Shock trials consist of four explosions each. In any given year there could be 0-3 small ship shock trials (E16) and 0-1 large ship shock trials (E17). Over a 7-year period, there could be three small ship shock trials (E16) and one large ship shock trial (E17) which is the same amount of ship shock trial events that could occur over the original five-year period. Therefore, there is no increase in ship shock trial events under the proposed rule.

Vessel Movement

Vessel movements associated with the proposed activities include both surface and sub-surface operations. Vessels used as part of the proposed activities include ships, submarines, unmanned vessels, and boats ranging in size from small, 22 feet (ft.) (7 meters (m)) rigid hull inflatable boats to aircraft carriers with lengths up to 1,092 ft. (333 m). Large Navy ships greater than 60 ft (18 m) generally operate at speeds in the range of 10 to 15 kn for fuel conservation. Submarines generally operate at speeds in the range of 8 to 13 kn in transits and less than those speeds for certain tactical maneuvers. Small craft, less than 60 ft (18 m) in length, have much more variable speeds (dependent on the mission). For small craft types, sizes and speeds vary during training and testing. Speeds generally range from 10 to 14 kn. While these speeds for large and small crafts are representative of most events, some vessels need to temporarily operate outside of these parameters. A full description of Navy vessels that are used during training and testing activities can be found in the 2017 Navy application and Chapter 2 of the 2018 AFTT FEIS/OEIS.

The Navy proposes no changes to the manner in which Navy vessels would be used during training and testing activities, the speeds at which they operate, the number of vessels that would be used during various activities, or the locations in which Navy vessel movement would be concentrated within the AFTT Study Area from those analyzed in the 2018 AFTT final rule. The only change related to the Navy's request regarding Navy vessel movement is the vessel use associated with the additional two years of Navy activities.

Standard Operating Procedures

For training and testing to be effective, personnel must be able to safely use their sensors and weapon systems as they are intended to be used in a real-world situation and to their optimum capabilities. While standard operating procedures are designed for the safety of personnel and equipment and to ensure the success of training and testing activities, their implementation often yields additional benefits on environmental, socioeconomic, public health and safety, and cultural resources. Because standard operating procedures are essential to safety and mission success, the Navy considers them to be part of the proposed activities and has included them in the environmental analysis. Details on standard operating procedures were provided in the 2018 AFTT proposed rule; please see the 2018 AFTT proposed rule, the 2017 Navy application, and Chapter 2 of the 2018 AFTT FEIS/OEIS for more information. The Navy proposes no changes to the Standard Operating Procedures from those included in the 2018 AFTT final rule.

Description of Marine Mammals and Their Habitat in the Area of the Specified Activities

Marine mammal species and their associated stocks that have the potential to occur in the AFTT Study Area are presented in Table 9 along with the best/minimum abundance estimate and associated coefficient of variation value. Some marine mammal species, such as manatees, are not managed by NMFS, but by the U.S. Fish and Wildlife Service and therefore not discussed below. Consistent with the 2018 AFTT final rule, the Navy still anticipates the take of individuals of 39 marine mammal species by Level A harassment and B harassment incidental to training and testing activities from the use of sonar and other transducers, in-water detonations, air guns, and impact pile driving/vibratory extraction activities. The Navy requested authorization for nine serious injuries or mortalities combined from four marine mammal stocks during ship shock trials, and four takes of large whales by serious injury or mortality from vessel strikes over the seven-year period.

We presented a detailed discussion of marine mammals and their occurrence in the AFTT Study Area, inclusive of important marine mammal habitat (
e.g.,
critical habitat), biologically important areas (BIAs), national marine sanctuaries (NMSs), and unusual mortality events (UMEs) in the 2018 AFTT proposed rule and 2018 AFTT final rule; please see these rules and the 2017 and 2019 Navy applications for

additional information. There have been no changes to important marine mammal habitat, BIAs, NMSs, or Endangered Species Act (ESA) designated critical habitat since the issuance of the 2018 AFTT final rule; therefore the information that supports our determinations here can be found in the 2018 AFTT proposed and final rules. NMFS has reviewed the most recent Stock Assessment Reports (SARs), which have not been revised since the publication of the 2018 AFTT final rule); information on relevant UMEs; and other scientific literature, and determined that none of these nor any other new information changes our determination of which species or stocks have the potential to be affected by the Navy's activities or the pertinent information in the
Description of the Marine Mammals in the Area of Specified Activities
section in the 2018 AFTT proposed and final rules. Therefore the information presented in those sections of the 2018 proposed and final rules remains current and valid.

As described in the 2018 AFTT final rule, the species carried forward for analysis are those likely to be found in the AFTT Study Area based on the most recent data available, and do not include stocks or species that may have once inhabited or transited the area but have not been sighted in recent years and therefore are extremely unlikely to occur in the AFTT Study Area (
e.g.,
species which were extirpated because of factors such as nineteenth and twentieth century commercial exploitation).

The species not carried forward for analysis (addressed in more detail in the
Description of Marine Mammals and Their Habitat in the Area of the Specified Activities
section of the 2018 AFTT rule) include the bowhead whale, beluga whale, and narwhal as these would be considered extralimital and are not part of the AFTT seasonal species assemblage. Additionally, for multiple bottlenose dolphin stocks, there was no potential for overlap with any stressors from Navy activities; therefore, there would be no adverse effects (or takes), and those stocks were not considered further. Specifically, with the exception of the Mississippi Sound, Lake Borgne, Bay Boudreau stock of bottlenose dolphins (which is addressed in the
Analysis and Negligible Impact Determination
section of the 2018 AFTT final rule), there is no potential for overlap of any Navy stressor with any other Northern Gulf of Mexico Bay, Sound, and Estuary stocks. Also, the following bottlenose dolphin stocks for the Atlantic do not have any potential for overlap with Navy activity stressors (or take), and therefore are not considered further: Northern South Carolina Estuarine System, Charleston Estuarine System, Northern Georgia/Southern South Carolina Estuarine System, Central Georgia Estuarine System, Southern Georgia Estuarine System, Biscayne Bay, and Florida Bay stocks. For the same reason, bottlenose dolphins off the coasts of Puerto Rico and the U.S. Virgin Islands were also not considered further.

Table 9—Marine Mammals Present in the AFTT Study Area

Common name

Scientific name
1

Stock
2

ESA/MMPA status
3

Stock abundance
4

best/minimum population

Occurrence in AFTT Study Area
5

Open ocean
Large marine ecosystems
Inland waters

Order Cetacea—Suborder Mysticeti (baleen whales)

Family Balaenidae (right whales):

Bowhead whale

Balaena mysticetus

Eastern Canada-West Greenland
Endangered, strategic, depleted

7,660 (4,500-11,100)
6

Labrador Current
Newfoundland-Labrador Shelf, West Greenland Shelf, Northeast U.S. Continental Shelf
NA.

North Atlantic right whale

Eubalaena glacialis

Western
Endangered, strategic, depleted
451 (0)/445
Gulf Stream, Labrador Current, North Atlantic Gyre
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf, Gulf of Mexico (extralimital)
NA.

