# Medical Devices; Reprocessed Single-Use Devices; Termination of Exemptions From Premarket Notification; Requirement for Submission of Validation Data

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URL: https://www.frixlaw.com/law-library/documents/fr%3A05-19510

## Record

- **Collection:** Federal Register
- **Document type:** Notice
- **Published:** September 29, 2005
- **Citation:** 70 FR 56911

## Text

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. 2003N-0161] (formerly Docket No. 03N-0161)
Medical Devices; Reprocessed Single-Use Devices; Termination of Exemptions From Premarket Notification; Requirement for Submission of Validation Data

AGENCY:

Food and Drug Administration, HHS.

ACTION:

Notice.

SUMMARY:

The Food and Drug Administration (FDA) is adding noncompression heart stabilizers to the list of critical reprocessed single-use devices (SUDs) whose exemption from premarket notification requirements has been terminated and for which validation data, as specified under the Medical Device User Fee and Modernization Act of 2002 (MDUFMA), are necessary in a premarket notification (510(k)). The agency is also adding laparoscopic and endoscopic electrosurgical accessories to the list of reprocessed SUDs currently subject to premarket notification requirements that will now require submission of supplemental validation data. FDA is requiring submission of these data to ensure that reprocessed single-use noncompression heart stabilizers and laparoscopic and endoscopic electrosurgical accessories are substantially equivalent to predicate devices, in accordance with MDUFMA.

DATES:

These actions are effective September 29, 2005. Manufacturers of reprocessed single-use noncompression heart stabilizers must submit 510(k)s for these devices by December 29, 2006, or their devices may no longer be legally marketed. Manufacturers of reprocessed single-use laparoscopic and endoscopic electrosurgical accessories who already have 510(k) clearance for these devices must submit supplemental validation data for the devices by June 29, 2006, or their devices may no longer be legally marketed.

ADDRESSES:

Submit written comments to the Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852. Submit electronic comments to
http://www.fda.gov/dockets/ecomments
. Comments should be identified with the docket number found in brackets in the heading of this document.

FOR FURTHER INFORMATION CONTACT:

Barbara A. Zimmerman, Center for Devices and Radiological Health (HFZ-410), Food and Drug Administration, 9200 Corporate Blvd., Rockville, MD 20850, 301-443-8320, ext. 158.

SUPPLEMENTARY INFORMATION:

I. Background

On October 26, 2002, MDUFMA (Public Law 107-250), amended the Federal Food, Drug, and Cosmetic Act (the act) by adding section 510(o) (21 U.S.C. 360(o)), which provided new regulatory requirements for reprocessed SUDs. According to this new provision, in order to ensure that reprocessed SUDs are substantially equivalent to predicate devices, 510(k)s for certain reprocessed SUDs identified by FDA must include validation data. These required validation data include cleaning and sterilization data, and functional performance data demonstrating that each SUD will remain substantially equivalent to its predicate device after the maximum number of times the device is reprocessed as intended by the person submitting the premarket notification.

Before enactment of the new law, a manufacturer of a reprocessed SUD was required to obtain premarket approval or premarket clearance for the device, unless the device was exempt from premarket submission requirements. Under MDUFMA, some previously exempt reprocessed SUDs are no longer exempt from premarket notification requirements. Manufacturers of these identified devices were required to submit 510(k)s that included validation data specified by FDA. Reprocessors of certain SUDs already subject to cleared 510(k)s were also required to submit the validation data specified by the agency.

The reprocessed SUDs subject to these new requirements were listed in the
Federal Register
as required by MDUFMA. In accordance with section 510(o) of the act, FDA shall revise the lists as appropriate. This notice adds two types of reprocessed SUDs to the lists of devices subject to MDUFMA's data submission requirements. Noncompression heart stabilizers are being added to the list of previously exempt reprocessed SUDs that now require the submission of 510(k)s containing validation data. Laparoscopic and endoscopic electrosurgical accessories are being added to the list of reprocessed SUDs, already subject to premarket notification requirements, for which supplemental validation data are required.

A. Definitions

Under section 302(b) of MDUFMA, a reprocessed SUD is defined as an “original device that has previously been used on a patient and has been subjected to additional processing and manufacturing for the purpose of an additional single use on a patient. The subsequent processing and manufacture of a reprocessed single-use device shall result in a device that is reprocessed within the meaning of this definition.”

Reprocessed SUDs are divided into three groups: (1) critical, (2) semicritical, and (3) noncritical. The first two categories reflect definitions set forth in MDUFMA, and all three reflect a classification scheme recognized in the industry.
1
These categories of devices are defined as follows:

1
Spaulding, E.H., “The Role of Chemical Disinfection in the Prevention of Nonsocomial Infections,” P.S. Brachman and T.C. Eickof (ed), Proceedings of International Conference on Nonsocomial Infections, 1970, American Hospital Association, Chicago, 254-274, 1971.

(1)
A critical reprocessed SUD
is intended to contact normally sterile tissue or body spaces during use.

(2)
A semicritical reprocessed SUD
is intended to contact intact mucous membranes and not penetrate normally sterile areas of the body.

(3)
A noncritical reprocessed SUD
is intended to make topical contact and not penetrate intact skin.

B. Critical and Semicritical Reprocessed SUDs Previously Exempt From Premarket Notification

MDUFMA required FDA to review the critical and semicritical reprocessed SUDs that were previously exempt from premarket notification requirements and determine which of these devices required premarket notification to ensure their substantial equivalence to predicate devices. By April 26, 2003, FDA was required to identify in a
Federal Register
notice those critical reprocessed SUDs whose exemption from premarket notification would be terminated and for which FDA determined that validation data, as specified under MDUFMA, was necessary in a 510(k). According to the law, manufacturers of the devices whose exemptions from premarket notification were terminated were required to submit 510(k)s that included validation data regarding cleaning, sterilization, and functional performance, in addition to all the other required elements of a 510(k) identified in § 807.87 (21 CFR 807.87), within 15 months of

publication of the notice or no longer market their devices.

