# Notice on Reallotment of Workforce Investment Act (WIA) Title I Formula Allotted Funds for Dislocated Worker Activities for Program Year (PY) 2011

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URL: https://www.frixlaw.com/law-library/documents/fr%3A2012-10217

## Record

- **Collection:** Federal Register
- **Document type:** Notice
- **Published:** April 27, 2012
- **Citation:** 77 FR 25202

## Text

DEPARTMENT OF LABOR
Employment and Training Administration
Notice on Reallotment of Workforce Investment Act (WIA) Title I Formula Allotted Funds for Dislocated Worker Activities for Program Year (PY) 2011

AGENCY:

Employment and Training Administration (ETA), Labor.

ACTION:

Notice.

SUMMARY:

Public Law 105-220, the Workforce Investment Act of 1998, requires the Secretary of Labor (Secretary) to conduct reallotment of dislocated worker formula allotted funds based on State financial reports submitted as of the end of the prior program year. This notice publishes the dislocated worker PY 2011 funds for recapture by State and the amount to be reallotted to eligible States.

DATES:

This notice is effective April 27, 2012.

FOR FURTHER INFORMATION CONTACT:

Ms. Amanda Ahlstrand, Acting Administrator, Office of Workforce Investment, Employment and Training Administration, U.S. Department of Labor, 200 Constitution Avenue NW., Room C-4526, Washington, DC 20210. Telephone (202) 693-3980 (this is not a toll-free number) or fax (202) 693-3981.

SUPPLEMENTARY INFORMATION:

WIA Section 132(c) requires the Secretary to conduct reallotment of dislocated worker funds based on financial reports submitted by States as of the end of the prior program year.

The procedures the Secretary uses for recapture and reallotment of funds are described in the WIA regulation at 20 CFR 667.150. Training and Employment Guidance Letter No. 26-10 advised States that reallotment of funds under WIA will occur during PY 2011 based on State obligations made in PY 2010. We will not recapture any PY 2011 funds for Adult and Youth programs because in no case do PY 2010 unobligated funds exceed the statutory requirement of 20 percent of State allotted funds. There was recapture and reallotment of WIA Dislocated Worker funds in PY 2010.

Excess unobligated State funds in the amount of $251,529 will be captured from PY 2011 formula allotted funds for the dislocated worker program for one State and distributed by formula to PY 2011 dislocated worker funds for eligible States. The description of the methodology used for the calculation of the recapture/reallotment amounts and the distribution of the changes to PY 2011 formula allotments for dislocated worker activities are included in this notice (see Section III below).

WIA Section 132 (c) requires the governor to prescribe equitable procedures for making funds available from the State and local areas in the event that the State is required to make funds available for reallotment.

I. Attachment A

U.S. Department of Labor
[Employment and Training Administration, WIA Dislocated Worker Activities, PY 2011 Reallotment to States]

Excess
unobligated
PY 2010 funds
for recapture
in PY 2011

PY 2010 *
dislocated
worker
allotments for
eligible states

PY 2011
reallotment
amount for
eligible states

Total PY 2011
allotments

Total
adjustment to
PY 2011
(recapture/
reallotment)

