# U.S.-China Strategic Competition in South and East China Seas: Background and Issues for Congress

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/crs%3AR42784

## Record

- **Collection:** Congressional research report
- **Document type:** Reports
- **Published:** May 1, 2025
- **Citation:** R42784

## Text

U.S.-China Strategic Competition in South
and East China Seas: Background and Issues
for Congress
Updated May 1, 2025

Congressional Research Service
https://crsreports.congress.gov
R42784

U.S.-China Strategic Competition in South and East China Seas

Summary
Over the past 15 years, the South China Sea (SCS) has emerged as an arena of strategic
competition between the United States and the People’s Republic of China (PRC, or China).
China’s actions in the SCS—including extensive island-building and base-construction activities
at sites that it occupies in the Spratly Islands, as well as actions by its maritime forces to assert
China’s claims against competing claims by regional neighbors such as the Philippines and
Vietnam—have heightened concerns among U.S. observers that China is gaining effective control
of the SCS, an area of strategic, political, and economic importance to the United States and its
allies and partners. Actions by China’s maritime forces at the Japan-administered Senkaku Islands
in the East China Sea (ECS) are another concern for U.S. observers. PRC domination of China’s
near-seas region—meaning the SCS and ECS, along with the Yellow Sea—could substantially
affect U.S. strategic, political, and economic interests in the Indo-Pacific region and elsewhere.
Potential broader U.S. goals for U.S.-China strategic competition in the SCS and ECS include but
are not necessarily limited to the following: fulfilling U.S. security commitments in the Western
Pacific, including treaty commitments to Japan and the Philippines; maintaining and enhancing
the U.S.-led security architecture in the Western Pacific, including U.S. security relationships
with treaty allies and partner states; maintaining a regional balance of power favorable to the
United States and its allies and partners; defending the principle of peaceful resolution of disputes
and resisting the emergence of an alternative “might-makes-right” approach to international
affairs; defending the principle of freedom of the seas, also sometimes called freedom of
navigation; preventing China from becoming a regional hegemon in East Asia; and pursuing these
goals as part of a larger U.S. strategy for competing strategically and managing relations with
China.
Potential specific U.S. goals for U.S.-China strategic competition in the SCS and ECS include but
are not necessarily limited to the following: dissuading China from carrying out additional baseconstruction activities in the SCS, moving additional military personnel, equipment, and supplies
to bases at sites that it occupies in the SCS, initiating island-building or base-construction
activities at Scarborough Shoal in the SCS, declaring straight baselines around land features it
claims in the SCS, or declaring an air defense identification zone (ADIZ) over the SCS; and
encouraging China to reduce or end operations by its maritime forces at the Senkaku Islands in
the ECS, halt actions intended to put pressure against Philippine-occupied sites in the Spratly
Islands, provide greater access by Philippine fisherman to waters surrounding Scarborough Shoal
or in the Spratly Islands, adopt the U.S./Western definition regarding freedom of the seas, and
accept and abide by the July 2016 tribunal award in the SCS arbitration case involving the
Philippines and China.
The issue for Congress is whether the Administration’s strategy for competing strategically with
China in the SCS and ECS is appropriate and correctly resourced, and whether Congress should
approve, reject, or modify the strategy, the level of resources for implementing it, or both.
Decisions that Congress makes on these issues could substantially affect U.S. strategic, political,
and economic interests in the Indo-Pacific region and elsewhere.

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Contents
Introduction ..................................................................................................................................... 1
Background ..................................................................................................................................... 1
U.S. Interests in SCS and ECS .................................................................................................. 1
Overview ............................................................................................................................. 1
Specific Elements................................................................................................................ 1
Maritime Territorial and EEZ Disputes Involving China .......................................................... 7
Maritime Territorial Disputes.............................................................................................. 7
EEZ Dispute ........................................................................................................................ 8
Relationship of Maritime Territorial Disputes to EEZ Dispute .......................................... 8
China’s Approach to SCS and ECS ........................................................................................... 9
Overview ............................................................................................................................. 9
Selected Elements ............................................................................................................. 10
Assessments of China’s Strengthened Position in SCS .................................................... 16
U.S. Position Regarding Issues Relating to SCS and ECS ..................................................... 17
Overview ........................................................................................................................... 17
Freedom of Navigation (FON) Program ........................................................................... 19
Taiwan Strait Transits ....................................................................................................... 20
Issues for Congress ........................................................................................................................ 21
U.S. Strategy for Competing Strategically with China in SCS and ECS ................................ 21
Overview ........................................................................................................................... 21
U.S. Strategy During First Trump Administration ............................................................ 27
U.S. Strategy During Biden Administration ..................................................................... 29
Assessing U.S. Strategy .................................................................................................... 31
Risk of Incident, Crisis, or Conflict Involving U.S. Forces .................................................... 32
Risk Relating to U.S. and PRC Military Operations In SCS ............................................ 32
Risk Relating to Maritime Territorial Disputes Involving Allies ...................................... 32
Whether United States Should Ratify UNCLOS .................................................................... 33
Legislative Activity in the 118th Congress ..................................................................................... 35
Legislative Activity for FY2025 ............................................................................................. 35
FY2025 National Defense Authorization Act (NDAA) (H.R. 8070/S. 4638/H.R.
5009 /P.L. 118-159)........................................................................................................ 35
Other Legislative Activity ....................................................................................................... 35
Introduced in House .......................................................................................................... 35
Introduced in Senate ......................................................................................................... 36

Figures
Figure 1. Reported Military Facilities at SCS Sites Occupied by China ....................................... 15
Figure 2. Reported PRC Aircraft, Missile, and Radar Ranges ...................................................... 16
Figure A-1. Maritime Territorial Disputes Involving China .......................................................... 38
Figure A-2. Locations of 2001, 2002, and 2009 U.S.-PRC Incidents at Sea and In Air ............... 41
Figure E-1. Map of the Nine-Dash Line ........................................................................................ 71
Figure E-2. EEZs Overlapping Zone Enclosed by Map of Nine-Dash Line ................................. 72

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Figure G-1. EEZs in South China Sea and East China Sea ........................................................... 94
Figure G-2. Claimable World EEZs .............................................................................................. 95

Tables
Table 1. China’s Apparent Goals and Supporting Actions for South China Sea ........................... 10

Appendixes
Appendix A. Maritime Territorial and EEZ Disputes in SCS and ECS ........................................ 37
Appendix B. U.S. Security Treaties with Japan and Philippines ................................................... 45
Appendix C. Treaties and Agreements Related to the Maritime Disputes .................................... 47
Appendix D. July 2016 Tribunal Award in Philippines-China SCS Arbitration Case ................... 57
Appendix E. China’s Approach to Maritime Disputes in SCS and ECS ....................................... 61
Appendix F. Assessments of China’s Strengthened Position in SCS ............................................ 81
Appendix G. U.S. Position Regarding SCS, ECS, and EEZ Operational Rights .......................... 84
Appendix H. U.S. Freedom of Navigation (FON) Program .......................................................... 99
Appendix I. Writings by Observers Regarding U.S. Strategy for SCS and ECS ........................ 105

Contacts
Author Information....................................................................................................................... 111

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Introduction
This report provides background information and issues for Congress regarding strategic
competition between the United States and the People’s Republic of China (PRC, or China) in the
South China Sea (SCS) and East China Sea (ECS). Over the past 15 years, the SCS has emerged
as an arena of U.S.-China strategic competition.1 China’s actions in the SCS have heightened
concerns among U.S. observers that China is gaining effective control of the SCS, an area of
strategic, political, and economic importance to the United States and its allies and partners.
Actions by China’s maritime forces at the Japan-administered Senkaku Islands in the ECS are
another concern for U.S. observers. PRC domination of China’s near-seas region—meaning the
SCS, ECS, and Yellow Sea—could substantially affect U.S. strategic, political, and economic
interests in the Indo-Pacific region and elsewhere.
The issue for Congress is whether the Administration’s strategy for competing strategically with
China in the SCS and ECS is appropriate and correctly resourced, and whether Congress should
approve, reject, or modify the strategy, the level of resources for implementing it, or both.
Decisions that Congress makes on these issues could substantially affect U.S. strategic, political,
and economic interests in the Indo-Pacific region and elsewhere.
For a brief overview of maritime territorial disputes in the SCS and ECS that involve China, see
“Maritime Territorial Disputes,” below, and Appendix A. Other CRS reports provide additional
and more detailed information on these disputes.2

Background
U.S. Interests in SCS and ECS
Overview
Although disputes in the SCS and ECS involving China and its neighbors may appear at first
glance to be disputes between faraway countries over a few rocks and reefs in the ocean that are
of seemingly little importance to the United States, the SCS and ECS can engage U.S. interests
for a variety of strategic, political, and economic reasons, including but not necessarily limited to
those discussed in the sections below.

Specific Elements
U.S. Regional Allies and Partners, and U.S. Regional Security Architecture
The SCS, ECS, and Yellow Sea border three U.S. treaty allies: Japan, South Korea, and the
Philippines. (For additional information on the U.S. security treaties with Japan the Philippines,
see Appendix B.) In addition, the SCS and ECS (including the Taiwan Strait) surround Taiwan,
1 For more on U.S. strategic competition with China and Russia, also known as great power competition, see CRS

Report R43838, Great Power Competition: Implications for Defense—Issues for Congress, by Ronald O'Rourke.
2 See CRS In Focus IF10607, China Primer: South China Sea Disputes, by Ben Dolven, Caitlin Campbell, and Ronald
O'Rourke; CRS In Focus IF12550, China-Philippines Tensions in the South China Sea, by Caitlin Campbell, Ben
Dolven, and William Piekos; CRS Report R44072, Chinese Land Reclamation in the South China Sea: Implications
and Policy Options, by Ben Dolven et al.; CRS Report R42930, Maritime Territorial Disputes in East Asia: Issues for
Congress, by Ben Dolven, Mark E. Manyin, and Shirley A. Kan; and CRS Report R43894, China's Air Defense
Identification Zone (ADIZ), by Ian E. Rinehart and Bart Elias.