Family Balaenop- teridae (rorquals):

Blue whale

Balaenoptera musculus

Western North Atlantic (Gulf of St. Lawrence)
Endangered, strategic, depleted

Unknown/440
11

Gulf Stream, North Atlantic Gyre, Labrador Current
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf, Southeast U.S. Continental Shelf, Caribbean Sea, and Gulf of Mexico (strandings only)
NA.

Bryde's whale

Balaenoptera brydei/edeni

Northern Gulf of Mexico
Endangered, strategic
33 (1.07)/16
Gulf Stream, North Atlantic Gyre
Gulf of Mexico
NA.

Fin whale

Balaenoptera physalus

Western North Atlantic
Endangered, strategic, depleted
1,618 (0. 33)/1,234
Gulf Stream, North Atlantic Gyre, Labrador Current
Caribbean Sea, Gulf of Mexico, Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

West Greenland
Endangered, strategic, depleted

4,468 (1,343-14,871)
9

Labrador Current
West Greenland Shelf
NA.

Gulf of St. Lawrence
Endangered, strategic, depleted

328 (306-350)
10

Newfoundland-Labrador Shelf, Scotian Shelf
NA.

Humpback whale

Megaptera novaeangliae

Gulf of Maine
NA
896 (0)/896
Gulf Stream, North Atlantic Gyre, Labrador Current
Gulf of Mexico, Caribbean Sea, Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Minke whale

Balaenoptera acutorostrata

Canadian Eastern Coastal
NA
2,591 (0.81)/1,425
Gulf Stream, North Atlantic Gyre, Labrador Current
Caribbean Sea, Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

West Greenland
7

NA

16,609 (7,172-38,461)/NA
7

Labrador Current
West Greenland Shelf
NA.

Sei whale

Balaenoptera borealis

Nova Scotia
Endangered, strategic, depleted
357 (0.52)/236
Gulf Stream, North Atlantic Gyre
Gulf of Mexico, Caribbean Sea, Southeast Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Labrador Sea
Endangered, strategic, depleted

Unknown
8

Labrador Current
Newfoundland-Labrador Shelf, West Greenland Shelf
NA.

Suborder Odontoceti (toothed whales)

Family Physeteridae (sperm whale):

Sperm whale

Physeter macrocephalus

North Atlantic
Endangered, strategic, depleted
2,288 (0.28)/1,815
Gulf Stream, North Atlantic Gyre, Labrador Current
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf, Caribbean Sea
NA.

Northern Gulf of Mexico
Endangered, strategic, depleted
763 (0.38)/560
NA
Gulf of Mexico
NA.

Puerto Rico and U.S. Virgin Islands
Endangered, strategic, depleted
Unknown
North Atlantic Gyre
Caribbean Sea
NA.

Family Kogiidae (sperm whales)

Pygmy and dwarf sperm whales

Kogia breviceps
and
Kogia sima

Western North Atlantic
NA

3,785 (0.47)/2,598
12

Gulf Stream, North Atlantic Gyre
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf, Caribbean Sea
NA.

Northern Gulf of Mexico
NA

186 (1.04)/90
12

NA
Gulf of Mexico, Caribbean Sea
NA.

Family Monodontidae (beluga whale and narwhal)

Beluga whale

Delphinapterus leucas

Eastern High Arctic/Baffin Bay
13

NA

21,213 (10,985-32,619)
13

Labrador Current
West Greenland Shelf
NA.

West Greenland
14

NA

10,595 (4.904-24,650)
14

NA
West Greenland Shelf
NA.

Narwhal

Monodon monoceros

NA
15

NA

NA
15

NA
Newfoundland-Labrador Shelf, West Greenland Shelf
NA.

Family Ziphiidae (beaked whales)

Blainville's beaked whale

Mesoplodon densirostris

Western North Atlantic
16

NA

7,092 (0.54)/4,632
17

Gulf Stream, North Atlantic Gyre, Labrador Current
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Northern Gulf of Mexico
NA

149 (0.91)/77
18

NA
Gulf of Mexico, Caribbean Sea
NA.

Cuvier's beaked whale

Ziphius cavirostris

Western North Atlantic
16

NA
6,532 (0.32)/5,021
Gulf Stream, North Atlantic Gyre
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Northern Gulf of Mexico
16

NA
74 (1.04)/36
NA
Gulf of Mexico, Caribbean Sea
NA.

Puerto Rico and U.S. Virgin Islands
Strategic
Unknown
NA
Caribbean Sea
NA.

Gervais' beaked whale

Mesoplodon europaeus

Western North Atlantic
16

NA

7,092 (0.54)/4,632
17

Gulf Stream, North Atlantic Gyre
Southeast U.S. Continental Shelf, Northeast United States Continental Shelf
NA.

Northern Gulf of Mexico
16

NA

149 (0.91)/77
18

Gulf Stream, North Atlantic Gyre
Gulf of Mexico, Caribbean Sea
NA.

Northern bottlenose whale

Hyperoodon ampullatus

Western North Atlantic
NA
Unknown
Gulf Stream, North Atlantic Gyre, Labrador Current
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Sowerby's beaked whale

Mesoplodon bidens

Western North Atlantic
16

NA

7,092 (0.54)/4,632
17

Gulf Stream, North Atlantic Gyre
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

True's beaked whale

Mesoplodon mirus

Western North Atlantic
16

NA

7,092 (0.54)/4,632
17

Gulf Stream, North Atlantic Gyre
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Family Delphinidae (dolphins)

Atlantic spotted dolphin

Stenella frontalis

Western North Atlantic
16

NA
44,715 (0.43)/31,610
Gulf Stream
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf
NA.

Northern Gulf of Mexico
NA
Unknown
NA
Gulf of Mexico, Caribbean Sea
NA.

Puerto Rico and U.S. Virgin Islands
Strategic
Unknown
NA
Caribbean Sea
NA.

Atlantic white-sided dolphin

Lagenorhynchus acutus

Western North Atlantic
NA
48,819 (0.61)/30,403
Gulf Steam, Labrador Current
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Clymene dolphin

Stenella clymene

Western North Atlantic
16

NA
Unknown
Gulf Stream
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf
NA.

Northern Gulf of Mexico
16

NA
129 (1.0)/64
NA
Gulf of Mexico, Caribbean Sea
NA.

Common bottlenose dolphin Common bottlenose dolphin

Tursiops truncatus

Western North Atlantic Offshore
19

Strategic, depleted
77,532 (0.40)/56,053
Gulf Stream, North Atlantic Gyre
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf
NA.

Western North Atlantic Northern Migratory Coastal
20

NA
6,639 (0.41)/4,759
NA
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf
Long Island Sound, Sandy Hook Bay, Lower Chesapeake Bay, James River, Elizabeth River.

Western North Atlantic Southern Migratory Coastal
20

Strategic, depleted
3,751 (0.06)/2,353
NA
Southeast U.S. Continental Shelf
Lower Chesapeake Bay, James River, Elizabeth River, Beaufort Inlet, Cape Fear River, Kings Bay, St. Johns River.

Western North Atlantic South Carolina/Georgia Coastal
20

Strategic, depleted
6,027 (0.34)/4,569
NA
Southeast U.S. Continental Shelf
Kings Bay, St. Johns River.