Revised total
PY 2011
allotments

Alabama
$0
$17,648,171
$3,770
$16,103,978
$3,770
$16,107,748

Alaska
0
2,185,129
467
1,801,832
467
1,802,299

Arizona **
0
22,761,022
4,862
21,958,487
4,862
21,963,349

Arkansas
0
6,859,643
1,465
6,525,077
1,465
6,526,542

California
0
192,209,289
41,056
170,043,518
41,056
170,084,574

Colorado
0
14,493,167
3,096
13,947,918
3,096
13,951,014

Connecticut
0
11,838,447
2,529
12,099,340
2,529
12,101,869

Delaware
0
2,775,581
593
2,523,025
593
2,523,618

District of Columbia
0
2,987,462
638
2,588,817
638
2,589,455

Florida
0
82,926,540
17,713
81,146,334
17,713
81,164,047

Georgia
0
40,868,318
8,730
35,448,102
8,730
35,456,832

Hawaii
0
3,264,115
697
2,535,324
697
2,536,021

Idaho
0
4,531,232
968
4,234,037
968
4,235,005

Illinois
0
54,617,380
11,666
52,311,422
11,666
52,323,088

Indiana
0
27,227,011
5,816
22,936,088
5,816
22,941,904

Iowa
0
5,881,598
1,256
6,212,899
1,256
6,214,155

Kansas
0
6,847,260
1,463
5,771,477
1,463
5,772,940

Kentucky
0
18,069,138
3,860
14,962,447
3,860
14,966,307

Louisiana
0
9,801,581
2,094
8,755,097
2,094
8,757,191

Maine
251,529
0
0
3,593,738
(251,529)
3,342,209

Maryland
0
15,524,552
3,316
14,280,338
3,316
14,283,654

Massachusetts
0
22,681,107
4,845
21,033,198
4,845
21,038,043

Michigan
0
64,477,068
13,773
51,206,873
13,773
51,220,646

Minnesota
0
18,001,919
3,845
12,869,603
3,845
12,873,448

Mississippi
0
9,857,567
2,106
10,134,604
2,106
10,136,710

Missouri
0
22,199,883
4,742
19,157,714
4,742
19,162,456

Montana
0
2,172,390
464
2,044,172
464
2,044,636

Nebraska
0
2,425,657
518
2,056,541
518
2,057,059

Nevada
0
14,109,081
3,014
14,310,158
3,014
14,313,172

New Hampshire
0
3,178,188
679
2,760,460
679
2,761,139

New Jersey
0
33,036,397
7,057
32,201,066
7,057
32,208,123

New Mexico **
0
4,088,279
873
5,171,897
873
5,172,770

New York
0
65,461,775
13,983
55,804,488
13,983
55,818,471

North Carolina
0
43,990,709
9,397
35,042,869
9,397
35,052,266

North Dakota
0
689,396
147
499,156
147
499,303

Ohio
0
51,555,231
11,012
44,012,508
11,012
44,023,520

Oklahoma
0
6,897,559
1,473
6,906,804
1,473
6,908,277

Oregon
0
20,144,221
4,303
15,054,272
4,303
15,058,575

Pennsylvania
0
39,519,031
8,441
37,914,512
8,441
37,922,953

Puerto Rico
0
17,040,157
3,640
13,675,088
3,640
13,678,728

Rhode Island
0
6,090,021
1,301
5,096,307
1,301
5,097,608

South Carolina
0
23,064,788
4,927
19,157,131
4,927
19,162,058

South Dakota
0
999,261
213
839,629
213
839,842

Tennessee
0
26,900,645
5,746
22,094,179
5,746
22,099,925

Texas
0
61,307,760
13,096
61,926,140
13,096
61,939,236

Utah **
0
4,620,458
987
6,053,827
987
6,054,814

Vermont
0
1,785,950
381
1,242,041
381
1,242,422

Virginia
0
18,450,205
3,941
18,453,304
3,941
18,457,245

Washington
0
24,243,473
5,178
22,238,858
5,178
22,244,036

West Virginia
0
4,545,822
971
4,552,003
971
4,552,974

Wisconsin
0
19,910,847
4,253
17,319,011
4,253
17,323,264

Wyoming
0
785,065
168
1,199,212
168
1,199,380

State Total
251,529
1,177,546,546
251,529
1,061,806,920
0
1,061,806,920

*
Including rescissions based on the statutory formula and prior year recapture/reallotment amounts.

**
Includes Navajo Nation.

II. Attachment B

U.S. Department of Labor
[Employment and Training Administration, WIA Dislocated Worker Activities, PY 2011 Revised Allotments With Reallotment]

