# The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress > Briefs, arguments, decisions, and more. URL: https://www.frixlaw.com/law-library/documents/crs%3AR45948 ## Record - **Collection:** Congressional research report - **Document type:** CRS Report - **Published:** January 22, 2025 - **Citation:** R45948 ## Text The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress Updated January 22, 2025 Congressional Research Service https://crsreports.congress.gov R45948 SUMMARY The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress R45948 January 22, 2025 Joanna R. Lampe Legislative Attorney The Controlled Substances Act (CSA) establishes a unified legal framework to regulate certain drugs and other substances that are deemed to pose a risk of abuse and dependence. The CSA may apply to drugs that are medical or recreational, legally or illicitly distributed, but the statute does not apply to all drugs. Rather, it applies to drugs and other substances that have been designated for control by Congress or through administrative proceedings. The CSA also applies to controlled substance analogues that are intended to mimic the effects of controlled substances and to certain listed chemicals—chemicals commonly used to manufacture controlled substances. Controlled substances subject to the CSA are divided into categories known as Schedules I through V based on their medical utility and their potential for abuse and dependence. Substances considered to pose the greatest risk to the public health and safety are subject to the most stringent controls and sanctions. A lower schedule number corresponds to greater restrictions, so substances in Schedule I are subject to the strictest controls, while substances in Schedule V are subject to the least strict. Many substances regulated under the CSA are also subject to other federal or state regulations, including the Federal Food, Drug, and Cosmetic Act. The Drug Enforcement Administration (DEA) is the federal agency primarily responsible for implementing and enforcing the CSA. DEA may designate a substance for control through notice-and-comment rulemaking if the substance satisfies the applicable statutory criteria or may undertake such rulemaking to alter or remove existing controls on a controlled substance. The agency may also place a substance under temporary control on an emergency basis if the substance poses an imminent hazard to public safety. In addition, DEA may designate a substance for control if required by the United States’ international treaty obligations. In the alternative, Congress may place a substance under control or modify or remove controls by statute. The CSA aims to ensure that patients have access to pharmaceutical controlled substances for legitimate medical purposes while also seeking to protect public health from the dangers of controlled substances diverted into or produced for the illicit market. To accomplish those two goals, the statute creates two overlapping legal schemes. Registration provisions require entities working with controlled substances to register with DEA and take various steps to prevent diversion and misuse of controlled substances. Trafficking provisions establish penalties for the production, distribution, and possession of controlled substances outside the legitimate scope of the registration system. DEA is primarily responsible for enforcing the CSA’s registration provisions and works with the Criminal Division of the Department of Justice to enforce the Act’s trafficking provisions. Violations of the registration provisions generally are not criminal offenses, but certain serious violations may result in criminal prosecutions yielding fines and even short prison sentences. Violations of the trafficking provisions are criminal offenses that may result in large fines and lengthy prison sentences. During the 117th and 118th Congresses, significant legal developments related to controlled substances regulation occurred via executive branch actions, court decisions, and enacted federal and state legislation. Some Members of Congress also introduced a number of proposals to amend the CSA in various ways. Recent years saw developments in marijuana law and policy, including a growing divergence between federal and state marijuana laws, a 2022 presidential grant of clemency for federal and D.C. marijuana possession offenses, and 2024 DEA rulemaking proceedings proposing to reschedule marijuana under the CSA. Some Members of the 118th Congress reintroduced legislation such as the MORE Act (H.R. 5601) and the Cannabis Administration and Opportunity Act (S. 4226), both of which would have removed marijuana from control under the CSA. Some Members also introduced other bills that would have addressed specific aspects of the divergence between federal and state marijuana law, including proposals seeking to facilitate clinical research involving marijuana and other Schedule I controlled substances. In addition, the 118th Congress confronted ongoing issues related to the opioid epidemic, including the regulation of the powerful opioid fentanyl and its analogues. Some Members of Congress also considered whether to impose controls on xylazine, an unscheduled veterinary sedative that is sometimes used by humans alone or in combination with controlled substances. Congressional Research Service The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress Contents Background and Scope of the CSA ................................................................................................. 2 Other Regulatory Schemes .............................................................................................................. 4 Federal Food, Drug, and Cosmetic Act ..................................................................................... 4 State Laws Addressing Controlled Substances ......................................................................... 4 Classification of Controlled Substances .......................................................................................... 6 Overview of Schedules ............................................................................................................. 6 Analogues and Listed Chemicals .............................................................................................. 8 Scheduling Procedures .............................................................................................................. 9 Legislative Scheduling ........................................................................................................ 9 Administrative Scheduling................................................................................................ 10 Emergency Scheduling ...................................................................................................... 11 International Treaty Obligations ....................................................................................... 12 Registration Requirements ............................................................................................................ 13 Entities Required to Register................................................................................................... 14 Obligations of Registrants ....................................................................................................... 15 Recordkeeping and Reporting........................................................................................... 15 Inspections ........................................................................................................................ 16 Security ............................................................................................................................. 16 Quotas ............................................................................................................................... 17 Prescriptions...................................................................................................................... 17 Enforcement and Penalties ...................................................................................................... 18 Trafficking Provisions ................................................................................................................... 19 Prohibitions ............................................................................................................................. 19 Enforcement and Penalties ...................................................................................................... 20 Legal Considerations for the 119th Congress ................................................................................ 23 Federal and State Marijuana Regulation ................................................................................. 23 Appropriations Limitations ............................................................................................... 25 Executive Branch Policy and Simple Possession Pardon ................................................. 27 DOJ Proposal to Reschedule Marijuana ........................................................................... 29 Proposed Marijuana Legislation ....................................................................................... 31 Clinical Research and Use of Schedule I Controlled Substances ........................................... 35 Opioid Epidemic ..................................................................................................................... 38 Fentanyl Analogues........................................................................................................... 39 Other Proposals Related to Opioid Regulation ................................................................. 42 Xylazine .................................................................................................................................. 43 Figures Figure 1. CSA Scheduling Criteria .................................................................................................. 7 Contacts Author Information........................................................................................................................ 46 Congressional Research Service The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress P harmaceutical drugs play a vital role in American public health. Surveys by the Centers for Disease Control and Prevention (CDC) between 2017 and 2020 estimated that nearly 50% of Americans had used one or more prescription drugs in the last 30 days.1 However, both pharmaceutical and non-pharmaceutical drugs may also pose serious public health risks. The CDC reports that 105,007 Americans died of drug overdoses in 2023.2 The Controlled Substances Act3 (CSA or the Act) seeks to balance those competing considerations.4 The CSA regulates controlled substances—pharmaceutical and non-pharmaceutical drugs and other substances that are deemed to pose a risk of abuse and dependence.5 By establishing rules for the proper handling of controlled substances6 and imposing penalties for any illicit production, distribution, or possession of such substances,7 the Act seeks to protect the public from the dangers of controlled substances while also ensuring that patients have access to pharmaceutical controlled substances for legitimate medical purposes.8 This report provides an overview of the CSA and select legal issues that have arisen under the Act, with a focus on legal issues that may be relevant to the 119th Congress. The report first summarizes the history of the CSA and explains how the regulation of controlled substances under the CSA overlaps with other federal and state regulatory regimes.9 It then outlines the five main categories of substances subject to the Act—known as schedules—and discusses how substances are added to the schedules.10 The report next outlines the CSA’s registration requirements, which govern the activities of individuals and entities that register with the government to receive authorization to handle pharmaceutical controlled substances,11 before summarizing the CSA’s criminal trafficking provisions, which apply to controlled-substancerelated activities that are not authorized under the Act.12 Finally, the report outlines select legal considerations for Congress related to the CSA, including the growing divergence between the 1 See National Center for Health Statistics, Therapeutic Drug Use, CDC (Oct. 7, 2024), https://www.cdc.gov/nchs/fastats/drug-use-therapeutic.htm. 2 See Matthew F. Garnett, M.P.H., and Arialdi M. Miniño, M.P.H., Drug Overdose Deaths in the United States, 20032023, NCHS DATA BRIEF No. 522 (Dec. 2024). 3 Controlled Substances Act, Pub. L. 91-513, tit. II, 84 Stat. 1242 (1970) (codified as amended at 21 U.S.C. §§ 801– 904). 4 See id. §§ 801(1), (2). 5 See id. §§ 802(6), 811. The CSA adopts the definition of “drug” used in the Federal Food, Drug and Cosmetic Act (FD&C Act) of 1938, ch. 675, 52 Stat 1040. See 21 U.S.C. §§ 802(12), 321(g)(1) (“The term ‘drug’ means (A) articles recognized in the official United States Pharmacopoeia, official Homoeopathic Pharmacopoeia of the United States, or official National Formulary, or any supplement to any of them; and (B) articles intended for use in the diagnosis, cure, mitigation, treatment, or prevention of disease in man or other animals; and (C) articles (other than food) intended to affect the structure or any function of the body of man or other animals; and (D) articles intended for use as a component of any article specified in clause (A), (B), or (C).”). The CSA does not apply exclusively to “drugs,” providing more broadly for the control of any “drug or other substance” included in the CSA’s schedules. 21 U.S.C. § 802(6). Substances subject to the CSA may include plants, such as marijuana or peyote, or chemicals not generally recognized as drugs. However, for the sake of simplicity, this report at times refers to “drugs” subject to the Act. 6 See id. §§ 821–832. 7 See id. §§ 841–865. 8 See id. §§ 801(1), (2). 9 See infra “Background and Scope of the CSA” and “Other Regulatory Schemes.” 10 See infra “Classification of Controlled Substances.” 11 See infra “Registration Requirements.” 