Northern North Carolina Estuarine System
20

Strategic
823 (0.06)/782
NA
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf
Beaufort Inlet, Cape Fear River.

Southern North Carolina Estuarine System
20

Strategic
Unknown
NA
Southeast U.S. Continental Shelf
Beaufort Inlet, Cape Fear River.

Northern South Carolina Estuarine System
20

Strategic
Unknown
NA
Southeast U.S. Continental Shelf
NA.

Charleston Estuarine System
20

Strategic
Unknown
NA
Southeast U.S. Continental Shelf
NA.

Northern Georgia/Southern South Carolina Estuarine System
20

Strategic
Unknown
NA
Southeast U.S. Continental Shelf
NA.

Central Georgia Estuarine System
20

Strategic
192 (0.04)/185
NA
Southeast U.S. Continental Shelf
NA.

Southern Georgia Estuarine System
20

Strategic
194 (0.05)/185
NA
Southeast U.S. Continental Shelf
Kings Bay, St. Johns River.

Western North Atlantic Northern Florida Coastal
20

Strategic, depleted
877 (0.49)/595
NA
Southeast U.S. Continental Shelf
Kings Bay, St. Johns River.

Jacksonville Estuarine System
20

Strategic
Unknown
NA
Southeast U.S. Continental Shelf
Kings Bay, St. Johns River.

Western North Atlantic Central Florida Coastal
20

Strategic, depleted
1,218 (0.35)/913
NA
Southeast U.S. Continental Shelf
Port Canaveral.

Indian River Lagoon Estuarine System
20

Strategic
Unknown
NA
Southeast U.S. Continental Shelf
Port Canaveral.

Biscayne Bay
16

Strategic
Unknown
NA
Southeast U.S. Continental Shelf
NA.

Florida Bay
16

NA
Unknown
NA
Gulf of Mexico
NA.

Northern Gulf of Mexico Continental Shelf
20

Na
51,192 (0.10)/46,926
NA
Gulf of Mexico
NA.

Gulf of Mexico Eastern Coastal
20

NA
12,388 (0.13)/11,110
NA
Gulf of Mexico
NA.

Gulf of Mexico Northern Coastal
20

NA
7,185 (0.21)/6,044
NA
Gulf of Mexico
St. Andrew Bay, Pascagoula River.

Gulf of Mexico Western Coastal
20

NA
20,161 (0.17)/17,491
NA
Gulf of Mexico
Corpus Christi Bay, Galveston Bay.

Northern Gulf of Mexico Oceanic
20

NA
5,806 (0.39)/4,230
NA
Gulf of Mexico
NA.

Laguna Madre
20

Strategic
80 (1.57)/Unknown
NA
Gulf of Mexico
NA.

Nueces Bay/Corpus Christi Bay
20

Strategic
58 (0.61)/Unknown
NA
Gulf of Mexico
NA.

Copano Bay/Aransas Bay/San Antonio Bay/Redfish Bay/Espiritu Santo Bay
20

Strategic
55 (0.82)/Unknown
NA
Gulf of Mexico
NA.

Matagorda Bay/Tres Palacios Bay/Lavaca Bay
20

Strategic
61 (0.45)/Unknown
NA
Gulf of Mexico
NA.

West Bay
20

NA
48 (0.03)/46
NA
Gulf of Mexico
NA.

Galveston Bay/East Bay/Trinity Bay
20

Strategic
152 (0.43)/Unknown
NA
Gulf of Mexico
NA.

Sabine Lake
20

Strategic
0
NA
Gulf of Mexico
NA.

Calcasieu Lake
20

Strategic
0
NA
Gulf of Mexico
NA.

Vermilion Bay/West Cote Blanche Bay/Atchafalaya Bay
20

Strategic
0
NA
Gulf of Mexico
NA.

Terrebonne Bay/Timbalier Bay
20

NA
3,870 (0.15)/3,426
NA
Gulf of Mexico
NA.

Barataria Bay Estuarine System
20

Strategic
2,306 (0.09)/2,138
NA
Gulf of Mexico
NA.

Mississippi River Delta
20

Strategic
332 (0.93)/170
NA
Gulf of Mexico
NA.

Mississippi Sound, Lake Borgne, Bay Boudreau
20

Strategic
3,046 (0.06)/2,896
NA
Gulf of Mexico
NA.

Mobile Bay/Bonsecour Bay
20

Strategic
122 (0.34)/Unknown
NA
Gulf of Mexico
NA.

Perdido Bay
20

Strategic
0
NA
Gulf of Mexico
NA.

Pensacola Bay/East Bay
20

Strategic
33 (0.80)/Unknown
NA
Gulf of Mexico
NA.

Choctawhatchee Bay
20

Strategic
179 (0.04)/Unknown
NA
Gulf of Mexico
NA.

St. Andrew Bay
20

Strategic
124 (0.57)/Unknown
NA
Gulf of Mexico
NA.

St. Joseph Bay
20

Strategic
152 (0.08)/Unknown
NA
Gulf of Mexico
NA.

St. Vincent Sound/Apalachicola Bay/St. George Sound
20

Strategic
439 (0.14)/Unknown
NA
Gulf of Mexico
NA.

Apalachee Bay
20

Strategic
491 (0.39)/Unknown
NA
Gulf of Mexico
NA.

Waccasassa Bay/Withlacoochee Bay/Crystal Bay
20

Strategic
Unknown
NA
Gulf of Mexico
NA.

St. Joseph Sound/Clearwater Harbor
20

Strategic
Unknown
NA
Gulf of Mexico
NA.

Tampa Bay
20

Strategic
Unknown
NA
Gulf of Mexico
NA.

Sarasota Bay/Little Sarasota Bay
20

Strategic
158 (0.27)/126
NA
Gulf of Mexico
NA.

Pine Island Sound/Charlotte Harbor/Gasparilla Sound/Lemon Bay
20

Strategic
826 (0.09)/Unknown
NA
Gulf of Mexico
NA.

Caloosahatchee River
20

Strategic
0
NA
Gulf of Mexico
NA.

Estero Bay
20

Strategic
Unknown
NA
Gulf of Mexico
NA.

Chokoloskee Bay/Ten Thousand Islands/Gullivan Bay
20

Strategic
Unknown
NA
Gulf of Mexico
NA.

Whitewater Bay
20

Strategic
Unknown
NA
Gulf of Mexico
NA.

Florida Keys (Bahia Honda to Key West)
20

Strategic
Unknown
NA
Gulf of Mexico
NA.

Puerto Rico and U.S. Virgin Islands
Strategic
Unknown
NA
Caribbean Sea
NA.

False killer whale

Pseudorca crassidens

Western North Atlantic
22

Strategic
442 (1.06)/212
NA
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf
NA.

Northern Gulf of Mexico
16

NA
Unknown
NA
Gulf of Mexico, Caribbean Sea
NA.

Fraser's dolphin

Lagenodelphis hosei

Western North Atlantic
23

NA
Unknown
Gulf Stream
Northeast U.S. Continental Shelf, Southeast U.S. Continental Shelf
NA.

Northern Gulf of Mexico
16

NA
Unknown
NA
Gulf of Mexico, Caribbean Sea
NA.