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regarding which the United States has certain security-related policies under the Taiwan Relations
Act (H.R. 2479/P.L. 96-8 of April 10, 1979),3 and the SCS borders Southeast Asian nations that
are current, emerging, or potential U.S. partner countries, such as Singapore, Vietnam, and
Indonesia.
In a conflict with the United States, PRC bases in the SCS and forces operating from them4 would
add to a network of PRC anti-access/area-denial (A2/AD) capabilities intended to keep U.S.
military forces outside the first island chain (and thus away from China’s mainland and Taiwan).5
PRC bases in the SCS and forces operating from them could also help create a bastion (i.e., a
defended operating sanctuary) in the SCS for China’s emerging sea-based strategic deterrent force
of nuclear-powered ballistic missile submarines (SSBNs).6 In a conflict with the United States,
PRC bases in the SCS and forces operating from them would be vulnerable to U.S. attack.
Attacking the bases and the forces operating from them, however, would tie down the attacking
U.S. forces for a time at least, delaying the use of those U.S. forces elsewhere in a larger conflict,
and potentially delay the advance of U.S. forces into the SCS.
Short of a conflict with the United States, PRC bases in the SCS, and more generally, PRC
domination over or control of its near-seas region could help China to do one or more of the
following on a day-to-day basis:
•

•
•
•
•

control fishing operations, oil and gas exploration activities, seabed mining, and
seabed internet cable-laying operations7 in the SCS—a body of water with an
area more than twice that of the Mediterranean Sea;8
coerce, intimidate, or put political pressure on other countries bordering on the
SCS;
announce and enforce an air defense identification zone (ADIZ) over the SCS;
announce and enforce a maritime exclusion zone (i.e., a blockade) around
Taiwan;
facilitate the projection of PRC military presence and political influence further
into the Western Pacific; and

3 For more on the Taiwan Relations Act, see CRS In Focus IF10275, Taiwan: Background and U.S. Relations, by

Susan V. Lawrence; and CRS In Focus IF12481, Taiwan: Defense and Military Issues, by Caitlin Campbell.
4 For an overview of some of the A2/AD capabilities that China has built on sites that it occupies in the SCS, see J.
Michael Dahm, Introduction to South China Sea Military Capability Studies, Johns Hopkins Applied Physics
Laboratory, July 2020, 17 pp. See also Zachary Haver (Insikt Group), The People's Liberation Army in the South China
Sea: An Organizational Guide, Recorded Future, January 19, 2022, 32 pp.
5 The term first island chain refers to a string of islands, including Japan and the Philippines, that encloses China’s
near-seas region. The term second island chain, which reaches out to Guam, refers to a line that can be drawn that
encloses both China’s near-seas region and the Philippine Sea between the Philippines and Guam. For a map of the first
and second island chains, see Department of Defense, Military and Security Developments Involving the People’s
Republic of China 2024, Annual Report to Congress, released on December 18, 2024, p. 67. The exact position and
shape of the lines demarcating the first and second island chains often differ from map to map.
6 See, for example, Felix K. Chang, “China’s Maritime Intelligence, Surveillance, and Reconnaissance Capability in the
South China Sea,” Foreign Policy Research Institute, May 5, 2021.
7 Regarding seabed internet cable-laying operations, see, for example, Anna Gross, Alexandra Heal, Demetri
Sevastopulo, Kathrin Hille, and Mercedes Ruehl, “China Exerts Control over Internet Cable Projects in South China
Sea,” Financial Times, March 13 2023.
8 The National Oceanic and Atmospheric Administration (NOAA) states that the area of the South China Sea is 6.963
million square kilometers (about 2.688 million square miles)—more than twice that of the Mediterranean Sea, which is
2.967 million square kilometers (about 1.146 million square miles). (National Oceanic and Atmospheric
Administration, National Geophysical Data Center, “World Ocean Volumes,” accessed April 30, 2025, at
https://www.ncei.noaa.gov/sites/g/files/anmtlf171/files/2023-01/World%20Ocean%20Volumes.pdf.)

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•

help achieve a broader goal of becoming a regional hegemon in its part of
Eurasia.

In light of some of the preceding points, PRC bases in the SCS, and more generally, PRC
domination over or control of its near-seas region could complicate the ability of the United
States to
•
•
•

•

intervene militarily in a crisis or conflict between the People’s Republic of China
and Taiwan;
fulfill U.S. obligations under U.S. defense treaties with Japan and the Philippines
and South Korea;
operate U.S. forces in the Western Pacific for various purposes, including
maintaining regional stability, conducting engagement and partnership-building
operations, responding to crises, and executing war plans; and
prevent the emergence of China as a regional hegemon in its part of Eurasia.

A reduced U.S. ability to do one or more of the above could encourage countries in the region to
reexamine their own defense programs and foreign policies, potentially leading to a further
change in the region’s security architecture that might not be in the U.S. interest. Some observers
believe that China is trying to use disputes in the SCS and ECS to raise doubts among U.S. allies
and partners in the region about the dependability of the United States as an ally or partner, or to
otherwise drive a wedge between the United States and its regional allies and partners, so as to
weaken the U.S.-led regional security architecture and thereby facilitate greater PRC influence
over the region.
Some observers remain concerned that maritime territorial disputes in the ECS and SCS could
lead to a crisis or conflict between China and a neighboring country such as the Philippines or
Japan, and that the United States could be drawn into such a crisis or conflict as a result of
obligations the United States has under bilateral security treaties with the Philippines and Japan.

Principle of Nonuse of Force or Coercion
A key element of the international order that the United States and its allies established in the
years after World War II9 is the principle that force or coercion should not be used as a means of
settling disputes between countries, and certainly not as a routine or first-resort method. Some
observers are concerned that China’s actions in SCS and ECS challenge this principle and—along
with Russia’s war against Ukraine—could help reestablish the very different principle of “might
makes right” (i.e., the law of the jungle) as a routine or defining characteristic of international
relations.10

Principle of Freedom of the Seas
Another key element of the post-World War II international order is the principle of freedom of
the seas, meaning the treatment of the world’s seas under international law as international waters
9 For more on international order that the United States and its allies established in the years after World War II, see the

section entitled “Defense and Promotion of Liberal International Order” in CRS Report R44891, U.S. Role in the
World: Background and Issues for Congress, by Ronald O'Rourke.
10 See, for example, Dan Lamothe, “Navy Admiral Warns of Growing Sense That ‘Might Makes Right’ in Southeast
Asia,” Washington Post, March 16, 2016. Related terms and concepts include the law of the jungle or the quotation
from the Melian Dialogue in Thucydides’ History of the Peloponnesian War that “the strong do what they can and the
weak suffer what they must.”

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(i.e., as a global commons), and freedom of operations in international waters. Freedom of the
seas is sometimes referred to as freedom of navigation, although the term freedom of navigation
is sometimes defined—particularly by parties who might not support freedom of the seas—in a
narrow fashion, to include merely the freedom for commercial ships to pass through sea areas, as
opposed to the freedom for both civilian and military ships and aircraft to conduct various
activities at sea or in the airspace above. A more complete way to refer to the principle of freedom
of the seas, as stated in the Department of Defense’s (DOD’s) annual Freedom of Navigation
(FON) report, is “all of the rights, freedoms, and uses of the sea and airspace guaranteed to all
nations by international law.”11 DOD stated in 2015 that freedom of the seas
includes more than the mere freedom of commercial vessels to transit through international
waterways. While not a defined term under international law, the Department uses
“freedom of the seas” to mean all of the rights, freedoms, and lawful uses of the sea and
airspace, including for military ships and aircraft, recognized under international law.
Freedom of the seas is thus also essential to ensure access in the event of a crisis. 12

The principle of freedom of the seas dates back about 400 years, to the early 1600s,13 and is
reflected in the United Nations Convention on the Law of the Sea (UNCLOS), Article 89 of
which states, “No State may validly purport to subject any part of the high seas to its
sovereignty.” The principle of freedom of the seas has long been a matter of importance to the
United States. DOD stated in 2018 that
Throughout its history, the United States has asserted a key national interest in preserving
the freedom of the seas, often calling on its military forces to protect that interest.
Following independence, one of the U.S. Navy’s first missions was to defend U.S.
commercial vessels in the Atlantic Ocean and Mediterranean Sea from pirates and other
maritime threats. The United States went to war in 1812, in part, to defend its citizens’
rights to commerce on the seas. In 1918, President Woodrow Wilson named “absolute
freedom of navigation upon the seas” as one of the universal principles for which the
United States and other nations were fighting World War I. Similarly, before World War
II, President Franklin Roosevelt declared that our military forces had a “duty of
maintaining the American policy of freedom of the seas.” 14

DOD similarly stated in 2019 that
Since its founding, the United States has stood for—and fought for—freedom of the seas.
As a result of that commitment, freedom of navigation has been enshrined as a fundamental
tenet of the rules-based international order for the last 75 years. In that time, it has proved
essential to global security and stability and the prosperity of all nations.15

11 Department of Defense, Department of Defense Report to Congress, Annual Freedom of Navigation Report, Fiscal

Year 2023, generated on March 8, 2024, released on May 8, 2024, PDF page 3 of 6.
12
Department of Defense, Asia-Pacific Maritime Security Strategy, undated but released August 2015, p. 2.
13 The idea that most of the world’s seas should be treated as international waters rather than as a space that could be
appropriated as national territory dates back to Hugo Grotius (1583-1645), a founder of international law, whose 1609
book Mare Liberum (“The Free Sea”) helped to establish the primacy of the idea over the competing idea, put forth by
the legal jurist and scholar John Seldon (1584-1654) in his book 1635 book Mare Clausum (“Closed Sea”), that the sea
could be appropriated as national territory, like the land. For further discussion, see “Hugo Grotius’ ‘Mare Liberum’—
400th Anniversary,” International Law Observer, March 10, 2009.
14 Department of Defense, Department of Defense Report to Congress, Annual Freedom of Navigation Report, Fiscal
Year 2018, Pursuant to Section 1275 of the National Defense Authorization Act for Fiscal Year 2018, December 31,
2018 (generated February 28, 2019), p. 1.
15 Department of Defense, Department of Defense Report to Congress, Annual Freedom of Navigation Report, Fiscal
Year 2019, Pursuant to Section 1275 of the National Defense Authorization Act for Fiscal Year (FY) 2017 (P.L. 114(continued...)