In accordance with section 510(o) of the act, FDA must revise the list of devices subject to this requirement as appropriate. On June 26, 2003 (68 FR 38071), FDA recategorized nine device types from semicritical to critical, and added nonelectric gastroenterology-urology biopsy forceps to the list of critical devices whose exemption from premarket notification requirements was being terminated.

By April 26, 2004, FDA was required to identify in a
Federal Register
notice those semicritical reprocessed SUDs whose exemption from premarket notification would be terminated and for which FDA determined that validation data, as specified under MDUFMA, was necessary in a 510(k). As discussed above, manufacturers of the devices whose exemptions from premarket notification were terminated were required to submit 510(k)s that included validation data regarding cleaning, sterilization, and functional performance, in addition to all the other required elements of a 510(k) identified in § 807.87, within 15 months of publication of the notice or no longer market their devices. In accordance with section 510(o) of the act, FDA must revise the list of devices subject to this requirement as appropriate.

C. Reprocessed SUDs Already Subject to Premarket Notification Requirements

MDUFMA also required FDA to review the types of reprocessed SUDs already subject to premarket notification requirements and to identify which of these devices required the submission of validation data to ensure their substantial equivalence to predicate devices. FDA published a list of these devices in the
Federal Register
on April 30, 2003 (68 FR 23139). As described above, FDA must revise the list of devices subject to this requirement as appropriate.

For devices identified on this list that had already been cleared through the 510(k) process, manufacturers were required to submit validation data regarding cleaning, sterilization, and functional performance within 9 months of publication of the list or no longer market their devices.

For devices on this list that were not yet cleared through the 510(k) process, manufacturers were required to submit 510(k)s including validation data regarding cleaning, sterilization, and functional performance, in addition to all the other required elements identified in 21 CFR 807.87, in order to market these devices.

II. FDA's Implementation of New Section 510(o) of the Act

In the
Federal Register
of April 30, 2003 (68 FR 23139), FDA described the methodology and criteria used to identify the reprocessed SUDs that were included in the lists required by MDUFMA. First, FDA described how it identified the types of SUDs currently being reprocessed and how the Spaulding definitions (see footnote 1) were used to categorize these devices as critical, semicritical, or noncritical. (See Attachment 1.) Next, the agency described its use of the Risk Prioritization Scheme (RPS)
2
that was used to evaluate the potential risk (high, moderate, or low) associated with an SUD based on the following factors: (1) Risk of infection and (2) risk of inadequate performance following reprocessing. FDA identified its final criterion as those reprocessed SUDs intended to come in contact with tissue at high risk of being infected with the causative agents of Creutzfeldt-Jakob Disease (CJD). (These are generally devices intended for use in neurosurgery and ophthalmology.)

2
This scheme is described in the February 2000 draft guidance document entitled, “Reprocessing and Reuse of Single-Use Devices: Review Prioritization Scheme.”
http://www.fda.gov/cdrh/reuse/1156.html
.

Using this methodology and these criteria, the devices included on List I (Critical and Semicritical Reprocessed SUDs Previously Exempt from Premarket Notification Requirements that Now Require 510(k)s with Validation Data) of the April 30, 2003, June 26, 2003, and April 13, 2004,
Federal Register
notices are those critical and semicritical reprocessed SUDs that were either high risk according to the RPS or intended to come in contact with tissue at high risk of being infected with CJD. The devices included on List II (Reprocessed SUDs Subject to Premarket Notification Requirements that Now Require the Submission of Validation Data) of the April 30, 2003,
Federal Register
notice are those reprocessed SUDs already subject to premarket notification requirements that were either high risk according to the RPS or intended to come in contact with tissue at high risk of being infected with CJD.

III. Revisions to Attachment 1, List I, and List II

A. Revisions to Attachment 1 (List of SUDs Known To Be Reprocessed or Considered for Reprocessing)

FDA has evaluated the comments received regarding section 510(o) of the act. In doing so, the agency has determined that all noncompression heart stabilizers and endoscopic and laparoscopic electrosurgical accessories should be considered high risk devices when reprocessed.

Noncompression heart stabilizers are intended to move, lift, and position the heart while maintaining hemodynamic stability during cardiovascular surgery. The agency has determined that noncompression heart stabilizers are high risk devices when reprocessed because they include features, such as narrow tubing, interlocking parts, and small crevices that could impede cleaning and sterilization and because these devices contain materials, coatings, or components that may be damaged or altered by reprocessing. Therefore, these devices have the potential for a high risk of infection and/or inadequate performance when reprocessed. This includes noncompression heart stabilizers (device 21 in Attachment 1) classified under § 870.4500 (21 CFR 870.4500). In determining that noncompression heart stabilizers are high risk devices when reprocessed, a new product code has been created to identify these devices within regulation § 870.4500. The new product code is NQG. This new product code has been added to device 21 in Attachment 1 of this document.

Endoscopic and laparoscopic electrosurgical accessories are surgical instruments used during minimally invasive surgery, including vein harvesting. The agency has determined that these devices should be considered high risk devices when reprocessed because they include features, such as narrow lumens, that could impede thorough cleaning and sterilization and because these devices contain materials, coatings, or components that may be damaged or altered by reprocessing. Therefore, these devices have the potential for a high risk of infection or inadequate performance when reprocessed. This includes endoscopic and laparoscopic electrosurgical accessories (device 162 in Attachment 1) classified under § 878.4400 (21 CFR 878.4400). In determining that endoscopic and laparoscopic electrosurgical accessories are potentially high risk devices when reprocessed, a new product code has been created to identify these devices within regulation § 878.4400. The new product code is NUJ. This new product code has been added to device 162 in Attachment 1.

These changes are reflected in a revised version of Attachment 1 included in this
Federal Register
notice.

B. Revisions to List I (Critical and Semicritical Reprocessed Single-Use Devices Previously Exempt from Premarket Notification Requirements that Now Require 510(k)s with Validation Data)

Using the RPS, FDA has recategorized noncompression heart stabilizers from moderate risk to high risk when reprocessed, and the agency has therefore added noncompression heart stabilizers to List I. Manufacturers of noncompression heart stabilizers will be required to submit 510(k)s with validation data by December 29, 2006, which is 15 months following this revision of the list.