Killer Whale

Orcinus orca

Western North Atlantic
22

NA
Unknown
Gulf Stream, North Atlantic Gyre, Labrador Current
Southeast U.S. Continental Shelf, Northeast United States Continental Shelf, Scotian Shelf, Newfoundland—Labrador Shelf
NA.

Northern Gulf of Mexico
16

NA
28 (1.02)/14
NA
Gulf of Mexico, Caribbean Sea
NA.

Long-finned pilot whale

Globicephala melas

Western North Atlantic
NA
5,636 (0.63)/3,464
Gulf Stream
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Melon-headed Whale

Peponocephala electra

Western North Atlantic
23

NA
Unknown
Gulf Stream, North Atlantic Gyre
Southeast U.S. Continental Shelf
NA.

Northern Gulf of Mexico
16

NA
2,235 (0.75)/1,274
NA
Gulf of Mexico, Caribbean Sea
NA.

Pantropical spotted-dolphin

Stenella attenuate

Western North Atlantic
16

NA
3,333 (0.91)/1,733
Gulf Stream
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf
NA.

Northern Gulf of Mexico
22

NA
50,880 (0.27)/40,699
NA
Gulf of Mexico, Caribbean Sea
NA.

Pygmy Killer Whales

Feresa attenuata

Western North Atlantic
16

NA
Unknown
Gulf Stream, North Atlantic Gyre
Southeast U.S. Continental Shelf
NA.

Northern Gulf of Mexico
16

NA
152 (1.02)/75
NA
Gulf of Mexico, Caribbean Sea
NA.

Risso's dolphin

Grampus griseus

Western North Atlantic
NA
18,250 (0.46)/12,619
Gulf Stream, North Atlantic Gyre
Southeast U.S. Continental Shelf, Northeast United States Continental Shelf, Scotian Shelf, Newfoundland—Labrador Shelf
NA.

Northern Gulf of Mexico
NA
2,442 (0.57)/1,563
NA
Gulf of Mexico, Caribbean Sea
NA.

Rough-toothed dolphin

Steno bredanensis

Western North Atlantic
16

NA
136 (1.00)/67
Gulf Stream, North Atlantic Gyre
Caribbean Sea Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf
NA.

Northern Gulf of Mexico
NA
624 (0.99)/311
NA
Gulf of Mexico, Caribbean Sea
NA.

Short-finned pilot whale

Globicephala macrorhynchus

Western North Atlantic
NA
28,924 (0.24)/23,637
NA
Northeast Continental Shelf, Southeast U.S. Continental Shelf
NA.

Northern Gulf of Mexico
22

NA
2,415 (0.66)/1,456
NA
Gulf of Mexico, Caribbean Sea
NA.

Puerto Rico and U.S. Virgin Islands
Strategic
Unknown
NA
Caribbean Sea
NA.

Spinner dolphin

Stenella longirostris

Western North Atlantic
16

NA
Unknown
Gulf Stream, North Atlantic Gyre
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf
NA.

Northern Gulf of Mexico
16

NA
11,441 (0.83)/6,221
NA
Gulf of Mexico, Caribbean Sea
NA.

Puerto Rico and U.S. Virgin Islands
Strategic
Unknown
NA
Caribbean Sea
NA.

Striped dolphin

Stenella coeruleoalba

Western North Atlantic
16

NA
54,807 (0.30)/42,804
Gulf Stream
Northeast U.S. Continental Shelf, Scotian Shelf
NA.

Northern Gulf of Mexico
16

NA
1,849 (0.77)/1,041
NA
Gulf of Mexico, Caribbean Sea
NA.

Short-beaked common dolphin

Delphinus delphis

Western North Atlantic
NA
70,184 (0.28)/55,690
Gulf Stream
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

White-beaked dolphin

Lagenorhynchus albirostris

Western North Atlantic
23

NA
2,003 (0.94)/1,023
Labrador Current
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Family Phocoenidae (porpoises):

Harbor porpoise

Phocoena phocoena

Gulf of Maine/Bay of Fundy
NA
79,883 (0.32)/61,415
NA
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
Narragansett Bay, Rhode Island Sound, Block Island Sound, Buzzards Bay, Vineyard Sound, Long Island Sound, Piscataqua River, Thames River, Kennebec River.

Gulf of St. Lawrence
24

NA

Unknown
24

Labrador Current
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Newfoundland
25

NA

Unknown
25

Labrador Current
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Greenland
26

NA

Unknown
26

Labrador Current
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf, West Greenland Shelf
NA.

Order Carnivora—Suborder Pinnipedia

Family Phocidae (true seals):

Gray seal

Halichoerus grypus

Western North Atlantic
NA
27,131 (0.19)/23,158
NA
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
Narragansett Bay, Rhode Island Sound, Block Island Sound, Buzzards Bay, Vineyard Sound, Long Island Sound, Piscataqua River, Thames River, Kennebeck River.

Harbor seal

Phoca vitulina

Western North Atlantic
NA
75,834 (0.15)/66,884
NA
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
Chesapeake Bay, Narragansett Bay, Rhode Island Sound, Block Island Sound, Buzzards Bay, Vineyard Sound, Long Island Sound, Piscataqua River, Thames River, Kennebeck River.

Harp seal

Pagophilus groenlandicus

Western North Atlantic
NA
Unknown
NA
Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf
NA.

Hooded seal

Cystophora cristata

Western North Atlantic
NA
Unknown
NA
Southeast U.S. Continental Shelf, Northeast U.S. Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf, West Greenland Shelf
Narragansett Bay, Rhode Island Sound, Block Island Sound, Buzzards Bay, Vineyard Sound, Long Island Sound, Piscataqua River, Thames River, Kennebec River.

Notes:
CV: Coefficient of variation; ESA: Endangered Species Act; MMPA: Marine Mammal Protection Act; NA: Not applicable.

1
Taxonomy follows (Committee on Taxonomy, 2016).

2
Stock designations for the U.S. EEZ and abundance estimates are from Atlantic and Gulf of Mexico SARs prepared by NMFS
(Hayes et al.,
2017) and the draft 2018 SARs, unless specifically noted.

3
Populations or stocks defined by the MMPA as “strategic” for one of the following reasons: (1) The level of direct human-caused mortality exceeds the potential biological removal level; (2) based on the best available scientific information, numbers are declining and species are likely to be listed as threatened species under the ESA within the foreseeable future; (3) species are listed as threatened or endangered under the ESA; (4) species are designated as depleted under the MMPA.

4
Stock abundance, CV, and minimum population are numbers provided by the Stock Assessment Reports (SARs; Hayes
et al
., 2017). The stock abundance is an estimate of the number of animals within the stock. The CV is a statistical metric used as an indicator of the uncertainty in the abundance estimate. The minimum population estimate is either a direct count (
e.g.,
pinnipeds on land) or the lower 20th percentile of a statistical abundance estimate.