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Some observers are concerned that China’s interpretation of law of the sea and its actions in the
SCS pose a significant challenge to the principle of freedom of the seas. Matters of particular
concern in this regard include China’s so-called nine-dash map of the SCS, China’s apparent
narrow definition of freedom of navigation, and China’s position that coastal states have the right
to regulate the activities of foreign military forces in their exclusive economic zones (EEZs) (see
“China’s Approach to SCS and ECS,” below, and Appendix A and Appendix E).16
Observers are concerned that a challenge to freedom of the seas in the SCS could have
implications for the United States not only in the SCS, but around the world, because
international law is universal in application, and a challenge to a principle of international law in
one part of the world, if accepted, could serve as a precedent for challenging it in other parts of
the world. In general, limiting or weakening the principle of freedom of the seas could represent a
departure or retreat from the roughly 400-year legal tradition of treating the world’s oceans as
international waters (i.e., as a global commons) and as a consequence alter the international legal
regime governing sovereignty over much of the surface of the world.17
More specifically, if China’s position on the issue of whether coastal states have the right to
regulate the activities of foreign military forces in their EEZs were to gain greater international
acceptance under international law, it could substantially affect U.S. naval operations not only in
the SCS, but around the world, which in turn could substantially affect the ability of the United
States to use its military forces to defend various U.S. interests overseas. Significant portions of
the world’s oceans are claimable as EEZs, including high-priority U.S. Navy operating areas in
the Western Pacific, the Persian Gulf, and the Mediterranean Sea.18 The legal right of U.S. naval
forces to operate freely in EEZ waters—an application of the principle of freedom of the seas—is
important to their ability to perform many of their missions around the world, because many of
those missions are aimed at influencing events ashore, and having to conduct operations from
328), generated February 28, 2020, p. 1. DOD similarly stated in 2019 in another document that
Throughout our history, the United States has asserted a key national interest in preserving the
freedom of the seas, and has often relied on the U.S. military forces to protect that interest. As
President Ronald Reagan said in releasing the U.S. Oceans Policy in 1983, “we will not acquiesce
in unilateral actions of other states designed to restrict the rights and freedoms of the international
community in navigation and overflight.”
(Department of Defense, Indo-Pacific Strategy Report, Preparedness, Partnerships, and Promoting
a Networked Region, June 1, 2019, p. 43.)
16 A country’s EEZ includes waters extending up to 200 nautical miles from its land territory. EEZs were established as
a feature of international law by United Nations Convention on the Law of the Sea (UNCLOS). Coastal states have the
right UNCLOS to regulate foreign economic activities in their own EEZs.
17 See, for example, Karishma Vaswani, “How China Is Rewriting the Law of the Sea,” Bloomberg, February 23, 2025;
Elisabeth Braw, “From Russia’s Shadow Fleet to China’s Maritime Claims: The Freedom of the Seas Is Under Threat,”
Atlantic Council, January 23, 2025; David Bosco, “China is Reshaping the Maritime Legal Order,” Lawfare, July 25,
2024 (a book review of China’s Law of the Sea: The New Rules of Maritime Order, by Isaac B. Kardon); Peter A.
Dutton, “China Is Rewriting the Law of the Sea,” Foreign Policy, June 10, 2023; James Stavridis, “Russia-U.K.
Standoff Shows the New War at Sea Has Gone Global,” Bloomberg, July 2, 2021; James Holmes, “Do Russia Or China
Have ‘Limited’ Or ‘Unlimited’ Political Goals?” 19FortyFive, April 4, 2021; Malcolm Jorgensen, “China Is
Overturning the Rules-Based Order from Within,” Interpreter, August 12, 2020; James Holmes, “China Wants
Ownership of the South China Sea. Here’s Why That Can’t Happen,” National Interest, July 17, 2020; Lyle J.
Goldstein, “China Studies the Contours of the Gray Zone; Beijing Strategists Go to School on Russian Tactics in the
Black Sea,” National Interest, August 27, 2019; Roncevert Ganan Almond, “The Extraterrestrial [Legal] Impact of the
South China Sea Dispute,” The Diplomat, October 3, 2017.
18 The National Oceanic and Atmospheric Administration (NOAA) calculates that EEZs account for about 30.4% of the
world’s oceans. (See “Comparative Sizes of the Various Maritime Zones” at the end of “Maritime Zones and
Boundaries,” accessed April 30, 2025, at https://www.noaa.gov/maritime-zones-and-boundaries, which states that
EEZs account for 101.9 million square kilometers of the world’s approximately 335.0 million square kilometers of
oceans.)

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outside a country’s EEZ (i.e., more than 200 miles offshore) would reduce the inland reach and
responsiveness of U.S. ship-based sensors, aircraft, and missiles, and make it more difficult for
the United States to transport Marines and their equipment from ship to shore. Restrictions on the
ability of U.S. naval forces to operate in EEZ waters could potentially require changes (possibly
very significant ones) in U.S. military strategy, U.S. foreign policy goals, or U.S. grand strategy.19

Trade Routes and Hydrocarbons
Major commercial shipping routes pass through the SCS, which links the Western Pacific to the
Indian Ocean and Persian Gulf. One source estimated that, as of 2016, about $3.4 trillion worth of
international shipping trade passed through the SCS each year. This same source states
The United Nations Conference on Trade and Development (UNCTAD) estimates that
roughly 80 percent of global trade by volume and 70 percent by value is transported by
sea. Of that volume, 60 percent of maritime trade passes through Asia, with the South
China Sea carrying an estimated one-third of global shipping. Its waters are particularly
critical for China, Taiwan, Japan, and South Korea, all of which rely on the Strait of
Malacca, which connects the South China Sea and, by extension, the Pacific Ocean with
the Indian Ocean.20

DOD similarly states that the SCS “plays an important role in security considerations across East
Asia because of the region’s reliance on the flow of oil and commerce through SCS shipping
lanes, including more than 80% of the crude oil [flowing] to the PRC, Japan, South Korea, and
Taiwan.”21 In addition, the ECS and SCS contain potentially significant oil and gas exploration
areas.22

19 See, for example, United States Senate, Committee on Foreign Relations, Committee on Foreign Relations, Hearing

on Maritime Disputes and Sovereignty Issues in East Asia, July 15, 2009, Testimony of Peter Dutton, Associate
Professor, China Maritime Studies Institute, U.S. Naval War College, pp. 2 and 6-7.
20 “How Much Trade Transits the South China Sea?” China Power (CSIS), August 2, 2017, updated January 25, 2021,
accessed April 30, 2025, at https://chinapower.csis.org/much-trade-transits-south-china-sea/. See also Kerem Coşar and
Benjamin D. Thomas, “The Geopolitics of International Trade in Southeast Asia,” working paper, National Bureau of
Economic Research, November 2020, 17 pp., accessed April 30, 2025, at https://www.nber.org/papers/w28048.
21 Department of Defense, Military and Security Developments Involving the People’s Republic of China 2024, Annual
Report to Congress, released December 18, 2024, p. 18.
22 See, for example, International Institute for Strategic Studies, The Economic and Security Implications of China’s
Activities in the South China Sea, November 2021, 3 pp. See also Christian Edwards, “The South China Sea Is Fabled
for Its Hidden Energy Reserves and China Wants to Block Outsiders Like the US from Finding Them,” Business
Insider, November 13, 2018.
For contrary views regarding the importance of the SCS in connection with trade routes and hydrocarbons, see John
Quiggin, “Myths That Stir Trouble in the South China Sea, A Major Shipping Route, Yes, But Vital? False Claims
About the Value of These Waters Only Make Diplomacy Harder,” Interpreter, December 23, 2021; Ethen Kim Lieser,
“How Much Oil and Gas Is Contained in the South China Sea? The Entire Contested Region Is Chock-Full Of
Valuable Resources. Or Is It?” National Interest, February 22, 2021; Marshall Hoyler, “The South China Sea Is
Overrated, Assigning the South China Sea Geostrategic Importance Based on Its Popular Sea Lanes or Assumed Oil
and Gas Reserves Is Suspect,” U.S. Naval Institute Proceedings, June 2019. See also Mark Crescenzi and Stephen
Gent, “China’s Deep-Sea Motivation for Claiming Sovereignty Over the South China Sea, At the Bottom of the
Contested Waters Lies a Supply of the Rare Earth Minerals Crucial to China’s Tech Ambitions,” Diplomat, May 6,
2021.
The SCS and ECS also contain significant fishing grounds that are of interest primarily to China and other countries in
the region. See, for example, Michael Perry, “Cooperative Maritime Law Enforcement and Overfishing in the South
China Sea,” Center for International Maritime Security (CIMSEC), April 6, 2020; James G. Stavridis and Johan
Bergenas, “The Fishing Wars Are Coming,” Washington Post, September 13, 2017; Keith Johnson, “Fishing Disputes
Could Spark a South China Sea Crisis,” Foreign Policy, April 7, 2012.

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Interpreting China’s Role as a Major World Power
China’s actions in the SCS and ECS could influence assessments that U.S. and other observers
make about China’s role as a major world power, particularly regarding China’s approach to
settling disputes between states (including whether China views force and coercion as acceptable
means for settling such disputes, and consequently whether China believes that “might makes
right”), China’s views toward the meaning and application of international law, and whether
China views itself more as a stakeholder and defender of the current international order, or
alternatively, more as a revisionist power that will seek to change elements of that order that it
does not like.23

U.S.-China Relations in General
Developments in the SCS and ECS could affect U.S.-China relations in general, which could
have implications for other issues in U.S.-China relations.24

Maritime Territorial and EEZ Disputes Involving China
This section provides a brief overview of maritime territorial and EEZ disputes involving China.
For additional details on these disputes (including maps), see Appendix A. In addition, other
CRS reports provide additional and more detailed information on the maritime territorial
disputes.25 For background information on treaties and international agreements related to the
disputes, see Appendix C. For background information on a July 2016 international tribunal
award in an SCS arbitration case involving the Philippines and China, see Appendix D.

Maritime Territorial Disputes
China is a party to multiple maritime territorial disputes in the SCS and ECS, including in
particular the following:
•

•
•
•

a dispute over the Spratly Islands in the SCS, which are claimed entirely by
China, Taiwan, and Vietnam, and in part by the Philippines, Malaysia, Brunei,
and which are occupied in part by all these countries except Brunei;
a dispute over Scarborough Shoal in the SCS, which is claimed by China,
Taiwan, and the Philippines, and controlled since 2012 by China;
a dispute over the Paracel Islands in the SCS, which are claimed by China and
Vietnam, and occupied by China; and
a dispute over the Senkaku Islands in the ECS, which are claimed by China,
Taiwan, and Japan, and administered by Japan.