To help reprocessors be able to easily identify those critical and semicritical reprocessed SUDs that have been categorized into List I in this notice and previous
Federal Register
notices, FDA is re-issuing a complete listing of these devices. Therefore, List 1 now identifies all critical and semicritical reprocessed SUDs previously exempt from premarket notification requirements that now require 510(k)s with validation data.

C. Revisions to List II (Reprocessed Single-Use Devices Subject to Premarket Notification Requirements that Now Require the Submission of Validation Data)

Using the RPS, FDA has recategorized endoscopic and laparoscopic electrosurgical accessories under regulation § 878.4400 from moderate risk to high risk when reprocessed. Therefore, endoscopic and laparoscopic electrosurgical accessories have been added to List II. Under MDUFMA, manufacturers of these devices who have already obtained clearance through the 510(k) process must submit validation data regarding cleaning, sterilization, and functional performance by June 29, 2006, which is 9 months following this revision of the list. Upon publication of this notice, manufacturers who have not yet obtained clearance through the 510(k) process must submit 510(k)s including validation data regarding cleaning, sterilization, and functional performance, in addition to all the other required elements of a 510(k) identified in 21 CFR 807.87, in order to market these devices.

List I.—Critical and Semicritical Reprocessed Single-Use Devices Previously Exempt From Premarket Notification Requirements that Now Require 510(k)s With Validation Data [Manufacturers of noncompression heart stabilizers will need to submit 510(k)s with validation data by 15 months following the publication of this revised list.]

21 CFR No.
Classification name

Product code for nonreprocessed
device

Product code for reprocessed
device

Product code name for
reprocessed device

868.6810
Tracheobronchial suction catheter
BSY
NQV
Tracheobronchial suction catheter

870.4500
Cardiovascular surgical instruments
MWS
NQG
Noncompression heart stabilizer

872.3240
Dental bur
Diamond coated
NME
Dental diamond coated bur

872.4535
Dental diamond instrument
DZP
NLD
Dental diamond instrument

872.4730
Dental injection needle
DZM
NMW
Dental needle

872.5410
Orthodontic appliance and accessories
EJF
NQS
Orthodontic metal bracket

874.4140
Ear, nose, and throat bur
Microdebrider
NLY
ENT high speed microdebrider

874.4140
Ear, nose, and throat bur
Diamond coated
NLZ
ENT diamond coated bur

874.4420
Ear, nose, throat manual surgical ..
KAB, KBG, KCI
NLB
Laryngeal, sinus, tracheal trocar

876.1075
Gastroenterology-urology biopsy instrument
FCL
NON
Nonelectric biopsy forceps

876.4680
Ureteral stone dislodger
FGO, FFL
NQT, NQU
Flexible and basket stone dislodger

878.4200
Introduction/drainage catheter and accessories
GCB
NMT
Catheter needle

878.4800
Manual surgical instrument
MJG
NNA
Percutaneous biopsy device

878.4800
Manual surgical instrument
FHR
NMU
Gastro-Urology needle

878.4800
Manual surgical instrument for ... ....
DWO
NLK
Cardiovascular biopsy needle

878.4800
Manual surgical instrument for...
GAA
NNC
Aspiration and injection needle

882.4190
Forming/cutting clip instrument
HBS
NMN
Forming/cutting clip instrument

884.1730
Laparoscopic insufflator, ..
HIF
NMI
Laparoscopic insufflator and accessories

884.4530
OB/GYN specialized manual instrument
HFB
NMG
Gynecological biopsy forceps

886.4350
Manual ophthalmic surgical instrument
HNN
NLA
Ophthalmic knife

List II.—Reprocessed Single-Use Devices Subject to Premarket Notification Requirements That Now Require the Submission of Validation Data
1
[Manufacturers of endoscopic and laparoscopic electrosurgical accessories who already have 510(k) clearance for these devices must submit validation data by June 29, 2006. Any new 510(k) for this device type will require validation data upon publication of this document.]

21 CFR No.
Classification name

Product code for nonreprocessed
device

Product code for reprocessed
device

Product code name for
reprocessed device

Unclassified
Oocyte aspiration needles
MHK
NMO
Oocyte aspiration needles

Unclassified
Percutaneous transluminal angioplasty catheter
LIT
NMM
Transluminal peripheral angioplasty catheter