Total
Original

Recapt/
reallot

Revised
Available 7/1/11
Original
R/R
Revised
Available 10/1/11
Original

Recapt/
reallot

Revised

AL
16,103,978
3,700
16,107,748
3,085,372

3,085,372
13,018,606
3,770
13,022,376

AK
1,801,832
467
1,802,299
345,214

345,214
1,456,618
467
1,457,085

AZ
21,958,487
4,862
21,963,349
4,207,042

4,207,042
17,751,445
4,862
17,756,307

AR *
6,525,077
1,465
6,526,542
1,250,144

1,250,144
5,274,933
1,465
5,276,398

CA
170,043,518
41,056
170,084,574
32,578,755

32,578,755
137,464,763
41,056
137,505,819

CO
13,947,918
3,096
13,951,014
2,672,291

2,672,291
11,275,627
3,096
11,278,723

CT
12,099,340
2,529
12,101,869
2,318,121

2,318,121
9,781,219
2,529
9,783,748

DE
2,523,025
593
2,523,618
438,388

483,388
2,039,637
593
2,040,230

DC
2,588,817
638
2,589,455
495,993

495,993
2,092,824
638
2,093,462

FL
81,146,334
17,713
81,164,047
15,546,882

15,546,882
65,599,452
17,713
65,617,165

GA
35,448,102
8,730
35,456,832
6,791,526

6,791,526
28,656,576
8,730
28,665,306

HI
2,535,324
697
2,536,021
485,744

485,744
2,049,580
697
2,050,277

ID
4,234,037
968
4,235,005
811,202

811,202
3,422,835
968
3,423,803

IL
52,311,422
11,666
52,323,088
10,022,382

10,022,382
42,289,040
11,666
42,300,706

IN
22,936,088
5,816
22,941,904
4,394,341

4,394,341
18,541,747
5,816
18,547,563

IA
6,212,899
1,256
6,214,155
1,190,334

1,190,334
5,022,565
1,256
5,023,821

KS
5,771,477
1,463
5,772,940
1,105,761

1,105,761
4,665,716
1,463
4,667,179

KY
14,962,447
3,860
14,966,307
2,866,666

2,866,666
12,095,781
3,860
12,099,641

LA
8,755,097
2,094
8,757,191
1,677,395

1,677,395
7,077,702
2,094
7,079,796

ME
3,593,738
(251,529)
3,342,209
688,527

688,527
2,905,211
(251,529)
2,653,682

MD
14,280,338
3,316
14,283,654
2,735,980

2,735,980
11,544,358
3,316
11,547,674

MA
21,033,198
4,845
21,038,043
4,029,765

4,029,765
17,003,433
4,845
17,008,278

MI
51,206,873
13,773
51,220,646
9,810,760

9,810,760
41,396,113
13,773
41,409,886

MN
12,869,603
3,845
12,873,448
2,465,696

2,465,696
10,403,907
3,845
10,407,752

MS
10,134,604
2,106
10,136,710
1,941,696

1,941,696
8,192,908
2,106
8,195,014

MO
19,157,714
4,742
19,162,456
3,670,440

3,670,440
15,487,274
4,742
15,492,016

MT
2,044,172
464
2,044,636
391,644

391,644
1,652,528
464
1,652,992

NE
2,056,541
518
2,057,059
394,014

394,014
1,662,527
518
1,663,045

NV
14,310,158
3,014
14,313,172
2,741,693

2,741,693
11,568,465
3,014
11,571,479

NH
2,760,460
679
2,761,139
528,879

528,879
2,231,581
679
2,232,260

NJ
32,201,066
7,057
32,208,123
6,169,425

6,169,425
26,031,641
7,057
26,038,698

NM *
5,171,897
873
5,172,770
990,887

990,887
4,181,010
873
4,181,883

NY
55,804,488
13,983
55,818,471
10,691,620

10,691,620
45,112,868
13,983
45,126,851

NC
35,042,869
9,397
35,052,266
6,713,887

6,713,887
28,328,982
9,397
28,338,379

ND
499,156
147
499,303
95,634

95,634
403,522
147
403,669

OH
44,012,508
11,012
44,023,520
8,432,387

8,432,387
35,580,121
11,012
35,591,133

OK
6,906,804
1,473
6,908,277
1,323,279

1,323,279
5,583,525
1,473
5,584,998

OR
15,054,272
4,303
15,058,575
2,884,258

2,884,258
12,170,014
4,303
12,174,317

PA
37,914,512
8,441
37,922,953
7,264,068

7,264,068
30,650,444
8,441
30,658,885

PR
13,675,088
3,640
13,678,728
2,620,020

2,620,020
11,055,068
3,640
11,058,708

RI
5,096,307
1,301
5,097,608
976,405

976,405
4,119,902
1,301
4,121,203

SC
19,157,131
4,927
19,162,058
3,670,328

3,670,328
15,486,803
4,927
15,491,730

SD
839,629
213
839,842
160,865

160,865
678,764
213
678,977

TN
22,094,179
5,746
22,099,925
4,233,039

4,233,039
17,861,140
5,746
17,866,886

TX
61,926,140
13,096
61,939,236
11,864,472

11,864,472
50,061,668
13,096
50,074,764

UT *
6,053,827
987
6,054,814
1,159,857

1,159,857
4,893,970
987
4,894,957

VT
1,242,041
381
1,242,422
237,963

237,963
1,004,078
381
1,004,459

VA
18,453,304
3,941
18,457,245
3,535,481

3,535,481
14,917,823
3,941
14,921,764

WA
22,238,858
5,178
22,244,036
4,260,758

4,260,758
17,978,100
5,178
17,983,278

WV
4,552,003
971
4,552,974
872,121

872,121
3,679,882
971
3,680,853

WI
17,319,011
4,253
17,323,264
3,318,161

3,318,161
14,000,850
4,253
14,005,103

WY
1,199,212
168
1,199,380
229,758

229,758
969,454
168
969,622

Total
1,061,806,920
(0)
1,061,806,920
203,432,320

203,432,320
858,374,600
(0)
858,374,600

* Includes funds allocated to the Navajo Nation.