23 See, for example, Charlie Dunlap, “CDR Tracy Reynolds on ‘China & the Moon & the Law,’” Lawfire, January 23,

2023; Akshobh Giridharadas, “The South China Sea Reveals China’s Grand Strategy, To Understand China’s Grand
Strategy, Particularly Xi’s Long-Term Game, One Needs to Understand Beijing’s Belligerence in the South China
Sea,” National Interest, July 1, 2021.
24 For an overview U.S.-China relations, see CRS In Focus IF10119, China Primer: U.S.-China Relations, by Susan V.
Lawrence and Karen M. Sutter. Additional CRS reports discuss specific issues bearing on U.S.-China relations.
25 See CRS In Focus IF10607, China Primer: South China Sea Disputes, by Ben Dolven, Caitlin Campbell, and Ronald
O'Rourke; CRS In Focus IF12550, China-Philippines Tensions in the South China Sea, by Caitlin Campbell, Ben
Dolven, and William Piekos; CRS Report R44072, Chinese Land Reclamation in the South China Sea: Implications
and Policy Options, by Ben Dolven et al.; CRS Report R42930, Maritime Territorial Disputes in East Asia: Issues for
Congress, by Ben Dolven, Mark E. Manyin, and Shirley A. Kan; and CRS Report R43894, China's Air Defense
Identification Zone (ADIZ), by Ian E. Rinehart and Bart Elias.

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EEZ Dispute26
In addition to maritime territorial disputes in the SCS and ECS, China is involved in a dispute,
principally with the United States, over whether China has a right under international law to
regulate the activities of foreign military forces operating within China’s EEZ.
The position of the United States and most other countries is that while the United Nations
Convention on the Law of the Sea (UNCLOS), which established EEZs as a feature of
international law, gives coastal states the right to regulate economic activities (such as fishing and
oil exploration) within their EEZs, it does not give coastal states the right to regulate foreign
military activities in the parts of their EEZs beyond their 12-nautical-mile territorial waters.27
The position of China and some other countries (i.e., a minority group among the world’s nations)
is that UNCLOS gives coastal states the right to regulate not only economic activities, but also
foreign military activities, in their EEZs.
The dispute over whether China has a right under UNCLOS to regulate the activities of foreign
military forces operating within its EEZ appears to be at the heart of incidents between PRC and
U.S. ships and aircraft in international waters and airspace dating back at least to 2001.

Relationship of Maritime Territorial Disputes to EEZ Dispute
The issue of whether China has the right under UNCLOS to regulate foreign military activities in
its EEZ is related to, but ultimately separate from, the issue of territorial disputes in the SCS and
ECS:
•

•

The two issues are related because China can claim EEZs from inhabitable
islands over which it has sovereignty, so accepting China’s claims to sovereignty
over inhabitable islands in the SCS or ECS could permit China to expand the
EEZ zone within which China claims a right to regulate foreign military
activities.
The two issues are ultimately separate from one another because even if all the
territorial disputes in the SCS and ECS were resolved, and none of China’s
claims in the SCS and ECS were accepted, China could continue to apply its
concept of its EEZ rights to the EEZ that it unequivocally derives from its
mainland coast—and it is in this unequivocal PRC EEZ that several of the past
U.S.-PRC incidents at sea have occurred.

From the U.S. perspective, the EEZ dispute is arguably as significant as the maritime territorial
disputes because of the EEZ dispute’s proven history of leading to U.S.-PRC incidents at sea and
because of its potential for affecting U.S. military operations not only in the SCS and ECS, but
around the world.

26 In this report, the term EEZ dispute is used to refer to a dispute principally between China and the United States over

whether coastal states have a right under international law to regulate the activities of foreign military forces operating
in their EEZs. There are also other kinds of EEZ disputes, including disputes between neighboring countries regarding
the extents of their adjacent EEZs.
27 The legal term under UNCLOS for territorial waters is territorial seas. This report uses the more colloquial term
territorial waters to avoid confusion with terms like South China Sea and East China Sea.

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China’s Approach to SCS and ECS
Overview
China’s approach to maritime disputes in the SCS and ECS, and to strengthening its position over
time in the SCS, can be characterized as including the following, some of which are discussed
further in following sections:
•

•

•
•

•

•

•

China appears to have identified the assertion and defense of its maritime
territorial claims in the SCS and ECS, and the strengthening of its position in the
SCS, as important national goals.
To achieve these goals, China appears to be employing a multielement strategy
that includes diplomatic, informational, economic, military, paramilitary/law
enforcement, and civilian elements.
China’s approach includes the use of gradualist, “salami-slicing” activities and
gray zone operations, many of which are carried out by China’s maritime militia.
China’s approach includes an apparent preference for discussing maritime
territorial disputes with other countries in the region though bilateral (as opposed
to multilateral) engagements. As the largest country in the region, China may
believe that it can more easily gain the upper hand in bilateral rather than
multilateral discussions, particularly since multilateral discussions can provide
settings for other countries in the region to act collectively to oppose China’s
actions in the SCS and ECS.
China’s approach includes resisting and objecting to the involvement of outside
actors, such as the United States, in maritime disputes in the SCS and ECS, and
discouraging other countries in the region from working collectively with outside
actors such as the United States to oppose China’s actions in the SCS and ECS.
In implementing its approach to maritime disputes in the SCS and ECS, China
appears to be persistent, patient, and tactically flexible—it is “playing a long
game.”
To achieve its goals in the SCS and ECS, China is willing to expend significant
resources and absorb at least some amount of reputational and other costs that
other countries might seek to impose on China in response to China’s actions.28

Table 1 summarizes China’s apparent goals relating to the SCS, and the types of actions it
undertakes in support of those goals, as assessed in a January 2020 report by the Center for a New
American Security (CNAS) on China’s strategy for the SCS.

28 For additional discussion, see Shuxian Luo, “The Rising Power’s Audiences and Cost Trade-offs: Explaining

China’s Escalation and Deescalation in Maritime Disputes,” Asian Security, published online December 21, 2021, at
https://doi.org/10.1080/14799855.2021.2012159; Patrick M. Cronin and Ryan Neuhard, Total Competition, China’s
Challenge in the South China Sea, Center for a New American Security, January 2020, pp. 5-28; Denny Roy, “How
China Is Slow Conquering the South China Sea,” National Interest, May 7, 2020; and Kerry K. Gershaneck, “China’s
‘Political Warfare’ Aims at South China Sea,” Asia Times, July 3, 2018.

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Table 1. China’s Apparent Goals and Supporting Actions for South China Sea
As assessed in January 2020 CNAS report
Apparent goals

Rally support
domestically

Deter
U.S.

Intimidate
neighbors and
encourage
appeasement/
compliance

PLA operationsa

X

X

X

China Coast Guard operationsb

X

X

X

Supporting actions

Maritime militia swarming
Dredging fleet and island
construction team operationsc

Reinforce
image of
China as an
economic
powerhouse

X

X

X
X

X

X

Operations by state banks and
state-owned enterprisesd
State media operationse

Tempt neighbors
to cooperate in
exchange for
future economic
benefits

X

X

X

Source: Adapted by CRS from table on page 20 of Patrick M. Cronin and Ryan Neuhard, Total Competition,
China’s Challenge in the South China Sea, Center for a New American Security, January 2020.
a. Includes military exercises, weapons tests, port visits, patrols throughout the SCS, military parades, and
participation in echelon formation.
b. Includes deployment of large vessels and participation in echelon formation.
c. Includes large-scale dredging and island building, and construction of permanent facilities on disputed
features.
d. Highly visible economic projects around the region, such as bridges, ports, and rail lines.
e. Includes propaganda about the PLA, China’s influence (including its military and economic might and its
political importance), U.S. decline or weakness, and other states conceding to China’s preferences.

A December 13, 2023, opinion piece states that a possible additional goal for China’s actions in
the SCS is to discourage Western businesses from shifting their operations from China to the
Philippines or other countries in the region as part of a friendshoring strategy for reducing
Western reliance on business operations based in China.29

Selected Elements
“Salami-Slicing” Strategy and Gray Zone Operations
Observers frequently characterize China’s approach to the SCS and ECS as a gradualist, “salamislicing” strategy that employs a series of incremental actions, none of which by itself is a casus
belli, to gradually change the status quo in China’s favor.30 Other observers have referred to this

29 Elisabeth Braw, “Why China Is Stepping Up Its Maritime Attacks on the Philippines,” Foreign Policy, December 13,

2023.
30 See, for example, Atul Kumar, Challenges to China’s ‘Below the Threshold’ Military Strategy in Its Near Seas,
Observer Research Foundation (ORF), April 2025 (published online April 7, 2025), 29 pp.; Julian Ryall, “As Regional
Tensions Rise, China Probing Neighbors’ Defense,” Deutsche Welle (DW), October 13, 2022. Another press report
refers to the process as “akin to peeling an onion, slowly and deliberately pulling back layers to reach a goal at the
center.” (Brad Lendon, “China Is Relentlessly Trying to Peel away Japan’s Resolve on Disputed Islands,” CNN, July 8,
2022.)