12 See infra “Trafficking Provisions.” Congressional Research Service 1 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress status of marijuana under federal and state law, legal limits on clinical research and medical use of certain controlled substances, and issues related to the opioid epidemic.13 Background and Scope of the CSA Congress has regulated drugs in some capacity since the 19th century. Federal drug regulation began with tariffs, import and export controls, and purity and labeling requirements applicable to narcotic drugs such as opium and coca leaves and their derivatives.14 With the passage of the Harrison Narcotics Tax Act of 1914, Congress began in earnest to regulate the domestic trade in narcotic drugs.15 The Harrison Act imposed federal oversight of the legal trade in narcotic drugs and imposed criminal penalties for illicit trafficking in narcotics.16 Over the course of the 20th century, the list of drugs subject to federal control expanded beyond narcotic drugs to include marijuana, depressants, stimulants, and hallucinogens.17 In 1970, Congress revamped federal drug regulation by enacting the Comprehensive Drug Abuse Prevention and Control Act.18 That act repealed nearly all existing federal substance control laws and, for the first time, imposed a unified framework of federal controlled substance regulation.19 Title II of the Comprehensive Drug Abuse Prevention and Control Act is known as the Controlled Substances Act.20 The CSA regulates certain drugs and other substances—whether medical or recreational, legally or illicitly distributed—that are found to pose a risk of abuse and dependence.21 In enacting the CSA, Congress recognized two competing interests related to drug regulation. On one hand, many drugs “have a useful and legitimate medical purpose and are necessary to maintain the health and general welfare of the American people.”22 On the other hand, “illegal importation, manufacture, distribution, and possession and improper use of controlled substances have a substantial and detrimental effect on the health and general welfare of the American people.”23 Accordingly, the Act simultaneously aims to protect the public from the dangers of controlled substances while ensuring access to controlled substances for legitimate purposes. To accomplish those two goals, the statute imposes two overlapping legal schemes. Registration provisions require individuals and entities working with controlled substances to register with the government, take steps to prevent diversion and misuse of controlled substances,24 and report 13 See infra “Legal Considerations for the 119th Congress.” 14 Thomas M. Quinn & Gerald T. McLaughlin, The Evolution of Federal Drug Control Legislation, 22 CATH. U.L. REV. 586, 589–93 (1973). 15 Pub. L. No. 63-223, 38 Stat. 785 (1915). 16 Id. See Quinn & McLaughlin, supra note 14 at 593. 17 Id. at 600–03. 18 Pub. L. No. 91-513, 84 Stat. 1236 (1970). Congress has the authority to regulate controlled substances under the Commerce Clause, U.S. CONST. art. I, § 8, cl. 3. See Gonzales v. Raich, 545 U.S. 1, 15 (2004). 19 Id. See Quinn & McLaughlin, supra note 14, at 605. 20 Title III of the Comprehensive Drug Abuse Prevention and Control Act is the closely related Controlled Substances Import and Export Act, Pub. L. 91-513, tit. III, 84 Stat. 1285 (1970) (codified as amended at 21 U.S.C. §§ 951–971). 21 See 21 U.S.C. §§ 811, 812. 22 Id. § 801(1). 23 Id. § 801(2). 24 Diversion refers to the movement of controlled substances produced for legal uses from legitimate sources to unauthorized channels or users. See Program Description, DRUG ENFORCEMENT ADMINISTRATION (DEA), https://www.deadiversion.usdoj.gov/about-us.html (last visited Jan. 17, 2025). Congressional Research Service 2 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress certain information to regulators.25 Trafficking provisions establish penalties for the production, distribution, and possession of controlled substances outside the legitimate scope of the registration system.26 The CSA does not apply to all drugs. As discussed below, substances generally must be identified for control (either individually or as a class) to fall within the scope of the Act.27 For medical drugs, the CSA primarily applies to prescription drugs, not drugs available over the counter.28 Moreover, the statute does not apply to all prescription drugs but rather to a subset of those drugs deemed to warrant additional controls.29 As for non-pharmaceutical drugs, well-known recreational drugs such as cocaine,30 heroin, and lysergic acid diethylamide (LSD) are all controlled substances, as are numerous lesser-known substances, some of which are identified only by their chemical formulas.31 Some controlled substances, such as marijuana and fentanyl, are used for both medical and recreational purposes.32 Some recreational drugs are not classified as federally controlled substances.33 Alcohol and tobacco, which might otherwise qualify as drugs potentially warranting control under the CSA, are explicitly excluded from the scope of the Act,34 as is hemp that meets certain statutory requirements.35 It is possible for legitimate researchers and illicit drug manufacturers to formulate new drugs not listed in any of the Act’s schedules. Even if those drugs are similar to existing controlled substances, they may fall outside the scope of the CSA unless they are classified as controlled substances.36 In some cases, however, substances not specifically listed in the CSA’s schedules may nonetheless be subject to CSA regulation as controlled substance analogues.37 25 21 U.S.C. §§ 821–832. 26 Id. §§ 841–865. 27 Id. § 811. Id. § 829; see also infra “Prescriptions.” The U.S. Food and Drug Administration also regulates pharmaceutical drugs, including pharmaceutical controlled substances, under the FD&C Act. See infra “Federal Food, Drug, and Cosmetic Act.” 29 DEA has estimated that 10% to 11% of all drug prescriptions written in the United States are for controlled substances. See Dispensing of Controlled Substances to Residents at Long Term Care Facilities, 75 Fed. Reg. 37463, 37464 (June 29, 2010). 30 Although cocaine is commonly considered a non-pharmaceutical drug, it has been placed in Schedule II, reflecting a finding that it has an accepted medical use. See 21 C.F.R. § 1308.12(b)(4) (2024); see also infra “Overview of Schedules.” 31 The full schedules are promulgated at 21 C.F.R. §§ 1308.11–.15. 32 See infra “Federal and State Marijuana Regulation,” and “Opioid Epidemic.” 33 For example, Salvia divinorum (an herb with hallucinogenic effects) and kratom (a tropical tree whose leaves may have either stimulant or sedative effects depending on dosage) are not subject to the CSA at this writing, although DEA has identified them as “drugs of concern.” DEA, DRUGS OF ABUSE: A DEA RESOURCE GUIDE, 106–07 (2024). 34 See 21 U.S.C. § 802(6). 35 Id. § 802(16)(B)(i). Hemp and marijuana are both varieties of the cannabis plant. Hemp is defined as “the plant Cannabis sativa L. and any part of that plant ... with a delta-9 tetrahydrocannabinol concentration of not more than 0.3 percent on a dry weight basis.” 7 U.S.C. § 1639(o). The cannabis plant and most products produced from that plant remain controlled substances subject to the CSA, unless they meet the statutory definition of hemp. See 21 C.F.R. § 1308.11(d)(23) (2024). 36 See The Countdown: Fentanyl Analogues & the Expiring Emergency Scheduling Order: Hearing Before the Sen. Comm. on the Judiciary, 116th Cong. 1, 4 (2019) (statement of the Amanda Liskamm, Director of Opioid Enforcement and Preventions Efforts, Office of the Deputy Attorney General, and Greg Cherundolo, Acting Chief of Operations, Drug Enforcement Administration, U.S. Dep’t of Justice); see also CRS Report R42066, Synthetic Drugs: Overview and Issues for Congress, by Lisa N. Sacco and Kristin Finklea (2016). 37 See infra “Analogues and Listed Chemicals.” 28 Congressional Research Service 3 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress Other Regulatory Schemes Federal Food, Drug, and Cosmetic Act Many drugs classified as controlled substances subject to the CSA are also subject to other legal regimes. For example, all pharmaceutical drugs, including those subject to the Act, are subject to the Federal Food, Drug, and Cosmetic Act (FD&C Act).38 The U.S. Food and Drug Administration (FDA) is the agency primarily responsible for enforcing the FD&C Act, which, among other things, prohibits the “introduction or delivery for introduction into interstate commerce of any … drug … that is adulterated or misbranded.”39 The FD&C Act defines misbranding broadly: a drug is considered misbranded if, among other things, its labeling, advertising, or promotion “is false or misleading in any particular.”40 Unlabeled drugs are considered to be misbranded,41 as are prescription drugs that FDA has not approved, including imported drugs.42 The FD&C Act provides that a drug is deemed to be adulterated if, among other things, it “consists in whole or in part of any filthy, putrid, or decomposed substance,” “it has been prepared, packed, or held under insanitary conditions,” its container is made of “any poisonous or deleterious substance,” or its strength, quality, or purity is not as represented.43 The key aims of the FD&C Act are related to but distinct from those of the CSA. The CSA establishes distribution controls to prevent the misuse of substances deemed to pose a potential danger to the public welfare.44 The FD&C Act, by contrast, is a consumer protection statute that seeks to protect consumers from obtaining unsafe or ineffective drugs (and other public health products) through commercial channels.45 Any person or organization that produces, distributes, or otherwise works with prescription drugs that are also controlled substances must comply with the requirements of both the CSA and the FD&C Act. State Laws Addressing Controlled Substances In addition to the federal CSA, each state has its own controlled substances laws. With respect to both pharmaceutical and non-pharmaceutical drugs, many drugs subject to the CSA are also subject to those state controlled substances laws.46 Such state laws often mirror federal law, and they are relatively uniform across jurisdictions because almost all states have adopted a version of 38 FD&C Act, ch. 675, 52 Stat 1040 (codified as amended at 21 U.S.C. §§ 301–99i). 39 Id. § 331(a). 40 Id. § 352. 41 See United States v. Wood, 8 F.3d 33, 1993 WL 425948, at *3 (9th Cir. 1993) (table). 42 See, e.g., In re Canadian Import Antitrust Litigation, 470 F.3d 785, 788–90 (8th Cir. 2006); United States v. Patwardhan, 422 Fed. App’x. 614, 616–17 (9th Cir. 2011). Misbranding also includes misrepresenting that a substance offered for sale is a brand-name drug. See, e.g., United States v. Xin He, 405 Fed. App’x 220, 221 (9th Cir. 2010). The FD&C Act also contains a separate provision stating, “No person shall introduce or deliver for introduction into interstate commerce any new drug,” unless the drug is approved under the FD&C Act. 21 U.S.C. § 355(a). 43 21 U.S.C. § 351. 44 See id. § 801(1) (“The illegal importation, manufacture, distribution, and possession and improper use of controlled substances have a substantial and detrimental effect on the health and general welfare of the American people.”). 45 See, e.g., United States v. Kordel, 397 U.S. 1, 11 (1970) (invoking the “public interest in protecting consumers throughout the Nation from misbranded drugs”); see also CRS Report R43609, Enforcement of the Food, Drug, and Cosmetic Act: Select Legal Issues, by Jennifer A. Staman (2018). 46 ALEX KREIT, CONTROLLED SUBSTANCES: CRIME, REGULATION, AND POLICY 628 (2013). Congressional Research Service 4 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress a model statute called the Uniform Controlled Substances Act (UCSA).47 However, states are free to modify the UCSA, and have done so to varying extents.48 Moreover, the model statute does not specify sentences for violations, so penalties for state controlled substance offenses vary widely.49 There is not a complete overlap between drugs subject to federal and state controlled substance laws for several reasons. First, states may elect to impose controls on substances that are not subject to the CSA.50 For example, some states have controlled the fentanyl analogues benzylfentanyl and thenylfentanyl, but those substances are not currently scheduled under the CSA.51 Likewise, some states have taken steps to control the veterinary sedative xylazine.52 Second, states may wish to adopt federal scheduling decisions at the state level but lag behind federal regulators due to the need for a separate state scheduling process.53 Third, states may decide not to impose state controls on substances subject to the CSA, or they may choose to impose modified versions of federal controls at the state level.54 States cannot alter federal law. When state and federal law conflict, the federal law controls.55 Thus, when states “legalize” or “decriminalize” a federally controlled substance (as many have done recently with respect to marijuana), the sole result is that the substance is no longer controlled under state law.56 Any federal controls remain in effect and potentially enforceable in those states.57 47 Richard L. Braun, Uniform Controlled Substances Act of 1990, 13 CAMPBELL L. REV. 365, 365 (1991) (The UCSA “has been the basic law pertaining to control of narcotic drugs in forty-six (46) states.”). 48 For example, Arkansas has adopted the UCSA but added a sixth schedule for “substances that are determined to be inappropriately classified by placing them in Schedules I through V.” ARK. CODE ANN. § 5-64-213 (2023). In addition, the UCSA classifies marijuana as a Schedule I controlled substance subject to stringent controls; however, many states have passed laws decriminalizing some or all marijuana use. See infra “Federal and State Marijuana Regulation”; see also Kimberly A. Houser, What Inconsistent Federal Policy Means for Marijuana Business Owners: Washington’s I502 and the Federal Controlled Substances Act, 50 GONZ. L. REV. 305, 308–09 (2015). 49 Braun, supra note 47, at 371; see also Kreit, supra note 46, at 628. 50 Kreit, supra note 46, at 628. 51 See, e.g., United States v. Guerrero, 910 F.3d 72, 75 (2d Cir. 2018) (discussing difference in scheduling between federal law and Arizona law); McCoy v. United States, 707 F.3d 184 (2d Cir. 2013) (same with respect to Connecticut law). Benzylfentanyl and thenylfentanyl were temporarily placed under federal control in 1985, but the temporary scheduling expired in 1986, and DEA has determined that the substances are “essentially inactive, with no evidence of abuse potential.” Correction of Code of Federal Regulations: Removal of Temporary Listing of Benzylfentanyl and Thenylfentanyl as Controlled Substances, 75 Fed. Reg. 37300, 37300 (June 29, 2010) (codified at 21 C.F.R. § 1308 (2024)). 52 See, e.g., FLA. STAT. § 893.03 (2024); W.V. CODE § 60A-2-210 (2023). The 118th Congress also considered proposals to schedule xylazine, but at the time of publication the substance is not scheduled at the federal level. See infra “Xylazine.” 53 Kreit, supra note 46, at 629. 54 Id. at 628 (citing Ruiz-Vidal v. Gonzales, 473 F.3d 1072, 1078 (9th Cir. 2007)). 55 U.S. CONST. art. VI, cl. 2 (“the laws of the United States ... shall be the supreme law of the land; and the judges in every state shall be bound thereby, anything in the Constitution or laws of any State to the contrary notwithstanding”). 