# Science and Technology Issues in the 116th Congress

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/crs%3AR45491

## Record

- **Collection:** Congressional research report
- **Document type:** CRS Report
- **Published:** February 6, 2019
- **Citation:** R45491

## Text

Science and Technology Issues in the 116th
Congress
Frank Gottron, Coordinator
Specialist in Science and Technology Policy
Updated February 6, 2019

Congressional Research Service
7-....
www.crs.gov
R45491

SUMMARY

Science and Technology Issues in the 116th
Congress
Science and technology (S&T) have a pervasive influence over a wide range of issues
confronting the nation. Public and private research and development spur scientific and
technological advancement. Such advances can drive economic growth, help address national
priorities, and improve health and quality of life. The ubiquity and constantly changing nature of
science and technology frequently create public policy issues of congressional interest.
The federal government supports scientific and technological advancement directly by funding
and performing research and development and indirectly by creating and maintaining policies
that encourage private sector efforts. Additionally, the federal government regulates many
aspects of S&T activities.

R45491
February 6, 2019
Frank Gottron,
Coordinator
Specialist in Science and
Technology Policy
-redacted-@crs.loc.gov
For a copy of the full report,
please call 7-.... or visit
www.crs.gov.

This report briefly outlines a key set of science and technology policy issues that may come before the 116 th Congress. This
set is not exhaustive, however. Given the rapid pace of S&T advancement and its importance in many diverse public policy
contexts, other S&T-related issues not discussed in this report may come before the 116 th Congress. The selected issues are
grouped into 10 categories

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Overarching S&T Policy Issues,
Agriculture,
Biomedical Research and Development,
Climate Change Science and Water,
Defense,
Energy,
Homeland Security,
Information Technology,
Physical and Material Sciences, and

Space.
Each of these categories includes concise analysis of multiple policy issues. The material presented in this report should be
viewed as illustrative rather than comprehensive. Each section identifies CRS reports, when available, and the appropriate
CRS experts to contact for further information and analysis.

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Contents
Introduction ..................................................................................................................................... 1
Overarching S&T Policy Issues ...................................................................................................... 1
Federal Science and Technology Policymaking Enterprise ...................................................... 1
Federal Funding for Research and Development ...................................................................... 2
Disruptive and Convergent Technology .................................................................................... 3
America COMPETES Act Reauthorization .............................................................................. 4
Technology Transfer from Federal Laboratories ....................................................................... 5
Adequacy of the U.S. Science and Engineering Workforce ...................................................... 5
Science, Technology, Engineering, and Mathematics Education .............................................. 6
Tax Incentives for Technological Innovation ............................................................................ 7
Agriculture....................................................................................................................................... 8
Agricultural Research................................................................................................................ 8
The National Institute of Food and Agriculture and Economic Research Service
Relocation Proposal ............................................................................................................... 9
Agricultural Biotechnology ....................................................................................................... 9
Cell-Cultured Meat.................................................................................................................. 10
Biomedical Research and Development ......................................................................................... 11
National Institutes of Health and the 21st Century Cures Act ................................................. 12
The Food and Drug Administration: Medical Product Innovation.......................................... 13
Oversight of Laboratory-Developed Tests (LDTs).................................................................. 13
Stem Cells and Regenerative Medicine .................................................................................. 14
CRISPR: Advanced Genome Editing...................................................................................... 15
Climate Change Science and Water............................................................................................... 16
Climate-Related S&T Expenditures and Activities by the Federal Government .................... 16
Climate Change-Related Science ............................................................................................ 17
GHG-Related Technology Research, Development, Demonstration, and Deployment .......... 18
Climate Change and Infrastructure ......................................................................................... 19
Science and Technology for Adaptation and Resilience ......................................................... 20
Carbon Capture and Sequestration .......................................................................................... 21
Water ....................................................................................................................................... 22
Defense .......................................................................................................................................... 24
Department of Defense Research and Development ............................................................... 24
Energy ........................................................................................................................................... 25
Reprocessing of Spent Nuclear Fuel ....................................................................................... 25
Advanced Nuclear Energy Technology ................................................................................... 26
Biofuels ................................................................................................................................... 27
Offshore Energy Development Technologies.......................................................................... 28
ITER ........................................................................................................................................ 29
Homeland Security ........................................................................................................................ 30
R&D in the Department of Homeland Security ...................................................................... 30
Chemical, Biological, Radiological, and Nuclear Medical Countermeasures ........................ 31
Microbial Pathogens in the Laboratory: Safety and Security.................................................. 32
Information Technology ................................................................................................................ 33
Cybersecurity .......................................................................................................................... 33

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Artificial Intelligence .............................................................................................................. 34
Broadband Deployment .......................................................................................................... 35
Access to Broadband Networks and the Net Neutrality Debate ............................................. 36
Deployment of the FirstNet Network ...................................................................................... 37
Emergency Alerting................................................................................................................. 37
5G Technologies...................................................................................................................... 38
The Internet of Things ............................................................................................................. 38
Digital Services Tax ................................................................................................................ 40
Evolving Technology and Law Enforcement Investigations................................................... 40
The Networking and Information Technology Research and Development Program ............ 41
Quantum Information Science ................................................................................................ 42
Physical and Material Sciences ..................................................................................................... 43
National Science Foundation .................................................................................................. 43
Nanotechnology and the National Nanotechnology Initiative ................................................ 44
Space ............................................................................................................................................. 45
NASA ...................................................................................................................................... 45
Commercial Space .................................................................................................................. 46
Earth-Observing Satellites ...................................................................................................... 47

Contacts
Author Contact Information .......................................................................................................... 48

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Introduction
Science and technology (S&T) play an important role in our society. Advances in science and
technology can help drive economic growth and meet national priorities in public health,
environmental protection, agricultural productivity, defense, and many other areas.
Federal policies affect scientific and technological advancement on several levels. The federal
government directly funds research and development (R&D) activities to achieve national goals
or support national priorities, such as funding basic life science research through the National
Institutes of Health (NIH) or developing new weapons systems in the Department of Defense
(DOD). The federal government also establishes and maintains the legal and regulatory
framework that affects S&T activities in the private sector. In addition, federal tax, trade, and
education policies can have effects on private sector S&T activity.
This report serves as a brief introduction to many of the science and technology policy issues that
may come before the 116th Congress. Each issue section provides background information and
outlines selected policy issues that may be considered. Each issue includes a heading entitled
“For Further Information” that provides the author’s name and the titles of relevant CRS reports
containing more detailed policy analysis and information. Cited reports are current as of their
individual publication dates, but may not reflect developments that have occurred since their
publication.

Overarching S&T Policy Issues
Several issues of potential congressional interest apply to federal science and technology policy
in general. This section begins with a brief introduction to the roles each branch of the federal
government plays in S&T policymaking, then discusses overall federal funding of research and
development. Additional sections address issues related to the emergence of disruptive
technologies; the America COMPETES Act; oversight of federally supported academic research;
technology transfer; the adequacy of the science and engineering workforce; science, technology,
engineering, and mathematics (STEM) education; and innovation-related tax policy.

Federal Science and Technology Policymaking Enterprise
The federal S&T policymaking enterprise is composed of an extensive and diverse array of
stakeholders in the executive, legislative, and judicial branches. The enterprise fosters, among
other things, the advancement of scientific and technical knowledge; STEM education; the
application of S&T to achieve economic, national security, and other societal benefits; and the use
of S&T to improve federal decisionmaking.
Federal responsibilities for S&T policymaking are highly decentralized. In addition to
appropriating funding for S&T programs, Congress enacts laws to establish, refine, and eliminate
programs, policies, regulations, regulatory agencies, and regulatory processes that rely on S&T
data and analysis. However, congressional authorities related to S&T policymaking are diffuse.
Many House and Senate committees have jurisdiction over important elements of S&T policy. In
addition, there are dozens of informal congressional caucuses in areas of S&T policy such as
research and development, specific S&T disciplines, and STEM education.
The President formulates annual budgets, policies, and programs for consideration by Congress;
issues executive orders and directives; and directs the executive branch departments and agencies
responsible for implementing S&T policies and programs. The Office of Science and Technology

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Policy, in the Executive Office of the President, advises the President and other Administration
officials on S&T issues.
Executive agency responsibilities for S&T policymaking are also diffuse. Some agencies have
broad S&T responsibilities (e.g., the National Science Foundation). Others use S&T to meet a
specific federal mission (e.g., defense, energy, health, space). Regulatory agencies have S&T
responsibilities in areas such as nuclear energy, food and drug safety, and environmental
protection.
Federal court cases and decisions often affect U.S. S&T policy. Decisions can have an impact on
the development of S&T (e.g., decisions regarding the U.S. patent system); S&T-intensive
industries (e.g., the break-up of AT&T in the 1980s); and the admissibility of S&T-related
evidence (e.g., DNA samples).
For Further Information
John F. Sargent Jr., Specialist in Science and Technology Policy
CRS Report R43935, Office of Science and Technology Policy (OSTP): History and Overview, by
John F. Sargent Jr. and Dana A. Shea

Federal Funding for Research and Development
The federal government has long supported the advancement of scientific knowledge and
technological development through investments in R&D. Federal R&D funding seeks to address
a broad range of national interests, including national defense, health, safety, the environment,
and energy security; advance knowledge generally; develop the scientific and engineering
workforce; and strengthen U.S. innovation and competitiveness. The federal government has
played an important role in supporting R&D efforts which have led to scientific breakthroughs
and new technologies, from jet aircraft and the internet to communications satellites and defenses
against disease.
Between FY2008 and FY2013, federal R&D funding fell from $140.1 billion to $130.9 billion, a
reduction of $9.3 billion (6.6% in current dollars, 13.4% in constant dollars). The decline was a
reversal of sustained growth in federal R&D funding for more than half a century, and stirred
debate about the potential long-term effects on U.S. technological leadership, innovation,
competitiveness, economic growth, and job creation. From FY2013 to FY2017, federal funding
grew, rising to an all-time current dollar high of $155.0 billion in FY2017, the most recent annual
aggregate number available. However, in constant dollars, the FY2017 level was $9.6 billion
(5.6%) below its high of $169.7 billion in 2010. Concerns by some about reductions in federal
R&D funding have been exacerbated by increases in the R&D investments of other nations
(China, in particular); globalization of R&D and manufacturing activities; and trade deficits in
advanced technology products, an area in which the United States previously ran trade surpluses
(most recently in 2001). At the same time, some Members of Congress express concerns about
the level of federal funding in light of the current federal fiscal condition. In addition, R&D
funding decisions may be affected by differing perspectives on the appropriate role of the federal
government in advancing science and technology.
As the 116th Congress undertakes the appropriations process it faces two overarching issues: (1)
the direction in which the federal R&D investment will move in the context of increased pressure
to limit discretionary spending and (2) how available funding will be prioritized and allocated.
Low or negative growth in the federal government’s overall R&D investment may require
movement of resources across disciplines, programs, or agencies to address priorities. Congress

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continues to play a central role in defining the nation’s R&D priorities as it makes decisions with
respect to the size and distribution of aggregate, agency, and programmatic R&D funding.
For Further Information
John F. Sargent Jr., Specialist in Science and Technology Policy
CRS Report R45150, Federal Research and Development (R&D) Funding: FY2019, coordinated
by John F. Sargent Jr.
CRS Report R44888, Federal Research and Development Funding: FY2018, coordinated by John
F. Sargent Jr.