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approach as incrementalism,31 creeping annexation,32 creeping invasion,33 or working to gain
ownership through adverse possession,34 or as a “talk and take” strategy, meaning a strategy in
which China engages in (or draws out) negotiations while taking gradual actions to gain control
of contested areas.35
Observers argue that in support of this gradualist approach, China makes frequent use of gray
zone operations, meaning operations that reside in a gray zone between peace and war.36 Gray
zone operations can create a conundrum for countries that seek ways to counter them effectively
without appearing to employ excessive force or risk escalating the level of violence. Some
observers argue that rather than using the term gray zone operations, China’s actions should be
referred to as illegal, coercive, aggressive and deceptive (ICAD) operations.37 One U.S. official
has characterized China’s actions as amounting to a “boiling frog” strategy.38
An April 10, 2021, press report states,
China is trying to wear down its neighbors with relentless pressure tactics designed to push
its territorial claims, employing military aircraft, militia boats and sand dredgers to
dominate access to disputed areas, U.S. government officials and regional experts say.
The confrontations fall short of outright military action without shots being fired, but
Beijing’s aggressive moves are gradually altering the status quo, laying the foundation for
China to potentially exert control over contested territory across vast stretches of the Pacific
Ocean, the officials and experts say….
The Chinese are “trying to grind them down,” said a senior U.S. Defense official….
“Beijing never really presents you with a clear deadline with a reason to use force. You
just find yourselves worn down and slowly pushed back,” [Gregory Poling of the Center
for Strategic and International Studies] said.39

31 See, for example, Patrick Mendis and Joey Wang, “China’s Art of Strategic Incrementalism in the South China Sea,”

National Interest, August 8, 2020.
32 See, for example, Alan Dupont, “China’s Maritime Power Trip,” The Australian, May 24, 2014.
33 Jackson Diehl, “China’s ‘Creeping Invasion,” Washington Post, September 14, 2014.
34 See Ian Ralby, “China’s Maritime Strategy: To Own the Oceans by Adverse Possession,” The Hill, March 28, 2023.
35 See, for example, Anders Corr, “China’s Take-And-Talk Strategy In The South China Sea,” Forbes, March 29, 2017.
See also Namrata Goswami, “Can China Be Taken Seriously on its ‘Word’ to Negotiate Disputed Territory?” The
Diplomat, August 18, 2017.
36 See, for example, Masaaki Yatsuzuka, “How China’s Maritime Militia Takes Advantage of the Grey Zone,”
Strategist, January 16, 2023. See also Anika Arora Seth, “Weapons of Choice in China’s Territorial Disputes? Axes,
Knives, ‘Jostling,’” Washington Post, June 22, 2024.
37 See, for example, David Dizon, “ICAD Tactics: ‘Chinese Plane Dropped 8 Flares on PAF Aircraft’s Flight Path,’”
ABS-CBN News, August 12, 2024; Karishma Vaswani, “It Is Time to Give China’s Muscle-Flexing a New Name,”
Taipei Times, July 31, 2024 (also published as Karishma Vaswani, “There’s Nothing Gray About China’s Maritime
Muscle-Flexing; Illegal, Coercive, Aggressive and Deceptive—Why the ICAD Moniker for Beijing’s Actions in the
South China Sea Needs to Be Adopted,” Bloomberg, July 24, 2024); Adam Lockyer, Yves-Heng Lim, and Courtney J.
Fung, “Moving Beyond the Grey Zone: The Case for ICAD,” Interpreter, July 17, 2024; Bill Gertz, “China’s GrayZone Operations ‘Illegal, Coercive, Aggressive, Deceptive,’ Paparo Says,” Washington Times, May 6, 2024; Ken
Moriyasu, “China’s Territorial Claims Illegal, Deceptive: U.S. Indo-Pacific Chief,” Nikkei Asia, May 4, 2024. See also
James Holmes, “Is China at War in the South China Sea?” National Interest, June 29, 2024.
38 Matthew Loh, “China Is Gradually Amping up Its Military Aggression in a ‘Boiling Frog’ Strategy, US Indo-Pacific
Commander Says,” Business Insider, April 28, 2024; Demetri Sevastopulo, “US Pacific Commander Says China Is
Pursuing ‘Boiling Frog’ Strategy,” Financial Times, April 28, 2024.
39 Dan De Luce, “China Tries to Wear Down Its Neighbors with Pressure Tactics,” NBC News, April 10, 2021.

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Use of Coast Guard Ships and Maritime Militia
China asserts and defends its maritime claims primarily with its maritime militia and its coast
guard rather than its navy, although the navy can serve as an “over-the-horizon” backup force
when needed. Operations by the maritime militia are particularly prominent in the SCS. For more
on China’s coast guard and maritime militia, see Appendix E.

Preference for Treating Territorial Disputes on Bilateral Basis
As mentioned above, China appears to prefer discussing maritime territorial disputes with other
countries in the region though bilateral (as opposed to multilateral) engagements. As the largest
country in the region, China may believe that it can more easily gain the upper hand in bilateral
rather than multilateral discussions, particularly since multilateral discussions can provide
settings for other countries in the region to act collectively to oppose China’s actions in the SCS
and ECS. China generally has resisted multilateral approaches to resolving maritime territorial
disputes, stating that such approaches would internationalize the disputes, although the disputes
are by definition international even when addressed on a bilateral basis. A preference for
discussing maritime territorial disputes with other countries in the region on a bilateral basis can
be consistent with a so-called divide-and-conquer strategy for engaging with other countries in
the SCS region.40 China’s participation with the ASEAN states in the 2002 Declaration of
Conduct (DOC) and in negotiations with the ASEAN states on the follow-on binding code of
conduct (COC) (see Appendix C) represents a departure from this general preference, though it
might also be argued that the drawn-out negotiations on the COC are consistent with a “talk and
take” strategy.

Depiction of United States as Outsider Seeking to “Stir Up Trouble”
China resists and objects to the involvement of outside actors, such as the United States, in
maritime disputes in the SCS and ECS, and discourages other countries in the region from
working collectively with outside actors such as the United States to oppose China’s actions in
the SCS and ECS. Statements in China’s state-controlled media sometimes depict the United
States as an outsider or interloper whose actions (including freedom of navigation operations) are
meddling or seeking to “stir up trouble” (or words to that effect) in an otherwise purportedly
peaceful regional situation. Potential or actual Japanese involvement in the SCS is sometimes
depicted in China’s state-controlled media in similar terms. Depicting the United States in this
manner can be viewed as consistent with goals of attempting to drive a wedge between the United
States and its allies and partners in the region and of ensuring maximum leverage in bilateral
(rather than multilateral) discussions with other countries in the region over maritime territorial
disputes.

Island Building and Base Construction
Perhaps more than any other set of actions, China’s island-building (aka land-reclamation) and
base-construction activities at sites that it occupies in the Paracel Islands and Spratly Islands in
the SCS have heightened concerns among U.S. observers that China is rapidly gaining effective
control of the SCS. China’s large-scale island-building and base-construction activities in the SCS
appear to have begun around December 2013, and were publicly reported starting in May 2014.
Awareness of, and concern about, the activities appears to have increased substantially following
40 See, for example, Shi Jiangtao, “Beijing Uses ‘Divide and Conquer’ Tactic with Asean as South China Sea Tensions

Heat Up,” South China Morning Post, September 26, 2024.

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the posting of a February 2015 article showing a series of “before and after” satellite photographs
of islands and reefs being changed by the work.41
China occupies seven sites in the Spratly Islands. It has engaged in island-building and facilitiesconstruction activities at most or all of these sites, and particularly at three of them—Fiery Cross
Reef, Subi Reef, and Mischief Reef, all of which now feature lengthy airfields for supporting
operations by large or high-performance aircraft, as well as substantial numbers of buildings and
other structures. An October 25, 2024, press report states
The Chinese military is constructing a new counter-stealth radar system on a disputed reef
in the South China Sea that would significantly expand its surveillance capabilities in the
region, satellite imagery suggests.
Analysis by Chatham House suggests China is upgrading its outpost on Triton Island, on
the south-west corner of the Paracel archipelago, building what may be a launching point
for an anti-ship missile battery, as well as the sophisticated radar system. 42

Figure 1 and Figure 2 show reported military facilities at sites that China occupies in the SCS,
and reported aircraft, missile, and radar “range rings” extending from those sites. Although other
countries, such as Vietnam, have engaged in their own island-building and facilities-construction
activities at sites that they occupy in the SCS, these efforts are dwarfed in size by China’s islandbuilding and base-construction activities in the SCS.43

Other Actions That Have Heightened Concerns
Additional PRC actions in the SCS and ECS over the last 15 years that have heightened concerns
among U.S. observers include the following, among others:
•

•
•
•

China’s actions in 2012, following a confrontation between PRC and Philippine
ships at Scarborough Shoal in the SCS, to gain de facto control over access to the
shoal and its surrounding fishing areas;
China’s announcement on November 23, 2013, of an air defense identification
zone (ADIZ) over the ECS that includes airspace over the Senkaku Islands;44
frequent patrols by PRC Coast Guard ships—some observers refer to them as
harassment operations—at the Senkaku Islands;
PRC pressure against the small Philippine military presence at Second Thomas
Shoal in the Spratly Islands, where a handful of Philippine military personnel
occupy a beached (and now derelict) Philippine navy amphibious ship;45

41 Mira Rapp-Hooper, “Before and After: The South China Sea Transformed,” Asia Maritime Transparency Initiative

(AMTI) (Center for Strategic and International Studies [CSIS]), February 18, 2015.
42
Rebecca Ratcliffe, “China Building ‘Counter-Stealth’ Radar on Disputed South China Sea Reef, Satellite Pictures
Suggest,” Guardian, October 25, 2024. See also Colin Clark, “China Tightens ‘Counter-Stealth’ Military Radar Net
around South China Sea, Says Report,” Breaking Defense, October 23, 2024; John Pollock and Damien Symon, “How
Beijing Is Closing Surveillance Gaps in the South China Sea,” Chatham House, October 17, 2024.
43 See, for example, “Vietnam’s Island Building: Double-Standard or Drop in the Bucket?,” Asia Maritime
Transparency Initiative (AMTI) (Center for Strategic and International Studies [CSIS]), May 11, 2016. For additional
details on China’s island-building and base-construction activities in the SCS, see, in addition to Appendix E, CRS
Report R44072, Chinese Land Reclamation in the South China Sea: Implications and Policy Options, by Ben Dolven et
al.
44 See CRS Report R43894, China's Air Defense Identification Zone (ADIZ), by Ian E. Rinehart and Bart Elias.
45 See, for example, “Shifting Tactics at Second Thomas Shoal,” Asia Maritime Transparency Initiative (AMTI)
(Center for Strategic and International Studies [CSIS]), August 22, 2024; “Tracking Tensions At Second Thomas
(continued...)

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•

•

a growing civilian PRC presence on some of the sites in the SCS occupied by
China in the SCS, including both PRC vacationers and (in the Paracels)
permanent settlements; and
a new PRC maritime law that went into effect in September 2021 that seeks to
impose new notification and other requirements on foreign ships entering what
China describes as “sea areas under the jurisdiction” of China, prompting some
observers state that the law could lead to increased tensions in the SCS,
particularly if China takes actions to enforce its provisions.46

Apparent Narrow Definition of “Freedom of Navigation”
China regularly states that it supports freedom of navigation and has not interfered with freedom
of navigation, and in November 2023 signed a joint communique along with 18 other AsiaPacific countries recognizing freedom of navigation under the United Nations Convention on the
Law of the Sea (UNCLOS).47 China, however, appears to hold a narrow definition of freedom of
navigation that is centered on the ability of commercial cargo ships to pass through international
waters. In contrast to the broader U.S./Western definition of freedom of navigation (aka freedom
of the seas), the PRC definition does not appear to include operations conducted by military ships
and aircraft. It can also be noted that China has frequently interfered with commercial fishing
operations by non-PRC fishing vessels—something that some observers regard as a form of
interfering with freedom of navigation for commercial ships.