56 See Gonzales v. Raich, 545 U.S. 1, 29 (2005). 57 DEA and DOJ sometimes do not enforce federal controlled substances law with respect to state-legal activities that violate the CSA. Reasons for this include the exercise of prosecutorial discretion and the existence of appropriations riders limiting enforcement of the CSA in some circumstances. For further discussion of the relationship between state legalization of controlled substances and the CSA, see the “Federal and State Marijuana Regulation” section. Congressional Research Service 5 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress Classification of Controlled Substances The heart of the CSA is its system for classifying controlled substances, as nearly all the obligations and penalties that the Act establishes flow from the classification system.58 Drugs become subject to the CSA by being placed in one of five lists, referred to as schedules.59 Either the administrator of the Drug Enforcement Administration (DEA)60—an agency within the Department of Justice (DOJ)—or Congress can place a substance in a schedule, move a controlled substance to a different schedule, or remove a controlled substance from a schedule.61 As discussed below, scheduling decisions by Congress and DEA follow different procedures.62 Overview of Schedules The CSA establishes five categories of controlled substances, referred to as Schedules I through V.63 The schedule on which a controlled substance is placed determines the level of restriction imposed on its production, distribution, and possession, as well as the penalties applicable to any improper handling of the substance.64 As Figure 1 describes, when DEA places substances under control by regulation, the agency assigns each controlled substance to a schedule based on its medical utility and its potential for abuse and dependence. 58 For further discussion of the obligations and penalties that the CSA imposes, see infra “Registration Requirements,” and “Trafficking Provisions.” 59 21 U.S.C. § 812. 60 The CSA grants the Attorney General the authority to administer its provisions. See, e.g., 21 U.S.C. § 811. The Attorney General has delegated that authority to the DEA Administrator. See 28 C.F.R. § 0.100(b) (2024). 61 See infra “Scheduling Procedures.” 62 See id. 63 21 U.S.C. § 812. 64 See, e.g., 21 U.S.C. §§ 823 (registration requirements), 829 (prescription requirements),841–842 (prohibitions and penalties). Congressional Research Service 6 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress Figure 1. CSA Scheduling Criteria Notes: 1 21 U.S.C. § 812(b)(1). 2 The CSA generally uses the word “marihuana” to refer to the cannabis plant and its derivatives. This report uses the more widely accepted spelling, “marijuana,” unless quoting other sources. 3 For the full list of substances in Schedule I, see 21 C.F.R. § 1308.11 (2024). 4 21 U.S.C. § 812(b)(2). 5 The CSA distinguishes between fentanyl and non-pharmaceutical fentanyl analogues. Fentanyl and several related medications are in Schedule II. Numerous nonprescription fentanyl-related compounds are in Schedule I. 6 For the full list of substances in Schedule II, see 21 C.F.R. § 1308.12. 7 21 U.S.C. § 812(b)(3). 8 For the full list of substances in Schedule III, see 21 C.F.R. § 1308.13. 9 21 U.S.C. § 812(b)(4). 10 For the full list of substances in Schedule IV, see 21 C.F.R. § 1308.14. 11 21 U.S.C. § 812(b)(5). 12 For the full list of substances in Schedule V, see 21 C.F.R. § 1308.15. Congressional Research Service 7 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress A lower schedule number corresponds to greater restrictions, so controlled substances in Schedule I are subject to the most stringent controls, while substances in Schedule V are subject to the least stringent.65 Notably, because substances in Schedule I have no accepted medical use in the United States, it is only legal to produce, dispense, and possess those substances in the context of federally approved scientific studies.66 Analogues and Listed Chemicals In addition to the controlled substances listed in Schedules I through V, the CSA also regulates (1) controlled substance analogues and (2) listed chemicals. Under the CSA, a controlled substance analogue is a substance that FDA has not approved and that is not specifically scheduled under the Act, but that has (1) a chemical structure substantially similar to that of a controlled substance in Schedule I or II or (2) an actual or intended effect that is “substantially similar to or greater than the stimulant, depressant, or hallucinogenic effect on the central nervous system of a controlled substance in schedule I or II.”67 A substance that meets those criteria and is intended for human consumption is treated as a controlled substance in Schedule I.68 It may seem counterintuitive that an analogue to a Schedule II controlled substance is treated as if it were a Schedule I controlled substance and thus is subject to more stringent controls than the substance it mimics. However, substances in Schedules I and II may have a similarly high potential for abuse. The key difference between those schedules is that Schedule II controlled substances have an accepted medical use, which controlled substance analogues do not have because they have not been approved by FDA. Listed chemicals subject to the CSA are chemicals that are generally not intended for human consumption but can be used to produce controlled substances either as precursor chemicals or as part of the manufacturing process.69 They may be placed on one of two lists: • • List I Chemicals—designated chemicals that, in addition to legitimate uses, are used in manufacturing a controlled substance in violation of the CSA and are important to the manufacture of a controlled substance.70 List II Chemicals—designated chemicals that, in addition to legitimate uses, are used in manufacturing a controlled substance in violation of the CSA.71 List I chemicals include substances such as ephedrine, white phosphorous, and iodine, which are used to produce methamphetamine, as well as chemicals used to manufacture LSD, MDMA (also 65 See John Doe, Inc. v. DEA, 484 F.3d 561, 563 (D.C. Cir. 2007). 66 See 21 U.S.C. § 823(g); see also Gonzales v. Raich, 545 U.S. 1, 14 (2004). 67 21 U.S.C. § 802(32). 68 Id. § 813(a). 69 See United States v. Hofstatter, 8 F.3d 316, 321–22 (6th Cir. 1993) (in upholding convictions for possession of listed chemicals with intent to manufacture controlled substance analogues, considering evidence that “the defendants were attempting to manufacture substances designed for human consumption and designed to produce amphetamine-like effects when ingested”). It is, however, possible for a substance to be both a listed chemical and a controlled substance analogue. See 21 U.S.C. § 802(32)(B) (“The designation of gamma butyrolactone or any other chemical as a listed chemical pursuant to paragraph (34) or (35) does not preclude a finding pursuant to subparagraph (A) of this paragraph that the chemical is a controlled substance analogue.”); see also United States v. Fisher, 289 F.3d 1329, 1335–36 (11th Cir. 2002) (finding that a listed chemical could be treated as a controlled substance analogue if intended for human consumption). 70 21 C.F.R. § 1300.02(b). 71 Id. § 1300.02(b). Congressional Research Service 8 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress known as “ecstasy” or “molly”), and other drugs.72 List II chemicals include, among others, solvents such as acetone, hydrochloric acid, and sulfuric acid.73 Listed chemicals are generally less stringently regulated than controlled substances, though they are subject to some controls similar to those that apply to controlled substances.74 In addition, entities that sell listed chemicals must record the transactions, report them to regulators, and comply with statutory limits on sales to a single purchaser.75 There are a number of differences between how controlled substance analogues and listed chemicals are regulated. In addition, listed chemicals include only specific substances identified for control under the CSA by statute or rulemaking.76 By contrast, controlled substance analogues need not be individually scheduled; they need only satisfy the statutory criteria.77 Scheduling Procedures Substances may be placed under control (often called scheduling), reclassified to a different schedule (rescheduling), or removed from control (descheduling) through agency action or by legislation.78 As described below, the procedures for modifying a substance’s scheduling differ depending on whether Congress or DEA makes the change. Legislative Scheduling Perhaps the most straightforward way to change a substance’s legal status under the CSA is for Congress to pass legislation. The procedural requirements for administrative scheduling discussed in the next section do not apply to legislative scheduling. This means that scheduling legislation does not need to incorporate scientific and medical findings and is not subject to the Administrative Procedure Act (APA).79 Congress placed a number of substances in each schedule when it enacted the CSA in 1970.80 Since the CSA’s enactment, Congress has at times passed legislation to schedule new controlled substances or modify existing controls.81 Congress has sometimes used its legislative scheduling power to respond quickly to regulate drugs that pose an urgent concern. For example, the Synthetic Drug Abuse Prevention Act of 2012 permanently added two synthetic cathinones (central nervous system stimulants) and certain cannabimimetic substances (commonly referred to as synthetic marijuana) to Schedule I.82 In 2020, Congress enacted the Temporary 72 Id. § 1310.02(a). 73 Id. § 1310.02(b). 74 See, e.g., 21 U.S.C. §§ 823(h) (requiring DEA registration to distribute List I chemicals), 841(c) (imposing criminal penalties for, among other things, “possess[ing] or distribut[ing] a listed chemical knowing, or having reasonable cause to believe, that the listed chemical will be used to manufacture a controlled substance except as authorized by” the CSA), 842(a) (imposing civil and criminal penalties for certain unauthorized retail sales of listed chemicals). 75 Id. § 830. 76 21 U.S.C. §§ 802(34), (35). 77 See, e.g., United States v. Hofstatter, 8 F.3d 316, 321–22 (6th Cir. 1993) (upholding against Fifth Amendment vagueness challenge the statutory criteria for controlled substance analogues). 78 See 21 U.S.C. § 811; United States v. Ways, 832 F.3d 887, 893 (8th Cir. 2016) (summarizing the addition of certain substances to Schedule I by legislation). 79 Ch. 324, 60 Stat. 237 (1946) (as amended). 80 Comprehensive Drug Abuse Prevention and Control Act, Pub. L. No. 91-513, 84 Stat. 1236 (1970). 81 See generally CRS In Focus IF12709, Legislative Scheduling of Controlled Substances, by Joanna R. Lampe (2024). 82 See Pub. L. No. 112-144, 126 Stat. 1130 (2012). Congressional Research Service 9 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress Reauthorization and Study of the Emergency Scheduling of Fentanyl Analogues Act, which placed a broad class of fentanyl analogues in Schedule I on a temporary basis.83 Administrative Scheduling DEA makes scheduling decisions through a complex administrative process requiring participation by other agencies and the public.84 DEA may undertake administrative scheduling on its own initiative, at the request of the U.S. Department of Health and Human Services (HHS), or “on the petition of any interested party.”85 With regard to the last route for initiating administrative scheduling, the DEA administrator may deny a petition to begin scheduling proceedings based on a finding that “the grounds upon which the petitioner relies are not sufficient to justify the initiation of proceedings.”86 Denial of a petition to initiate scheduling proceedings is subject to judicial review, but a court may overturn a denial only if it determines the denial is arbitrary and capricious.87 Before initiating rulemaking proceedings, DEA must request a scientific and medical evaluation of the substance at issue from the Secretary of HHS.88 The HHS Secretary has delegated the authority to prepare the scientific and medical evaluation to FDA.89 In preparing the evaluation, FDA considers a number of factors, including the substance’s potential for abuse and dependence, scientific evidence of its pharmacological effect, the state of current scientific knowledge regarding the substance, any risk the substance poses to the public health, and whether the substance is an immediate precursor of an existing controlled substance.90 Based on those factors, FDA makes a recommendation as to whether the substance should be controlled and, if so, in which schedule it should be placed.91 FDA’s scientific and medical findings are binding on DEA.92 Furthermore, if FDA recommends against controlling a substance, DEA may not schedule it.93 DEA has stated that it has “the final authority to schedule, reschedule, or deschedule a drug under the [CSA], after considering the relevant statutory and regulatory criteria and HHS’s scientific and medical evaluation.”94 83 Pub. L. 116-114, 134 Stat. 103 (2020). For further discussion of the Temporary Reauthorization and Study of the Emergency Scheduling of Fentanyl Analogues Act and related legislation, see infra “Fentanyl Analogues.” 84 The CSA grants the Attorney General the authority to administer its provisions. See, e.g., 21 U.S.C. § 811. The Attorney General has delegated that authority to the DEA Administrator, see 28 C.F.R. § 0.100(b), but also retains the authority to undertake scheduling proceedings, see Schedules of Controlled Substances: Rescheduling of Marijuana, 89 Fed. Reg. 44597, 44601 (proposed May 21, 2024) (to be codified at 21 C.F.R. § 1308). 85 21 U.S.C. § 811(a). 86 21 C.F.R. § 1308.43. 87 See Ams. for Safe Access v. DEA, 706 F.3d 438, 440 (D.C. Cir. 2013). 88 21 U.S.C. § 811(b). DEA may also request a scientific and medical evaluation and subsequently deny a rescheduling petition. See, e.g., Denial of Petition to Initiate Proceedings to Reschedule Marijuana, 81 Fed. Reg. 53688, 53688 (proposed Aug. 12, 2016). 89 See, e.g., Schedules of Controlled Substances: Placement of Solriamfetol in Schedule IV, 84 Fed. Reg. 27943, 27944 (June 17, 2019). 90 See 21 U.S.C. §§ 811(c)(1)–(8) (full list of factors FDA and DEA must consider in making scheduling decisions). 91 Id. § 811(b). 