Disruptive and Convergent Technology
The rapid pace of technology innovation and application is substantially affecting both the global
economy and human behavior. A disruptive technology can be thought of as a rapidly evolving set
of innovations in any technology space that has potentially broad economic and social impacts.
Two or more different technologies may be integrated to create a new, convergent technology that
may also be disruptive. Consider the smartphone, perhaps the best-known example of a
technology that is both disruptive and convergent. It combines a telephone, a computer, a camera,
and a geolocation application into a single device. It has become so popular over the last decade
that, according to some estimates, more than half of the world’s population uses one. Those users
average more than four hours daily on the device, predominantly for activities other than voice
phone calls.
The emergence of such technologies has the potential to create large-scale economic and social
disruptions. Smartphones and other forms of mobile computing, for example, have had large
economic effects on the telecommunications sector, as well as large social impacts.
Among other technologies associated with major disruptions are social media, cloud computing,
and data analytics (“big data”). Additional examples include artificial intelligence (AI),
autonomous vehicles, blockchain, energy storage, gene editing, and the internet of things. The
economic and social impacts of such technologies are difficult to predict and present complex
facets to Congress as it responds to the opportunities and challenges those technologies pose. Not
only are the paths of their development and implementation uncertain, but systematic data
collection on them is sparse.
The complexity and pace of advancement of such technologies create policy issues and
challenges of potential interest to the 116th Congress. Questions disruptive technologies may raise
include the following:
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If Congress seeks to facilitate the growth of such technologies, what options
might it consider? For example, how might Congress decide which technologies
to prioritize for investment? How would congressional support for research and
development affect growth? What kinds of incentives might Congress consider
providing?

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What issues do such technologies raise for international economic competition,
and what are the options for congressional response? For example, if other
countries are investing heavily in some potentially disruptive technologies, how
might Congress balance the benefits and disadvantages to the nation of investing
in the same technologies or different ones?
What are the potential negative impacts of such technologies on societal goals
and values, and what steps might Congress consider for prevention and

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mitigation? For example, how might Congress respond to public concerns about
privacy and security? How might such technologies affect the U.S. workforce
and economic opportunity, and what are the potential responses?
For Further Information
Eric A. Fischer, Senior Specialist in Science and Technology

America COMPETES Act Reauthorization
The America Creating Opportunities to Meaningfully Promote Excellence in Technology,
Education, and Science (COMPETES) Act (P.L. 110-69) was enacted in 2007. The act, a response
to concerns about U.S. competitiveness, authorized certain federal research, education, and
innovation-related activities. In 2010, Congress passed the America COMPETES Reauthorization
Act of 2010 (P.L. 111-358), extending and modifying certain provisions of the 2007 law, as well
as establishing new provisions. Congressional appropriations have generally been below
authorized levels, and the specific authorizations of appropriations in the 2010 act have expired.
Following previous reauthorization efforts that inspired debate about such topics as the scientific
peer review process, certain provisions of these acts were reauthorized and modified as part of the
American Innovation and Competitiveness Act (AICA, P.L. 114-329), enacted at the end of the
114th Congress. The 116th Congress may consider additional provisions from the COMPETES
acts that were not addressed through the AICA, such as expired authorizations of appropriations
for the National Science Foundation (NSF) and the National Institute of Standards and
Technology (NIST).
The COMPETES acts were originally enacted to address concerns that the United States could
lose its advantage in scientific and technological innovation. Economists have asserted that
economic, security, and social benefits accrue preferentially to nations that lead in scientific and
technological advancement and commercialization. Some analysts have suggested that historical
U.S. leadership in these areas is slipping. In particular, some stakeholders have questioned the
adequacy of federal funding for physical sciences and engineering research and the domestic
production of scientists and engineers.
The COMPETES acts were designed to respond, in part, to these challenges by authorizing
increased funding for the NIST, NSF, and Department of Energy’s Office of Science. Together,
the acts also authorized certain federal STEM education activities, the Advanced Research
Projects Agency-Energy (ARPA-E), and prize competitions at federal agencies, among other
provisions.
Those who have expressed opposition to aspects of the COMPETES acts have done so from
several perspectives. Some critics question the existence of a STEM labor shortage and thus the
need for programs aimed at increasing the number of STEM workers. Other critics agree with the
assertion of a shortage, but question whether the federal government should address it, believing
that the market will make the necessary corrections to meet the demand. With respect to U.S.
competitiveness, some analysts prefer alternative approaches to those proposed in the
COMPETES acts, such as research tax credits or reducing regulatory costs. Other analysts object
to the financial cost associated with the COMPETES acts, given concern about the federal budget
deficit and debt.
For Further Information
Laurie A. Harris, Analyst in Science and Technology Policy
John F. Sargent Jr., Specialist in Science and Technology Policy

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CRS Insight IN11001, Revisiting the Doubling Effort: Trends in Federal Funding for Basic
Research in the Physical Sciences and Engineering, by John F. Sargent Jr.
CRS Report R44345, Efforts to Reauthorize the America COMPETES Act: In Brief, by John F.
Sargent Jr.

Technology Transfer from Federal Laboratories
Every year, approximately one-third of the federal government’s research and development
spending is obligated to federal laboratories, including federally funded research and
development centers, in support of agency mission requirements. The technology and expertise
generated by federal laboratories may have applications beyond the immediate goals or intent of
the original R&D. Over the years, Congress has established various mechanisms—primarily
through the Stevenson-Wydler Technology Innovation Act of 1980 (P.L. 96-480) and subsequent
legislation—to facilitate the transfer of technology and research generated from federal
laboratories to the private sector where it can be further developed and commercialized.
Congressional interest in promoting the transfer of technology from federal laboratories is largely
based on meeting social needs and promoting economic growth to enhance the nation’s welfare
and security. Technology transfer from federal laboratories can occur in many forms. In some
instances, it can occur through formal partnerships and joint research activities between federal
laboratories and private firms, including through cooperative research and development
agreements or CRADAs. In other cases, it can occur when the legal rights to government-owned
patents are licensed to a private firm.
Despite previous efforts to increase the effectiveness of technology transfer from federal
laboratories to the private sector, the transfer of federal technologies remains restrained. Critics of
current mechanisms argue that working with federal laboratories continues to be difficult and
time-consuming. Proponents assert that federal laboratories are open and receptive to partnering
with private firms, but it remains up to them to take advantage of federal laboratory technologies
and capabilities. At issue is whether additional legislative initiatives and federal incentives are
needed to encourage increased technology transfer from federal laboratories, or if the available
resources are sufficient.
In December 2018, the National Institute of Standards and Technology released “Return on
Investment Initiative for Unleashing American Innovation,” a draft paper proposing various
strategies and actions to accelerate and improve the transfer of technology to the private sector,
including building a more entrepreneurial R&D workforce and increasing engagement with
private sector technology development experts and investors. Several of the proposed actions may
require congressional approval and additional legislative authority to implement.
Further Information
Marcy E. Gallo, Analyst in Science and Technology Policy
CRS Report R44629, Federally Funded Research and Development Centers (FFRDCs):
Background and Issues for Congress, by Marcy E. Gallo

Adequacy of the U.S. Science and Engineering Workforce
The adequacy of the U.S. science and engineering (S&E) workforce has been an ongoing concern
of Congress for more than 60 years. Scientists and engineers are widely believed to be essential to
U.S. technological leadership, innovation, manufacturing, and services, and thus vital to U.S.
economic strength, national defense, and other societal needs. Congress has enacted many

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programs to support the education and development of scientists and engineers. Congress has also
undertaken broad efforts to improve science, technology, engineering, and math skills to prepare a
greater number of students to pursue S&E degrees. In addition, some policymakers have sought
to increase the number of foreign scientists and engineers working in the United States through
changes in visa and immigration policies.
Most experts agree that there is no authoritative definition of which occupations comprise the
S&E workforce. Rather, the selection of occupations included in any particular analysis of the
S&E workforce may vary depending on the objective of the analysis. The policy debate about the
adequacy of the U.S. S&E workforce has focused largely on professional-level computer
occupations, mathematical occupations, engineers, and physical scientists. Accordingly, much of
the analytical focus has been on these occupations. However, some analyses may use a definition
that includes some or all of these occupations, as well as life scientists, S&E managers, S&E
technicians, social scientists, and related occupations.
Many policymakers, business leaders, academicians, S&E professional society analysts,
economists, and others hold differing views with respect to the adequacy of the S&E workforce
and related policy issues. These issues include the question of the existence of a shortage of
scientists and engineers in the United States, what the nature of any such shortage might be (e.g.,
too few people with S&E degrees, mismatches between skills and needs), and whether the federal
government should undertake policy interventions or rely upon market forces to resolve any
shortages in this labor market. Among the key indicators used by labor economists to assess the
existence of occupational labor shortages are employment growth, wage growth, and
unemployment rates.
For Further Information
John F. Sargent Jr., Specialist in Science and Technology Policy
CRS Report R43061, The U.S. Science and Engineering Workforce: Recent, Current, and
Projected Employment, Wages, and Unemployment, by John F. Sargent Jr.

Science, Technology, Engineering, and Mathematics Education
The term “STEM education” refers to teaching and learning in the fields of science, technology,
engineering, and mathematics. Policymakers have had an enduring interest in STEM education.
Popular opinion generally holds that U.S. students perform poorly in STEM subjects—especially
when compared to students in certain foreign education systems—but the data paint a
complicated picture. Over time, U.S. students appear to have made gains in some areas but may
be perceived as falling behind in others.
Various attempts to assess the federal STEM education effort have produced different estimates of
its scope and scale. These efforts have identified between 105 and 254 STEM education programs
and activities across 13 to 15 federal agencies. Annual federal appropriations for STEM education
are typically estimated to be in the range of $2.8 billion to $3.4 billion.
The national conversation about STEM education frequently develops from concerns about the
U.S. science and engineering workforce. As discussed in the previous section, some observers
assert that the United States faces a shortage of STEM workers; others dispute this claim. Many
proponents argue that a general increase in STEM abilities among the U.S. workforce could
benefit the nation in any case. On the other hand, some scholars oppose the use of education
policy to increase the supply of STEM workers, either because they perceive such policies as
overemphasizing the economic outcomes of education at the expense of other values (e.g.,

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personal development or citizenship) or because they perceive the labor market as the more
efficient mechanism for dealing with these issues.
Opinions differ as well on the appropriate scope, scale, and emphasis of federal STEM education
policy. Some observers prefer policies aimed at lifting the STEM achievement of all students—
such as teacher or faculty professional development; or changes in curriculum, standards, or
pedagogy. Others emphasize policies designed to meet specific needs—such as scholarships for
the “best and brightest,” federal workforce training in areas of high demand (e.g., information
technology and cybersecurity), efforts to close academic achievement gaps between various
demographic groups, or programs to increase the participation of traditionally underrepresented
groups in STEM fields.
For Further Information
Boris Granovskiy, Analyst in Education Policy
CRS Report R45223, Science, Technology, Engineering, and Mathematics (STEM) Education: An
Overview, by Boris Granovskiy
CRS In Focus IF10654, Challenges in Cybersecurity Education and Workforce Development, by
Boris Granovskiy

Tax Incentives for Technological Innovation
The 116th Congress may consider new federal policies to promote technological innovation,
which involves the creation, development, and use of new technologies. Among the concerns
fueling such an interest is what many view as inadequate growth in domestic high-paying jobs in
a range of industries in recent years. Among the pathways to accelerating growth in these jobs are
(1) faster rates of entrepreneurial business formation, (2) increased business investment in
domestic research and development (R&D), (3) greater domestic production of products and
services derived from that research, and (4) increased employer spending on training workers to
acquire the skills needed to earn higher-paying jobs. The technical skills required to perform such
jobs can be thought of as a critical component of the domestic climate for investment in
innovation.
Congress can directly influence the rate of high-wage job creation through adopting tax
incentives for investment in R&D, worker training, and higher education. Under current federal
tax law, three provisions directly affect entrepreneurial business formation and business
investment in R&D: (1) an expensing allowance for research expenditures under Section 174 of
the tax code (which is scheduled to switch to a five-year amortization period for that spending
starting in 2022), (2) a nonrefundable tax credit for increases in research expenditures above a
base amount under Section 41, and (3) a full exclusion for capital gains from the sale or exchange
of qualified small business stock held by the original investor for five or more years under
Section 1202. There is no federal tax incentive under current law for employer investment in
worker training.
The 2017 tax revision (P.L. 115-97) substantially cut income tax rates for corporate and
noncorporate business income, beginning in 2018. The new law also modified or repealed a
number of tax provisions affecting business after-tax profits. Some argue that the tax cuts alone
should be sufficient to increase the number of high-paying domestic jobs in a range of industries.
Others are skeptical that many large U.S. employers will invest the windfall gains from the tax
cuts in expanding domestic production and boosting worker wages, training, and education. In
their view, many such companies (including U.S. multinational corporations) are more likely to
use much of their tax savings to buy back stock, raise dividends, or acquire competing firms.