III. Attachment C—Dislocated Worker State Formula PY 2011 Reallotment Methodology

Reallotment Summary:
This year ETA analyzed State WIA Dislocated Worker 9130 financial reports from the June 30, 2011 reporting period for PY 2010 to determine if any State had unobligated funds in excess of 20 percent of their PY 2010 allotment amount. If so, that amount will be recaptured from PY 2011 funds and realloted among eligible states.

• Source Data: State WIA 9130 financial status reports.

• Programs:

State Dislocated Worker.

State Rapid Response.

Local Dislocated Worker (includes local administration).

• Period: June 30, 2011.

• Years covered: PY 2010 and Fiscal Year (FY) 2011.

Reallotment Calculations:

(1) Each State's total amount of State obligations of PY 2010 (including FY 2011) funds for the Dislocated Worker program is calculated. State obligations are considered to be the total of the Dislocated Worker statewide activities obligations, Rapid Response obligations, and 100 percent of local Dislocated Worker program authorized (which includes local admin authorized). The Dislocated Worker total unobligated balance is calculated to be the Dislocated Worker 2010 allotment amount (adjusted for recapture/reallotment and statutory formula-based rescissions) less the calculated total Dislocated Worker obligations. (For re-allotment purposes, Dislocated Worker allotted funds transferred to the Navajo Nation are added back to Arizona, New

Mexico, and Utah Local Dislocated Worker authorized amounts).

(2) Section 667.150 of the regulations provides that the recapture calculations exclude the reserve for State administration. Data on State administrative authorized and obligated amounts are not normally available on WIA 9130 financial reports. Therefore, additional data on State administrative amounts included in the PY 2010 and FY 2011 statewide activities amounts authorized and obligated as of June 30, 2011 are requested from those States calculated to be potentially liable for recapture.

(3) In the preliminary calculation to determine States potentially liable for recapture, the Dislocated Worker portion of the state administrative amounts authorized and obligated (100 percent of authorized is treated as obligated) is estimated by calculating the five percent maximum amount for State Dislocated Worker administrative costs using the Dislocated Worker state allotment amounts (adjusted for recapture/reallotment and statutory formula-based rescissions). If a State provides actual State Dislocated Worker administrative costs authorized and obligated in the comments section of revised 9130 reports, this data replaces the estimates. Based on the requested additional actual data submitted by potentially liable States on revised reports, the Dislocated Worker total allotment for these States is reduced by the Dislocated Worker portion of the State administrative amount authorized and the Dislocated Worker total obligations for these States are reduced by the Dislocated Worker portion of the State administrative amounts obligated. These calculations are done separately for PY 2010 and FY 2011, with final calculations being added together for the total year amounts.

(4) States (including those adjusted by State administrative data) with unobligated balances for combined PY 2010/FY 2011 exceeding 20 percent of the combined PY 2010/FY 2011 Dislocated Worker allotment (adjusted for recapture/reallotment and statutory formula-based rescissions) will have their PY 2011 Dislocated Worker funding (FY 2012 portion) reduced (recaptured) by the amount of the excess.

(5) As calculated above, states with unobligated balances not exceeding 20 percent will receive in their PY 2011 Dislocated Worker funding (FY 2012 portion) a share of the total recaptured amount based on their share of the total PY 2010/FY 2011 Dislocated Worker allotments amount (adjusted for recapture/reallotment, financial sanctions, and statutory formula based rescissions) for all such States.

Signed at Washington, DC this 19th day of April, 2012.
Jane Oates,
Assistant Secretary for Employment and Training.

[FR Doc. 2012-10217 Filed 4-26-12; 8:45 am]
BILLING CODE 4510-30-P

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/fr%3A2012-10217. Public record. Not legal advice.