5
Occurrence in the AFTT Study Area includes open ocean areas—Labrador Current, North Atlantic Gyre, Gulf Stream, and coastal/shelf waters of seven large marine ecosystems—West Greenland Shelf, Newfoundland-Labrador Shelf, Scotian Shelf, and Northeast U.S. Continental Shelf, Southeast U.S. Continental Shelf, Caribbean Sea, Gulf of Mexico, and inland waters of Kennebec River, Piscataqua River, Thames River, Narragansett Bay, Rhode Island Sound, Block Island Sound, Buzzards Bay, Vineyard Sound, Long Island Sound, Sandy Hook Bay, Lower Chesapeake Bay, James River, Elizabeth River, Beaufort Inlet, Cape Fear River, Kings Bay, St. Johns River, Port Canaveral, St. Andrew Bay, Pascagoula River, Sabine Lake, Corpus Christi Bay, and Galveston Bay.

6
The bowhead whale population off the West Coast of Greenland is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Abundance and 95 percent highest density interval were presented in (Frasier
et al.,
2015).

7
The West Greenland stock of minke whales is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Abundance and 95 percent confidence interval were presented in (Heide-Jørgensen
et al.,
2010).

8
The Labrador Sea stock of sei whales is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Information was obtained in (Prieto
et al.,
2014).

9
The West Greenland stock of fin whales is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Abundance and 95 percent confidence interval were presented in (Heide-Jørgensen
et al.,
2010).

10
The Gulf of St. Lawrence stock of fin whales is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Abundance and 95 percent confidence interval were presented in (Ramp
et al.,
2014).

11
Photo identification catalogue count of 440 recognizable blue whale individuals from the Gulf of St. Lawrence is considered a minimum population estimate for the western North Atlantic stock (Waring
et al.,
2010).

12
Estimates include both the pygmy and dwarf sperm whales in the western North Atlantic (Waring
et al.,
2014) and the northern Gulf of Mexico (Waring
et al.,
2013).

13
Beluga whales in the Atlantic are not managed by NMFS and have no associated Stock Assessment Report. Abundance and 95 percent confidence interval for the Eastern High Arctic/Baffin Bay stock were presented in (Innes
et al.,
2002).

14
Beluga whales in the Atlantic are not managed by NMFS and have no associated Stock Assessment Report. Abundance and 95 percent confidence interval for the West Greenland stock were presented in (Heide-Jørgensen
et al.,
2009).

15
NA = Not applicable. Narwhals in the Atlantic are not managed by NMFS and have no associated Stock Assessment Report.

16
Estimates for these western North Atlantic stocks are from Waring
et al.
(2014) and the northern Gulf of Mexico stock are from (Waring
et al.,
2013) as applicable.

17
Estimate includes undifferentiated Mesoplodon species.

18
Estimate includes Gervais' and Blainville's beaked whales.

19
Estimate may include sightings of the coastal form.

20
Estimates for these Gulf of Mexico stocks are from SARs.

21
NMFS is in the process of writing individual stock assessment reports for each of the 32 bay, sound, and estuary stocks.

22
Estimates for these stocks are from Waring
et al.,
(2015).

23
Estimates for these western North Atlantic stocks are from (Waring
et al.,
2007).

24
Harbor porpoise in the Gulf of St. Lawrence are not managed by NMFS and have no associated Stock Assessment Report.

25
Harbor porpoise in Newfoundland are not managed by NMFS and have no associated Stock Assessment Report.

26
Harbor porpoise in Greenland are not managed by NMFS and have no associated Stock Assessment Report.

Potential Effects of Specified Activities on Marine Mammals and Their Habitat

We provided a full discussion of the potential effects of the specified activities on marine mammals and their habitat in our 2018 AFTT proposed rule and 2018 AFTT final rule. In the
Potential Effects of Specified Activities on Marine Mammals and Their Habitat
section of the 2018 AFTT proposed and final rules, NMFS provided a description of the ways marine mammals may be affected by the same activities that the Navy will be conducting during the seven-year period analyzed in this rule in the form of serious injury or mortality, physical trauma, sensory impairment (permanent and temporary threshold shifts and acoustic masking), physiological responses (particularly stress responses), behavioral disturbance, or habitat effects. Therefore, we do not repeat the information here, all of which remains current and applicable, but refer the reader to those rules and the 2018 AFTT FEIS/OEIS (Chapter 3, Section 3.7
Marine Mammals, http://www.aftteis.com/
), which NMFS participated in the development of via our cooperating agency status and adopted to meet our NEPA requirements.

In addition, NMFS has reviewed information in relevant SARs (which have not been revised since the publication of the 2018 AFTT final rule) any new information on active UMEs and from the scientific literature. Summaries of current UMEs and new scientific literature since publication of the 2018 AFTT final rule are presented below.

Unusual Mortality Events

A UME is defined under section 410(6) of the MMPA as a stranding that is unexpected; involves a significant die-off of any marine mammal population; and demands immediate response. The five active UMEs with ongoing investigations in the AFTT Study Area that inform our analysis are discussed below. The impacts to Barataria Bay bottlenose dolphins from the closed Northern Gulf of Mexico UME (discussed in the 2018 AFTT proposed rule) associated with the Deep Water Horizon oil spill in the Gulf of Mexico are thought to be persistent and continue to inform population analyses. The other more recent UMEs closed several years ago, and little is known about how the effects of those events might be appropriately applied to an impact assessment several years later.

North Atlantic Right Whale (NARW) UME

NOAA declared an UME for NARWs from January 1, 2017, to the present. The current total number of mortalities included in the event is 20 whales, including 12 NARW carcasses from Canada in 2017 and eight carcasses in the United States (5 in 2017; 3 in 2018). There have been no carcasses reported in 2019. In 2017, 17 right whale mortalities were documented, and in 2018, an additional three whales were found dead. Of the 12 NARW carcasses found in Canadian waters in 2017, six were necropsied and died as a direct result of human activities (either confirmed, probable, or suspect), from either rope entanglements (2) or vessel strikes (4) (Daoust
et al.,
2017). Of the eight carcasses found in U.S. waters in 2017-2018, the cause of death was determined in six whales, with deaths attributable to either rope entanglement (5) or vessel strikes (1). Eight carcasses were not able to be examined. Daoust
et al.
(2018) also concluded there were no oil and gas seismic surveys authorized in the months prior to or during the period over which these mortalities occurred, as well as no blasting or major marine development projects. Navy was consulted as to sonar use and they confirmed none was used in the vicinity of any of the strandings.

As part of the UME investigation process for NARW, NOAA assembled an independent team of scientists (Investigative Team) that coordinates with the Working Group on Marine Mammal Unusual Mortality Events to review the data collected, sample future whales that strand, and determine the next steps for the investigation. For more information on this UME, please refer to
https://www.fisheries.noaa.gov/national/marine-life-distress/2017-2019-north-atlantic-right-whale-unusual-mortality-event#causes-of-the-north-atlantic-right-whale-ume.

While data are not yet available to statistically estimate the population's trend beyond 2015, three lines of evidence indicate the population is still in decline. First, calving rates in 2016, 2017, and 2018 were low. Only five new calves were documented in 2017 (Pettis
et al.,
2017a), well below the number needed to compensate for expected mortalities (Pace
et al.,
2017), and no new calves were reported for 2018. Long-term photographic identification data indicate new calves rarely go undetected, so these years likely represent a continuation of the low calving rates that began in 2012 (Kraus
et al.,
2007; Pace
et al.,
2017). So far in 2019, seven calves have been documented. Second, as noted above, the preliminary abundance estimate for 2016 is 451 individuals, down approximately 1.5 percent from 458 in 2015. Third, since June 2017, at least 20 NARWs have died in what has been declared an UME as discussed above, and at least one calf died in April 2017 (Meyer-Gutbrod
et al.,
2018; NMFS, 2017).