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One previously proposed option for increasing the number of high-paying domestic jobs that the
116th Congress may examine is the creation of a tax incentive known as a patent or innovation
box. Such an incentive lowers the tax burden on income earned from the commercial use of
qualified intellectual property, such as trademarks or patents. Depending on its design, a patent
box could give U.S. and foreign companies investing in innovation a stronger incentive to expand
their investment in U.S. R&D and production activities. Potential drawbacks to such a subsidy
include its budgetary cost and the lack of a sound economic justification for a tax subsidy that
benefits only companies that develop or purchase successful patented innovations, not companies
that develop profitable new technologies that never are patented.
A second option for spurring faster growth in domestic high-paying jobs is a tax incentive for
employers to invest in worker training and education. Several bills were introduced in the 115th
Congress to promote employer investment in training programs such as apprenticeships and
collaboration with community colleges to design courses of study targeted at the skill needs of
employers. The U.S. economy benefits from an expansion in high-paying jobs only if there are
enough workers to fill them. Potential drawbacks to such a tax subsidy include the likelihood it
would reward employers for doing what they would do without a tax subsidy and a lack of
evidence that employers systematically underinvest in worker training and education.
For Further Information
Gary Guenther, Analyst in Public Finance
CRS Report RL31181, Research Tax Credit: Current Law and Policy Issues for the 114th
Congress, by Gary Guenther
CRS Report R44829, Patent Boxes: A Primer, by Gary Guenther

Agriculture
The federal government supports billions of dollars of agricultural research annually. The 116th
Congress is likely to face issues related to funding this research, a proposed relocation of the
Department of Agriculture’s science and economic analysis agencies, and issues arising from
advances in agricultural biotechnology, including the development of cell-cultured meat.

Agricultural Research
The U.S. Department of Agriculture’s (USDA’s) Research, Education, and Economics (REE)
mission area has the primary federal responsibility of advancing scientific knowledge for
agriculture. USDA-funded research spans the biological, physical, and social sciences related
broadly to agriculture, food, and natural resources.
USDA conducts its own research and administers federal funding to states and local partners
primarily through formula funds and competitive grants. The outcomes are delivered through
academic and applied research findings, statistical publications, cooperative extension, and higher
education. USDA’s research program is funded with nearly $2.9 billion per year of discretionary
funding and about $120 million of mandatory funding.
The most recent farm bill (P.L. 115-661, Agriculture Improvement Act of 2018), enacted in
December 2018, governs agricultural research programs through FY2023. In keeping with past
farm bills, this farm bill reauthorizes a wide range of existing research and education provisions
(e.g., funding of land grant university research) and also authorizes several new research
provisions. One provision that is likely to be closely watched is the Agriculture Advanced

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Research and Development Authority (AGARDA) pilot program. Modeled on the Defense
Advanced Research Projects Agency, AGARDA will operate under the Office of Chief Scientist
to address long-term and high-risk research challenges in the agriculture and food sectors.
For Further Information
Tadlock Cowan, Analyst in Natural Resources and Rural Development
CRS Report R40819, Agricultural Research: Background and Issues, by Jim Monke
CRS Report R45197, The House Agriculture Committee’s 2018 Farm Bill (H.R. 2): A Side-bySide Comparison with Current Law, coordinated by Mark A. McMinimy
CRS In Focus IF10187, Farm Bill Primer: What Is the Farm Bill?, by Renée Johnson and Jim
Monke

The National Institute of Food and Agriculture and Economic
Research Service Relocation Proposal
In August 2018, the Secretary of Agriculture announced a reorganization of the department that
included relocating the National Institute of Food and Agriculture (NIFA) and Economic
Research Service (ERS) outside the National Capital Region. The Secretary has stated that he
would like to complete the relocation in 2019. As two of the department’s science and agricultural
economic analysis agencies, such a move has prompted significant commentary within Congress
and by other Washington-based scientific organizations. While nearly 135 cities have announced
their interest in hosting the relocated agencies, an ongoing USDA Inspector General (IG) study is
examining the department’s legal and budgetary authority to execute the moves. As this IG study
is completed, Congress may choose to exercise its authority to ensure that the proposed move is
in accordance with federal laws and regulations.
For Further Information
Tadlock Cowan, Analyst in Natural Resources and Rural Development

Agricultural Biotechnology
The 116th Congress may provide oversight of issues regarding bioengineered foods labeling, or
foods containing bioengineered ingredients, proposed regulatory changes governing the
introduction of genetically engineered (GE) plants and animals into the environment, and recent
technical innovations in gene editing that could raise new regulatory issues for agricultural
biotechnology.
The 114th Congress passed a bill signed into law in July 2016 (P.L. 114-216) to establish a
“national bioengineered food disclosure standard.” The final rule was published in late December
2018. Food manufacturers can adopt either text, a symbol, or an electronic/digital link for
identifying bioengineered foods. The disclosure act is to cover foods made through conventional
genetic engineering technology, and as well as newer techniques in the definition of
bioengineered foods.
P.L. 114-216 also required USDA to conduct a study that identifies potential technological factors
that could affect consumer access to bioengineered food disclosure through electronic or digital
methods such as codes on food products read by smart phones. Observers are concerned that such
digital methods of disclosure could have differential impacts on those without cell phones (e.g.,
the elderly, low-income families) and those without access to high-speed broadband. The

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congressionally required study, completed in July 2017, specifically addresses the availability of
wireless or cellular networks, availability of landline telephones in stores, and particular factors
that might affect small retailers and rural retailers as well as consumers. With the final rule now
published, the disclosure law is to be implemented by USDA’s Agricultural Marketing Service.
The 116th Congress may begin to address various public issues that arise from implementing the
new disclosure rule.
The development over the past several years of new technologies to genetically engineer plants,
in particular through novel gene-editing technologies such as CRISPR-Cas9, has raised new
regulatory issues. USDA currently regulates GE plants under the Plant Protection Act (PPA; 7
U.S.C. §770). However, USDA has stated that newer technologies may fall outside the purview of
the PPA, and thus the department might have no regulatory jurisdiction over plants genetically
engineered using these new technologies. For example, USDA’s Animal and Plant Health
Inspection Service (APHIS) asserted in April 2016 that the agency had no regulatory authority
under the PPA and, by default, approved a mushroom variety and a waxy corn variety created
through the CRISPR-Cas9 gene editing technology. The Department of Agriculture then
announced in March 2018 that they had no plans to regulate plants that could otherwise have been
developed through traditional breeding techniques, which characterizes some gene editing
techniques. This decision raises important questions about how such genetically engineered plants
are to be regulated as they are introduced. As genetically engineered plant varieties created by
these newer techniques become more common, and as the public becomes more aware that these
varieties are not regulated under the PPA, Congress could revisit the 1986 framework that
governs U.S. biotechnology regulation.
For Further Information
Tadlock Cowan, Analyst in Natural Resources and Rural Development
CRS In Focus IF10376, Labeling Genetically Engineered Foods: Current Legislation, by Tadlock
Cowan
CRS Report R43518, Genetically Engineered Salmon, by Harold F. Upton and Tadlock Cowan
CRS Report RL32809, Agricultural Biotechnology: Background, Regulation, and Policy Issues,
by Tadlock Cowan
CRS Report RL33334, Biotechnology in Animal Agriculture: Status and Current Issues, by
Tadlock Cowan
CRS Report R43100, Unapproved Genetically Modified Wheat Discovered in Oregon and
Montana: Status and Implications, by Tadlock Cowan

Cell-Cultured Meat
Cell-cultured meat (also referred to as cell-based meat, lab-grown meat, and clean meat) is grown
in laboratories from animal cell-cultures. First developed in the early 2000s, improved
technological efficiencies and reduced production costs have allowed cell-cultured meat
companies, including cell-cultures from cattle, hogs, poultry, and fish, to scale up and, in some
instances, move closer to commercial viability. Some cell-cultured meat innovators believe their
products could be sold within a few years in certain markets and become widely available in 10
years.
A debate about which federal agency—the Department of Health and Human Services’ (HHS)
Food and Drug Administration (FDA) or the U.S. Department of Agriculture’s (USDA) Food
Safety and Inspection Service (FSIS)—has regulatory jurisdiction over cell-cultured meat

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surfaced in early 2018. Currently, FSIS regulates meat and poultry, catfish, and egg products.
FDA regulates game-meat, fish and seafood, processed meat products (containing 2%-3% meat),
and shell eggs. FDA and FSIS often share overlapping responsibilities for some food products
and have developed “memoranda of understanding” (MOU) to facilitate communication and
division of responsibilities between the two agencies.
In February 2018, the U.S. Cattlemen’s Association petitioned USDA to have FSIS establish meat
labeling requirements that exclude cell-cultured products. The petition requested that only meat
derived directly from animals raised and slaughtered be labeled “beef” and “meat.”
Congress took up cell-cultured meat in April 2018 when USDA Secretary Perdue testified before
the House Committee on Appropriations, stating that meat grown in laboratories would be under
the sole purview of USDA, and any product labeled as meat would be under USDA jurisdiction.
In May 2018, the House-reported agricultural appropriations bill (H.R. 5961) included a general
provision that would have required USDA “for fiscal year 2018 and hereafter” to regulate cellcultured products made from cells of amenable species of livestock and poultry, as defined in the
Federal Meat Inspection Act and Poultry Products Inspection Act.
In June 2018, FDA stated that under the Federal Food, Drug, and Cosmetic Act, FDA has
jurisdiction over “food,” which includes “articles used for food” and “articles used for
components of any such article.” Thus, according to FDA, both of the substances used in the
manufacture of cell-cultured products, and the final products that will be used for food, are
subject to the FDA’s jurisdiction. Any substance that is intentionally added to food is considered
a food additive and is subject to premarket review and approval by FDA. An exception to this
requirement is when there is a consensus, among qualified experts that the substance is “generally
recognized as safe” (GRAS) for its intended use.
In November 2018, a joint statement from USDA and FDA announced that both agencies “should
jointly oversee the production of cell-cultured food products derived from livestock and poultry.”
The statement further clarified that FDA would oversee cell collection, cell banks, cell growth,
and the process of differentiation. USDA is to oversee the production and labeling of food
products derived from the cells. This statement initiates the process of developing the regulatory
framework for cell-culture meat and poultry; however, other key aspects of the regulations have
yet to be announced. For example, fish, for which cell-cultured technology is being developed, is
regulated by FDA, but was not mentioned in the statement. In addition, there are still questions on
how to obtain premarket approval and how inspection of cell-cultured meat facilities will be
conducted. Finally, the statement did not resolve the contentious issue of cell-cultured meat
labeling terminology. Cell-cultured meat regulation decisions may be further clarified in the near
future—perhaps through a MOU between FDA and USDA.
For Further Information
Sahar Angadjivand, Analyst in Agricultural Policy
Joel L. Greene, Analyst in Agricultural Policy
CRS In Focus IF10947, Regulation of Cell-Cultured Meat, by Joel L. Greene and Sahar
Angadjivand

Biomedical Research and Development
Advances in science and technology related to biomedical research and development underpin
improvements in medications and treatments. Some of the biomedical R&D issues that the 116th
Congress may face include those related to the budget and oversight of the National Institutes of

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Health, the role the Food and Drug Administration in approving new medicines and laboratory
tests, and issues related to stem cell-based medicine and genomic editing.