92 Id. 93 Id. 94 See Letter from Michael D. Miller, Acting Chief, Office of Congressional Affairs, DEA to Earl Blumenauer, U.S. Representative (Dec. 19, 2023), https://www.documentcloud.org/documents/24253753-dea-letter-to-blumenauer/. Congressional Research Service 10 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress Upon receipt of FDA’s report, the DEA administrator evaluates all of the relevant data and determines whether the substance should be scheduled, rescheduled, or removed from control.95 Before placing a substance on a schedule, the DEA administrator must make specific findings that the substance meets the applicable criteria related to accepted medical use and potential for abuse and dependence.96 DEA scheduling decisions are subject to the requirements for formal rulemaking under the APA,97 meaning that interested parties may submit comments and DEA must provide an opportunity for a hearing on the decision before it becomes final.98 The DEA administrator’s decision whether to schedule, reschedule, or deschedule a substance through the ordinary administrative process is subject to judicial review.99 Historically, such review has generally been deferential: Courts have accepted DEA’s interpretation of the CSA as long as the interpretation of ambiguous statutory text is reasonable,100 and the CSA provides that the DEA administrator’s findings of fact are “conclusive” on judicial review if the findings are supported by substantial evidence.101 Overall, courts set aside DEA action “only if it is ‘arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.’”102 It is possible that the Supreme Court’s 2024 decision in Loper Bright Enterprises v. Raimondo,103 which eliminated judicial deference to reasonable agency interpretations of ambiguous statutes, will mean that future DEA scheduling decisions that rely on statutory interpretations will receive less deference from reviewing courts. Loper Bright will not alter the effect of statutory provisions that specifically govern judicial review of rulemaking under the CSA, however.104 Emergency Scheduling Ordinary DEA scheduling decisions made through notice-and-comment rulemaking can take years to consider and finalize.105 Recognizing that in some cases faster scheduling may be appropriate, Congress amended the CSA through the Comprehensive Crime Control Act of 1984106 to allow the DEA administrator to place a substance in Schedule I temporarily when “necessary to avoid an imminent hazard to the public safety.”107 Before issuing a temporary 95 Id. Like FDA, the DEA Administrator is required to consider all the factors in 21 U.S.C. §§ 811(c)(1)–(8) in making this determination. 96 Id. § 812(b). 97 5 U.S.C. § ch. 5. 98 21 U.S.C. § 811(a); see also Touby v. United States, 500 U.S. 160, 162–63 (1991). 99 See 21 U.S.C. § 877. 100 See All. for Cannabis Therapeutics v. DEA, 930 F.2d 936, 939 (D.C. Cir. 1991) (citing Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837, 843–45 (1984)). 101 21 U.S.C. § 877. 102 See, e.g., Ams. for Safe Access v. DEA, 706 F.3d 438, 449 (D.C. Cir. 2013) (quoting 5 U.S.C. § 706(2)(A)). 103 603 U.S. 369 (2024). 104 Id. For discussion of the Supreme Court’s decision in Loper Bright, see CRS Report R48320, Loper Bright Enterprises v. Raimondo and the Future of Agency Interpretations of Law, by Benjamin M. Barczewski (2024). 105 See, e.g., Washington v. Barr, 925 F.3d 109, 120 (2d Cir. 2019) (“Plaintiffs document that the average delay in deciding petitions to reclassify drugs under the CSA is approximately nine years.”). As an example of rescheduling proceedings that have moved relatively quickly, in October 2022, President Biden directed the Attorney General to review the status of marijuana under federal law. DOJ and DEA published a notice of proposed rulemaking in the Federal Register proposing to reschedule marijuana in May 2024. See Schedules of Controlled Substances: Rescheduling of Marijuana, 89 Fed. Reg. 44597, 44601 (proposed May 21, 2024). As of the publication date of this report, the agencies have not issued a final rule rescheduling marijuana and a public hearing on the issue remains pending. 106 Pub. L. No. 98-473, 98 Stat. 1976 (1984). 107 21 U.S.C. § 811(h)(1). Congressional Research Service 11 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress scheduling order, the DEA administrator must provide 30 days’ notice to the public and the Secretary of HHS stating the basis for temporary scheduling.108 In issuing a temporary scheduling order, the DEA administrator must consider only a subset of the factors relevant to permanent scheduling: the history and current pattern of abuse of the substance at issue; the scope, duration, and significance of abuse; and the risk to the public health.109 The DEA administrator must also consider any comments from the Secretary of HHS.110 Pursuant to amendments in the Synthetic Drug Abuse Prevention Act of 2012,111 a substance may be temporarily scheduled for up to two years; if permanent scheduling proceedings are pending, the DEA administrator may extend the temporary scheduling period for up to one additional year.112 If DEA completes the permanent scheduling process for a substance while a temporary scheduling order is in effect, the temporary scheduling order is vacated.113 The CSA provides that emergency scheduling orders are not subject to judicial review.114 DEA has recently used its emergency scheduling power to temporarily control a large class of analogues to the opioid fentanyl,115 other synthetic opioids,116 and several synthetic cannabinoids.117 International Treaty Obligations The CSA outlines procedures for scheduling controlled substances based on the United States’ treaty obligations. The United States is a party to the Single Convention on Narcotic Drugs of 1961, which was designed to establish controls on the international and domestic traffic in narcotics, coca leaf, cocaine, and marijuana.118 The treaty requires signatories, among other things, to criminalize any “cultivation, production, manufacture, extraction, preparation, possession, offering, offering for sale, distribution, purchase, sale… importation and exportation of drugs” that are subject to the Convention, except to the extent the Convention authorizes such activities.119 108 Id. 109 Id. § 811(h)(3). 110 Id. § 811(h)(4). 111 Pub. L. No. 112-144, 126 Stat. 993 (2012). 112 21 U.S.C. § 811(h)(2). As originally enacted, the Comprehensive Crime Control Act of 1984, Pub. L. No. 98-473, tit. II, 98 Stat. 1976, 2072, authorized temporary scheduling for up to one year, with a possible extension for up to six months if permanent scheduling proceedings were pending. 113 21 U.S.C. § 811(h)(5). 114 Id. § 811(h)(6). 115 See Schedules of Controlled Substances: Temporary Placement of Fentanyl-Related Substances in Schedule I, 83 Fed. Reg. 5188 (Feb. 6, 2018); see also infra “Fentanyl Analogues.” 116 See Schedules of Controlled Substances: Temporary Placement of Butonitazene, Etodesnitazene, Flunitazene, Metodesnitazene, Metonitazene, N-Pyrrolidino etonitazene, and Protonitazene in Schedule I, 87 Fed. Reg. 21556 (Apr. 12, 2022); Schedules of Controlled Substances: Extension of Temporary Placement of Butonitazene, Flunitazene, and Metodesnitazene in Schedule I of the Controlled Substances Act, 89 Fed. Reg. 25517 (Apr. 11, 2024). 117 See Schedules of Controlled Substances: Temporary Placement of 5F-EDMBPINACA, 5F-MDMB-PICA, FUBAKB48, 5F-CUMYL-PINACA, and FUB-144 into Schedule I, 84 Fed. Reg. 15505 (Apr. 16, 2019). 118 See United Nations Single Convention on Narcotic Drugs, 1961, Mar. 30, 1961, 18 U.S.T. 1407, preamble (stating the parties’ desire “to conclude a generally acceptable international convention replacing existing treaties on narcotic drugs, limiting such drugs to medical and scientific use”). 119 Id. art. 36. Congressional Research Service 12 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress The United States is also party to the Convention on Psychotropic Substances of 1971, which was designed to establish similar control over stimulants, depressants, and hallucinogens.120 The Convention on Psychotropic Substances requires parties to adopt various controls applicable to controlled substances, including mandating licenses for manufacture and distribution, requiring prescriptions for dispensing such substances, and adopting measures “for the repression of acts contrary to laws or regulations” adopted pursuant to treaty obligations.121 If existing controls of a drug are less stringent than those required by the United States’ treaty obligations, the CSA directs the DEA administrator to “issue an order controlling such drug under the schedule he deems most appropriate to carry out such obligations.”122 Scheduling pursuant to international treaty obligations does not require the factual findings that are necessary for other administrative scheduling actions, and may be implemented without regard to the procedures outlined for regular administrative scheduling.123 Registration Requirements Once a substance is brought within the scope of the CSA through one of the scheduling processes discussed above, almost any person or organization that handles that substance, except for the end user, becomes subject to a comprehensive system of regulatory requirements.124 The goal of the regulatory scheme is to create a “closed system” of distribution in which only authorized persons may handle controlled substances.125 Central to the closed system of distribution is the requirement that individuals or entities that work with controlled substances register with DEA. Those covered entities, which include manufacturers, distributors, practitioners, and pharmacists,126 are referred to as registrants.127 DEA has described the movement of a pharmaceutical controlled substance from the manufacturer to the patient thus: [A] controlled substance, after being manufactured by a DEA-registered manufacturer, may be transferred to a DEA-registered distributor for subsequent distribution to a DEAregistered retail pharmacy. After a DEA-registered practitioner, such as a physician or a dentist, issues a prescription for a controlled substance to a patient .… that patient can fill that prescription at a retail pharmacy to obtain that controlled substance. In this system, the manufacturer, the distributor, the practitioner, and the retail pharmacy are all required to be DEA registrants, or to be exempted from the requirement of registration, to participate in the process.128 As discussed further below, registrants must maintain records of transactions involving controlled substances, establish security measures to prevent theft of such substances, and monitor for suspicious orders to prevent misuse and diversion.129 Thus, the registration system aims to ensure 120 United Nations Convention on Psychotropic Substances, Feb. 21, 1971, 32 U.S.T. 543. 121 Id. art. 2(1)(7). 122 21 U.S.C. § 811(d)(1). 123 Id. 124 See id. § 822. 125 Electronic Prescriptions for Controlled Substances, 75 Fed. Reg. 16236, 16237 (Mar. 31, 2010). 126 21 U.S.C. § 822(a). 127 21 C.F.R. § 1300.02(b)(24). 128 Disposal of Controlled Substances by Persons Not Registered with the Drug Enforcement Administration, 74 Fed. Reg. 3480, 3481 (Jan. 21, 2009). 129 See infra “Obligations of Registrants.” Congressional Research Service 13 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress that any controlled substance is always accounted for and under the control of a DEA-registered person until it reaches a patient or is destroyed.130 Entities Required to Register Under the CSA, every person who produces, distributes, or dispenses any controlled substance, or who proposes to engage in any of those activities, must register with DEA, unless an exemption applies.131 The CSA exempts from registration individual consumers of controlled substances, such as patients and their family members, whom the Act refers to as “ultimate users.”132 Ultimate users and other entities exempt from the CSA’s registration provisions can still violate the Act’s criminal trafficking provisions if they engage in unauthorized activities.133 Manufacturers and distributors of controlled substances, such as pharmaceutical companies, must register with DEA annually.134 By contrast, entities that dispense controlled substances, such as hospitals, pharmacies, and individual medical practitioners and pharmacists, may obtain registrations lasting between one and three years.135 Registrations specify the extent to which registrants may manufacture, possess, distribute, or dispense controlled substances, and each registrant may engage only in the specific activities covered by its registration. In some instances, applicants must obtain more than one registration to comply with the CSA. For example, separate registrations are required for each principal place of business where controlled substances are manufactured, distributed, imported, exported, or dispensed.136 Special registration is required for certain activities, including operating an opioid treatment program such as a methadone clinic.137 The CSA directs the DEA administrator to issue a registration if it would be consistent with the public interest, and the Act outlines the criteria the DEA administrator must consider when evaluating the public interest.138 The criteria vary depending on (1) whether the applicant is a manufacturer, distributor, researcher, or practitioner and (2) the classification of the controlled substance(s) subject to the application. However, the requirements generally serve to help DEA determine whether the applicant has demonstrated the capacity to maintain effective controls against diversion and comply with applicable laws.139 130 See Definition and Registration of Reverse Distributors, 70 Fed. Reg. 22591, 22591 (May 2, 2005). 131 21 U.S.C. § 822; 21 C.F.R. Part 1301. See also 21 U.S.C. § 957 (provision of the Controlled Substances Import and Export Act, Pub. L. 91-513, tit. III, 84 Stat. 1285 (1970) (codified as amended at 21 U.S.C. §§ 951–71), imposing registration requirements for importers and exporters of controlled substances). 132 21 U.S.C. § 822(c)(3). See also id. § 802(25) (defining “ultimate user” as a “person who has lawfully obtained, and who possesses, a controlled substance for his own use or for the use of a member of his household or for an animal owned by him or by a member of his household”). DEA has explained that ultimate users need not register because the controlled substances in their possession “are no longer part of the closed system of distribution and are no longer subject to DEA’s system of corresponding accountability.” Definition and Registration of Reverse Distributors, 68 Fed. Reg. 41222, 41226 (July 11, 2003). Some other exemptions are specified by statute, see 21 U.S.C. §§ 822(c)(1), (2); or by regulation, see 21 C.F.R. §§ 1301.22–.24. 133 Cf. United States v. Mancuso, 718 F.3d 780, 798 (9th Cir. 2013) (rejecting an argument that defendant was “merely ‘an ultimate user’” of cocaine because he shared the drug with others, and sharing drugs constitutes “distribution” for purposes of the CSA’s trafficking provisions, “even if there is no commercial scheme involved”). 134 21 U.S.C. § 822(a)(2). 135 Id. § 822(a)(1). 136 Id. § 822(e)(1). 