Unclassified
Ultrasonic surgical instrument
LFL
NLQ
Ultrasonic scalpel

868.5150
Anesthesia conduction needle
BSP
NNH
Anesthetic conduction needle (with/without introducer)

868.5150
Anesthesia conduction needle
MIA
NMR
Short term spinal needle

868.5730
Tracheal tube
BTR
NMA
Tracheal tube (with/without connector)

868.5905
Noncontinuous ventilator (IPPB)
BZD
NMC
Noncontinuous ventilator (respirator) mask

870.1200
Diagnostic intravascular catheter
DQO
NLI
Angiography catheter

870.1220
Electrode Recording Catheter
DRF
NLH
Electrode recording catheter

870.1220
Electrode Recording Catheter
MTD
NLG
Intracardiac mapping catheter

870.1230
Fiberoptic oximeter catheter
DQE
NMB
Fiberoptic oximeter catheter

870.1280
Steerable Catheter
DRA
NKS
Steerable Catheter

870.1290
Steerable catheter control system
DXX
NKR
Steerable catheter control system

870.1330
Catheter guide wire
DQX
NKQ
Catheter guide wire

870.1390
Trocar
DRC
NMK
Cardiovascular trocar

870.1650
Angiographic injector and syringe
DXT
NKT
Angiographic injector and syringe

870.1670
Syringe actuator for injector
DQF
NKW
Injector for actuator syringe

870.2700
Oximeter
MUD
NMD
Tissue saturation oximeter

870.2700
Oximeter
DQA
NLF
Oximeter

870.3535
Intra-aortic balloon and control system
DSP
NKO
Intra-aortic balloon and control system

870.4450
Vascular clamp
DXC
NMF
Vascular clamp

870.4885
External vein stripper
DWQ
NLJ
External vein stripper

872.5470
Orthodontic Plastic Bracket
DYW
NLC
Orthodontic Plastic Bracket

874.4680
Bronchoscope (flexible or rigid) and accessories
BWH
NLE
Bronchoscope (nonrigid) biopsy forceps

876.1075
Gastro-Urology biopsy instrument
FCG
NMX
G-U biopsy needle and needle set

876.1075
Gastroenterology-urology biopsy instrument
KNW
NLS
Biopsy instrument

876.1500
Endoscope and accessories
FBK, FHP
NMY
Endoscopic needle

876.1500
Endoscope and accessories
MPA
NKZ
Endoilluminator

876.1500
Endoscope and accessories
GCJ
NLM
General and plastic surgery laparoscope

876.1500
Endoscope and accessories
FHO
NLX
Spring-loaded pneumoperitoneum needle

876.4300
Endoscopic electrosurgical unit and accessories
FAS
NLW
Active Urological electrosurgical electrode

876.4300
Endoscopic electrosurgical unit and accessories
FEH
NLV
Flexible suction coagulator electrode

876.4300
Endoscopic electrosurgical unit and accessories
KGE
NLU
Electric biopsy forceps

876.4300
Endoscopic electrosurgical unit and accessories
FDI
NLT
Flexible snare

876.4300
Endoscopic electrosurgical unit and accessories
KNS
NLR
Endoscopic (with or without accessories) Electrosurgical unit

876.5010
Biliary catheter and accessories
FGE
NML
Biliary catheter

876.5540
Blood access device and accessories
LBW
NNF
Single needle dialysis set (co-axial flow)

876.5540
Blood access device and accessories
FIE
NNE
Fistula needle

876.5820
Hemodialysis systems and accessories
FIF
NNG
Single needle dialysis set with uni-directional pump

878.4300
Implantable clip
FZP
NMJ
Implantable clip

878.4400
Electrosurgical Cutting and Coagulation Device and Accessories
GEI
NUJ
Endoscopic and laparoscopic electrosurgical accessories

878.4750
Implantable staple
GDW
NLL
Implantable staple

880.5570
Hypodermic single lumen needle
FMI
NKK
Hypodermic single lumen needle

880.5860
Piston Syringe
FMF
NKN
Piston Syringe

882.4300
Manual cranial drills, burrs, trephines and accessories
HBG
NLO
(Manual) drills, burrs, trephines and accessories

882.4305
Powered compound cranial drills, burrs, trephines .
HBF
NLP
(Powered, compound) drills, burrs, trephines and accessories

882.4310
Powered simple cranial drills, burrs, trephines .
HBE
NLN
(Simple, powered) drills, burrs, trephines and accessories

884.1720
Gynecologic laparoscope and accessories
HET
NMH
Gynecologic laparoscope (and accessories)

884.6100
Assisted reproduction needle
MQE
NNB
Assisted reproduction needle

886.4370
Keratome
HMY, HNO
NKY
Keratome blade

886.4670
Phacofragmentation system
HQC
NKX
Phacoemulsification needle

892.5730
Radionuclide brachytherapy source
IWF
NMP
Isotope needle

1
Hemodialyzers have been excluded from this list because the reuse of hemodialyzers is addressed in “Draft Guidance for Hemodialyzer Reuse Labeling” October 6, 1995. An archived copy may be obtained from CDRH's Division of Small Manufacturers, International, and Consumer Assistance, please contact
dsmica@cdrh.fda.gov
.

IV. Stakeholder Input

In the
Federal Register
of February 4, 2003 (68 FR 5643), FDA invited interested persons to provide information and share views on the implementation of MDUFMA. Since that time, the agency has received comments on various MDUFMA provisions, including several on its implementation of section 510(o) of the act. As discussed above, one comment recommended that heart stabilizers should be considered high risk because of the risk of cross contamination and deterioration of the mechanical properties of the device. FDA agrees that noncompression heart stabilizers, a subset of all heart stabilizers, should be added to the list of critical reprocessed SUDs previously exempt from premarket notification requirements that will now require 510(k)s with validation data. Therefore, FDA has added noncompression heart stabilizers to List I.

Another comment recommended that FDA recategorize endoscopic vessel harvesting devices as high risk to be consistent with the categorization of other endoscopic accessories under 21 CFR 876.1500 (Endoscope and accessories). FDA agrees that endoscopic vessel harvesting devices should be considered high risk and subject to the submission of validation data. As discussed previously, in reviewing this comment, the agency also determined that laparoscopic electrosurgical accessories should be similarly categorized. Therefore, FDA has added laparoscopic and endoscopic electrosurgical accessories to List II.

Other additional comments requested that specific reprocessed SUDs be added to either List I or II. Each of these comments was carefully considered. However, FDA does not believe, based on the risk-based approach described in the April 30, 2003,
Federal Register
notice, that SUDs other than those identified in this notice should be added to the Lists at this time.

Another comment requested the FDA to call for the immediate submission and review of validation data regarding cleaning, sterilization, and functional performance for all reprocessed SUDs. The comment further stated that this request was based on the significant number of reprocessed devices which were withdrawn or were deemed to be insufficiently supported by validation data as of February 8, 2005.

Section 510(o) of the act required FDA to identify those reprocessed SUDs for which validation data must be submitted in order to ensure that those SUDs remain substantially equivalent to predicate devices after reprocessing. Because the agency has found that some reprocessed SUDs do not require the submission and review of validation data in order to demonstrate substantial equivalence, the agency identified the types of devices requiring the submission of validation data by implementing a risk-based approach. This risk-based approach, described in the April 30, 2003,
Federal Register
notice, identified a significant number of reprocessed SUDs that can no longer be legally marketed without agency review and clearance of validation data. The failure of some manufacturers to submit this validation data and the agency's review of submitted data resulted in a determination that a significant number of reprocessed SUDs could no longer be legally marketed. However, the process also identified a significant number of reprocessed SUDs that could continue to be marketed because: (1) they were found not to require the submission of additional validation data in order to ensure substantial equivalence to legally marketed predicate devices; or (2) after a review of submitted validation data, they were found to be substantially equivalent to legally marketed predicate devices. Therefore, FDA does not intend to expand the list of reprocessed SUDs subject to the submission and review of validation data to all reprocessed SUDs as requested in the comment. The agency believes it has implemented section 510(o) of the act by identifying the types of devices that require the submission of validation data and determining which of those devices can no longer be legally marketed.