National Institutes of Health and the 21st Century Cures Act
The National Institutes of Health is the lead federal agency conducting and supporting biomedical
research. Congress provided the agency with $39 billion in funding for FY2019 for basic,
clinical, and translational research in NIH’s laboratories as well as in research institutions
nationwide. The extramural research program (more than 80% of the NIH budget) provides
grants, contracts, and training awards to support over 30,000 individuals at more than 2,500
universities, academic health centers, and research facilities across the nation. NIH represents
about one fifth of total federal research and development spending, and half of non-Department
of Defense research and development funding.
NIH is a large and complex organization made up of 27 institutes and centers (ICs). Each IC sets
its own research priorities and manages its research programs in coordination with the Office of
the Director (OD). The individual ICs may focus on particular diseases (e.g., The National Cancer
Institute), areas of human health and development (e.g., The National Institute on Aging),
scientific fields (e.g., National Institute for Environmental Health Sciences), or biomedical
professions and technology (e.g., National Institute of Biomedical Imaging and Bioengineering).
Congress provides separate appropriations to 24 of the 27 ICs, to OD, and to a buildings and
facilities account.
The 21st Century Cures Act (P.L. 114-255) authorized four major Innovation Projects at NIH,
some conducted in partnership with other federal agencies such as the Food and Drug
Administration (FDA) or Department of Defense (DOD)
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the Precision Medicine Initiative (PMI; $1.5 billion for FY2017 through
FY2026),
the Brain Research through Advancing Innovative Neurotechnologies (BRAIN)
Initiative ($1.5 billion for FY2017 through FY2026),
cancer research ($1.8 billion for FY2017 through FY2023), and
regenerative medicine ($30 million for FY2017 through FY2020).

The 116th Congress may continue previous congressional interest and oversight of the
implementation and progress of the Innovation Projects authorized by the 21st Century Cures Act.
For Further Information
Kavya Sekar, Analyst in Health Policy
Judith A. Johnson, Specialist in Biomedical Policy
CRS Report R41705, The National Institutes of Health (NIH): Background and Congressional
Issues, by Judith A. Johnson
CRS Report R43341, NIH Funding: FY1994-FY2019, by Judith A. Johnson and Kavya Sekar
CRS Report R44720, The 21st Century Cures Act (Division A of P.L. 114-255), coordinated by
Amanda K. Sarata
CRS Report R44916, Public Health Service Agencies: Overview and Funding (FY2016-FY2018),
coordinated by C. Stephen Redhead and Agata Dabrowska

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The Food and Drug Administration: Medical Product Innovation
The Food and Drug Administration (FDA) regulates the safety of foods, cosmetics, and radiationemitting products; the safety and effectiveness of drugs, biologics, and medical devices; as well
as public health aspects of tobacco products. To keep pace with changes in science and emerging
safety and security issues, FDA’s regulations have been subject to various modifications through
legislation and administrative action.
The 21st Century Cures Act (P.L. 114-255), for example, modified FDA drug and device
regulatory pathways to support innovation. Administratively, FDA has issued a series of gene
therapy draft guidance documents, concomitant with NIH stepping down oversight of gene
therapy human clinical trials. Innovation in this area includes gene editing-based products (e.g.,
CRISPR) as well as cell-based gene therapies (e.g., CAR-T therapies).
Pursuant to the Substance Use-Disorder Prevention that Promotes Opioid Recovery and
Treatment (SUPPORT) for Patients and Communities Act (P.L. 115-271), FDA must meet with
stakeholders and issue guidance to address the challenges of developing nonaddictive medical
products for treatment of pain or addiction through regulatory mechanisms established in the 21st
Century Cures Act (e.g., application of novel clinical trial designs). Additionally, the agency
launched an Innovation Challenge to incentivize the development of medical devices to detect,
treat and prevent addiction and pain.
Medical devices are increasingly connected to the internet, hospital networks, and other medical
devices, which can increase the risk of cybersecurity threats. Currently, FDA does not have
explicit statutory authority pertaining to medical device cybersecurity. However, manufacturers
are required to comply with Quality Systems Regulations (QSRs), which are good manufacturing
practices for medical devices. QSRs may address, among other things, risk analysis, including
cybersecurity risk. In October 2018, FDA entered into a Memorandum of Agreement with the
Department of Homeland Security, to implement a framework for greater coordination and
information sharing between the two agencies about medical device cybersecurity threats and
vulnerabilities.
For Further Information
Agata Dabrowska, Analyst in Health Policy
Victoria Green, Analyst in Health Policy
Amanda Sarata, Specialist in Health Policy
CRS Report R44576, The Food and Drug Administration (FDA) Budget: Fact Sheet, by Agata
Dabrowska and Victoria R. Green
CRS Report R44720, The 21st Century Cures Act (Division A of P.L. 114-255), coordinated by
Amanda K. Sarata
CRS Report R45405, The SUPPORT for Patients and Communities Act (P.L. 115-271): Food and
Drug Administration and Controlled Substance Provisions, coordinated by Agata Dabrowska
CRS Report R44824, Advanced Gene Editing: CRISPR-Cas9, by Marcy E. Gallo et al.

Oversight of Laboratory-Developed Tests (LDTs)
In vitro diagnostics (IVD) are devices that provide information used by clinicians and patients to
make health care decisions. IVDs are used in laboratory analysis of human samples and include
commercial test products and instruments used in testing, among other things. Laboratory-

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developed tests (LDTs) are a class of IVD that is manufactured and offered within a single
laboratory. Genetic tests are a type of diagnostic test that analyzes various aspects of an
individual’s genetic material (DNA, RNA, chromosomes, and genes). Most genetic tests are
LDTs.
The regulation of LDTs has been the subject of debate over the past 15 years. The FDA has
exercised enforcement discretion over LDT regulation, meaning that most LDTs and genetic tests
have not undergone FDA premarket review nor received FDA clearance or approval for
marketing. Given the growing use and complexity of LDTs and genetic tests, the FDA has
revisited how LDTs should be regulated.
In October 2014, FDA published draft guidance on the regulation of LDTs in the Federal
Register. The agency summarized the public comments it received on the guidance documents in
its January 2017 discussion paper on LDTs. This discussion draft included an outline of a possible
approach to LDT oversight. The agency also noted in this discussion paper that it would not issue
final guidance to allow for further discussion and to “give our congressional authorizing
committees the opportunity to develop a legislative solution.”
Recently, various legislative approaches have been under discussion. A discussion draft bill
circulated in early 2017, the “Diagnostic Accuracy and Innovation Act (DAIA),” was crafted with
industry and other stakeholder input. It outlined a regulatory approach for IVD tests that was riskbased and flexible. FDA responded to this draft in August 2018 with a novel regulatory approach
for these tests, including a mechanism for pre-certifying certain related tests to streamline
premarket requirements, among other things. In December 2018, a new draft bill based on DAIA
and incorporating FDA’s feedback was released entitled the “Verifying Accurate, Leading-edge,
IVCT Development (VALID) Act.”
For Further Information
Amanda Sarata, Specialist in Health Policy
Judith Johnson, Specialist in Biomedical Policy
CRS Report R43438, Regulation of Clinical Tests: In Vitro Diagnostic (IVD) Devices, Laboratory
Developed Tests (LDTs), and Genetic Tests, by Amanda K. Sarata and Judith A. Johnson
CRS Report RL33832, Genetic Testing: Background and Policy Issues, by Amanda K. Sarata

Stem Cells and Regenerative Medicine
Stem cells have the unique ability to become many types of cells in the body. Scientists are
exploring ways of using stem cells to create regenerative medicine therapies that repair damaged
or diseased organs and restore them to normal functioning. Stem cells may either be pluripotent
or multipotent. Pluripotent stem cells include embryonic stem cells or reprogrammed adult cells
that have the ability to become any of the more than 200 cell types in the adult body. Multipotent
stem cells have the capacity to become multiple (but not all) types of cells, usually within a
particular organ system such as the blood or nervous system. Most adult stem cells are
multipotent stem cells.
Recently, Congress has taken action to boost research and development of clinical applications
for stem cells, both pluripotent and multipotent. For instance, the 21st Century Cures Act (P.L.
114-255) authorized to be appropriated $30 million for FY2017 through FY2020 for regenerative
medicine research and a new designation at FDA for certain regenerative medicine therapies,
eligible for expedited review. The term “regenerative medicine therapy” includes cell therapy,
therapeutic tissue engineering products, human cell and tissue products, and combination

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products using any such therapies or product. Clinical trials are underway for stem cell therapies
to treat eye diseases, amyotrophic lateral sclerosis (ALS), Parkinson’s disease, traumatic brain
injury, and others. However, some therapies have shown safety concerns, including potential
cancer risks.
There has also been a rise in the number of stem cell clinics offering unapproved and potentially
unsafe treatments to consumers. In response, FDA has issued guidance on the regulation of
therapies using human cells. FDA has also issued warning letters and taken enforcement actions
against certain stem cell clinics offering unapproved treatments. Similarly, the Federal Trade
Commission has filed complaints against marketing claims made by stem cell clinics.
The 116th Congress may consider actions to boost research and clinical development of stem cell
therapies, while ensuring the safety of such treatments. Policymakers may also consider
addressing the rising use of unapproved stem cell treatments.
For Further Information
Kavya Sekar, Analyst in Health Policy
Agata Dabrowska, Analyst in Health Policy
Judith A. Johnson, Specialist in Biomedical Policy
Amanda Sarata, Specialist in Health Policy
CRS Report R44720, The 21st Century Cures Act (Division A of P.L. 114-255), coordinated by
Amanda K. Sarata
CRS Report RL33540, Stem Cell Research: Science, Federal Research Funding, and Regulatory
Oversight, by Judith A. Johnson and Edward C. Liu