137 Id. § 823(g); see also CRS In Focus IF10219, Opioid Treatment Programs and Related Federal Regulations, by Johnathan H. Duff (2019). 138 21 U.S.C. § 823(a)–(f). 139 Id. Congressional Research Service 14 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress The registration of an individual or organization expires at the end of the registration period unless it is renewed.140 Registration also ends if revoked by DEA141 or when the registrant dies, ceases legal existence, or discontinues business or professional practice.142 A registration cannot be transferred to someone else without the express, written consent of the DEA administrator.143 Obligations of Registrants Recordkeeping and Reporting The CSA and its implementing regulations impose multiple recordkeeping and reporting requirements on registrants. Registrants must undertake a biennial inventory of all stocks of controlled substances they have on hand and maintain records of each controlled substance they manufacture, receive, sell, deliver, or otherwise dispose of.144 In addition, subject to limited exceptions, a controlled substance in Schedule I or II may only be distributed pursuant to a written order from the recipient of the substance.145 Copies of each order form must be transmitted to DEA.146 Records of orders must be preserved for two years and made available for government review upon request.147 Many transactions involving controlled substances are tracked in the Automation of Reports and Consolidated Orders System (ARCOS), an automated drug reporting system maintained by DEA.148 Registrants are also required to “design and operate a system to identify suspicious orders” and to notify DEA of any suspicious orders they detect.149 DEA regulations that apply to nonpractitioners provide that “[s]uspicious orders include orders of unusual size, orders deviating substantially from a normal pattern, and orders of unusual frequency.”150 That list is not exhaustive. Courts have suggested that orders may be suspicious if, for example, a pharmacy mostly sells controlled substances rather than a more typical mix of controlled and non-controlled medications, many customers pay for controlled substances with cash, or pharmacies purchase drugs at a price higher than insurance would reimburse.151 DEA initiated rulemaking on suspicious order reporting in 2020 but, as of January 2025, has not issued a final rule.152 The agency issued a guidance document on suspicious order reporting in 2023 stating that DEA140 21 C.F.R. § 1301.13(c), (d). 141 Id. § 1301.36. The fact that a registrant allows its registration to expire or otherwise terminate during the pendency of an enforcement action does not impact DEA’s jurisdiction or prerogative under the CSA to adjudicate the action to finality. See Jeffrey D. Olsen, M.D.; Decision and Order, 84 Fed. Reg. 68474, 68476–68479 (Dec. 16, 2019). For additional discussion of revocation of registration, see infra “Enforcement and Penalties.” 142 21 C.F.R. § 1301.52. 143 Id. § 1301.52(b). 144 21 U.S.C. § 827; 21 C.F.R. Part 1304. 145 21 U.S.C. § 828; 21 C.F.R. Part 1305. 146 21 U.S.C. § 828(c)(2). 147 Id. § 828(c)(1). 148 DEA, Automation of Reports and Consolidated Orders System (ARCOS), DOJ, https://www.deadiversion.usdoj.gov/arcos/arcos.html (last visited Jan. 13, 2025). 149 Id. § 832. 150 21 C.F.R. § 1304.74(b). 151 See Masters Pharmas. Inc. v. DEA, 861 F.3d 206, 220 (D.C. Cir. 2017). Masters concerned the alleged failure of a pharmaceutical distributor to report to DEA suspicious orders for controlled substances and to take other precautions to ensure that those medications would not be diverted into illegal channels. See id. at 211–12. Pharmacies themselves have a corresponding responsibility to ensure that they are filling legitimate prescriptions. See 21 C.F.R. § 1306.04(a). 152 Suspicious Orders of Controlled Substances, 85 Fed. Reg. 69282 (proposed Nov. 2, 2020). Congressional Research Service 15 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress registered manufacturers or distributors are not required to set quantitative thresholds for orders of controlled substances.153 Inspections The CSA permits the DEA administrator to inspect the establishment of any registrant or applicant for registration.154 DEA regulations express the agency’s intent “to inspect all manufacturers of controlled substances listed in Schedules I and II and distributors of controlled substances listed in Schedule I once each year,” and other manufacturers and distributors of controlled substances “as circumstances may require.”155 Absent the consent of the registrant or special circumstances such as an imminent danger to health or safety, a warrant is required for inspection.156 “Any judge of the United States or of a State court of record, or any United States magistrate judge” may issue such a warrant “within his territorial jurisdiction.”157 Issuance of a warrant requires probable cause.158 The CSA defines probable cause as “a valid public interest in the effective enforcement of this subchapter or regulations thereunder sufficient to justify” the inspection at issue.159 Security The CSA’s implementing regulations require all registrants to “provide effective controls and procedures to guard against theft and diversion of controlled substances.”160 The regulations establish specific physical security requirements, which vary depending on the type of registrant and the classification of the controlled substance at issue.161 For example, practitioners162 subject to CSA registration must store controlled substances “in a securely locked, substantially constructed cabinet.”163 In addition to those physical security requirements, practitioners may not “employ, as an agent or employee who has access to controlled substances,” any person who has been convicted of a felony related to controlled substances, had an application for CSA registration denied, had a CSA registration revoked, or surrendered a CSA registration for cause.164 Registered non-practitioners must store controlled substances in Schedules I and II in a 153 DEA, DIVERSION CONTROL DIVISION, GUIDANCE DOCUMENT: DEA-REGISTERED MANUFACTURER AND DISTRIBUTOR ESTABLISHED CONTROLLED SUBSTANCE QUANTITATIVE THRESHOLDS AND THE REQUIREMENT TO REPORT SUSPICIOUS ORDERS (Jan. 20, 2023), https://www.deadiversion.usdoj.gov/GDP/(DEA-DC-065)(EODEA258)_Q_A_SOR_and_Thresholds_(Final).pdf. 154 21 U.S.C. § 822(f). 155 21 C.F.R. §1316.13. 156 21 U.S.C. § 880(c). 157 Id. § 880(d)(1). 158 Id. 159 Id. The CSA’s definition of probable cause is conceptually distinct from what is required under the Fourth Amendment. See United States v. Schiffman, 572 F.2d 1137, 1139–40 (5th Cir. 1978). 160 21 C.F.R. § 1301.71. 161 Id. §§ 1301.72–76. 162 The CSA defines “practitioner” to include any “physician, dentist, veterinarian, scientific investigator, pharmacy, hospital, or other person licensed, registered, or otherwise permitted, by the United States or the jurisdiction in which he practices or does research, to distribute, dispense, conduct research with respect to, administer, or use in teaching or chemical analysis, a controlled substance in the course of professional practice or research.” 21 U.S.C. § 802(21). The CSA and its implementing regulations do not define the term “non-practitioner,” but it appears to include registrants not engaged in the practice of medicine, such as manufacturers and distributors. 163 21 C.F.R. § 1301.75(a), (b). A securely locked closet or room may satisfy this requirement if sufficient to prevent theft or diversion. See, e.g., Ajay S. Ahuja, M.D.; Decision and Order, 84 Fed. Reg. 5479, 5493–94 (Feb. 21, 2019). 164 Id. § 1301.76(a). Congressional Research Service 16 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress safe, steel cabinet, or vault that meets certain specifications.165 Non-practitioners must further ensure that controlled substance storage areas are “accessible only to an absolute minimum number of specifically authorized employees.”166 Quotas To prevent the production of excess amounts of controlled substances, which may increase the likelihood of diversion, the CSA directs DEA to set aggregate production quotas for controlled substances in Schedules I and II and for ephedrine, pseudoephedrine, and phenylpropanolamine.167 The DEA administrator is also required to set individual quotas for each registered manufacturer seeking to produce such substances and to limit or reduce individual quotas as necessary to prevent oversupply.168 With respect to certain opioid medications, the Act further directs the DEA administrator to estimate the amount of diversion of each opioid and reduce quotas to account for such diversion.169 DEA sets production quotas annually and can adjust the quotas for a calendar year based on changes in demand.170 Relatedly, the Controlled Substances Import and Export Act allows the importation of certain controlled substances and listed chemicals only in amounts the DEA administrator determines to be “necessary to provide for the medical, scientific, or other legitimate needs of the United States.”171 Prescriptions Under the CSA, controlled substances in Schedules II through IV must be provided directly to an ultimate user by a medical practitioner or dispensed pursuant to a prescription.172 The Act does not mandate that Schedule V substances be distributed by prescription, but such substances may be dispensed only “for a medical purpose.”173 As a practical matter, Schedule V substances are usually dispensed pursuant to a prescription due to separate requirements under the FD&C Act or state law.174 DEA regulations provide that a prescription for a controlled substance “must be 165 21 C.F.R. § 1301.72(a). 166 Id. § 1301.72(d). 167 21 U.S.C. § 826(a); see also 21 C.F.R. § 1303.11. Ephedrine, pseudoephedrine, and phenylpropanolamine are List I chemicals that may be used in the manufacture of controlled substances such as methamphetamine or amphetamine. See DEA, LISTED CHEMICALS REGULATED UNDER THE CONTROLLED SUBSTANCES ACT (Dec. 31, 2024), https://www.deadiversion.usdoj.gov/schedules/orangebook/j_chemlist_regulated.pdf. 168 21 U.S.C. § 826(b), (c). 169 Id. § 826(i). 170 See 21 C.F.R. § 1303.13. See also, e.g., Established Aggregate Production Quotas for Schedule I and II Controlled Substances and Assessment of Annual Needs for the List I Chemicals Ephedrine, Pseudoephedrine, and Phenylpropanolamine for 2020, 84 Fed. Reg. 66014, (Dec. 2, 2019) (setting aggregate production quotas for 2020); Adjustments to Aggregate Production Quotas for Certain Schedule II Controlled Substances and Assessment of Annual Needs for the List I Chemicals Ephedrine and Pseudoephedrine for 2020, in Response to the Coronavirus Disease 2019 Public Health Emergency, 85 Fed. Reg. 20302 (Apr. 10, 2020) (adjusting aggregate production quotas for 2020 to meet increased need due to the COVID-19 pandemic). 171 21 U.S.C. § 952. The Controlled Substances Import and Export Act, Pub. L. 91-513, tit. III, 84 Stat. 1285 (1970), (codified as amended at 21 U.S.C. §§ 951–71), also imposes controls on the exportation of controlled substances, but does not establish specific export quotas. See 21 U.S.C. § 953. 172 21 U.S.C. § 829(a), (b). Substances in Schedule I may not be dispensed by prescription because they have no accepted medical use in treatment in the United States. 173 Id. § 829(c). 174 Cf., e.g., GA. CODE § 16-13-29.2 (2023) (permitting the State Board of Pharmacy to allow the sale of Schedule V (continued...) Congressional Research Service 17 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress issued for a legitimate medical purpose by an individual practitioner acting in the usual course of his professional practice.”175 Both practitioners who prescribe controlled substances and pharmacists who fill controlled substance prescriptions bear responsibility for ensuring compliance with the applicable requirements.176 Enforcement and Penalties DEA is the federal agency primarily responsible for enforcing the CSA’s registration requirements.177 DEA may take formal or informal administrative action to enforce the registration requirements, including issuing warning letters, suspending or revoking an entity’s registration, and imposing fines.178 The DEA administrator’s decisions related to CSA registrations are published in the Federal Register.179 The DEA administrator may suspend or revoke a registration (or deny an application for registration) on several bases, including findings that a registrant or applicant has materially falsified his application, has been convicted of certain felonies, does not have state authority to handle controlled substances, or has “committed such acts as would render his registration … inconsistent with the public interest.”180 Unless the DEA administrator finds that there is an imminent danger to the public health or safety, the DEA administrator must provide the applicant or registrant with notice, the opportunity for a hearing, and the opportunity to submit a corrective plan before denying, suspending, or revoking a registration.181 Imminent danger exists when, due to the failure of the registrant to comply with the registration requirements, “there is a substantial likelihood of an immediate threat that death, serious bodily harm, or abuse of a controlled substance will occur in the absence of an immediate suspension of the registration.”182 To illustrate, those conditions may be satisfied when a practitioner prescribes controlled substances outside the usual course of professional practice, without a legitimate medical purpose, and controlled substances without a prescription); FLA. STAT. § 893.08 (2024) (permitting the sale of Schedule V controlled substances over-the-counter by a registered pharmacist, if a prescription is not required under the FD&C Act). 175 21 C.F.R. § 1306.04(a). 176 Id. 177 See 28 C.F.R. § 0.100(b) (delegating to the Administrator of DEA functions that relate to, arise from, or supplement investigations of matters concerning drugs under the Comprehensive Drug Abuse Prevention and Control Act of 1970, Pub. L. No. 91-513, 84 Stat. 1236). 178 See 21 U.S.C. §§ 822(f), 824(a), 842(c), 842(d). A person who must register under the CSA but fails to do so is subject to prosecution under the Act’s general trafficking provisions. See United States v. Blanton, 730 F.2d 1425, 1429–30 (11th Cir. 1984); see also infra “Trafficking Provisions.” 179 See, e.g., Ajay S. Ahuja, M.D.; Decision and Order, 84 Fed. Reg. 5479, 5493–94 (Feb. 21, 2019). 180 21 U.S.C. §§ 823, 824(a). 181 Id. § 824(c), (d). Enforcement actions based on imminent danger are not subject to these requirements, but DEA provides an administrative review process for any denial, suspension, or revocation of registration, and a registrant may seek judicial review of the agency’s final decision under the Administrative Procedure Act, ch. 324, 60 Stat. 237 (1946) (as amended). See, e.g., Volkman v. DEA, 567 F.3d 215, 219 (6th Cir. 2006). 