V. Comments

You may submit written or electronic comments on the designation of reprocessed noncompression heart stabilizers and laparoscopic and endoscopic electrosurgical devices requiring the submission of premarket notifications with validation data to the Division of Dockets Management (see
ADDRESSES
). Submit electronic comments to
http://www.fda.gov/dockets/ecomments
. Submit two copies of mailed comments, but individuals may submit one copy. You should identify your comments with the docket number found in brackets in the heading of this document. You may see any comments FDA receives in the Dockets Management Branch between 9 a.m. and 4 p.m., Monday through Friday.

Attachment 1 List of SUDs Known To Be Reprocessed or Considered for Reprocessing

Medical
Specialty

Device Type

Regulation
Number

Class

Product
Code

Risk
A

Critical/Semicritical/Noncritical

Premarket
Exempt

1
Cardio
Cardiopulmonary Bypass Marker
Unclassified

MAB
1
C
N

2
Cardio
Percutaneous & Operative Transluminal Coronary Angioplasty Catheter (PTCA)
Post-amendment
III
LOX
3
C
N

3
Cardio
Percutaneous Ablation Electrode
Post-amendment
III
LPB
3
C
N

4
Cardio
Peripheral Transluminal Angioplasty (PTA) Catheter
870.1250
II
LIT
3
C
N

5
Cardio
Blood-Pressure Cuff
870.1120
II
DXQ
1
N
N

6
Cardio
Angiography Catheter
870.1200
II
DQO
3
C
N

7
Cardio
Electrode Recording Catheter
870.1220
II
DRF
3
C
N

8
Cardio
High-Density Array Catheter
870.1220
II
MTD
3
C
N

9
Cardio
Fiberoptic Oximeter Catheter
870.1230
II
DQE
3
C
N

10
Cardio
Steerable Catheter
870.1280
II
DRA
3
C
N

11
Cardio
Steerable Catheter Control System
870.1290
II
DXX
3
C
N

12
Cardio
Guide Wire
870.1330
II
DQX
3
C
N

13
Cardio
Angiographic Needle
870.1390
II
DRC
3
C
N

14
Cardio
Trocar
870.1390
II
DRC
3
C
N

15
Cardio
Syringes
870.1650
II
DXT
3
C
N

16
Cardio
Injector Type Syringe Actuator
870.1670
II
DQF
3
C
N

17
Cardio
Oximeter
870.2700
II
DQA
3
N
N

18
Cardio
Tissue Saturation Oximeter
870.2700
II
MUD
3
C
N

19
Cardio
Intra-Aortic Balloon System
870.3535
III
DSP
3
C
N

20
Cardio
Vascular Clamp
870.4450
II
DXC
3
C
N

21
Cardio
Heart Stabilizer
870.4500
I
MWS
2
C
Y

22
Cardio
Noncompression Heart Stabilizer
870.4500
I
MWS
3
C
Y

23
Cardio
External Vein Stripper
870.4885
II
DWQ
3
C
N

24
Cardio
Compressible Limb Sleeve
870.5800
II
JOW
1
N
N

25
Dental
Bur
872.3240
I
EJL
1
C
Y

26
Dental
Diamond Coated Bur
872.3240
I
EJL
3
C
Y

27
Dental
Diamond Instrument
872.4535
I
DZP
3
C
Y

28
Dental
AC-Powered Bone Saw
872.4120
II
DZH
2
C
N

29
Dental
Manual Bone Drill and Wire Driver
872.4120
II
DZJ
2
C
N

30
Dental
Powered Bone Drill
872.4120
II
DZI
2
C
N

31
Dental
Intraoral Drill
872.4130
I
DZA
1
C
Y

32
Dental
Injection needle
872.4730
I
DZM
3
C
Y

33
Dental
Metal Orthodontic Bracket
872.5410
I
EJF
3
S
Y

34
Dental
Plastic Orthodontic Bracket
872.5470
II
DYW
3
S
N

35
ENT
Bur
874.4140
I
EQJ
1
C
Y

36
ENT
Diamond Coated Bur
874.4140
I
EQJ
3
C
Y

37
ENT
Microdebrider
874.4140
I
EQJ
3
C
Y

38
ENT
Microsurgical Argon Fiber Optic Laser Cable, For Uses Other Than Otology, Including Laryngology & General Use In Otolaryngology
874.4490
II
LMS
1
S
N