CRISPR: Advanced Genome Editing
Researchers have long been searching for a reliable and simple way to make targeted changes to
the genetic material of humans, animals, plants, and microorganisms. Scientists have developed a
gene editing tool known as CRISPR—clustered regularly interspaced short palindromic repeated
DNA sequences—that offers the potential for substantial improvement over previous
technologies. The characteristics of CRISPR—easier to use, more precise, and less costly—have
led many in the scientific and business communities to assert that CRISPR could lead to
significant advances across a broad range of areas—from medicine and public health to
agriculture and the environment.
Over the next 5 to 10 years, the National Academy of Sciences (NAS) projects a rapid increase in
the number and type of biotechnology products, many enabled by CRISPR. CRISPR has
increased both the pace of development and the variety of crops being genetically modified.
Scientists are also beginning to use CRISPR in human clinical trials for a variety of cancers,
among other conditions.
While CRISPR offers a number of potential benefits it may also pose new risks and raise ethical
concerns. For example, in 2018 a Chinese scientist claimed that he used CRISPR to modify
human embryos creating twin girls who may be more resistant to HIV. These claims have not
been published in the scientific literature and therefore have not been verified. The
announcement, however, has renewed debate regarding the ethics of genetic engineering. It has
also prompted discussion about how existing law and regulation in the United States apply to the
conduct of this type of research, its clinical testing in humans, and specifically its potential
applications in human embryos. Currently, federal funds cannot be used for research involving

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human embryos. Additionally, the FDA is prohibited from using federal funds to review clinical
research involving the gene editing of human embryos.
CRISPR-related approaches are also being considered by some researchers to reduce or eliminate
mosquito populations that serve as the primary vector for the transmission of malaria—potentially
saving lives and substantially reducing medical costs. A 2016 report from NAS indicates that
existing mechanisms may be inadequate to assess the potential immediate and long-term
environmental and public health consequences associated with this use of the technology.
In the 116th Congress, policymakers might examine the potential benefits and risks associated
with the use of CRISPR gene editing, including the ethical and social implications of CRISPRrelated biotechnology products. Congress might also consider whether and how to address
CRISPR gene editing and future biotechnology products with respect to regulation, research and
development, and economic competitiveness, including ways to harmonize CRISPR-related
policies of the United States with those of other countries.
For Further Information
Marcy E. Gallo, Analyst in Science and Technology Policy
John F. Sargent Jr., Specialist in Science and Technology Policy
Amanda K. Sarata, Specialist in Health Policy
Tadlock Cowan, Analyst in Natural Resources and Rural Development
CRS Report R44824, Advanced Gene Editing: CRISPR-Cas9, by Marcy E. Gallo et al.

Climate Change Science and Water
The 116th Congress may consider whether and how the federal government might address climate
change and issues related to water resources. Science and technology considerations permeate
these deliberations and may be grouped into six interrelated topics: federal expenditures; climate
change science; greenhouse gas (GHG)-related technology development and deployment;
investment in infrastructure; anticipating, adapting to, and increasing resilience to the impacts of
climate changes; and carbon sequestration technology. Additionally, Congress may face several
issues related to ensuring reliable water quality and quantity.

Climate-Related S&T Expenditures and Activities by the Federal
Government
Federal funding and tax incentives for climate-related S&T reached almost $17 billion in
FY2016, the last year reported to Congress by the Office of Management and Budget in response
to annual appropriations directives. The funding was spread across 16 reporting agencies, though
some related expenditures may not be included. Of the S&T total, approximately $6.7 billion,
about 42%, were tax incentives for technology deployment. Another 45% funded “clean energy
technology,” the large majority at the Department of Energy for R&D and deployment programs.
Approximately 15% funded climate change-related science, most of which supported satellites
and computing infrastructure. Congress has not thus far reduced appropriations for most climate
change-related S&T programs as proposed by the President’s budgets for FY2018 and FY2019.
The 116th Congress will again consider appropriations for climate change-related programs and
incentives.

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For Further Information
Jane A. Leggett, Specialist in Energy and Environmental Policy
CRS Report R43227, Federal Climate Change Funding from FY2008 to FY2014, by Jane A.
Leggett, Richard K. Lattanzio, and Emily Bruner
CRS Report R45258, Energy and Water Development: FY2019 Appropriations, by Mark Holt and
Corrie E. Clark
CRS Report RS22858, Renewable Energy R&D Funding History: A Comparison with Funding
for Nuclear Energy, Fossil Energy, Energy Efficiency, and Electric Systems R&D, by Corrie E.
Clark
CRS In Focus IF10589, FY2019 Funding for CCS and Other DOE Fossil Energy R&D, by Peter
Folger
CRS In Focus IF10225, Coastal Flood Resilience: Policy, Roles, and Funds, by Nicole T. Carter,
Harold F. Upton, and Francis X. McCarthy

Climate Change-Related Science
Congress may scrutinize several recent scientific assessments—domestic and international—that
strengthened previous assessments: Human-related emissions of greenhouse gases (GHG) are
accumulating in the atmosphere, intensifying the natural greenhouse gas effect, and increasing
acidity of the oceans. The latest major U.S. assessment, the Climate Science Special Report
(CSSR), released in October 2017 by the U.S. Global Change Research Program (USGCRP),
concluded that the increase in GHG is driving global land and ocean warming and other climate
changes that are now unprecedented in the history of modern civilization. It also stated,
[B]ased on extensive evidence, that it is extremely likely [>95% likelihood] that human
activities, especially emissions of greenhouse gases [GHG], are the dominant cause of the
observed warming since the mid-20th century. For the warming over the last century, there
is no convincing alternative explanation supported by the extent of the observational
evidence.

The USGCRP’s November 2018 Fourth National Climate Assessment (NCA4) concluded, inter
alia, that human-induced climate change is affecting U.S. communities across the country
through extreme weather events and generally warmer temperatures, more variable precipitation,
and other observed trends. The NCA4 anticipates continued and increasing disruption to
infrastructure, economic, and social systems, including economic disparities. Such impacts would
not be distributed evenly across the United States and globally. According to its assessment,
projected climate change impacts are affecting, and are virtually certain to increasingly affect, the
U.S. economy, trade, and other essential U.S. interests.
Some stakeholders, including some Members of Congress, consider that the resulting impacts of
climate change in the United States and abroad are and would be modest and manageable.
The assessments above, and much of the observations and research on which they are founded,
have resulted from decades of federal (and nonfederal) investment, amounting to tens of billions
of dollars, in global change science. The USGCRP is an interagency mechanism, required by the
Global Change Research Act of 1990 (P.L. 101-606), that coordinates and integrates global
change research across 13 government agencies.
The 116th Congress may seek to understand the scientific foundations for recent U.S. and
international assessments, including the data and methods that increasingly support attribution of

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many observed changes and extreme weather events to human-related GHG emissions. Congress
may also express priorities for further scientific research. In light of the state of climate science,
Congress may consider the level of appropriations for its priorities and the distribution among
federal climate-related science programs. For example, deliberations may concern the balance
between observations and analysis, between science to increase knowledge and to support private
and public decisionmaking, and between physical and social sciences, as well as public
accessibility to federally supported information.
For Further Information
Jane A. Leggett, Specialist in Energy and Environmental Policy
CRS Report R45086, Evolving Assessments of Human and Natural Contributions to Climate
Change, by Jane A. Leggett

GHG-Related Technology Research, Development, Demonstration,
and Deployment
A large majority of federal climate change-related expenditures is aimed at advancing “clean
energy.” Most human-related GHG emissions come from production, distribution, and
combustion of fossil fuels, particularly for electricity generation and transportation, and are
primarily emitted as carbon dioxide (CO2) and methane (CH4). Scientists agree that halting GHGinduced climate change would require eventually reducing net GHG emissions to near zero; the
total amount of change would depend in large part on the cumulative emissions on that pathway.
Many analysts see a decades-long path to stabilizing climate change as involving greater advance
and deployment of efficiency improvements, decarbonization, and electrification of the world’s
economies, along with additional options in multiple sectors. Many options could potentially
provide additional security and health benefits, while their costs may depend on public and
private investments in research, development, demonstration, and deployment (RDD&D), as well
as efforts to facilitate transitions in businesses, employment, and communities. Some see
potential carbon capture, utilization, and sequestration (CCUS) technologies as key to preventing
CO2 emissions while preserving a large place for coal and other fossil fuels in the energy
economy. Still others advocate for developing CO2 removal or geoengineering technologies,
along with international governance regimes, to intentionally and directly modify the climate,
particularly should the climate change rapidly and adversely. The capacity to reduce GHG
emissions to near zero at affordable costs, while maintaining U.S. economic growth and security,
would depend on deployment of existing and demonstrated technologies supplemented by
technological breakthroughs.
Members may deliberate on the appropriate degree and means of federal support for advancing
and deploying new technologies. Choices the 116th Congress may address include:
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whether any policies should be neutral or favor selected technologies (or fuels);
where federal intervention in the technology pipeline, through RDD&D, can be
most cost efficient;
whether policies are most effective when aimed at pushing the supply of selected
technologies or incentivizing demand for low- or no-GHG technologies, or in
combination; and
how best to engage with the private sector and research institutions in
partnerships on RDD&D.

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RDD&D funding has not been evenly distributed across technology types. Research has been
intended to advance fossil fuel combustion, renewable energy (including biofuels), efficiency,
storage, vehicles and their fuels, nuclear energy, and the electricity grid. Some incentives focus on
“supply-push” of technologies (e.g., R&D funding), while others emphasize “demand-pull” (e.g.,
tax incentives for purchasers), with numerous examples suggesting that coordinated use of both
could be most effective. Cleaner energy technologies can produce public health benefits in
addition to climate benefits, while shifts in the energy economy can pose transitional challenges
to workers and communities. The magnitude of federal expenditures for climate change
technologies, the performance of federally supported programs, and priorities for policy tools and
technologies may be topics for Congress, particularly in light of budget objectives.
For Further Information
Jane A. Leggett, Specialist in Energy and Environmental Policy
CRS Report RS22858, Renewable Energy R&D Funding History: A Comparison with Funding
for Nuclear Energy, Fossil Energy, Energy Efficiency, and Electric Systems R&D, by Corrie E.
Clark
CRS Report R45204, Vehicle Fuel Economy and Greenhouse Gas Standards: Frequently Asked
Questions, by Richard K. Lattanzio, Linda Tsang, and Bill Canis
CRS Report R42566, Alternative Fuel and Advanced Vehicle Technology Incentives: A Summary
of Federal Programs, by Lynn J. Cunningham et al.
CRS Report R45010, Public-Private Partnerships (P3s) in Transportation, by William J. Mallett
CRS In Focus IF10979, Greenhouse Gas Emissions and Sinks in U.S. Agriculture, by Renée
Johnson

Climate Change and Infrastructure
Leaders in both chambers of Congress, as well as President Trump, are interested in federal
investment in the nation’s infrastructure. In evaluating options for infrastructure, two types of
linkages with climate change may be important to consider simultaneously (along with numerous
other factors) to optimize investments: infrastructure effects on long-term GHG emissions and
potential effects of climate change on long-term infrastructure-related costs and public health and
safety. For example, decisions regarding modernization of the electric grid may take account both
of possible future policies to reduce GHG emissions and effects on electricity reliability in the
context of more extreme weather events and an average increase in summer cooling demand.
The first linkage between climate change and infrastructure investment arises from the foundation
that infrastructure sets for certain technological choices, and consequently, levels of future U.S.
GHG emissions (and the costs of reducing them). Long-lived infrastructure may exert influence
on emissions for decades into the future; Infrastructure can “lock in” or support flexibility for
certain technological options. Infrastructure choices could make adaption to new science,
technological advances, and policy priorities more or less expensive.
Infrastructure influence on GHG emissions is particularly strong for energy supply,
transportation, industry, buildings, and communities. For example, pipeline infrastructure would
be critical for deployment of CCUS technologies, particularly for industrial applications. In
transportation, choices among transportation modes, and choices between energy types (e.g.,
gasoline or biofuels or electricity) would depend in part on the availability of the refueling or
charging infrastructure. Similarly, land use decisions—generally made by local governments and
maybe influenced by federal funding—affect transportation options, which can have long-term