182 21 U.S.C. § 824(d)(2). Congress added the opportunity to submit a corrective plan and the standard for determining whether an imminent danger to the public health or safety exists through the Ensuring Patient Access and Effective Drug Enforcement Act of 2016, Pub. L. No. 114-145, 130 Stat. 354 (2016). Those amendments made it more difficult for DEA to issue immediate suspensions. Previously, the CSA simply provided that “[t]he Attorney General [through the DEA Administrator] may, in his discretion, suspend any registration simultaneously with the institution of proceedings under this section, in cases where he finds that there is an imminent danger to the public health or safety.” 21 U.S.C. § 824(d) (2000). As amended, the CSA limits DEA’s discretion by requiring a specific finding of “imminent threat [of] death, serious bodily harm, or abuse of a controlled substance.” 21 U.S.C. § 824(d)(2); see also Scott Higham & Lenny Bernstein, The Drug Industry’s Triumph over the DEA, WASH. POST, Oct. 15, 2017. Congressional Research Service 18 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress beneath the applicable standard of care in violation of state and federal controlled substances laws.183 A violation of the CSA’s registration requirements—including failure to maintain records or detect and report suspicious orders, noncompliance with security requirements, or dispensing controlled substances without the necessary prescriptions—generally does not constitute a criminal offense unless the violation is committed knowingly.184 However, in the event of a knowing violation, DOJ may bring criminal charges against both individual and corporate registrants. Potential penalties vary depending on the offense. For example, a first criminal violation of the registration requirements by an individual is punishable by a fine or up to a year in prison.185 If “a registered manufacturer or distributor of opioids” commits knowing violations such as failing to report suspicious orders for opioids or maintain effective controls against diversion of opioids, the registrant may be punished by a fine of up to $500,000 for each registration violation.186 Trafficking Provisions In addition to the registration requirements outlined above, the CSA contains provisions that define offenses involving the production, distribution, and possession of controlled substances outside the legitimate confines of the registration system—what this report refers to as the Act’s trafficking provisions.187 Although the word “trafficking” may primarily call to mind the illegal distribution of recreational drugs, the CSA’s trafficking provisions apply to a wide range of illicit activities involving either pharmaceutical or non-pharmaceutical controlled substances.188 Prohibitions Key sections of the CSA’s trafficking provisions make the following activities illegal, unless otherwise authorized under the Act: • Manufacture of a controlled substance,189 which includes the synthesis of a controlled substance that is a chemical, the cultivation of a controlled substance that is a plant, or the processing or packaging of a controlled substance;190 183 See Akhtar-Zaidi v. DEA, 841 F.3d 707, 710 (6th Cir. 2016). The court in Akhtar-Zaidi found that a physician violated federal and state law “by (1) prescribing medication without patients’ addresses, (2) overstating the nature and extent of examinations conducted and pain levels reported by patients, and (3) failing to comply with state requirements relating to the treatment of chronic pain,” and thus “created a substantial likelihood that abuse of controlled substances would occur in the absence of an immediate suspension.” Id. at 710, 713. 184 21 U.S.C. § 842(c)(1). 185 Id. § 842(c)(2)(A). 186 Id. § 842(c)(2)(D). 187 See id. §§ 841–865. 188 See, e.g., id. §§ 841, 844 (criminalizing the manufacture, distribution, and possession of “a controlled substance,” except as authorized by the CSA). 189 Id. § 841(a)(1). 190 Id. § 802(15) (“‘manufacture’ means the production, preparation, propagation, compounding, or processing of a drug or other substance, either directly or indirectly or by extraction from substances of natural origin, or independently by means of chemical synthesis or by a combination of extraction and chemical synthesis, and includes any packaging or repackaging of such substance or labeling or relabeling of its container”); 802(22) (“‘production’ includes the manufacture, planting, cultivation, growing, or harvesting of a controlled substance”). Congressional Research Service 19 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress • • Distribution or dispensing of a controlled substance;191 Possession of a controlled substance with or without intent to distribute.192 Penalties for the foregoing offenses vary based on the type and amount of the controlled substance in question.193 Other sections of the CSA define more specific offenses, such as distributing controlled substances at truck stops or rest areas,194 at schools,195 or to people under age 21;196 endangering human life while manufacturing a controlled substance;197 selling drug paraphernalia;198 and engaging in a “continuing criminal enterprise”—that is, an ongoing drug dealing operation that involves at least five other people and provides the defendant with substantial income or resources.199 An attempt or conspiracy to commit any offense defined under the Act also constitutes a crime.200 Enforcement and Penalties DOJ enforces the CSA’s trafficking provisions by bringing criminal charges against alleged violators.201 Notably, the CSA’s registration system and its trafficking regime are not mutually exclusive, and participation in the registration system does not insulate registrants from the statute’s trafficking penalties. In the 1975 case United States v. Moore, the Supreme Court rejected a claim that the CSA “must be interpreted in light of a congressional intent to set up two separate and distinct penalty systems,” one for registrants and one for persons not registered under the CSA.202 The Court in Moore held that physicians registered under the CSA can be prosecuted under the CSA’s general drug trafficking provisions “when their activities fall outside the usual course of professional practice.”203 Numerous judicial opinions provide guidance on what sorts of conduct fall outside the usual course of professional practice. The defendant in Moore was a registered doctor who distributed large amounts of methadone with inadequate patient exams and no precautions against misuse or diversion. The Court held that “[t]he evidence presented at trial was sufficient for the jury to find that respondent’s conduct exceeded the bounds of ‘professional practice’” because, “[i]n practical effect, he acted as a large-scale ‘pusher’—not as a physician.”204 Appellate courts have relied on 191 21 U.S.C. § 841(a)(1). “Dispensing” refers to delivery of a controlled substance by a registered practitioner, including prescribing or administering a pharmaceutical controlled substance, while “distribution” refers to other delivery of a controlled substance. Id. § 802(10), (11). 192 Id. § 841(a)(1) (criminalizing possession with intent to manufacture, distribute, or dispense, a controlled substance, except as authorized under the CSA); id. § 844(a) (making it unlawful “knowingly or intentionally to possess a controlled substance,” unless the substance was obtained in a manner authorized by the CSA). 193 See, e.g., id. § 841(b). 194 Id. § 849. 195 Id. § 860. 196 Id. § 859. 197 Id. § 858. 198 Id. § 863. 199 Id. § 848. 200 Id. § 846. 201 Trafficking that involves smuggling may also implicate the Controlled Substances Import and Export Act, Pub. L. 91-513, tit. III, 84 Stat. 1285 (1970) (codified as amended at 21 U.S.C. §§ 951–971), and/or the Maritime Drug Law Enforcement Act, Pub L. No. 96-350, 94 Stat. 1159 (1980) (codified as amended at 46 U.S.C. §§ 70501–70508). 202 423 U.S. 122, 133 (1975). 203 Id. at 124. 204 Id. at 142–43. Congressional Research Service 20 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress Moore to uphold convictions of a pharmacist who signed thousands of prescriptions for sale through an online pharmacy205 and a practitioner who “freely distributed prescriptions for large amounts of controlled substances that are highly addictive, difficult to obtain, and sought after for nonmedical purposes.”206 However, several courts cautioned that a conviction under Moore requires more than a showing of mere professional malpractice. For instance, the U.S. Court of Appeals for the Ninth Circuit (Ninth Circuit) has held that the prosecution must prove that the defendant “acted with intent to distribute the drugs and with intent to distribute them outside the course of professional practice,” suggesting that specific intent must be established with respect to the defendant’s failure to abide by professional norms.207 In the 2022 case Ruan v. United States, the Supreme Court clarified the mental state required to convict a medical practitioner for violation of the CSA’s trafficking provisions.208 The Court held that, “[a]fter a defendant produces evidence that he or she was authorized to dispense controlled substances”—that is, that he or she was registered to do so under the CSA—“the Government must prove beyond a reasonable doubt that the defendant knew that he or she was acting in an unauthorized manner, or intended to do so.”209 This means that the government must show that a CSA registrant knowingly or intentionally dispensed a controlled substance not for a legitimate medical purpose or in a manner that was not in the usual course of professional practice.210 For decades, DOJ has brought criminal trafficking charges against practitioners who dispensed pharmaceutical controlled substances outside the usual course of professional practice, without a legitimate medical purpose, and beneath the applicable standard of care.211 In April 2019, DOJ for the first time brought criminal trafficking charges against a pharmaceutical company that distributed controlled substances—Rochester Drug Cooperative—and two of its executives based on the company’s sale of the opioids oxycodone and fentanyl to pharmacies that illegally dispensed the drugs.212 Similarly, in July 2019, a federal grand jury indicted two former 205 See United States v. Nelson, 383 F.3d 1227, 1230 (10th Cir. 2004). 206 United States v. McIver, 470 F.3d 550, 564 (4th Cir. 2006). 207 United States v. Feingold, 454 F.3d 1001, 1008 (9th Cir. 2006) (emphasis in original); see also United States v. Armstrong, 550 F.3d 382, 401 (5th Cir. 2008) (explaining that “the mens rea of a § 841 offense is encompassed in the second and third element of the crime—whether the practitioner intentionally dispensed controlled substances without a legitimate medical purpose or outside the scope of professional practice,” and distinguishing “a § 841 prosecution from a mere civil malpractice suit where a plaintiff may prevail regardless of a defendant doctor’s good faith intent to act within the scope of medical practice”); United States v. Schneider, 704 F.3d 1287, 1295 (10th Cir. 2013) (approving jury instructions “nearly identical” to those upheld in Feingold and holding that “the jury, on the instructions given, found that [the defendant] knowingly acted not for a legitimate medical purpose or not within the usual course of professional practice”). 208 597 U.S. 450 (2022). 209 Id. at 454. 210 Id. at 466–67. 211 See, e.g., Moore, 423 U.S. 122; Press Release, DEA, Multiple Cases Lead to Arrests of Five Doctors, One Pharmacist, One Nurse Practitioner and Three Others (Oct. 11, 2018), https://www.dea.gov/pressreleases/2018/10/11/multiple-cases-lead-arrests-five-doctors-one-pharmacist-one-nurse; Press Release, DEA, DEA Large-scale Operation Targets 26 Pharmacies in Three States in Attack Against Illicit Opioid Abuse and Trafficking (Dec. 5, 2017), https://www.dea.gov/press-releases/2017/12/05/dea-large-scale-operation-targets-26-pharmacies-threestates-attack. 212 See Press Release, DOJ, Manhattan U.S. Attorney and DEA Announce Charges Against Rochester Drug CoOperative and Two Executives for Unlawfully Distributing Controlled Substances (Apr. 23, 2019), https://www.justice.gov/usao-sdny/pr/manhattan-us-attorney-and-dea-announce-charges-against-rochester-drug-cooperative-and; see also CRS Legal Sidebar LSB10307, Corporate Drug Trafficking Liability—a New Legal Front in the Opioid Crisis, by Joanna R. Lampe (2019). In 2022, a federal jury convicted the company’s former CEO of conspiring to distribute unlawfully oxycodone and fentanyl and conspiring to defraud DEA. Press Release, DOJ, (continued...) Congressional Research Service 21 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress executives at the pharmaceutical distributor Miami-Luken, Inc., among others, for conspiracy to violate the CSA’s trafficking provisions.213 Violations of the CSA’s trafficking provisions are criminal offenses that may give rise to large fines and significant prison time. Penalties vary according to the offense and may further vary based on the type and amount of the controlled substance at issue. Unauthorized simple possession of a controlled substance may prompt a minimum fine of $1,000 and a term of up to a year in prison.214 Distribution of large quantities of certain drugs—including specific Schedule I controlled substances such as heroin and LSD and specific Schedule II controlled substances such as cocaine and methamphetamine—carries a prison sentence of 10 years to life and a fine of up to $10 million for an individual or a fine of up to $50 million for an organization.215 Penalties increase for second or subsequent offenses, or if death or serious bodily injury results from the use of the controlled substance.216 Compared with the civil penalties available for violations of the CSA’s registration provisions, the Act’s criminal trafficking provisions generally entail greater potential liability—particularly for individual defendants—but also require prosecutors to show that a violation was intentional.217 The CSA is not the only means to target misconduct related to the distribution of pharmaceutical and non-pharmaceutical controlled substances. Rather, such conduct can give rise to liability under numerous other provisions of federal and state law. For example, drug companies may face administrative sanctions or criminal charges under the FD&C Act.218 Companies and individuals may also be subject to federal criminal charges under the Racketeer Influenced and Corrupt Organizations Act219 or the Federal Anti-Kickback Statute.220 Those statutes notably formed part of the basis for the significant settlement between DOJ and opioid manufacturer Purdue Pharma Laurence Doud, Former CEO of Pharmaceutical Distributor, Convicted of Conspiring to Distribute Controlled Substances and Defrauding the DEA (Feb. 2, 2022), https://www.justice.gov/usao-sdny/pr/laurence-doud-former-ceopharmaceutical-distributor-convicted-conspiring-distribute. 