Humpback Whale UME Along the Atlantic Coast

NOAA declared an UME for humpback whales from January 1, 2016, to the present, along the Atlantic coast from Maine through Florida. As of April 1, 2019, 92 humpback strandings have occurred (26, 34, 25, and 9 whales in 2016, 2017, 2018 and 2019 respectively). As of April 2019, partial or full necropsy examinations have been conducted on 43 cases, or approximately half of the 92 strandings (at that time). Of the 43 whales examined, approximately 20 had evidence of blunt force trauma or pre-mortem propeller wounds indicative of vessel strike and approximately 6 had evidence of entanglements. NOAA, in coordination with our stranding network partners, continues to investigate the recent mortalities and environmental conditions, and conduct population monitoring to better understand the recent humpback whale mortalities. At this time, vessel parameters (including size) are not known for each vessel-whale collision that led to the death of a whale. Therefore, NOAA considers all sizes of vessels to be a potential risk for whale species in highly trafficked areas. The Navy has investigated potential strikes and confirmed that it had none. Please refer to
https://www.fisheries.noaa.gov/national/marine-life-distress/2016-2019-humpback-whale-unusual-mortality-event-along-atlantic-coast
for more information on this UME.

Minke Whale UME Along the Atlantic Coast

NOAA declared an UME for minke whales from January 1, 2017, to the present, along the Atlantic coast from Maine through Florida. As of April 1, 2019, 59 strandings have occurred (27, 20, and 2 whales in 2017, 2018 and 2019, respectively). As of April 1, 2019, full or partial necropsy examinations have been conducted on 33 whales. Preliminary findings on several of the whales have shown evidence of human interactions, primarily fisheries interactions, or infectious disease. These findings are not consistent across all of the whales examined, and final diagnostic results are still pending for

many of the cases. Please refer to
https://www.fisheries.noaa.gov/national/marine-life-distress/2017-2019-minke-whale-unusual-mortality-event-along-atlantic-coast
for more information on this UME.

Northeast Pinniped UME Along the Atlantic Coast

NOAA declared an UME on August 30, 2018, to the present due to increased numbers of harbor seal and gray seal strandings along the U.S. coasts of Maine, New Hampshire, and Massachusetts during July and August of 2018. Strandings have remained elevated in these three states and expanded south to Virginia with cases on-going. Recently, harp and hooded seals have begun stranding as they migrate from Canada into U.S. waters and have been included in the investigation. From July 1, 2018, to March 28, 2019, more than 2,062 seals have stranded with 95 percent of the seals stranding in Maine, New Hampshire, and Massachusetts. Full or partial necropsy examinations have been conducted on many of the seals and samples have been collected for testing. Based on testing conducted so far, the main pathogen found in the seals is phocine distemper virus. Please refer to
https://www.fisheries.noaa.gov/new-england-mid-atlantic/marine-life-distress/2018-2019-pinniped-unusual-mortality-event-along
for more information on this UME.

Southwest Florida Bottlenose Dolphin UME Along the Gulf of Mexico

NOAA declared a UME in 2018 to the present due to elevated bottlenose dolphin mortalities occurring along the Southwest coast of Florida including Collier, Lee, Charlotte, Sarasota, Manatee, Hillsborough, and Pinellas counties. From July 1, 2018, to March 27, 2019, 159 dolphins have been confirmed stranded in this event. Our stranding network partners have conducted full or partial necropsy examinations on several dolphins, with positive results for the red tide toxin (brevetoxin) indicating this UME is related to the severe bloom of a red tide that has been ongoing since November 2017. Please refer to
https://www.fisheries.noaa.gov/southeast/marine-life-distress/2018-2019-bottlenose-dolphin-unusual-mortality-event-southwest
for more information on this UME.

New Pertinent Science Since Publication of the 2018 AFTT Final Rule

Southall
et al.
(2019a) evaluated Southall
et al.
(2007) and used updated scientific information to propose revised noise exposure criteria to predict onset of auditory effects in marine mammals (
i.e.,
PTS and TTS onset). Southall
et al.
(2019) note that the quantitative processes described and the resulting exposure criteria (
i.e.,
thresholds and auditory weighting functions) are largely identical to those in Finneran (2016) and NMFS (2016 and 2018). However they differ in that the Southall
et al.
(2019a) exposure criteria are more broadly applicable as they include all marine mammal species (rather than those only under NMFS jurisdiction) for all noise exposures (both in air and underwater for amphibious species), and that while the hearing group compositions are identical they renamed the hearing groups.

Recent studies on the behavioral responses of cetaceans to sonar examine and continue to demonstrate the importance of not only sound source parameters, but exposure context (
e.g.,
behavioral state, presence of other animals and social relationships, prey abundance, distance to source, presence of vessels, environmental parameters, etc.) in determining or predicting a behavioral response. Kastelein
et al.
(2018) examined the role of sound pressure level (SPL) and duty cycle on the behavior of two captive harbor porpoises when exposed to simulated Navy mid-frequency sonar (53C, 3.5 to 4.1 kHz). Neither harbor porpoise responded to the low duty cycle (2.7 percent) at any of the five SPLs presented, even at the maximum received SPL (143 dB re: 1 µPa). At the higher duty cycle (96 percent), one porpoise responded by increasing his respiration rate at a received SPL of greater than or equal to 119 dB re: 1 µPa, and moved away from the transducer at a received SPL of 143 dB re: 1 µPa. Kastelein
et al.
(2018) observed that at the same received SPL and duty cycle, harbor porpoises respond less to 53C sonar sounds than 1-2 kHz, 6-7 kHz, and 25 kHz sonar signals observed in previous studies, but noted that when examining behavioral responses it is important to take into account the spectrum and temporal structure of the signal, the duty cycle, and the psychological interpretation by the animal. Wensveen
et al.
(2019) examined the role of sound source (simulated sonar pulses) distance and received level in northern bottlenose whales in an environment without frequent sonar activity using multi-scaled controlled exposure experiments. They observed behavioral avoidance of the sound source over a wide range of distances (0.8-28 km) and estimated avoidance thresholds ranging from received SPLs of 117-126 dB re: 1 µPa. The behavioral response characteristics and avoidance thresholds were comparable to those previously observed in beaked whale studies; however, they did not observe an effect of distance on behavioral response and found that onset and intensity of behavioral response were better predicted by received SPL. When conducting controlled exposure experiments on blue whales Southall
et al.
(2019b) observed that after exposure to simulated and operational mid-frequency active sonar, more than 50 percent of blue whales in deep-diving states responded to the sonar, while no behavioral response was observed in shallow-feeding blue whales. The behavioral responses they observed were generally brief, of low to moderate severity, and highly dependent on exposure context (behavioral state, source-to-whale horizontal range, and prey availability). Blue whale response did not follow a simple exposure-response model based on received sound exposure level. In a review of the potential impacts of sonar on beaked whales, Bernaldo de Quirós
et al.
(2019) suggested that the effect of mid-frequency active sonar on beaked whales varies among individuals or populations, and that predisposing conditions such as previous exposure to sonar and individual health risk factors may contribute to individual outcomes (such as decompression sickness).