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impacts on fossil fuel consumption. For example, land use development patterns designed for
private automobiles are often not readily adaptable for installation of mass transit.
A second linkage between climate change and infrastructure investment is the ability of
infrastructure to avoid damages and offer resilience to climate changes, including extreme
weather events that scientists expect to increase in frequency and strength. Because much
infrastructure is intended to last for decades, projected climate changes in 2030 or 2050 that seem
far off for current decisionmaking may have importance for future adequacy, safety, operating
costs, and maintenance of investments. Some federal (including military) infrastructure has been
severely damaged in recent extreme weather events, while nonfederal water, energy,
transportation, urban, and other systems have been disrupted or experienced sustained damage.
Congress may consider the merits of technical specifications or incentives to harden or increase
the resiliency of long-lived infrastructure funded by the federal government, potentially providing
model code or demonstrations to other decisionmakers. Policy choices could, on the one hand,
increase near-term costs of building infrastructure; on the other hand, climate-related benefits
could include avoiding future losses to life, damages to human health (including mental health),
and higher federal outlays that could occur with projected climate change.
For Further Information
Jane A. Leggett, Specialist in Energy and Environmental Policy
CRS Report R45156, The Smart Grid: Status and Outlook, by Richard J. Campbell
CRS Report R45105, Potential Options for Electric Power Resiliency in the U.S. Virgin Islands,
by Corrie E. Clark, Richard J. Campbell, and D. Andrew Austin
CRS Report R44911, The Energy Savings and Industrial Competitiveness Act: S. 385 and H.R.
1443, by Corrie E. Clark
CRS Report R45350, Funding and Financing Highways and Public Transportation, by Robert S.
Kirk and William J. Mallett
CRS In Focus IF10702, Drought Response and Preparedness: Policy and Legislation, by Nicole
T. Carter and Charles V. Stern
CRS Report R40147, Infrastructure: Green Building Overview and Issues, by Eric A. Fischer and
Danielle A. Arostegui
CRS Report R43415, Keystone XL: Greenhouse Gas Emissions Assessments in the Final
Environmental Impact Statement, by Richard K. Lattanzio

Science and Technology for Adaptation and Resilience
In light of recent scientific assessments and federal outlays for relief and recovery following
extreme weather events, some of which have been statistically linked to GHG-induced climate
change, Congress may review federal programs for S&T to support adaptation or resilience to
projected climate change. Some issues related to infrastructure technology are discussed above,
and there are additional science and technology issues associated with adaptation and resilience.
For example, technological R&D needs may include new crop seed varieties suited to emerging
climate conditions, better means to manage floodwaters, advanced air conditioning technologies
for buildings, wildfire management techniques, and others. Further advances in climate
forecasting, particularly at the local scale, could assist assessment of vulnerabilities and
preparation for opportunities and risks. Improved understanding of human behavior could assist
adaptation and resilience.

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Congress may address the federal role in supporting S&T that can facilitate effective state, local,
and private decisionmaking on adaptation and resilience to climate change. Federal roles may
include easing access to scientific research, climate and seasonal projections, impact assessments,
and adaptation decision tools. One question would be the degree to which federal financial
support encourages or discourages consideration of vulnerabilities and adaptation in private, state,
and local decisionmaking, as regarding flood risk mitigation or agricultural risks. Congress may
also review efforts already begun to incorporate climate change projections into federal agency
management of federal personnel, infrastructure, and operations. Effective agency decisions
would all depend on the adequacy and appropriate use of scientific information and available
technologies.
For Further Information
Jane A. Leggett, Specialist in Energy and Environmental Policy
CRS Report R43915, Climate Change Adaptation by Federal Agencies: An Analysis of Plans and
Issues for Congress, coordinated by Jane A. Leggett
CRS Report R45017, Flood Resilience and Risk Reduction: Federal Assistance and Programs, by
Nicole T. Carter et al.
CRS Report R43407, Drought in the United States: Causes and Current Understanding, by Peter
Folger
CRS Report R43199, Energy-Water Nexus: The Energy Sector’s Water Use, by Nicole T. Carter
CRS Report R44632, Sea-Level Rise and U.S. Coasts: Science and Policy Considerations, by
Peter Folger and Nicole T. Carter
CRS In Focus IF10728, After the Storm: Highway Reconstruction and Resilience, by Robert S.
Kirk

Carbon Capture and Sequestration
Carbon capture and sequestration (or storage)—known as CCS—involves capturing carbon
dioxide (CO2) at its source, storing it underground, or utilizing it for another purpose or product.
(As noted earlier, CCS is sometimes referred to as CCUS—carbon capture, utilization, and
storage.) CCS could reduce the amount of CO2 emitted from the burning of fossil fuels at large
stationary sources. Carbon utilization recently has gained interest within Congress as a means for
capturing CO2 and converting it into potentially commercially viable products, such as chemicals,
fuels, cements, and plastics. Direct air capture (DAC) is also an emerging technology. DAC
would remove atmospheric CO2 directly from the atmosphere.
CCS includes three main steps: (1) capturing CO2; (2) transporting CO2; and (3) injecting it into
the subsurface. Following injection, the CO2 would be monitored to verify that it remains
underground. Capturing CO2 is the most costly and energy-intensive step in the process (this is
sometimes referred to as the energy penalty or the parasitic load).
Emerging technologies for carbon utilization and DAC have energized some CCS advocates. A
challenge for utilization is whether the market for products and uses is large enough so that the
amount of carbon captured or removed has a measurable effect mitigating climate change. The
challenge for DAC is fairly straightforward—how to reduce the cost per ton of CO2 removed.
Since FY2010, Congress has provided more than $5 billion total in annual appropriations for
CCS activities at DOE, primarily for research and development within DOE’s Office of Fossil
Energy (FE). Congress provided nearly $727 million to FE R&D in FY2018 and $740 million for

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FY2019. The Trump Administration’s FY2019 budget request would have shifted away from
CCS R&D to fund other priorities.
Globally, two fossil-fueled power plants currently generate electricity and capture CO2 in large
quantities: the Boundary Dam plant in Canada and the Petra Nova plant in Texas. Both plants
offset some of the capture costs by selling the captured CO2 for purposes of enhanced oil
recovery. The 115th Congress enacted a tax provision (Title II, Section 41119 of P.L. 115-123,
which amended Internal Revenue Code, Section 45Q). The amendment increases the tax credit
for CCS. Some stakeholders suggest that the changes to Section 45Q could be a “game changer”
for CCS development in the United States. The 116th Congress may explore how the 45Q tax
credit is being implemented, and whether further legislative changes to the provision might be
needed to accelerate deployment of CCS.
For Further Information
Peter Folger, Specialist in Energy and Natural Resources Policy
CRS Report R44902, Carbon Capture and Sequestration (CCS) in the United States, by Peter
Folger
CRS Report R41325, Carbon Capture: A Technology Assessment, by Peter Folger

Water
Reliable water quantity and quality supports the U.S. population and economy, including public
and ecosystem health, agriculture, and industry (e.g., energy production, fisheries, navigation, and
manufacturing). Research related to developing, using, and protecting water supplies and aquatic
ecosystems is diverse. Because of this diversity, federal research activities and facilities span
numerous departments, agencies, and laboratories. The federal government also funds water
research through grants to universities and other researchers. In recent years, federal agencies
have sponsored various prize competitions for water data, science, and technologies and
developed cooperative arrangement with various entities. Drinking water contamination and
recent droughts, floods, and storms also have increased interest in innovative technologies and
practices (including approaches that mimic nature, often referred to as green infrastructure or
nature-based infrastructure). The 116th Congress may consider water research and technology
topics which can be broadly divided into water and aquatic ecosystem information, water
infrastructure and use, and water quality.
Information on water and aquatic ecosystem information includes observations, forecasts, and
associated modeling. Science and research agencies collect data remotely and in situ; they use a
wide variety of traditional and new technologies and techniques that inform water-related
decisions for infrastructure, agriculture, and drinking water and wastewater services. Some of the
water and ecosystem information research topics that may be before the 116th Congress include
the following:
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




water monitoring infrastructure and science programs, including, water quality
monitoring, stream gauges, buoys, and groundwater assessments;
water-related weather, climate, and earth system science including storm surge,
hurricane, rainfall, and drought forecasts and associated remote sensing
investments (see “Earth-Observing Satellites”);
water conditions in rivers and along coasts (e.g., relative sea-level rise rates);
altering the operation of existing reservoirs (e.g., using seasonal forecasts for
forecast-informed operations);

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



monitoring and management of invasive species and harmful algal blooms;
access to and use of water data (e.g., the Open Water Data Initiative); and
coordination of the federal water science and research portfolio, including
partnerships with academic and private entities.

Water infrastructure research encompasses how to prolong and improve the performance of
existing coastal and inland water infrastructure as well as the development of next-generation
infrastructure technologies. Some infrastructure and water use research topics include:







water augmentation technologies and science to support their adoption, including
stormwater capture, water reuse, brackish and seawater desalination, as well as
groundwater recharge, storage, and recovery;
technologies and materials for monitoring and rehabilitating aging infrastructure,
such as materials selection, construction and repair techniques, and detection
technologies (e.g., structural health monitors and leak detection);
water efficiency technologies and practices; and
technologies to enhance infrastructure resilience to droughts, floods, hurricanes,
and other natural hazards.

The quality of drinking water, surface water, and groundwater is important for public health,
environmental protection, food security, and other purposes. Technologies for preventing
contamination and for identifying and treating existing contamination is an ongoing research
topic for the federal government. Some research topics include:






analytical methods and treatment technologies to detect and manage emerging
contaminants (e.g., cyanotoxins associated with harmful algal blooms and
perfluoroalkyl substances [PFASs]);
technologies to prevent and manage contamination at drinking water treatment
plants and in distribution systems (e.g., real-time monitoring, treatment to
minimize disinfection byproducts, and lead pipe corrosion control); and
innovative technologies and practices to protect water quality, including methods
for increasing resilience of drinking water systems against natural disasters,
protecting drinking water sources for public water system from contamination
(e.g., nature-based stormwater management, watershed management approaches,
and nonpoint source pollution management).

For Further Information
Nicole T. Carter, Specialist in Natural Resources Policy
Peter Folger, Specialist in Energy and Natural Resources Policy
Elena H. Humphreys, Analyst in Environmental Policy
Eva Lipiec, Analyst in Natural Resources Policy
Anna E. Normand, Analyst in Natural Resources Policy
Pervaze A. Sheikh, Specialist in Natural Resources Policy
CRS Report R43777, U.S. Geological Survey: Background, Appropriations, and Issues for
Congress, by Pervaze A. Sheikh and Peter Folger
CRS Report R43407, Drought in the United States: Causes and Current Understanding, by Peter
Folger

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CRS Report R44632, Sea-Level Rise and U.S. Coasts: Science and Policy Considerations, by
Peter Folger and Nicole T. Carter
CRS Report R44871, Freshwater Harmful Algal Blooms: Causes, Challenges, and Policy
Considerations, by Laura Gatz
CRS Report R45259, The Federal Role in Groundwater Supply: Overview and Legislation in the
115th Congress, by Peter Folger et al.
CRS In Focus IF10719, Forecasting Hurricanes: Role of the National Hurricane Center, by Peter
Folger

Defense
Science and technology play an important role in national defense. The Department of Defense
(DOD) relies on a robust research and development effort to develop new military systems and
improve existing systems. Issues that may come before the 116th Congress regarding the DOD’s
S&T activities include budgetary concerns and the effectiveness of programs to transition R&D
results into fielded products.