39
ENT
Microsurgical Argon Fiber Optic Laser Cable, For Use In Otology
874.4490
II
LXR
1
S
N

40
ENT
Microsurgical Carbon-Dioxide Fiber Optic Laser Cable
874.4500
II
EWG
1
S
N

41
ENT
Bronchoscope Biopsy Forceps (Nonrigid)
874.4680
II
BWH
3
C
N

42
ENT
Bronchoscope Biopsy Forceps (Rigid)
874.4680
II
JEK
1
C
N

43
Gastro/ Urology
Biopsy Forceps Cover
876.1075
I
FFF
1
C
Y

44
Gastro/ Urology
Biopsy Instrument
876.1075
II
KNW
3
C
N

45
Gastro/ Urology
Biopsy Needle Set
876.1075
II
FCG
3
C
N

46
Gastro/ Urology
Biopsy Punch
876.1075
II
FCI
2
C
N

47
Gastro/ Urology
Mechanical Biopsy Instrument
876.1075
II
FCF
2
C
N

48
Gastro/ Urology
Nonelectric Biopsy Forceps
876.1075
I
FCL
3
C
Y

49
Gastro/ Urology
Cytology Brush For Endoscope
876.1500
II
FDX
2
S
N

50
Gastro/ Urology
Endoscope accessories
876.1500
II
KOG
2
S
N

51
Gastro/ Urology
Extraction Balloons/Baskets
876.1500
II
KOG
2
S
N

52
Gastro/Urology
Endoscopic needle
876.1500
II
FBK
3
C
N

53
Gastro/ Urology
Simple Pneumoperitoneum Needle
876.1500
II
FHP
3
C
N

54
Gastro/ Urology
Spring Loaded Pneumoperitoneum Needle
876.1500
II
FHO
3
C
N

55
Gastro/ Urology
Active Electrosurgical Electrode
876.4300
II
FAS
3
S
N

56
Gastro/ Urology
Biliary Sphincterotomes
876.5010, 876.1500
II
FGE
3
C
N

57
Gastro/ Urology
Electric Biopsy Forceps
876.4300
II
KGE
3
C
N

58
Gastro/ Urology
Electrosurgical Endoscopic Unit (With Or Without Accessories)
876.4300
II
KNS
3
S
N

59
Gastro/ Urology
Flexible Snare
876.4300
II
FDI
3
S
N

60
Gastro/ Urology
Flexible Suction Coagulator Electrode
876.4300
II
FEH
3
S
N

61
Gastro/ Urology
Flexible Stone Dislodger
876.4680
II
FGO
3
S
Y

62
Gastro/ Urology
Metal Stone Dislodger
876.4680
II
FFL
3
S
Y

63
Gastro/ Urology
Needle Holder
876.4730
I
FHQ
1
C
Y

64
Gastro/ Urology
Nonelectrical Snare
876.4730
I
FGX
1
S
Y

65
Gastro/ Urology
Urological Catheter
876.5130
II
KOD
2
S
N

66
Gastro/Urology
Single needle dialysis set
876.5540
II
LBW, FIE
3
C
N

67
Gastro/ Urology
Hemodialysis Blood Circuit Accessories
876.5820
II
KOC
2
S
N

68
Gastro/Urology
Single needle dialysis set
876.5820
II
FIF
3
C
N

69
Gastro/Urology
Hemorrhoidal Ligator
876.4400
II
FHN
2
C
N

70
General Hospital
Implanted, Programmable Infusion Pump
Post-amendment
III
LKK
3
C
N

71
General Hospital
Needle Destruction Device
Post-amendment
III
MTV
1
N
N

72
General Hospital
Nonpowered Flotation Therapy Mattress
880.5150
I
IKY
2
N
Y

73
General Hospital
NonAC-Powered Patient Lift
880.5510
I
FSA
2
N
Y

74
General Hospital
Alternating Pressure Air Flotation Mattress
880.5550
II
FNM
1
N
Y

75
General Hospital
Temperature Regulated Water Mattress
880.5560
I
FOH
2
N
Y

76
General Hospital
Hypodermic Single Lumen Needle
880.5570
II
FMI
3
C
N

77
General Hospital
Piston Syringe
880.5860
II
FMF
3
C
N

78
General Hospital
Mattress Cover (Medical Purposes)
880.6190
I
FMW
2
N
Y

79
General Hospital
Disposable Medical Scissors
880.6820
I
JOK
1
N
Y

80
General Hospital
Irrigating Syringe
880.6960
I
KYZ, KYY
1
C
Y

81
Infection Control
Surgical Gowns
878.4040
II
FYA
1
C
N

82
Lab
Blood Lancet
878.4800
I
FMK
1
C
Y

83
Neurology
Clip Forming/Cutting Instrument,
882.4190
I
HBS
3*
C
Y

84
Neurology
Drills, Burrs, Trephines &Accessories (Manual)
882.4300
II
HBG
3*
C
N

85
Neurology
Drills, Burrs, Trephines &Accessories (Compound, Powered)
882.4305
II
HBF
3*
C
N

86
Neurology
Drills, Burrs, Trephines &Accessories (Simple, Powered)
882.4310
II
HBE
3*
C
N

87
OB/GYN
Oocyte aspiration needle

III
MHK
3
C
N

88
OB/GYN
Laparoscope accessories
884.1720
I
HET
2
C
Y

89
OB/GYN
Laparoscope Accessories
884.1720
II
HET
3
C
N

90
OB/GYN
Laparoscopic Dissectors
884.1720
I
HET
2
C
Y

91
OB/GYN
Laparoscopic Graspers
884.1720
I
HET
2
C
Y

92
OB/GYN
Laparoscopic Scissors
884.1720
I
HET
2
C
Y

93
OB/GYN
Insufflator accessories (tubing, Verres needle, kits)
884.1730
II
HIF
3
C
Y

94
OB/GYN
Laparoscopic Insufflator
884.1730
II
HIF
2
N
N

95
OB/GYN
Endoscopic Electrocautery and Accessories
884.4100
II
HIM
2
N
N

96
OB/GYN
Gynecologic Electrocautery (and Accessories)
884.4120
II
HGI
2
N
N

97
OB/GYN
Endoscopic Bipolar Coagulator-Cutter (and Accessories)
884.4150
II
HIN
2
N
N

98
OB/GYN
Culdoscopic Coagulator (and Accessories)