Position Regarding Regulation of Military Forces in EEZs
As mentioned earlier, the position of China and some other countries (i.e., a minority group
among the world’s nations) is that UNCLOS gives coastal states the right to regulate not only
economic activities, but also foreign military activities, in their EEZs.

Shoal,” Asia Maritime Transparency Initiative (AMTI) (Center for Strategic and International Studies [CSIS]), January
30, 2024.
46 See, for example, Raul (Pete) Pedrozo, “China’s Revised Maritime Traffic Safety Law,” International Law Studies
(U.S. Naval War College), Vol. 97, 2021: 956-968; Nguyen Thanh Trung and Le Ngoc Khanh Ngan, “Codifying
Waters and Reshaping Orders: China’s Strategy for Dominating the South China Sea,” Asia Maritime Transparency
Initiative (AMTI) (Center for Strategic and International Studies [CSIS]), September 27, 2021; Navmi Krishna,
“Explained: Why China’s New Maritime Law May Spike Tensions in South China Sea,” Indian Express, September 7,
2021; Brad Lendon and Steve George, “The Long Arm of China’s New Maritime Law Risks Causing Conflict with US
and Japan,” CNN, September 3, 2021; John Feng, “U.S. Says China Maritime Law Poses ‘Serious Threat’ to Freedom
of the Seas,” Newsweek, September 2, 2021; Richard Javad Heydarian, “China’s Foreign Ship Law Stokes South China
Sea Tensions,” Asia Times, September 2, 2021; Alex Wilson, “Beijing’s New Law for Foreign Vessels Won’t Impact
US Navy in South China Sea, Pentagon Says,” Stars and Stripes, September 2, 2021. See also James Holmes, “Are
China And Russia Trying To Attack The Law Of The Sea?” 19FortyFive, August 31, 2021. Regarding a follow-on
regulation relating to this law that went into force in June 2024, see Arran Hope, “New China Coast Guard Regulation
Buttresses PRC Aggression in the South China Sea,” China Brief, June 21, 2024; U.S. Indo-Pacific Command,
“TOPIC: China Coast Guard Regulation No. 3,” USINDOPACOM J06/SJA Tacaid Series, updated May 30, 2024, 6
pp.
47 Marc Jayson Cayabyab, “AsPac Signs Communique on Freedom of Navigation,” Philippine Star, November 26,
2023, which states that the communique was signed at the annual meeting of Asia Pacific Parliamentary Forum
(APPF), and that the other countries were the Philippines, Australia, Brunei, Cambodia, Canada, Chile, Indonesia,
Japan, South Korea, Laos, Malaysia, Mexico, Federated States of Micronesia, Papua New Guinea, Peru, Russia,
Thailand, and Vietnam.

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Figure 1. Reported Military Facilities at SCS Sites Occupied by China

Source: Illustration accompanying Karen Leigh, Peter Martin and Adrian Leung, “Troubled Waters: Where the
U.S. and China Could Clash in the South China Sea,” Bloomberg, December 17, 2020.

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Figure 2. Reported PRC Aircraft, Missile, and Radar Ranges
From PRC-occupied sites in SCS

Source: Asia Maritime Transparency Initiative (AMTI) (Center for Strategic and International Studies [CSIS]),
“Chinese Power Projection Capabilities in the South China Sea,” at https://amti.csis.org/chinese-powerprojection/. The information box on the right side of the figure is part of the graphic as presented at the AMTI
website.

Additional Elements
For additional information on China’s approach to the SCS and ECS, including elements
discussed briefly above as well as the so-called map of the nine-dash line that China uses to
depict its claims in the SCS, see Appendix E.

Assessments of China’s Strengthened Position in SCS
Some observers assess that China’s actions in the SCS have achieved for China a more dominant
or more commanding position in the SCS. For example, U.S. Navy Admiral Philip Davidson, in
responses to advance policy questions from the Senate Armed Services Committee for an April
17, 2018, hearing before the committee to consider nominations, including Davidson’s
nomination to become Commander, U.S. Pacific Command (PACOM),48 stated that “China is
now capable of controlling the South China Sea in all scenarios short of war with the United
States.”49 For additional assessments of China’s strengthened position in the SCS, see Appendix
F.

48 The name of the command has since been changed to the U.S. Indo-Pacific Command (INDOPACOM).
49 Advance Policy Questions for Admiral Philip Davidson, USN Expected Nominee for Commander, U.S. Pacific

Command, p. 18. See also pp. 8, 16, 17, 19, and 43. See also Hannah Beech, “China’s Sea Control Is a Done Deal,
‘Short of War With the U.S.,’” New York Times, September 20, 2018.

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U.S. Position Regarding Issues Relating to SCS and ECS
Overview
The U.S. position regarding issues relating to the SCS and ECS includes the following elements,
among others:
•

•

Freedom of the seas:
• The United States supports the principle of freedom of the seas, meaning the
rights, freedoms, and uses of the sea and airspace guaranteed to all nations in
international law. The United States opposes claims that impinge on the
rights, freedoms, and lawful uses of the sea that belong to all nations.
• U.S. forces routinely conduct freedom of navigation (FON) assertions
throughout the world. These operations are designed to be conducted in
accordance with international law and demonstrate that the United States will
fly, sail, and operate wherever international law allows, regardless of the
location of excessive maritime claims and regardless of current events.50
• The United States, like most other countries, believes that coastal states
under UNCLOS have the right to regulate economic activities in their EEZs,
but do not have the right to regulate foreign military activities in their EEZs.
The United States will continue to operate its military ships in the EEZs of
other countries consistent with this position. (For additional information
regarding the U.S. position on the issue of operational rights of military ships
in the EEZs of other countries, see Appendix G.)
• U.S. military surveillance flights in international airspace above another
country’s EEZ are lawful under international law, and the United States plans
to continue conducting these flights.
Maritime territorial disputes:
• China’s maritime claims in the SCS are unfounded, unlawful, and
unreasonable, and are without legal, historic, or geographic merit.51 China’s
claims to offshore resources across most of the SCS are completely unlawful,
as is its campaign of bullying to control them. China has no legal grounds to
unilaterally impose its will on the region, and has offered no coherent legal
basis for its nine-dashed line claim in the SCS since formally announcing it
in 2009.
• The U.S. position on China’s maritime claims in the SCS is aligned with the
July 12, 2016, award of the arbitral tribunal that was constituted under

50 Statements such as this one, including in particular phrases such as “the United States will fly, sail, and operate

wherever international law allows,” have become recurring elements of U.S. statements issued either in connection
with specific FON operations or as general statements of U.S. policy regarding freedom of the seas. See, for example,
7th Fleet Public Affairs, “7th Fleet Destroyer conducts Freedom of Navigation Operation in South China Sea,”
Commander, U.S. 7th Fleet, January 20, 2022, accessed April 30, 2025, at https://www.c7f.navy.mil/Media/News/
Display/Article/2904786/7th-fleet-destroyer-conducts-freedom-of-navigation-operation-in-south-china-sea/.
51 Department of State, A Free and Open Indo-Pacific, Advancing a Shared Vision, November 4, 2019, states on page
23: “PRC maritime claims in the South China Sea, exemplified by the preposterous ‘nine-dash line,’ are unfounded,
unlawful, and unreasonable. These claims, which are without legal, historic, or geographic merit, impose real costs on
other countries. Through repeated provocative actions to assert the nine-dash line, Beijing is inhibiting ASEAN
members from accessing over $2.5 trillion in recoverable energy reserves, while contributing to instability and the risk
of conflict.”

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•

•

•

•

•

UNCLOS (a treaty to which China is a party) in the case that the Philippines
brought against China. The tribunal’s award rejected China’s maritime claims
as having no basis in international law and sided squarely with the
Philippines on almost all claims. As specifically provided in UNCLOS, the
tribunal’s decision is final and legally binding on both parties.
Consistent with the tribunal’s award, China cannot lawfully assert a maritime
claim—including any EEZ claims derived from Scarborough Reef and the
Spratly Islands—vis-a-vis the Philippines in areas that the tribunal found to
be in the Philippines’ EEZ or on its continental shelf. China’s harassment of
Philippine fisheries and offshore energy development within those areas is
unlawful, as are any unilateral actions by China to exploit those resources.
Since China has failed to put forth a lawful, coherent maritime claim in the
SCS, the United States rejects any claim by China to waters beyond a 12nautical mile territorial sea derived from islands it claims in the Spratly
Islands (without prejudice to other states’ sovereignty claims over such
islands).
The United States stands with its Southeast Asian allies and partners in
protecting their sovereign rights to offshore resources, consistent with their
rights and obligations under international law, and rejects any push to impose
a situation of might makes right in the SCS or the wider region. China’s
unilateral efforts to assert illegitimate maritime claims threaten other nations’
access to vital natural resources, undermine the stability of regional energy
markets, and increase the risk of conflict.52 The United States will not accept
attempts to assert unlawful maritime claims at the expense of law-abiding
nations.53
Article IV of the 1951 U.S.-Philippines Mutual Defense Treaty extends to
armed attacks on Philippine armed forces, public vessels, or aircraft—
including those of its Coast Guard—anywhere in the South China Sea.54
The United States takes no position on competing claims to sovereignty over
disputed land features in the ECS and SCS, but the United States does have a
position on how competing claims should be resolved: These disputes, like
international disputes in general, should be resolved peacefully, without
coercion, intimidation, threats, or the use of force, and in a manner consistent
with international law.
Parties should avoid taking provocative or unilateral actions that disrupt the
status quo or jeopardize peace and security. The United States does not
believe that large-scale island-building with the intent to militarize outposts

52 In a November 20, 2019, speech in Hanoi, Secretary of Defense Mark Esper stated, “China’s unilateral efforts to

assert illegitimate maritime claims threaten other nations’ access to vital natural resources, undermine the stability of
regional energy markets, and increase the risk of conflict.” (U.S. Embassy and Consulate in Vietnam, “Secretary of
Defense Mark T. Esper Remarks at Diplomatic Academy of Vietnam,” November 20, 2019, Hanoi, Vietnam.)
53 In a November 20, 2019, speech in Hanoi, Secretary of Defense Mark Esper stated, “We will not accept attempts to
assert unlawful maritime claims at the expense of law-abiding nations.” (U.S. Embassy and Consulate in Vietnam,
“Secretary of Defense Mark T. Esper Remarks at Diplomatic Academy of Vietnam,” November 20, 2019, Hanoi,
Vietnam.)
54 See, for example, Department of State, “U.S. Support for the Philippines in the South China Sea,” press statement
dated August 19, 2024.