213 See Indictment, United States v. Rattini, No. 19-cr-00081 (S.D. Ohio July 17, 2019). DOJ dropped the charges against Miami-Luken and its executives following the Supreme Court’s decision in Ruan. See Order Granting Mot. Dismiss, United States v. Rattini, No. 19-cr-00081 (S.D. Ohio Aug. 11, 2022). 214 21 U.S.C. § 844(a). 215 Id. § 841(b)(1)(A). 216 Id. § 841(b). 217 A civil violation of the CSA’s recordkeeping and reporting requirements requires only a showing of negligence. See 21 U.S.C. § 842(a)(5). A violation of § 842 may be a crime punishable by a fine and not more than a year in prison if “prosecuted by an information or indictment which alleges that the violation was committed knowingly and the trier of fact specifically finds that the violation was so committed.” Id. § 842(c)(2)(A). A violation of the CSA’s trafficking provisions must be committed “knowingly or intentionally,” with corporations subject to liability “based on the ‘knowledge and intent’ of their employees.” United States v. Philip Morris USA Inc., 566 F.3d 1095, 1118 (D.C. Cir. 2009); see also 21 U.S.C. § 841. 218 See, e.g., id. § 333; see also CRS Report R43609, Enforcement of the Food, Drug, and Cosmetic Act: Select Legal Issues, by Jennifer A. Staman (2018). 219 Racketeer Influenced and Corrupt Organizations Act (RICO), Pub. L. No. 90-452, tit. IX, § 901(a), 84 Stat. 941. See, e.g., Press Release, DOJ, Founder and Owner of Pharmaceutical Company Insys Arrested and Charged with Racketeering (Oct. 26, 2017), https://www.justice.gov/opa/pr/founder-and-owner-pharmaceutical-company-insysarrested-and-charged-racketeering; Gabrielle Emmanuel and Katie Thomas, Opioid Company Executives Convicted of Racketeering, N.Y. TIMES, May 3, 2019, at B1. 220 See, e.g., Press Release, DOJ, Justice Department Announces Global Resolution of Criminal and Civil Investigations with Opioid Manufacturer Purdue Pharma and Civil Settlement with Members of the Sackler Family (Oct. 21, 2020), https://www.justice.gov/opa/pr/justice-department-announces-global-resolution-criminal-and-civilinvestigations-opioid. Congressional Research Service 22 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress in 2020.221 And manufacturers and distributors of opioids have faced numerous civil suits under federal and state law based on the companies’ marketing and distribution of prescription opioids.222 Legal Considerations for the 119th Congress Controlled substances regulation has received significant attention from Congress in recent years. Policymakers have confronted a growing divergence between the status of marijuana under state and federal law and considered whether and how to facilitate clinical research involving Schedule I controlled substances. In addition, the opioid epidemic and various federal, state, and local efforts to respond to the crisis have raised a number of legal and policy questions, including how to regulate synthetic opioids related to fentanyl and whether to control xylazine, a veterinary drug that is sometimes misused by humans either alone or in combination with opioids. Federal and State Marijuana Regulation One topic that raised a number of legal considerations for the 118th Congress is the increasing divergence between federal and state marijuana regulation.223 The CDC reports that as of February 2024, 24 states, three territories, and the District of Columbia have passed laws removing prohibitions on medical and recreational marijuana use by adults age 21 or older.224 Thirty-eight states, three territories, and D.C. have passed laws permitting medical use of marijuana; another nine states authorize medical use of cannabis derivatives, such as cannabidiol (CBD), that contain low levels of tetrahydrocannabinol (THC).225 However, marijuana is a Schedule I controlled substance under federal law, and state marijuana legislation has no effect on that status.226 221 See id. DOJ, PLEA AGREEMENT WITH PURDUE PHARMA L.P. (Oct. 20, 2020), https://www.justice.gov/opa/press- release/file/1329576/dl (Purdue Pharma LP pled guilty to violating the Federal Anti-Kickback Statute and conspiracy to defraud the United States); see DOJ, PURDUE PHARMA L.P. SETTLEMENT AGREEMENT (Oct 21, 2020), https://www.justice.gov/opa/press-release/file/1329571/dl, and DOJ, SACKLER SETTLEMENT AGREEMENT (Oct 21, 2020), https://www.justice.gov/opa/press-release/file/1329736/dl (the company and its shareholders also settled civil claims brought by the United States). 222 See, e.g., National Prescription Opiate Litigation, No. 17-MD-2804 (N.D. Ohio Dec. 12, 2017); see also CRS Legal Sidebar LSB10365, Overview of the Opioid Litigation and Related Settlements and Settlement Proposals, by Wen W. Shen (2019); CRS Legal Sidebar LSB10226, State and Local Governments Pursue Judicial Solutions to the Opioid Epidemic, by Jennifer A. Staman (2018). 223 See generally CRS Report R44782, The Evolution of Marijuana as a Controlled Substance and the Federal-State Policy Gap, coordinated by Lisa N. Sacco (2022). 224 See CDC, State Medical Cannabis Laws (Feb. 16, 2024), https://www.cdc.gov/cannabis/about/state-medicalcannabis-laws.html. 225 Id. The Commonwealth of the Northern Mariana Islands has generally legalized marijuana regardless of whether it is for medical or recreational use and does not have a regulatory program specific to medical marijuana. The CDC therefore does not include the Northern Marianas in its list of jurisdictions that have legalized medical marijuana. Id. 226 See, e.g., Gonzales v. Raich, 545 U.S. 1, 29 (2004). See also CRS Legal Sidebar LSB10482, State Marijuana “Legalization” and Federal Drug Law: A Brief Overview for Congress, by Joanna R. Lampe (2024). Notably, however, CBD is not subject to the CSA. The 2018 Farm Bill exempted “hemp”—cannabis and cannabis derivatives containing very low levels of THC—from control under the CSA. See 21 U.S.C. § 802(16)(B)(i). Accordingly, CBD products that meet those requirements are no longer a federally controlled substance. CBD remains subject to federal regulation under the FD&C Act, and FDA has taken the position that CBD is a drug that may not lawfully added to foods or marketed as a dietary supplement. See Press Release, FDA, Statement from FDA Commissioner Scott Gottlieb, M.D., on Signing of the Agriculture Improvement Act and the Agency’s Regulation of Products Containing Cannabis and Cannabis-Derived Compounds (Dec. 20, 2018), https://www.fda.gov/news-events/press(continued...) Congressional Research Service 23 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress As discussed below, certain legal and practical considerations limit federal prosecutions of individuals and businesses involved in the state-legal marijuana industry.227 However, regardless of whether they are subject to criminal prosecution, marijuana users and participants in the statelegal marijuana industry may face collateral consequences arising from the federal prohibition of marijuana. Various federal laws impose legal consequences based on criminal activity, including violations of the CSA. For example, even if authorized under state law, marijuana businesses may be unable to access banking services due to federal anti-money laundering laws,228 and those businesses may be ineligible for certain federal tax deductions.229 The involvement of income from a marijuana-related business may also prevent a bankruptcy court from approving a bankruptcy plan.230 For individuals, some CSA violations involving marijuana may have adverse immigration consequences.231 Illicit drug use or convictions may limit individuals’ eligibility for federal student financial aid and other benefits.232 Federal law prohibits the possession of firearms or ammunition by any person who is “an unlawful user of or addicted to any controlled announcements/statement-fda-commissioner-scott-gottlieb-md-signing-agriculture-improvement-act-and-agencys; see also Sean M. O’Connor & Erika Lietzan, The Surprising Reach of FDA Regulation of Cannabis, Even After Descheduling, 68 AM. U. L. REV. 823 (2019); CRS In Focus IF11250, FDA Regulation of Cannabidiol (CBD) Consumer Products, by Agata Bodie and Renée Johnson (2020). 227 See infra “Appropriations Limitations.” 228 Anti-money laundering laws prohibit, inter alia, “conduct[ing] or attempt[ing] to conduct ... a financial transaction which in fact involves the proceeds of specified unlawful activity ... with the intent to promote the carrying on of specified unlawful activity” 18 U.S.C. §§ 1956(a). For a full list of predicate offenses, see the “Specified Unlawful Activities” section of CRS Report RL33315, Money Laundering: An Overview of 18 U.S.C. § 1956 and Related Federal Criminal Law, by Charles Doyle (2017). For further discussion of banking law issues related to the marijuana policy gap, see the “Federal Financial Laws and Financial Services for Marijuana Businesses” section of CRS Report R44782, The Evolution of Marijuana as a Controlled Substance and the Federal-State Policy Gap, coordinated by Lisa N. Sacco (2022). 229 See 26 U.S.C. § 280E (“No deduction or credit shall be allowed for any amount paid or incurred during the taxable year in carrying on any trade or business if such trade or business (or the activities which comprise such trade or business) consists of trafficking in controlled substances (within the meaning of schedule I and II of the Controlled Substances Act) which is prohibited by Federal law or the law of any State in which such trade or business is conducted.”). See generally CRS Report R46709, The Application of Internal Revenue Code Section 280E to Marijuana Businesses: Selected Legal Issues, by Milan N. Ball (2021). 230 A court may not confirm a bankruptcy plan “proposed ... by any means forbidden by law.” 11 U.S.C. § 1129(a). Courts have split on how that provision applies to cannabis-related businesses. Compare Garvin v. Cook Investments NW, SPNWY, LLC, 922 F.3d 1031, 1033 (9th Cir. 2019) (concluding that bankruptcy plan involving leased property used to grow marijuana was not proposed “by any means forbidden by law”), with In re Rent-Rite Super Kegs W. Ltd., 484 B.R. 799, 809 (Bankr. D. Colo. 2012) (dismissing bankruptcy case where the debtor derived roughly 25% of its revenues from leasing warehouse space to tenants who grew marijuana because “a significant portion of the Debtor’s income is derived from an illegal activity”) (footnote omitted); In re Basrah Custom Design, Inc., 600 B.R. 368 (Bankr. E.D. Mich. 2019) (dismissing bankruptcy case where the court determined that the debtor sought “to enable its owner to profit from a marijuana business” that violated the CSA). 231 See 8 U.S.C. § 1427(a) (providing that no person shall be naturalized unless that person, among other things, “has been and still is a person of good moral character”); 8 C.F.R. § 316.10(b)(2) (2024) (“An applicant shall be found to lack good moral character if during the statutory period the applicant ... [v]iolated any law of the United States, any State, or any foreign country relating to a controlled substance, provided that the violation was not a single offense for simple possession of 30 grams or less of marijuana”). 232 See CRS Legal Sidebar LSB10556, The MORE Act: House Plans Historic Vote on Federal Marijuana Legalization, by Joanna R. Lampe (2020); CRS Report R42394, Drug Testing and Crime-Related Restrictions in TANF, SNAP, and Housing Assistance, by Maggie McCarty et al. (2016). Congressional Research Service 24 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress substance.”233 Furthermore, people who use marijuana, even for medical purposes, generally enjoy little or no legal protection from adverse employment consequences.234 Federal laws other than the CSA may limit states’ discretion in enacting marijuana laws. For instance, some provisions of state medical marijuana laws have been challenged under the Constitution’s Dormant Commerce Clause, which prohibits states from enacting laws that discriminate against or unduly burden interstate commerce.235 Appropriations Limitations Congress has addressed the divergence between federal and state marijuana law in part by limiting enforcement of the CSA against certain state-legal activities related to medical marijuana. In each budget cycle since FY2015, Congress has passed an appropriations rider prohibiting DOJ from using taxpayer funds to prevent the states from “implementing their own laws that authorize the use, distribution, possession, or cultivation of medical marijuana.”236 The current appropriations rider is in effect through March 14, 2025.237 On its face, the appropriations rider bars DOJ from taking legal action against the states directly to prevent them from promulgating or enforcing medical marijuana laws. In addition, federal courts have held that the rider prohibits certain federal prosecutions of private individuals or organizations that produce, distribute, or possess marijuana in accordance with state medical marijuana laws. Criminal defendants have invoked the rider before trial, seeking either the dismissal of their indictments or injunctions barring prosecution.238 Following a decision of the Ninth Circuit in the 2016 case United States v. McIntosh, several federal courts have interpreted the appropriations rider to bar DOJ from expending any appropriated funds to prosecute activities involving medical marijuana that are conducted in “strict compliance” with state law.239 For example, in one 2019 case, the Ninth Circuit upheld the prosecution of two individuals involved in the production of medical marijuana who smoked 233 18 U.S.C. § 922. 234 See Kathryn Evans, What Legal Protections Exist for Employees who Use Medical Marijuana?, NAT’L LAW REV. (Oct. 21, 2020), https://www.natlawreview.com/article/what-legal-protections-exist-employees-who-use-medicalmarijuana. 235 Compare Northeast Patients Grp. v. United Cannabis Patients and Caregivers of Maine, 45 F.4th 542 (1st Cir. 2022) (holding that the Maine Medical Marijuana Act’s residency requirement violates the dormant Commerce Clause) with Jensen v. Md. Cannabis Admin., 719 F. Supp. 3d 466 (D. Md. 2024) (“join[ing] with those courts across the country that have found that the dormant Commerce Clause does not apply to state recreational cannabis laws”). See also Cong. Rsch. Serv., Overview of Dormant Commerce Clause, CONSTITUTION ANNOTATED, https://constitution.congress.gov/browse/essay/artI-S8-C3-7-1/ALDE_00013307/ (last visited Jan. 13, 2025). 