884.4160
II
HFI
2
N
N

99
OB/GYN
Endoscopic Unipolar Coagulator-Cutter (and Accessories)
884.4160
II
KNF
2
N
N

100
OB/GYN
Hysteroscopic Coagulator (and Accessories)
884.4160
II
HFH
2
N
N

101
OB/GYN
Unipolar Laparoscopic Coagulator (and Accessories)
884.4160
II
HFG
2
N
N

102
OB/GYN
Episiotomy Scissors
884.4520
I
HDK
1
C
Y

103
OB/GYN
Umbilical Scissors
884.4520
I
HDJ
1
C
Y

104
OB/GYN
Biopsy Forceps
884.4530
I
HFB
3
C
Y

105
OB/GYN
Assisted reproduction needle
884.6100
II
MQE
3
C
N

106
Ophthalmic
Endoilluminator
876.1500
II
MPA
3*
C
N

107
Ophthalmic
Surgical Drapes
878.4370
II
KKX
2
C
N

108
Ophthalmic
Ophthalmic Knife
886.4350
I
HNN
3
C
Y

109
Ophthalmic
Keratome Blade
886.4370
I
HMY, HNO
3
C
N

110
Ophthalmic
Phacoemulsification Needle
886.4670
II
HQC
3
C
N

111
Ophthalmic
Phacoemulsification/ Phacofragmentation Fluidic
886.4670
II
MUS
2
C
N

112
Ophthalmic
Phacofragmentation Unit
886.4670
II
HQC
1
N
N

113
Orthopedic
Saw Blades
878.4820
I
GFA, DWH, GEY, GET
1
C
Y

114
Orthopedic
Surgical Drills
878.4820
I
GEY, GET
1
C
Y

115
Orthopedic
Arthroscope accessories
888.1100
II
HRX
2
C
Y

116
Orthopedic
Bone Tap
888.4540
I
HWX
1
C
Y

117
Orthopedic
Burr
888.4540
I
HTT
1
C
Y

118
Orthopedic
Carpal Tunnel Blade
888.4540
I
LXH
2
C
Y

119
Orthopedic
Countersink
888.4540
I
HWW
1
C
Y

120
Orthopedic
Drill Bit
888.4540
I
HTW
1
C
Y

121
Orthopedic
Knife
888.4540
I
HTS
1
C
Y

122
Orthopedic
Manual Surgical Instrument
888.4540
I
LXH
1
C
Y

123
Orthopedic
Needle Holder
888.4540
I
HXK
1
C
Y

124
Orthopedic
Reamer
888.4540
I
HTO
1
C
Y

125
Orthopedic
Rongeur
888.4540
I
HTX
1
C
Y

126
Orthopedic
Scissors
888.4540
I
HRR
1
C
Y

127
Orthopedic
Staple Driver
888.4540
I
HXJ
1
C
Y

128
Orthopedic
Trephine
888.4540
I
HWK
1
C
Y

129
Orthopedic
Flexible Reamers/Drills
886.4070 878.4820
I
GEY, HRG
1
C
Y

130
Orthopedic
External Fixation Frame
888.3040 888.3030
II
JEC KTW KTT
2
N
N

131
Physical Medicine
Nonheating Lamp for Adjunctive Use Inpatient Therapy
890.5500
II
NHN
1
N
N

132
Physical Medicine
Electrode Cable,
890.1175
II
IKD
1
N
Y

133
Physical Medicine
External Limb Component, Hip Joint
890.3420
I
ISL
2
N
Y

134
Physical Medicine
External Limb Component, Knee Joint
890.3420
I
ISY
2
N
Y

135
Physical Medicine
External Limb Component, Mechanical Wrist
890.3420
I
ISZ
2
N
Y

136
Physical Medicine
External Limb Component, Shoulder Joint
890.3420
I
IQQ
2
N
Y

137
Plastic Surgery
Stapler
878.4800
I
GAG, GEF, FHM, HBT
2
C
Y

138
Radiology
Isotope Needle
892.5730
II
IWF
3
C
N

139
Respiratory
Endotracheal Tube Changer
Unclassified
III
LNZ
3
C
N

140
Respiratory
Anesthesia conduction needle
868.5150
II
BSP
3
C
N

141
Respiratory
Short term spinal needle
868.5150
II
MIA
3
C
N

142
Respiratory
Respiratory Therapy and Anesthesia Breathing Circuits
868.5240
I
CAI
2
S
Y

143
Respiratory
Oral and Nasal Catheters
868.5350
I
BZB
1
C
Y

144
Respiratory
Gas Masks
868.5550
I
BSJ
1
S
Y

145
Respiratory
Breathing Mouthpiece
868.5620
I
BYP
1
N
Y

146
Respiratory
Tracheal Tube
868.5730
II
BTR
3
C
N

147
Respiratory
Airway Connector
868.5810
I
BZA
2
S
Y

148
Respiratory
CPAP Mask
868.5905
II
BZD
3
S
N

149
Respiratory
Emergency Manual Resuscitator
868.5915
II
BTM
2
S
N

150
Respiratory
Tracheobronchial Suction Catheter
868.6810
I
BSY
3
S
Y

151
Surgery
AC-powered Orthopedic Instrument and accessories
878.4820
I
HWE
2
C
N

152
Surgery
Breast Implant Mammary Sizer
Unclassified

MRD
1
C
N

153
Surgery
Ultrasonic Surgical Instrument
Unclassified

LFL
3
C
N

154
Surgery
Trocar
874.4420
I
KAB, KBG, KCI
3
C
Y

155
Surgery
Endoscopic Blades
876.1500
II
GCP, GCR
2
C
N

156
Surgery
Endoscopic Guidewires
876.1500
II
GCP, GCR
1
C
N

157
Surgery
Inflatable External Extremity Splint
878.3900
I
FZF
1
N
Y

158
Surgery
Noninflatable External Extremity Splint
878.3910
I
FYH
1
N
Y

159
Surgery
Catheter needle
878.4200
I
GCB
3
C
Y

160
Surgery
Implantable Clip
878.4300
II
FZP
3
C
N

161
Surgery
Electrosurgical and Coagulation Unit With Accessories
878.4400
II
BWA
2
C
N

162
Surgery
Electrosurgical Apparatus
878.4400
II
HAM
2
C
N

163
Surgery
Electrosurgical Cutting & Coagulation Device & Accessories
878.4400
II

GEI
NUJ

2
3

C
N

164