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•

•

on disputed land features is consistent with the region’s desire for peace and
stability.
Claims of territorial waters and EEZs should be consistent with customary
international law of the sea and must therefore, among other things, derive
from land features. Claims in the SCS that are not derived from land features
are fundamentally flawed.
The Senkaku Islands are under the administration of Japan. Unilateral
attempts to change the status quo there raise tensions and do nothing under
international law to strengthen territorial claims.

For examples of U.S. statements describing the U.S. position on issues relating to the SCS and
ECS, see Appendix G.

Freedom of Navigation (FON) Program
Under the U.S. Freedom of Navigation (FON) program, U.S. Navy ships and other U.S. military
forces challenge what the United States views as excessive maritime claims made by other
countries, and otherwise carry out assertions of operational rights. The FON program began in
1979,55 involves diplomatic activities as well as operational assertions by U.S. Navy ships and
other military forces, and is global in scope, encompassing activities and operations directed not
only at China, but at numerous other countries around the world, including U.S. allies and partner
states. DOD stated in 2015 that
As part of the Department’s routine presence activities, the U.S. Navy, U.S. Air Force, and
U.S. Coast Guard conduct Freedom of Navigation operations. These operational activities
serve to protect the rights, freedoms, and lawful uses of the sea and airspace guaranteed to
all nations in international law by challenging the full range of excessive maritime claims
asserted by some coastal States in the region. The importance of these operations cannot
be overstated. Numerous countries across the Asia-Pacific region assert excessive maritime
claims that, if left unchallenged, could restrict the freedom of the seas. These excessive
claims include, for example, improperly-drawn straight baselines, improper restrictions on
the right of warships to conduct innocent passage through the territorial seas of other States,
and the freedom to conduct military activities within the EEZs of other States. Added
together, EEZs in the USPACOM region constitute 38 percent of the world’s oceans. If
these excessive maritime claims were left unchallenged, they could restrict the ability of
the United States and other countries to conduct routine military operations or exercises in
more than one-third of the world’s oceans.56

DOD publishes an annual report on the FON program that includes a listing of FON operations
conducted to challenge excessive maritime claims by various countries, including China. DOD’s
report for FY2023 summarizes
excessive maritime claims that DoD challenged during the period of October 1, 2022,
through September 30, 2023, to preserve the rights, freedoms, and uses of the sea and
airspace guaranteed to all nations by international law. In sum, the United States challenged
29 excessive maritime claims of 17 claimants. The report cites in brackets each claimant’s
specific laws, regulations, and other proclamations articulating the excessive maritime
claims. To maintain the operational security of U.S. military forces, DoD Annual FON
55 For a history of the origin of the FON program, see James Kraska, “An Archival History of the Creation and Early

Implementation of the Freedom of Navigation Program,” Chapter 10 (pages 206-237) of Myron H. Nordquist, John
Norton Moore, and Ronán Long, editors, Cooperation and Engagement in the Asia-Pacific Region, Center for Oceans
Law and Policy, Volume: 23, 2020 (publication date: 28 November 28, 2019).
56 Department of Defense, Asia-Pacific Maritime Security Strategy, undated but released August 2015, pp. 23-24.

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Reports include only general geographic information on the location of operational
challenges and do not specify the precise number of challenges to each excessive maritime
claim.57

For additional information on the FON program, see Appendix H.

Taiwan Strait Transits
In addition to conducting FON operations in the Spratly and Paracel islands, U.S. Navy ships
(and also occasionally U.S. Coast Guard cutters or allied navy ships) steam through the Taiwan
Strait to assert navigational rights under international law. The Taiwan Strait appears to have a
minimum width (which occurs toward its northern end) of more than 67 nautical miles; at other
points, its width is greater, and toward its southern end exceeds 120 nautical miles.58 Subtracting
12 nautical miles of territorial seas (i.e., what are commonly referred to as territorial waters) from
either side of the strait leaves a central corridor of international waters running through the strait
with an apparent minimum width of more than 43 nautical miles that is beyond the territorial sea
of any coastal state, where high seas freedoms of navigation and overflight apply in accordance
with international law.59

57 Department of Defense, Department of Defense Report to Congress, Annual Freedom of Navigation Report, Fiscal

Year 2023, generated on March 8, 2024, released on May 8, 2024, PDF page 3 of 6.
58 Source: CRS measurements of the strait’s width using the distance measurement tool of Google Maps
(https://www.google.com/maps). The minimum width of more than 67 nautical miles that was found by CRS
measurement is toward the strait’s northern end; the widths of more than 120 nautical miles are generally toward the
strait’s southern end. The Google Maps distance measurement tool provides measurements in statute miles, which CRS
converted into nautical miles.
59 For example, a statement issued on June 3, 2023, by the U.S. Navy’s 7 th Fleet regarding a Taiwan Strait transit that
was being conducted at that time by a U.S. Navy destroyer and a Canadian navy frigate stated that the transit was being
conducted “through waters where high-seas freedoms of navigation and overflight apply in accordance with
international law. The ships transit through a corridor in the Strait that is beyond the territorial sea of any coastal State.”
(U.S. 7th Fleet Public Affairs, “7th Fleet Destroyer Transits Taiwan Strait,” June 3, 2023.) Two days later, following an
incident during that transit in which a Chinese navy destroyer crossed in front of the U.S. Navy destroyer in an unsafe
manner, a statement issued by the U.S. Indo-Pacific Command (USINDOPACOM) stated
In accordance with international law, [the U.S. Navy destroyer] USS Chung-Hoon (DDG 93) and
[the Canadian navy frigate] HMCS Montreal (FFH 336) conducted a routine south to north Taiwan
Strait transit June 3 through waters where high seas freedoms of navigation and overflight apply.
During the transit, [the] PLA(N) [i.e., Chinese navy] LUYANG III [class destroyer] DDG 132
(PRC LY 132) executed maneuvers in an unsafe manner in the vicinity of Chung-Hoon. The PRC
LY 132 overtook Chung-Hoon on their [i.e., Chung-Hoon’s] port side and crossed their [i.e.,
Chung-Hoon’s] bow at 150 yards. Chung-Hoon maintained course and slowed to 10 kts to avoid a
collision. The PRC LY 132 crossed Chung-Hoon’s bow a second time starboard to port at 2,000
yards and remained off Chung-Hoon’s port bow. The LY 132’s closest point of approach was 150
yards and its actions violated the maritime ‘Rules of the Road’ of safe passage in international
waters.
(U.S. Indo-Pacific Command Public Affairs, “USINDOPACOM Statement on Unsafe Maritime
Interaction,” June 5, 2023.)

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Issues for Congress
U.S. Strategy for Competing Strategically with China in SCS
and ECS
Overview
Whether and how to compete strategically with China in the SCS and ECS is a choice for U.S.
policymakers to make, based on an assessment of U.S. interests and the potential benefits and
costs of engaging in such a competition in the context of overall U.S. policy toward China,60 U.S.
policy toward the Indo-Pacific,61 and U.S. foreign policy in general.
A key issue for Congress is whether the Administration’s strategy for competing strategically with
China in the SCS and ECS is appropriate and correctly resourced, and whether Congress should
approve, reject, or modify the strategy, the level of resources for implementing it, or both.
Decisions that Congress makes on these issues could substantially affect U.S. strategic, political,
and economic interests in the Indo-Pacific region and elsewhere.

Potential Broader Goals
For observers who conclude that the United States should compete strategically with China in the
SCS and ECS, potential broader U.S. goals for such a competition include but are not necessarily
limited to the following, which are not listed in any particular order and are not mutually
exclusive:
•
•
•
•

•

fulfilling U.S. security commitments in the Western Pacific, including treaty
commitments to Japan and the Philippines;
maintaining and enhancing the U.S.-led security architecture in the Western
Pacific, including U.S. security relationships with treaty allies and partner states;
maintaining a regional balance of power favorable to the United States and its
allies and partners;
defending the principle of peaceful resolution of disputes, under which disputes
between countries should be resolved peacefully, without coercion, intimidation,
threats, or the use of force, and in a manner consistent with international law, and
resisting the emergence of an alternative “might-makes-right” approach to
international affairs;
defending the principle of freedom of the seas, meaning the rights, freedoms, and
uses of the sea and airspace guaranteed to all nations in international law,
including the interpretation held by the United States and many other countries
concerning operational freedoms for military forces in EEZs;

60 For more on overall U.S.-China relations, see CRS In Focus IF10119, China Primer: U.S.-China Relations, by Susan

V. Lawrence and Karen M. Sutter, and CRS Report R41108, U.S.-China Relations: An Overview of Policy Issues, by
Susan V. Lawrence.
61 For more on U.S. policy toward the Indo-Pacific, see CRS Insight IN11814, Biden Administration Plans for an IndoPacific Economic Framework, coordinated by Brock R. Williams; CRS In Focus IF11678, The “Quad”: Security
Cooperation Among the United States, Japan, India, and Australia, coordinated by Emma Chanlett-Avery; CRS In
Focus IF11052, The United Kingdom, France and the Indo-Pacific, by Bruce Vaughn, Derek E. Mix, and Paul Belkin.

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•

•

preventing China from becoming a regional hegemon in East Asia, and
potentially as part of that, preventing China from controlling or dominating the
ECS or SCS; and
pursuing these goals as part of a larger U.S. strategy for competing strategically
and managing relations with China.