Having considered this information, we have preliminarily determined that there is no new information that substantively affects our analysis of impacts on marine mammals and their habitat that appeared in the 2018 AFTT final rule, all of which remains applicable and valid for our assessment of the effects of the Navy's activities during the seven-year period of this rule.

Estimated Take of Marine Mammals

This section indicates the number of takes that NMFS is proposing to authorize, which are based on the amount of take that NMFS anticipates could occur or is likely to occur, depending on the type of take and the methods used to estimate it, as described below. NMFS coordinated closely with the Navy in the development of their incidental take application, and preliminarily agrees that the methods the Navy has put forth described herein and in the 2018 AFTT proposed and final rules to estimate take (including the model, thresholds, and density estimates), and the resulting numbers are based on the best available science and appropriate for

authorization. The number and type of incidental takes that could occur or are likely to occur annually remain identical to those authorized in the 2018 AFTT regulations.

Takes are predominantly in the form of harassment, but a small number of serious injuries or mortalities are also possible. For military readiness activities, the MMPA defines “harassment” as (i) Any act that injures or has the significant potential to injure a marine mammal or marine mammal stock in the wild (Level A harassment); or (ii) Any act that disturbs or is likely to disturb a marine mammal or marine mammal stock in the wild by causing disruption of natural behavioral patterns, including, but not limited to, migration, surfacing, nursing, breeding, feeding, or sheltering, to a point where such behavioral patterns are abandoned or significantly altered (Level B harassment).

Proposed authorized takes would primarily be in the form of Level B harassment, as use of the acoustic and explosive sources (
i.e.,
sonar, air guns, pile driving, explosives) is more likely to result in behavioral disruption (rising to the level of a take as described above) or temporary threshold shift (TTS) for marine mammals than other forms of take. There is also the potential for Level A harassment, however, in the form of auditory injury and/or tissue damage (the latter from explosives only) to result from exposure to the sound sources utilized in training and testing activities. Lastly, a limited number of serious injuries or mortalities could occur for four species of mid-frequency cetaceans during ship shock trials and no more than four serious injuries or mortalities total (over the seven-year period) of mysticetes (except for blue whales, Bryde's whales, and North Atlantic right whales) and North Atlantic sperm whales could occur through vessel collisions. Although we analyze the impacts of these potential serious injuries or mortalities that are proposed to be authorized, the required mitigation and monitoring measures are expected to minimize the likelihood that ship strike or these high level explosive exposures (and the associated serious injury or mortality) actually occur.

Generally speaking, for acoustic impacts we estimate the amount and type of harassment by considering: (1) Acoustic thresholds above which NMFS believes the best available science indicates marine mammals will be taken by Level B harassment (in this case, as defined in the military readiness definition of Level B harassment included above) or incur some degree of temporary or permanent hearing impairment; (2) the area or volume of water that will be ensonified above these levels in a day or event; (3) the density or occurrence of marine mammals within these ensonified areas; and (4) and the number of days of activities or events.

Acoustic Thresholds

Using the best available science, NMFS, in coordination with the Navy, has established acoustic thresholds that identify the most appropriate received level of underwater sound above which marine mammals exposed to these sound sources could be reasonably expected to experience a disruption in behavior patterns to a point where they are abandoned or significantly altered, or to incur TTS (equated to Level B harassment) or permanent threshold shift (PTS) of some degree (equated to Level A harassment). Thresholds have also been developed to identify the pressure levels above which animals may incur non-auditory injury from exposure to pressure waves from explosive detonation.

Despite the quickly evolving science, there are still challenges in quantifying expected behavioral responses that qualify as Level B harassment, especially where the goal is to use one or two predictable indicators
(e.g.,
received level and distance) to predict responses that are also driven by additional factors that cannot be easily incorporated into the thresholds (
e.g.,
context). So, while the new behavioral Level B harassment thresholds have been refined here to better consider the best available science (
e.g.,
incorporating both received level and distance), they also still, accordingly, have some built-in conservative factors to address the challenge noted. For example, while duration of observed responses in the data are now considered in the thresholds, some of the responses that are informing take thresholds are of a very short duration, such that it is possible some of these responses might not always rise to the level of disrupting behavior patterns to a point where they are abandoned or significantly altered. We describe the application of this Level B harassment threshold as identifying the maximum number of instances in which marine mammals could be reasonably expected to experience a disruption in behavior patterns to a point where they are abandoned or significantly altered. In summary, we believe these behavioral Level B harassment thresholds are the most appropriate method for predicting behavioral Level B harassment given the best available science and the associated uncertainty.

We described these acoustic thresholds, none of which have changed, in detail in the
Acoustic Thresholds
section and Tables 13 through 22 of the 2018 AFTT final rule; please see the 2018 AFTT final rule for detailed information.

Navy's Acoustic Effects Model

The Navy proposes no changes to the Acoustic Effects Model as described in the 2018 AFTT final rule and there is no new information that would affect the applicability or validity of the Model. Please see the 2018 AFTT final rule for detailed information.

Range to Effects

The Navy proposes no changes from the 2018 AFTT final rule to the type and nature of the specified activities to be conducted during the seven-year period analyzed in this proposed rule, including equipment and sources used and exercises conducted. There is also no new information that would affect the applicability or validity of the ranges to effects previously analyzed for these activities.Therefore the ranges to effects in this proposed rule are identical to those described and analyzed in the 2018 AFTT final rule, including received sound levels that may cause onset of significant behavioral response and TTS and PTS in hearing for each source type or explosives that may cause non-auditory injury. Please see the
Range to Effects
section and Tables 23 through 38 of the 2018 AFTT final rule for detailed information.

Marine Mammal Density

The Navy proposes no changes to the methods used to estimate marine mammal density described in the 2018 AFTT final rule and there is no new information that would affect the applicability or validity of these methods. Please see the 2018 AFTT final rule for detailed information.

Take Requests

As in the 2018 AFTT final rule, in its 2019 application, the Navy determined that the three stressors below could result in the incidental taking of marine mammals. NMFS has reviewed the Navy's data and analysis and determined that it is complete and accurate, and NMFS agrees that the following stressors have the potential to result in takes of marine mammals from the Navy's planned activities:

• Acoustics (sonar and other transducers; air guns; pile driving/extraction);

• Explosives (explosive shock wave and sound, assumed to encompass the risk due to fragmentation); and

• Physical Disturbance and Strike (vessel strike).

NMFS reviewed and agrees with the Navy's conclusion that acoustic and explosive sources have the potential to result in incidental takes of marine mammals by harassment, serious injury, or mortality. NMFS carefully reviewed the Navy's analysis and conducted its own analysis of vessel strikes, determining that the likelihood of any particular species of large whale being struck is quite low. Nonetheless, NMFS agrees that vessel strikes have the potential to result in incidental take from serious injury or mortality for certain species of large whales and the Navy has specifically requested coverage for these species. Therefore, the likelihood of vessel strikes, and later the effects of the incidental take that is being proposed to be authorized, has been fully analyzed and is described below.