Surgery
Electrosurgical Device
878.4400
II
DWG
2
C
N

165
Surgery
Electrosurgical Electrode
878.4400
II
JOS
2
C
N

166
Surgery
Implantable Staple, Clamp, Clip for Suturing Apparatus
878.4750
II
GDW
3
C
N

167
Surgery
Percutaneous biopsy device
878.4800
I
MJG
3
C
Y

168
Surgery
Gastro-Urology needle
878.4800
I
FHR
3
C
Y

169
Surgery
Aspiration and injection needle
878.4800
I
GAA
3
C
Y

170
Surgery
Biopsy Brush
878.4800
I
GEE
1
C
Y

171
Surgery
Blood Lancet
878.4800
I
FMK
1
C
Y

172
Surgery
Bone Hook
878.4800
I
KIK
1
C
Y

173
Surgery
Cardiovascular Biopsy Needle
878.4800
I
DWO
3
C
Y

174
Surgery
Clamp
878.4800
I
GDJ
1
C
Y

175
Surgery
Clamp
878.4800
I
HXD
1
C
Y

176
Surgery
Curette
878.4800
I
HTF
1
C
Y

177
Surgery
Disposable Surgical Instrument
878.4800
I
KDC
1
C
Y

178
Surgery
Disposable Vein Stripper
878.4800
I
GAJ
1
C
Y

179
Surgery
Dissector
878.4800
I
GDI
1
C
Y

180
Surgery
Forceps
878.4800
I
GEN
2
C
Y

181
Surgery
Forceps
878.4800
I
HTD
2
C
Y

182
Surgery
Gouge
878.4800
I
GDH
1
C
Y

183
Surgery
Hemostatic Clip Applier
878.4800
I
HBT
2
C
Y

184
Surgery
Hook
878.4800
I
GDG
1
C
Y

185
Surgery
Manual Instrument
878.4800
I
MDM, MDW
1
C
Y

186
Surgery
Manual Retractor
878.4800
I
GZW
1
C
Y

187
Surgery
Manual Saw and Accessories
878.4800
I
GDR HAC
1
C
Y

188
Surgery
Manual Saw and Accessories
878.4800
I
HAC
1
C
Y

189
Surgery
Manual Surgical Chisel
878.4800
I
FZO
1
C
Y

190
Surgery
Mastoid Chisel
878.4800
I
JYD
1
C
Y

191
Surgery
Orthopedic Cutting Instrument
878.4800
I
HTZ
1
C
Y

192
Surgery
Orthopedic Spatula
878.4800
I
HXR
1
C
Y

193
Surgery
Osteotome
878.4800
I
HWM
1
C
Y

194
Surgery
Rasp
878.4800
I
GAC
1
C
Y

195
Surgery
Rasp
878.4800
I
HTR
1
C
Y

196
Surgery
Retractor
878.4800
I
GAD
1
C
Y

197
Surgery
Retractor
878.4800
I
HXM
1
C
Y

198
Surgery
Saw
878.4800
I
HSO
1
C
Y

199
Surgery
Scalpel Blade
878.4800
I
GES
1
C
Y

200
Surgery
Scalpel Handle
878.4800
I
GDZ
1
C
Y

201
Surgery
Scissors
878.4800
I
LRW
1
C
Y

202
Surgery
Snare
878.4800
I
GAE
1
C
Y

203
Surgery
Spatula
878.4800
I
GAF
1
C
Y

204
Surgery
Staple Applier
878.4800
I
GEF
2
C
Y

205
Surgery
Stapler
878.4800
I
GAG
2
C
Y

206
Surgery
Stomach and Intestinal Suturing Apparatus
878.4800
I
FHM
2
C
Y

207
Surgery
Surgical Curette
878.4800
I
FZS
1
C
Y

208
Surgery
Surgical Cutter
878.4800
I
FZT
1
C
Y

209
Surgery
Surgical Knife
878.4800
I
EMF
1
S
Y

210
Surgery
Laser Powered Instrument
878.4810
II
GEX
2
C
N

211
Surgery
AC-Powered Motor
878.4820
I
GEY
2
C
Y

212
Surgery
Bit
878.4820
I
GFG
1
C
Y

213
Surgery
Bur
878.4820
I
GFF, GEY
1
C
Y

214
Surgery
Cardiovascular Surgical Saw Blade
878.4820
I
DWH
1
C
Y

215
Surgery
Chisel (Osteotome)
878.4820
I
KDG
1
C
Y

216
Surgery
Dermatome
878.4820
I
GFD
1
C
Y

217
Surgery
Electrically Powered Saw
878.4820
I
DWI
2
C
Y

218
Surgery
Pneumatic Powered Motor
878.4820
I
GET
2
C
Y

219
Surgery
Pneumatically Powered Saw
878.4820
I
KFK
2
C
Y

220
Surgery
Powered Saw and Accessories
878.4820
I
HAB
2
C
Y

221
Surgery
Saw Blade
878.4820
I
GFA
1
C
Y

222
Surgery
Nonpneumatic Tourniquet
878.5900
I
GAX
1
N
Y

223
Surgery
Pneumatic Tourniquet
878.5910
I
KCY
1
N
Y

224
Surgery
Endoscopic Staplers
888.4540
I
HXJ
2
C
Y

225
Surgery
Trocar
876.1500 870.1390
II
GCJ, DRC
3
C
N

226
Surgery
Surgical Cutting Accessories
878.4800, 874.4420
I
GDZ, GDX, GES, KBQ, KAS
2
C
Y

227
Surgery
Electrosurgical Electrodes/Handles/Pencils
876.4300 878.4400
II
HAM, GEI, FAS
2
C
N

228
Surgery
Scissor Tips
878.4800, 884.4520, 874.4420
I
LRW, HDK, HDJ, JZB, KBD
2
C
Y

229
Surgery
Laser Fiber Delivery Systems
878.4810 874.4500 886.4390 884.4550 886.4690
II
GEX EWG LLW HQF HHR HQB
1
C
N

A
Risk categorization may be either:

1 = low risk according to RPS
2 = moderate risk according to RPS
3 = high risk according to RPS
3* = high risk due to neurological use
See section II of this document, “FDA's Implementation of New Section 510(o) of the Act” for methodology and criteria used to identify the risk.

Dated: September 22, 2005.
Jeffrey Shuren,
Assistant Commissioner for Policy.

[FR Doc. 05-19510 Filed 9-28-05; 8:45 am]
BILLING CODE 4160-01-S

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/fr%3A05-19510. Public record. Not legal advice.