236 Consolidated Appropriations Act, 2024, Pub. L. No. 118-42, div. C, § 531, 138 Stat. 25, 174 (2024). The appropriations rider is sometimes known as the “Rohrabacher-Farr Amendment” or the “Rohrabacher-Blumenauer Amendment.” See, e.g., United States v. Sirois, 119 F. 4th 143, 146 & n.1. The rider enumerates the specific states and territories to which it applies. The list excludes the three states that have not decriminalized medical marijuana use. 237American Relief Act, 2025, Pub. L. 118-158, div. A, § 101 (Dec. 21, 2024). 238 By contrast, courts have generally declined to apply the rider outside the context of initial criminal prosecutions. For instance, the Ninth Circuit has held that the provision does not “impact[ ] the ability of a federal district court to restrict the use of medical marijuana as a condition of probation.” United States v. Nixon, 839 F.3d 885, 886 (2016). In a 2024 decision, the U.S. Court of Appeals for the Eighth Circuit assumed that the rider might bar revocation of supervised release in some circumstances, but held that it did not apply to the case at bar because the challenger “engaged in unlawful conduct, even under Iowa’s medical-marijuana regime.” United States v. Doolin, 93 F.4th 1094, 1096 (2024). 239 United States v. McIntosh, 833 F.3d 1163, 1178 (9th Cir. 2016); see also Duval v. United States, 372 F. Supp. 3d 544, 555–56 (E.D. Mich. 2019); Sandusky v. Goetz, No. 18-CV-01436-GPG, 2018 WL 6505803, at *4–5 (D. Colo. Dec. 11, 2018), rev’d and remanded, 944 F.3d 1240 (10th Cir. 2019); U.S. v. Jackson, 388 F. Supp. 3d 505, 506–08 (E.D. Pa. 2019). Congressional Research Service 25 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress marijuana as they processed plants for sale.240 Although state law permitted medical marijuana use by “qualifying patients,” the court concluded that the defendants failed to show they were qualifying patients, and thus they could be prosecuted because their personal marijuana use did not strictly comply with state medical marijuana law.241 More recently, in the 2022 case United States v. Bilodeau, the U.S Court of Appeals for the First Circuit (First Circuit) declined to follow the Ninth Circuit and held that the rider also bars prosecution in some cases where defendants did not strictly comply with state medical marijuana law.242 The First Circuit noted that the text of the rider does not explicitly require strict compliance with state law and that, given the complexity of state marijuana regulations, “the potential for technical noncompliance [with state law] is real enough that no person through any reasonable effort could always assure strict compliance.”243 Thus, the First Circuit concluded that requiring strict compliance with state law would likely chill state-legal medical marijuana activities and prevent the states from giving effect to their medical marijuana laws.244 However, the court also rejected the defendants’ argument that the rider “must be read to preclude the DOJ, under most circumstances, from prosecuting persons who possess state licenses to partake in medical marijuana activity.”245 Ultimately, the First Circuit held that the rider bars CSA prosecution in at least some cases where the defendant has committed minor technical violations of state medical marijuana laws, but it declined to “fully define [the] precise boundaries” of its alternative standard.246 In November 2024, the First Circuit issued another decision applying the medical marijuana appropriations rider. In United States v. Sirois, two criminal defendants argued that the rider should bar their prosecutions because they were in “substantial compliance” with state medical marijuana law.247 The government did not contest the substantial compliance standard.248 Applying that standard, the court held that the prosecutions could go forward because the defendants failed to show by a preponderance of the evidence that they were in substantial compliance with state law.249 It remains to be seen whether and how the differences in reasoning between the Ninth Circuit and the First Circuit will make a practical difference in federal marijuana prosecutions.250 Congress 240 United States v. Evans, 929 F.3d 1073, 1076–79 (9th Cir. 2019). See also United States v. Kleinman, 880 F.3d 1020, 1027–30 (9th Cir. 2017) (prosecution was proper because sales of marijuana to out-of-state customers violated state law); United Sates v. Bloomquist, 361 F. Supp. 3d 744, 749–51 (W.D. Mich. 2019) (same, where defendant violated state law by possessing excessive amounts of marijuana and selling marijuana to someone who was not allowed to use medical marijuana). 241 Evans, 929 F.3d at 1078–79 (9th Cir. 2019). 242 24 F.4th 705 (2022). 243 Id. at 713. 244 Id. at 713–14. 245 Id. at 714. 246 Id. at 715. On the record before it, the court concluded that “the defendants’ cultivation, possession, and distribution of marijuana aimed at supplying persons whom no defendant ever thought were qualifying patients under Maine law” and that a CSA conviction in those circumstances would not “prevent Maine’s medical marijuana laws from having their intended practical effect.” Id. 247 119 F.4th 143, 152 (1st Cir. 2024). 248 Id. 249 Id. at 153. 250 In theory, the First Circuit’s analysis could make it easier for defendants to invoke the appropriations rider to bar federal prosecutions, because they could do so even if they had not been in strict compliance with state law. In practice, however, resource limitations and enforcement priorities have historically meant that federal marijuana prosecutions (continued...) Congressional Research Service 26 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress has the power to enact legislation adopting its preferred interpretation of the rider or otherwise clarifying its scope. Congress could also expand the scope of the rider to bar prosecution of other state-legal activities involving marijuana251 or limit or repeal the rider. Executive Branch Policy and Simple Possession Pardon Notwithstanding the appropriations rider, activities that fall outside the scope of state medical marijuana laws remain potentially subject to federal prosecution. This includes all state-legal activities involving recreational marijuana. As a practical matter, DOJ typically has not prosecuted individuals who possess marijuana for personal use on private property but instead has “left such lower-level or localized marijuana activity to state and local authorities through enforcement of their own drug laws.”252 DOJ issued guidance in 2018 reaffirming the authority of federal prosecutors to exercise prosecutorial discretion to target federal marijuana offenses “in accordance with all applicable laws, regulations, and appropriations.”253 In recent years, DOJ has pursued marijuana prosecutions in the context of large-scale trafficking operations or gang-related activity.254 The Biden Administration DOJ did not issue formal guidance on marijuana policy, but Attorney General Merrick Garland indicated that the agency would not prioritize prosecuting individuals for personal use of marijuana.255 On October 6, 2022, President Biden issued a proclamation granting “a full, complete, and unconditional pardon” to “all current United States citizens and lawful permanent residents” who had committed or been convicted of simple possession of marijuana under the CSA or a related provision of the D.C. Code.256 On December 22, 2023, President Biden issued an additional pardon to all current U.S. citizens and lawful permanent residents who had committed or been target individuals and organizations that clearly have not complied with state medical marijuana law. Thus, one of the First Circuit judges who considered Bilodeau agreed with the panel’s interpretation of the rider but wrote a concurrence noting that, in practice, the First Circuit’s standard might not be “materially different from the one that the Ninth Circuit applied.” Bilodeau, 24 F.4th at 718 (Barron, J., concurring). 251 See, e.g., State Cannabis Commerce Act, H.R. 3546, 116th Cong. (2019); State Cannabis Commerce Act, S. 2030, 116th Cong. (2019); cf. STATES 2.0 Act, H.R. 6673, 118th Cong. (2023) (would have amended the CSA so that, subject to certain exceptions, it “shall not apply” to marijuana-related activities that comply with state law); STATES Act, H.R. 2093, 116th Cong. (2019); STATES Act, S. 1028, 116th Cong. (2019). 252 U.S. GOV’T ACCOUNTABILITY OFF., GAO-16-1, STATE MARIJUANA LEGALIZATION: DOJ SHOULD DOCUMENT ITS APPROACH TO MONITORING THE EFFECTS OF LEGALIZATION 9 (2015). 253 Memorandum from Jefferson B. Sessions, Attorney Gen., U.S. DOJ, to all U.S. Attorneys, on Marijuana Enforcement (Jan. 4, 2018), https://www.justice.gov/opa/press-release/file/1022196/download. 254 See, e.g., Press Release, DOJ, DEA Investigation in Chapel Hill Area Uncovers Large-Scale Drug Ring (Dec. 17, 2020), https://www.justice.gov/usao-mdnc/pr/dea-investigation-chapel-hill-area-uncovers-large-scale-drug-ring; Press Release, DOJ, Pittsburgh-area Man Sentenced for Supplying SCO Gang with Drugs (Jan. 21, 2021), https://www.justice.gov/usao-wdpa/pr/pittsburgh-area-man-sentenced-supplying-sco-gang-drugs; Press Release, DOJ, Indictment Charges Bridgeport Gang Members with Drug Trafficking, Committing 4 Murders (Jan. 22, 2021), https://www.justice.gov/usao-ct/pr/indictment-charges-bridgeport-gang-members-drug-trafficking-committing-4murders. 255 See, e.g., A Review of the President’s Fiscal Year 2023 Funding Request for the U.S. Department of Justice: Hearing Before the Sen. Appropriations Subcommittee on Commerce, Justice, Science, and Related Agencies, 117th Cong. (2022) (testimony of Att’y. Gen. Merrick B. Garland) (“I think I laid this out actually also in my confirmation hearing and my view hasn’t really changed since then, and that is that the Justice Department has almost never prosecuted use of marijuana and that’s not an efficient use of the resources given the opioid and methamphetamine epidemic that we have.”). 256 Proclamation No. 10467, 87 Fed. Reg. 61441 (Oct. 6, 2022). Congressional Research Service 27 The Controlled Substances Act (CSA): A Legal Overview for the 119th Congress convicted of “the offense of simple possession of marijuana, attempted simple possession of marijuana, or use of marijuana” under the CSA, the D.C. Code, or related federal regulations.257 President Biden’s invocations of the clemency power mean that people who committed simple possession or use of marijuana or attempted to commit those offenses before the issuance of the proclamations may not be prosecuted or punished for the offenses under the relevant provisions of the CSA or the D.C. Code.258 Several factors limit the scope of the pardons. First, they apply only to violations of federal and D.C. law and do not affect other state law marijuana offenses, because the President has no direct power to change state law or compel the states to adopt federal policies.259 Second, the pardons apply only to simple possession of marijuana and related low-level offenses, which the federal government rarely prosecutes.260 They do not apply to other marijuana-related CSA offenses such as manufacture, distribution, or possession with intent to distribute or to other federal crimes.261 Third, the pardons by their terms do not apply to “individuals who were non-citizens not lawfully present in the United States at the time of their offense.”262 Fourth, the pardons apply only to 257 Proclamation No. 10688, 88 Fed. Reg 90083 (Dec. 28, 2023). On January 17, 2025, President Biden commuted the sentences of nearly 2,500 individuals who had been convicted of non-violent drug offenses. That grant of clemency was not limited to marijuana offenders and applied to “individuals who received lengthy sentences based on discredited distinctions between crack and powder cocaine, as well as outdated sentencing enhancements for drug crimes.” Statement from President Joe Biden on Additional Clemency Actions (Jan. 17, 2025), https://www.whitehouse.gov/briefing-room/statements-releases/2025/01/17/statement-from-president-joe-biden-onadditional-clemency-actions/. 258 Although the District of Columbia has its own criminal code, its criminal justice system has some overlap with the federal system and is subject to the President’s clemency power. For additional information on the President’s clemency power, see CRS Report R46179, Presidential Pardons: Overview and Selected Legal Issues, by Michael A. Foster (2020). 259 See id. “Constraints on the Pardon Power.” In announcing the pardon, President Biden also encouraged state governors to grant clemency for state offenses. While some governors have taken such steps or expressed willingness to do so, in some states, governors cannot independently grant clemency. See, e.g., David Montgomery, Governors Split on Biden’s Call to Pardon Low-Level Pot Offenders, PEW (Oct. 28, 2022), https://www.pewtrusts.org/en/researchand-analysis/blogs/stateline/2022/10/28/governors-split-on-bidens-call-to-pardon-low-level-pot-offenders. The pardon also does not apply to offenses under the Uniform Code of Military Justice. See, e.g., Michael Lee, Biden’s Pardon of Marijuana Offenses Won’t Apply to Military, FOX NEWS (Oct. 9, 2022), https://www.foxnews.com/politics/bidenspardons-marijuana-offenses-wont-apply-military. 260 The U.S. Sentencing Commission (USSC) reports that about 7,700 people subject to the pardon were convicted of only simple possession since FY1992, none of whom were in federal custody at the time of the grant of clemency. USSC, NUMBER OF FEDERAL OFFENDERS CONVICTED ONLY OF 21 U.S.C. § 844 INVOLVING MARIJUANA, FISCAL YEARS 1992 – 2021 (Oct. 12, 2022), https://www.ussc.gov/sites/default/files/pdf/news/press-releases-and-newsadvisories/news-advisories/20221012_Updated-News-Advisory-Data-Analysis.pdf. In FY2021, 117 people subject to the pardon were convicted of only simple possession. See id. Additional individuals convicted of simple possession were not subject to the pardon. See USSC, WEIGHING THE CHARGES: SIMPLE POSSESSION OF DRUGS IN THE FEDERAL CRIMINAL JUSTICE SYSTEM 6 (Sept. 2016), https://www.ussc.gov/sites/default/files/pdf/research-andpublications/research-publications/2016/201609_Simple-Possession.pdf. 261 The USSC reports that 425 people were convicted of possessing marijuana and possessing other illicit drugs, USSC, NUMBER OF FEDERAL OFFENDERS, supra note 259. In addition, 585 people were convicted of simple possession of marijuana and one or more other crimes. USSC, NUMBER OF FEDERAL OFFENDERS, supra note 259. Those people would remain liable for the other offenses. After the pardon was announced, the USSC issued policy priorities including “consideration of possible amendments to the [Sentencing] Guidelines Manual relating to criminal history to address ... the impact of simple possession of marihuana offenses.” Final Priorities for Amendment Cycle, 87 Fed [Text truncated at 120,000 characters. The full text is on the page linked above.] --- Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/crs%3AR45948. Public record. Not legal advice.