Regarding the quantification of expected takes from acoustic and explosive sources (by Level A and Level B harassment, as well as mortality resulting from exposure to explosives), the number of takes are based directly on the level of activities (days, hours, counts, etc., of different activities and events) in a given year. In the 2018 AFTT final rule, take estimates across the five-years were based on the Navy conducting three years of a representative level of activity and two years of maximum level of activity. Consistent with the pattern set forth in the 2017 application, the 2018 AFTT FEIS/OEIS, and the 2018 AFTT final rule, the Navy proposes to add one additional representative year and one additional maximum year to determine the predicted take numbers in this rule. Specifically, as in the 2018 AFTT final rule, here the Navy proposes to use the maximum annual level to calculate annual takes (which would remain identical to what was determined in the 2018 AFTT final rule), and the sum of all years (four representative and three maximum) to calculate the seven-year totals for this rule. The Navy is not proposing to conduct any additional ship shock activities, and therefore both the total number and annual number of ship shock takes estimated and requested for the seven-year period is the same as the number requested in the five-year period under the 2018 AFTT final rule.

The quantitative analysis process used for the 2018 AFTT FEIS/OEIS and the 2017 and 2019 Navy applications to estimate potential exposures to marine mammals resulting from acoustic and explosive stressors is detailed in the technical report titled
Quantifying Acoustic Impacts on Marine Mammals and Sea Turtles: Methods and Analytical Approach for Phase III Training and Testing
(U.S. Department of the Navy, 2018). The Navy Acoustic Effects Model estimates acoustic and explosive effects without taking mitigation into account; therefore, the model overestimates predicted impacts on marine mammals within mitigation zones. To account for mitigation for marine species in the take estimates, the Navy conducts a quantitative assessment of mitigation. The Navy conservatively quantifies the manner in which procedural mitigation is expected to reduce model-estimated PTS to TTS for exposures to sonar and other transducers, and reduces model-estimated mortality to injury for exposures to explosives. For a complete explanation of the process for assessing the effects of mitigation, see the 2017 Navy application and the 2018 AFTT final rule. The extent to which the mitigation areas reduce impacts on the affected species and stocks is addressed separately in the
Preliminary Analysis and Negligible Impact Determination
section.

No changes have been made to the quantitative analysis process to estimate potential exposures to marine mammals resulting from acoustic and explosive stressors and calculate take estimates. In addition, there is no new information that would call into question the validity of the Navy's quantitative analysis process. Please see the documents described in the paragraph above, the 2018 AFTT proposed rule, and the 2018 AFTT final rule for detailed descriptions of these analyses. In summary, we believe the Navy's methods, including the method for incorporating mitigation and avoidance, are the most appropriate methods for predicting PTS, TTS, and behavioral disruption. But even with the consideration of mitigation and avoidance, given some of the more conservative components of the methodology (
e.g.,
the thresholds do not consider ear recovery between pulses), we would describe the application of these methods as identifying the maximum number of instances in which marine mammals would be reasonably expected to be taken through PTS, TTS, or behavioral disruption.

Summary of Requested Take From Training and Testing Activities

Based on the methods discussed in the previous sections and the Navy's model and quantitative assessment of mitigation, the Navy provided its take estimate and request for authorization of takes incidental to the use of acoustic and explosive sources for training and testing activities both annually (based on the maximum number of activities that could occur per 12-month period) and over the seven-year period covered by the 2019 Navy application. Annual takes (based on the maximum number of activities that could occur per 12-month period) are identical to those presented in Tables 39 through 41 in the
Take Requests
section of the 2018 AFTT final rule. The 2019 Navy application also includes the Navy's take estimate and request for vessel strikes due to vessel movement in the AFTT Study Area and individual small and large ship shock trials over a seven-year period. The Navy proposes no additional ship shock trials, so the estimated and requested takes from ship shock trials are the same as those authorized in the 2018 AFTT final rule. NMFS has reviewed the Navy's data, methodology, and analysis and determined that it is complete and accurate. NMFS agrees that the estimates for incidental takes by harassment from all sources as well as the incidental takes by serious injury or mortality from explosives requested for authorization are reasonably expected to occur. NMFS also agrees that the takes by serious injury or mortality as a result of vessel strikes could occur. The total amount of estimated incidental take over the seven years covered by the 2019 Navy application is less than the sum total of each year because although the annual estimates are based on the maximum number of activities per year and therefore the maximum estimated takes, the seven-year take estimates are based on the sum of three maximum years and four representative years.

Estimated Harassment Take From Training Activities

For training activities, Table 10 summarizes the Navy's take estimate and request and the maximum amount and type of Level A and Level B harassment for the seven-year period covered by the 2019 Navy application that NMFS concurs is reasonably expected to occur by species or stock. For the estimated amount and type of Level A harassment and Level B harassment annually, see Table 39 in the 2018 AFTT final rule. Note that take by Level B harassment includes both behavioral disruption and TTS. Navy Figures 6.4-10 through 6.5-39 in Section 6 of the 2017 Navy application illustrate the comparative amounts of TTS and behavioral disruption for each species annually, noting that if a modeled marine mammal was “taken”

through exposure to both TTS and behavioral disruption in the model, it was recorded as a TTS.

Table 10—Seven-Year Total Species- and Stock-Specific Take Estimates Proposed for Authorization From Acoustic and Explosive Sound Source Effects for All Training Activities

Species
Stock

7-Year total
1

Level B
Level A

Suborder Mysticeti (baleen whales)

Family Balaenidae (right whales):

North Atlantic right whale *
Western North Atlantic
1,644
0

Family Balaenopteridae (roquals):

Blue whale *
Western North Atlantic (Gulf of St. Lawrence)
171
0

Bryde's whale
Northern Gulf of Mexico
5
0

No Stock Designation
1,351
0

Minke whale
Canadian East Coast
15,824
0

Fin whale *
Western North Atlantic
10,225
19

Humpback whale
Gulf of Maine
1,564
4

Sei whale *
Nova Scotia
1,964
0

Suborder Odontoceti (toothed whales)

Family Physeteridae (sperm whale):

Sperm whale *
Gulf of Mexico Oceanic
167
0

North Atlantic
96,479
0

Family Kogiidae (sperm whales):

Dwarf sperm whale
Gulf of Mexico Oceanic
103
0

Western North Atlantic
56,060
68

Pygmy sperm whale
Northern Gulf of Mexico
103
0

Western North Atlantic
56,060
68

Family Ziphiidae (beaked whales):

Blainville's beaked whale
Northern Gulf of Mexico
244
0

Western North Atlantic
85,661
0

Cuvier's beaked whale
Northern Gulf of Mexico
242
0

Western North Atlantic
317,180
0

Gervais' beaked whale
Northern Gulf of Mexico
244
0

Western North Atlantic
85,661
0

Northern bottlenose whale
Western North Atlantic
7,504
0

Sowersby's beaked w

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/fr%3A2019-09541. Public record. Not legal advice.