Department of Defense Research and Development
The Department of Defense spends more than $90 billion per year on research, development,
testing, and evaluation (RDT&E). Roughly 80%-85% of this is spent on the design, development,
and testing of specific military systems. Examples of such systems include large integrated
combat platforms such as aircraft carriers, fighter jets, and tanks, among others. They also include
much smaller systems such as blast gauge sensors worn by individual soldiers. The other 15%20% of the RDT&E funding is spent on what is referred to as DOD’s Science and Technology
Program. The S&T Program includes activities ranging from basic science to demonstrations of
new technologies in the field. The goal of DOD’s RDT&E spending is to provide the knowledge
and technological advances necessary to maintain U.S. military superiority.
DOD’s RDT&E budget contains hundreds of individual line items. Congress provides oversight
of the program, making adjustments to the amount of funding requested for any number of line
items. These changes are based on considerations such as whether the department has adequately
justified the expenditure or the need to accommodate larger budgetary adjustments.
RDT&E priorities and focus, including those of the S&T portion, do not change radically from
year to year, though a few fundamental policy-related issues regularly attract congressional
attention. These include ensuring that S&T, particularly basic research, receives sufficient funding
to support next generation capabilities; seeking ways to speed the transition of technology from
the laboratory to the field; and ensuring an adequate supply of S&T personnel. Additionally, the
impact of budgetary constraints, including continuing resolutions, on RDT&E may be of interest
to the 116th Congress. Specifically, senior DOD officials have been describing the need to develop
and implement a strategy aimed at identifying new and innovative ways to maintain the
dominance of U.S. military capabilities into the future, which may require increased investment
in RDT&E.
In addition, as federal defense-related R&D funding’s share of global R&D funding has fallen
from about 36% in 1960 to about 4% in 2016, some have become concerned about the ability of
DOD to direct the development of leading technologies and to control which countries have
access to it. Today, commercial companies in the United States and elsewhere in the world are
leading development of groundbreaking technologies in fields such as artificial intelligence,

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autonomous vehicles and systems, and advanced robotics. DOD has sought to build institutional
mechanisms (e.g., the Defense Innovation Unit) and a culture for accessing technologies from
nontraditional defense contractors. DOD’s ability to maintain a technology edge for U.S. forces
may depend increasingly upon these external sources of innovation for its weapons and other
systems.
For Further Information
John F. Sargent Jr., Specialist in Science and Technology Policy
Marcy E. Gallo, Analyst in Science and Technology Policy
CRS Report R45403, The Global Research and Development Landscape and Implications for the
Department of Defense, by John F. Sargent Jr., Marcy E. Gallo, and Moshe Schwartz
CRS Report R44711, Department of Defense Research, Development, Test, and Evaluation
(RDT&E): Appropriations Structure, by John F. Sargent Jr.
CRS Report R45110, Defense Science and Technology Funding, by John F. Sargent Jr.
CRS Report R45150, Federal Research and Development (R&D) Funding: FY2019, coordinated
by John F. Sargent Jr.

Energy
Energy-related science and technology issues that may come before the 116th Congress include
those related to reprocessing spent nuclear fuel, advances in nuclear energy technology, the
development of biofuels and ocean energy technology, and international fusion research.

Reprocessing of Spent Nuclear Fuel
Spent fuel from commercial nuclear reactors contains most of the original uranium that was used
to make the fuel, along with plutonium and highly radioactive lighter isotopes produced during
reactor operations. A fundamental issue in nuclear policy is whether spent fuel should be
“reprocessed” or “recycled” to extract plutonium and uranium for new reactor fuel, or directly
disposed of without reprocessing. Proponents of nuclear power point out that spent fuel still
contains substantial energy that reprocessing could recover, and that reprocessing could reduce
the long-term hazard of radioactive waste. However, reprocessed plutonium can also be used in
nuclear weapons, so critics of reprocessing contend that federal support for the technology could
undermine U.S. nuclear weapons nonproliferation policies. The potential commercial viability of
reprocessing or recycling is also an issue.
In the 1950s and 1960s, the federal government expected that all commercial spent fuel would be
reprocessed to make fuel for “breeder reactors” that would convert uranium into enough
plutonium to fuel additional commercial breeder reactors.
Increased concern about weapons proliferation in the 1970s and the slower-than-projected growth
of nuclear power prompted President Carter to halt commercial reprocessing efforts in 1977,
along with a federal demonstration breeder project. During the Reagan Administration, Congress
provided funding to restart the breeder demonstration project, but then halted project funding in
1983 while continuing to fund breeder-related research and development by the Department of
Energy (DOE). During the Clinton Administration, research on producing nuclear energy through
reprocessing was largely halted, although some work on the technology continued for waste
management purposes.

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During the George W. Bush Administration, there was renewed federal support for reprocessing,
with a proposal to complete a pilot plant by the early 2020s. During the Obama Administration,
plans for the pilot plant were halted and DOE’s Fuel Cycle Research and Development Program
was redirected toward development of technology options for a wide range of nuclear fuel cycle
approaches, including direct disposal of spent fuel (the “once through” cycle), deep borehole
disposal, and partial and full recycling. The Trump Administration proposed deep reductions in
Fuel Cycle R&D in FY2018 and FY2019. However, the Consolidated Appropriations Act for
2018 (P.L. 115-141) increased the program’s funding from $208 million in FY2017 to $260
million in FY2018—a 26% boost. Funding was increased slightly further, to $264 million, by the
Energy and Water, Legislative Branch, and Military Construction and Veterans Affairs
Appropriations Act, 2019 (P.L. 115-244). The level of funding for nuclear fuel cycle and waste
disposal R&D may be a continuing issue in the 116th Congress.
Another DOE project related to reprocessing policy is the uncompleted Mixed Oxide Fuel
Fabrication Facility (MFFF) at the Department’s Savannah River Site in South Carolina. MFFF
would produce fuel for commercial nuclear reactors using surplus nuclear weapons plutonium, as
part of an agreement with Russia to reduce nuclear weapons material. Critics of the project
contend that MFFF would subvert U.S. nonproliferation efforts by encouraging the use of
plutonium fuel. Because of rising costs, the Obama Administration proposed to halt the MFFF
project in FY2017 and pursue alternative plutonium disposition options. The Trump
Administration’s FY2018 budget request also called for terminating MFFF. The FY2018 National
Defense Authorization Act (P.L. 115-91) authorized DOE to pursue an alternative disposal option
if its total costs were found to be less than half of those for completing and operating MFFF. The
Consolidated Appropriations Act for 2018 conformed to the NDAA authorizing language. Energy
Secretary Rick Perry certified in May 2018 that the cost saving requirement for terminating
MFFF would be met. For FY2019, P.L. 115-244 appropriated $220 million, the same as the
request, to begin shutting down the project. Termination of MFFF could shift the debate on
plutonium disposition policy toward other options, such as dilution and disposal in a deep
repository. R&D funding for such alternatives could be an issue for the 116th Congress.
For Further Information
Mark Holt, Specialist in Energy Policy
CRS Report R42853, Nuclear Energy: Overview of Congressional Issues, by Mark Holt
CRS Report RL34234, Managing the Nuclear Fuel Cycle: Policy Implications of Expanding
Global Access to Nuclear Power, coordinated by Mary Beth D. Nikitin
CRS Report R43125, Mixed-Oxide Fuel Fabrication Plant and Plutonium Disposition:
Management and Policy Issues, by Mark Holt and Mary Beth D. Nikitin

Advanced Nuclear Energy Technology
All currently operating commercial nuclear power plants in the United States are based on light
water reactor (LWR) technology, in which ordinary water cools the reactor and acts as a neutron
moderator to help sustain the nuclear chain reaction. DOE has long conducted research and
development work on other, non-LWR nuclear technologies that could have advantages in safety,
waste management, and cost. A growing number of private-sector firms are pursuing
commercialization of advanced nuclear technologies as well.
Advanced nuclear energy technologies include high-temperature gas-cooled reactors, liquid
metal-cooled reactors, and molten salt reactors (in which the nuclear fuel is dissolved in the
coolant), among a wide range of other concepts. Many of these concepts would involve nuclear

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chain reactions using fast neutrons, which are not slowed by a moderator. Research on advanced
reactor coolants, materials, controls, and safety is carried out by DOE’s Advanced Reactor
Technologies program. The program received $111.5 million for FY2019 (P.L. 115-244), 51%
above the Administration request. The appropriation includes $20 million for research and
development on microreactors—reactors with electric generating capacity of only a few
megawatts, a tiny fraction of the capacity of existing commercial reactors.
Private-sector nuclear technology companies contend that a major obstacle to commercializing
advanced reactors is that the Nuclear Regulatory Commission’s (NRC’s) licensing process is
based on existing LWR technology. They have urged NRC to develop a licensing and regulatory
framework that could apply to all nuclear concepts. They also have recommended a “staged
review process” to provide conditional NRC approval for advanced reactor designs at key
milestones toward the issuance of an operating license. NRC and DOE are currently
implementing the Joint Advanced Non-Light Water Reactors Licensing Initiative to adapt existing
general design criteria for LWRs for use by advanced reactor license applications. Under that
initiative, NRC issued “Guidance for Developing Principal Design Criteria for Non-Light Water
Reactors” on April 9, 2018. NRC is also supporting industry efforts to develop guidance for
technology-neutral reactor licensing.
Legislation to promote advanced nuclear power technologies, the Nuclear Energy Innovation
Capabilities Act of 2017 (P.L. 115-248), was signed by President Trump on September 28, 2018.
A major provision of the bill would authorize DOE national laboratories or other DOE-owned
sites to host reactor demonstration projects sponsored fully or partly by the private sector. It
would also require DOE to determine the need for a fast-neutron “versatile” test reactor and
authorize grants to help pay for NRC licensing of advanced reactor designs. Related legislation,
the Nuclear Energy Innovation and Modernization Act (P.L. 115-439), was signed into law
January 14, 2019. Among other provisions, it would require NRC to develop a regulatory
framework that would encourage commercialization of advanced nuclear technology. Some
public-private R&D on advanced nuclear technology is already being conducted at national labs
under DOE’s Gateway for Accelerated Innovation in Nuclear (GAIN) initiative. Congress
appropriated $65 million (P.L. 115-244) for early-stage development of a versatile advanced test
reactor in FY2019. The 116th Congress may consider additional legislation on advanced reactors,
including funding for R&D, licensing, and demonstration.
For Further Information
Mark Holt, Specialist in Energy Policy
CRS Insight IN10765, Small Modular Nuclear Reactors: Status and Issues, by Mark Holt
CRS Report R42853, Nuclear Energy: Overview of Congressional Issues, by Mark Holt

Biofuels
Biofuels—liquid transportation fuels produced from biomass feedstock—are often described as
an alternative to conventional fuels. Some see promise in producing liquid fuels from a domestic
feedstock that may reduce dependence on foreign sources of oil, contribute to improving rural
economies, and lower greenhouse gas emissions. Others regard biofuels as potentially causing
more harm to the environment (e.g., air and water quality concerns), encouraging landowners to
put more land into production, and being prohibitively expensive to produce. The debate about
the feasibility of biofuels is complex, as policymakers consider a multitude of factors (e.g.,
feedstock costs, timeframe to reach substantial commercial-scale advanced biofuel production,

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environmental impact of biofuels). The debate can be even more complicated when considering
that biofuels may be produced using numerous biomass feedstocks and conversion technologies.
Congress has expressed interest in biofuels for decades, with most of its attention on the
production of “first-generation” biofuels (e.g., cornstarch ethanol). Farm bills have had a
significant effect on biofuel research and development. Starting in 2002, the farm bills have
contained an energy title with several programs focused on assisting biofuel production. In
addition, the DOE Office of Energy Efficiency and Renewable Energy (EERE) supports research
and development for domestic biofuel production. Congress and the Administration have debated
the amount of funding both USDA and DOE should receive for biofuel initiatives. While
commercial-scale production of “first-generation” biofuels is well established, commercial-scale
production for some advanced biofuels (e.g., cellulosic ethanol) is in its infancy.
In 2007, Congress expanded one policy that has supported an increase in advanced biofuel
production—the Renewable Fuel Standard (RFS). The RFS requires U.S. transportation fuel to
contain a minimum volume of biofuel, a growing percentage of which is to come from advanced
biofuels. The RFS is under scrutiny for various reasons, including the Environmental Protection
Agency (EPA) exercising its regulatory authority to issue a waiver and reduce the total renewable
fuel volume below what was required by statute and concerns about RFS compliance. This
creates significant uncertainty for certain stakeholders, with the result that some of the advanced
biofuel targets are not being met. An overarching issue is that the statute may require more
biofuel to be produced than can be used given the existing motor fuel distribution infrastructure
and the limited fleet of passenger vehicles that are built to run on higher percentage blends of
biofuels. The 116th Congress may consider whether to modify various biofuel promotional efforts,
or to maintain the status quo.
For Further Information
Kelsi Bracmort, Specialist in Natural Resources and Energy Policy
CRS Report R43325, The Renewable Fuel Standard (RFS): An Overview, by Kelsi Bracmort
CRS In Focus IF10842, The Renewable Fuel Standard: Is Legislative Reform Needed?, by Kelsi
Bracmort
CRS In Focus IF10639, Farm Bill Primer: Energy Title, by Kelsi Bracmort
CRS In Focus IF10661, DOE Office of Energy Efficiency and Renewable Energy: FY2017
Appropriations and the FY2018 Budget Request, by Kelsi Bracmort and Corrie E. Clark

Offshore Energy Development Technologies
Technological innovations are key drivers of U.S. ocean energy development. They may facilitate
exploration of previously inaccessible resources, provide cost efficiencies in a low-oil-price
environment, address safety and environmental concerns, and enable advances in emerging
sectors such as U.S. offshore wind. Private industry, universities, and government are all involved
in ocean energy R&D. At the federal level, the Department of Energy and the Department of the
Interior (DOI) both support ocean energy research.
One area of policymaker interest involves deepwater oil and gas operations. Industry interest in
expanding deepwater activities, improving efficiency, and reducing costs has prompted
improvements in drilling technologies and steps toward automated monitoring and maintenance.
The oil and gas industry and federal regulators also have focused on safety improvements to
reduce the likelihood of catastrophic oil spills in deep water. In 2016, DOI promulgated safety
regulations that tighten requirements for offshore blowout preventer systems and other well

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control equipment. In April 2018, DOI published proposed revisions to the rule, including several
changes that could reduce the cost to industry and time involved in meeting certain technological
requirements. For both the original rule and the proposed revisions, stakeholders have debated the
potential costs of compliance and whether the technological requirements are unnecessarily
prescriptive or, conversely, not prescriptive enough to achieve safety aims.
Congress may also consider technology issues related to offshore drilling in the Arctic, where sea
ice and infrastructure gaps pose challenges for the economic viability and safety of mineral
exploration. A focus of industry R&D is on technology to extend the Arctic drilling season
beyond the periods where sea ice is absent—for example, by developing ice-capable mobile
offshore drilling units (MODUs). DOI finalized safety regulations for Arctic exploratory drilling
in 2016. President Trump’s Executive Order 13795 ordered DOI to review these regulations and
DOI’s Fall 2018 Regulatory Agenda includes an anticipated rule revision. Some have argued that
the regulations are too costly for industry and give inadequate weight to available technologies
(such as those for well capping) that could reduce safety costs. Others question whether any rules
or technologies can adequately ensure drilling safety in the Arctic given the environmental risks.
Among renewable ocean energy sources, only wind energy is poised for commercial application
in U.S. waters. In December 2016, the first U.S. offshore wind farm, off of Rhode Island, began
regular operations. A focus of R&D is technology to increase offshore turbine efficiency and
reduce costs, including floating turbines for deep waters, where resources may be more abundant
and user conflicts fewer. Other research explores improvements to electrical infrastructure, such
as integrating transmission networks for multiple projects. A potential issue for Congress is
whether and how to support or incentivize offshore wind development and other ocean
renewables.
For Further Information
Laura Comay, Specialist in Natural Resources Policy
CRS Report R44692, Five-Year Program for Federal Offshore Oil and Gas Leasing: Status and
Issues in Brief, by Laura B. Comay
CRS Report R42942, Deepwater Horizon Oil Spill: Recent Activities and Ongoing Developments,
by Jonathan L. Ramseur
CRS Report R41153, Changes in the Arctic: Background and Issues for Congress, coordinated by
Ronald O'Rourke

ITER
ITER (formerly known as the International Thermonuclear Experimental Reactor) is an
international fusion energy research facility currently under construction in Cadarache, France.
When completed, ITER is to be the world’s largest fusion reactor and the first capable of
producing more energy than it consumes. Although the energy output from ITER will not be
harnessed to produce electricity, fusion researchers see ITER as the next step toward
implementation of fusion energy as a power source.
ITER is an international collaboration. Along with the United States, the partners are the
European Union, China, India, Japan, Russia, and South Korea. The United States withdrew from
the initial design phase of ITER in 1998 at congressional direction, largely because of concerns
about cost and scope. The project was restructured, and the United States rejoined in 2003. The
formal international agreement to build the facility was approved in 2006.

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The European Union, as host, is responsible for 45% of the construction cost, while the United
States and the other participating countries are responsible for 9% each. Most of the U.S. share
(which is $132 million in FY2019) is being contributed in kind, in the form of components and
equipment sourced mostly from U.S. companies, universities, and national laboratories.
The construction phase of ITER is planned for completion in 2027. Once operational, the facility
is expected to have a lifespan of 15-25 years. During the operation phase, and during subsequent
deactivation and decommissioning, the agreed U.S. cost share is 13%.
In recent years, ITER management issues, schedule delays, and cost growth have sometimes led
to proposals in Congress to terminate U.S. participation. A central issue is that U.S. funding for
ITER may be crowding out funding for domestic fusion energy research. DOE budget documents
show the cost of U.S. participation in ITER in FY2020 and beyond as “to be determined” once
the Administration decides whether to continue participating in the project.
In 2018, at DOE’s request, the National Academies of Science, Engineering, and Medicine issued
a strategic plan for fusion energy research. It recommended, first, that “the United States should
remain an ITER partner as the most cost-effective way to gain experience with a burning plasma
at the scale of a power plant.” Second, looking beyond ITER, it recommended that “the United
States should start a national program of accompanying research and technology leading to the
construction of a compact pilot plant that produces electricity from fusion at the lowest possible
capital cost.” The DOE Fusion Energy Sciences Advisory Committee has also embarked on a
strategic planning effort, encompassing both ITER and domestic research, with a final report
anticipated in late 2020. The 116th Congress may continue oversight of ITER’s scientific
progress, cost, and schedule, and may revisit the debate about whether to continue U.S.
participation.
For More Information
Daniel Morgan, Specialist in Science and Technology Policy

Homeland Security
The federal government spends billions of dollars supporting research and development to protect
the homeland. Some of the issues that the 116th Congress may consider include how the
Department of Homeland Security performs research and development; federal efforts to develop
and procure new medical countermeasures against chemical, biological, radiological, and nuclear
agents; and federal efforts to ensure the safety and security of laboratories working with
dangerous pathogens.

R&D in the Department of Homeland Security
The Department of Homeland Security (DHS) has identified five core missions: to prevent
terrorism and enhance security, to secure and manage the borders, to enforce and administer
immigration laws, to safeguard and secure cyberspace, and to ensure resilience to disasters. New
technology resulting from research and development can contribute to all these goals. The
Directorate of Science and Technology has primary responsibility for establishing, administering,
and coordinating DHS R&D activities. The Domestic Nuclear Detection Office (DNDO) is
responsible for R&D relating to nuclear and radiological threats. Several other DHS components,
including the Coast Guard, also fund R&D and R&D-related activities related to their missions.
Coordination of DHS R&D is a long-standing congressional interest. In 2012, the Government
Accountability Office (GAO) concluded that because so many components of the department are

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involved, it is difficult for DHS to oversee R&D department-wide. In January 2014, the joint
explanatory statement for the Consolidated Appropriations Act, 2014 (P.L. 113-76) directed DHS
to implement and report on new policies for R&D prioritization. It also directed DHS to review
and implement policies and guidance for defining and overseeing R&D department-wide. In July
2014, GAO reported that DHS had updated its guidance to include a definition of R&D and was
conducting R&D portfolio reviews across the department, but that it had not yet developed policy
guidance for DHS-wide R&D oversight, coordination, and tracking. In December 2015, the
explanatory statement for the Consolidated Appropriations Act, 2016 (P.L. 114-113) stated that
DHS “lacks a mechanism for capturing and understanding research and development (R&D)
activities conducted across DHS, as well as coordinating R&D to reflect departmental priorities.”
The Common Appropriations Structure that DHS introduced in February 2016 in its FY2017
budget request includes an account titled Research and Development for each DHS component. It
remains to be seen whether this change will help to address congressional concerns about DHSwide R&D coordination.
DHS has reorganized its R&D-related activities several times. In December 2017, it established a
new Countering Weapons of Mass Destruction Office (CWMDO), consisting of DNDO, most
functions of the Office of Health Affairs (OHA), and some other elements. DNDO and OHA were
themselves both created, more than a decade ago, largely by reorganizing elements of the S&T
Directorate. The Countering Weapons of Mass Destruction Act of 2018 (P.L. 115-387) expressly
authorized the establishment and activities of CWMDO. The 116th Congress may examine the
implementation of that act.
For Further Information
Daniel Morgan, Specialist in Science and Technology Policy

Chemical, Biological, Radiological, and Nuclear Medical
Countermeasures
The anthrax attacks of 2001 highlighted the nation’s vulnerability to biological terrorism. The
federal government responded to these attacks by increasing efforts to protect civilians against
chemical, biological, radiological, and nuclear (CBRN) terrorism. Effective medical
countermeasures, such as drugs or vaccines, could reduce the impact of a CBRN attack.
Policymakers identified a lack of such countermeasures as a challenge to responding to the
CBRN threat. To address this gap, the federal government created several programs to encourage
private sector development of new CBRN medical countermeasures. Despite these efforts, the
federal government still lacks medical countermeasures for many CBRN threats, including Ebola.
The Biomedical Advanced Research and Development Authority (BARDA) and Project
BioShield are two key pieces of the federal efforts supporting the development and procurement
of new CBRN medical countermeasures. BARDA directly funds the advanced development of
countermeasures through contracts with private sector developers. Project BioShield provides a
procurement mechanism to remove market uncertainty for countermeasure developers. It allows
the federal government to agree to buy a countermeasure up to 10 years befo

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/crs%3AR45491. Public record. Not legal advice.