Potential Specific Goals
For observers who conclude that the United States should compete strategically with China in the
SCS and ECS, potential specific U.S. goals for such a competition include but are not necessarily
limited to the following, which are not listed in any particular order and are not mutually
exclusive:
•

•

dissuading China from
• carrying out additional base-construction activities in the SCS,
• moving additional military personnel, equipment, and supplies to bases at
sites that it occupies in the SCS,
• initiating island-building or base-construction activities at Scarborough Shoal
in the SCS,
• declaring straight baselines around land features it claims in the SCS,62 or
• declaring an air defense identification zone (ADIZ) over the SCS;63 and
encouraging China to
• reduce or end operations by its maritime forces at the Senkaku Islands in the
ECS,
• halt actions intended to put pressure against the small Philippine military
presence at Second Thomas Shoal in the Spratly Islands (or against any other
Philippine-occupied sites in the Spratly Islands);
• adopt the U.S./Western definition regarding freedom of the seas, including
the freedom of U.S. and other non-PRC military vessels to operate freely in
China’s EEZ; and
• accept and abide by the July 2016 tribunal award in the SCS arbitration case
involving the Philippines and China (see Appendix D).

62 For a discussion regarding the possibility of China declaring straight baselines around land features it claims in the

SCS, see “Reading Between the Lines: The Next Spratly Legal Dispute,” Asia Maritime Transparency Initiative
(AMTI) (Center for Strategic and International Studies [CSIS]), March 21, 2019.
63 For more on the possibility of China declaring an ADIZ over the SCS, see, for example, Minnie Chan, “South China
Sea: Beijing ‘Doesn’t Want to Upset Neighbours’ with Air Defence Zone,” South China Morning Post, November 25,
2020; Carl O. Schuster, “[Opinion] The Air Defense Identification Zone—China’s next South China Sea aggression?”
Rappler, July 7, 2020; Aie Balagtas See and Jeoffrey Maitem, “US Watching if Beijing Declares Air Defense Zone in
South China Sea,” BenarNews, June 24, 2020 (also published as BenarNews, “US Watching if Beijing Declares Air
Defense Zone in South China Sea,” Radio Free Asia, June 24, 2020); Roy Mabasa, “US Commander: ADIZ over South
China Sea Will Impact All Nations in Region,” Manila Bulletin, June 24, 2020; Minnie Chan, “Beijing’s Plans for
South China Sea Air Defence Identification Zone Cover Pratas, Paracel and Spratly Islands, PLA Source Says,” South
China Morning Post, May 31, 2020; Ben Werner, “New Air Bases, Baby Cabbage Key to Chinese Long-Term Claims
in South China Sea,” USNI News, June 3, 2020; “China’s Next Move in the South China Sea,” Economist, June 18,
2020.

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U.S. Strategy for Competing in SCS and ECS Given China’s Approach
China’s approach to maritime disputes in the SCS and ECS, and to strengthening its position over
time in the SCS, discussed earlier in this report, raises a possible question as to how likely a U.S.
strategy for competing strategically with China in the SCS and ECS might be to achieve its goals
if that strategy were characterized by being one or more of the following:
•
•
•
•

one-dimensional rather than multidimensional or whole-of-government;
halting or intermittent rather than persistent;
insufficiently resourced; or
reliant on imposed costs that are not commensurate with the importance that
China appears to have assigned to achieving its goals in the region.

Aligning Actions with Goals
In terms of identifying specific actions for a U.S. strategy for competing strategically with China
in the SCS and ECS, a key element would be to have a clear understanding of which actions are
intended to support which U.S. goals, and to maintain an alignment of actions with policy goals.
For example, U.S. FON operations (FONOPs), which often feature prominently in discussions of
actual or potential U.S. actions, can directly support a general goal of defending the principle of
freedom of the seas, but might support other goals only indirectly, marginally, or not at all.64 A
summary of U.S. actions and how they align with U.S. goals might produce a U.S. version of the
summary of China’s apparent goals and supporting actions shown in Table 1.

Cost-Imposing Actions
Cost-imposing actions are actions intended to impose political/reputational, institutional,
economic, or other costs on China for conducting certain activities in the ECS and SCS, with the
aim of persuading China to stop or reverse those activities. Such cost-imposing actions need not
be limited to the SCS and ECS. As a hypothetical example for purposes of illustrating the point,
one potential cost-imposing action might be for the United States to respond to unwanted PRC
activities in the ECS or SCS by moving to suspend China’s observer status on the Arctic
Council.65 In a May 6, 2019, speech in Finland, then-Secretary of State Michael Pompeo stated
(emphasis added)
64 For discussions bearing on this issue, see, for example, Caitlin Doornbos, “Freedom-of-Navigation Ops Will Not

Dent Beijing’s South China Sea Claims, Experts Say,” Stars and Stripes, April 4, 2019; James Holmes, “Are Freedom
of Navigation Operations in East Asia Enough?” National Interest, February 23, 2019; Zack Cooper and Gregory
Poling, “America’s Freedom of Navigation Operations Are Lost at Sea, Far Wider Measures Are Needed to Challenge
Beijing’s Maritime Aggression,” Foreign Policy, January 8, 2019. See also John Grady, “U.S. Indo-Pacific Diplomacy
Efforts Hinge On FONOPS, Humanitarian Missions,” USNI News, December 4, 2019.
65 For more on the Arctic Council in general, see CRS Report R41153, Changes in the Arctic: Background and Issues
for Congress, coordinated by Ronald O'Rourke. Paragraph 37 of the Arctic Council’s rules of procedure states the
following:
Once observer status has been granted, Observers shall be invited to the meetings and other
activities of the Arctic Council unless SAOs [Senior Arctic Officials] decide otherwise. Observer
status shall continue for such time as consensus exists among Ministers. Any Observer that engages
in activities which are at odds with the Council’s [Ottawa] Declaration [of September 19, 1996,
establishing the Council] or these Rules of Procedure shall have its status as an Observer
suspended.
Paragraph 5 of Annex II of the Arctic Council’s rules of procedure—an annex regarding the accreditation and review of
(continued...)

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The United States is a believer in free markets. We know from experience that free and fair
competition, open, by the rule of law, produces the best outcomes.
But all the parties in the marketplace have to play by those same rules. Those who violate
those rules should lose their rights to participate in that marketplace. Respect and
transparency are the price of admission.
And let’s talk about China for a moment. China has observer status in the Arctic
Council, but that status is contingent upon its respect for the sovereign rights of Arctic
states. The U.S. wants China to meet that condition and contribute responsibly in the
region. But China’s words and actions raise doubts about its intentions. 66

Expanding the potential scope of cost-imposing actions to regions beyond the Western Pacific
might make it possible to employ elements of U.S. power that cannot be fully exercised if the
examination of potential cost-imposing strategies is confined to the Western Pacific. It might also,
however, expand, geographically or otherwise, areas of tension or dispute between the United
States and China.
Actions to impose costs on China can also impose costs, or lead to China imposing costs, on the
United States and its allies and partners. Whether to implement cost-imposing actions thus
involves weighing the potential benefits and costs to the United States and its allies and partners
of implementing those actions, as well as the potential consequences to the United States and its
allies and partners of not implementing those actions.

observers—states the following:
Every four years, from the date of being granted Observer status, Observers should state
affirmatively their continued interest in Observer status. Not later than 120 days before a
Ministerial meeting where Observers will be reviewed, the Chairmanship shall circulate to the
Arctic States and Permanent Participants a list of all accredited Observers and up-to-date
information on their activities relevant to the work of the Arctic Council.
(Arctic Council, Arctic Council Rules of Procedure, p. 9. The document was accessed April 30,
2025, at https://oaarchive.arctic-council.org/items/f06e5457-1246-44d3-a8c1-00016dd585db.
Paragraph 4.3 of the Arctic Council’s observer manual for subsidiary bodies states in part
Observer status continues for such time as consensus exists among Ministers. Any Observer that
engages in activities which are at odds with the Ottawa Declaration or with the Rules of Procedure
will have its status as an Observer suspended.
(Arctic Council. Observer Manual for Subsidiary Bodies, p. 5. The document was accessed April
30, 2025, at https://oaarchive.arctic-council.org/items/ead1bb3b-8189-4cab-8eee-a78e01d21789.)
See also Alyson JK Bailes, “Understanding The Arctic Council: A ‘Sub-Regional’ Perspective,” Journal of Military
and Strategic Studies, Vol. 15, Issue 2, 2013: 48, accessed April 30, 2025, at https://ciaotest.cc.columbia.edu/journals/
jomass/v15i2/f_0030237_24448.pdf; Brianna Wodiske, “Preventing the Melting of the Arctic Council: China as a
Permanent Observer and What It Means for the Council and the Environment,” Loyola of Los Angeles International
and Comparative Law Review, Vol. 315, Issue 2, 2014 (November 1, 2014): 320, accessed April 30, 2025, at
https://digitalcommons.lmu.edu/ilr/vol36/iss2/5/; Sebastian Knecht, “New Observers Queuing Up: Why the Arctic
Council Should Expand—And Expel,” Arctic Institute, April 20, 2015; Evan Bloom, “Establishment of the Arctic
Council,” undated, accessed April 30, 2025, at https://2009-2017.state.gov/e/oes/ocns/opa/arc/ac/
establishmentarcticcouncil/index.htm, which states, “The following paper was authored by Evan Bloom in July 1999
when serving as an attorney in the Office of the Legal Adviser at the U.S. Department of State. Mr. Bloom is now the
Director of the Office of Oceans and Polar Affairs for the Bureau of Oceans and International Environmental and
Scientific Affairs at the U.S. Department of State”; Kevin McGwin, “After 20 years, the Arctic Council Reconsiders
the Role of Observers,” Arctic Today, October 24, 2018.
66 State Department, “Looking North: Sharpening America’s Arctic Focus, Remarks, Michael R. Pompeo, Secretary of
State, Rovaniemi, Finland, May 6, 2019,” accessed April 30, 2025, at https://2017-2021.state.gov/looking-northsharpening-americas-arctic-focus/index.html.

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Contributions from Allies and Partners
Another factor that policymakers may consider are the contributions to a combined U.S.-alliedpartner state strategy for competing strategically with China in the SCS and ECS that are made by
allies such as Japan, the Philippines, Australia, the UK, France, and Germany, as well as potential
or emerging partner countries such as Vietnam, Indonesia, and India. Most or all of the countries
just mentioned have taken steps of one kind or another in response to China’s actions in the SCS
and ECS.67
Until the later months of 2021, a particular question had concerned the kinds of actions that thenPhilippine president Rodrigo Duterte might be willing to take, given what had been, until the later
months of 2021, his frequently nonconfrontational policy toward China regarding the SCS. Since
the later months of 2021, and particularly since Ferdinand Marcos Jr. assumed the office of
president of the Philippines on June 30, 2022, Philippine actions, while continuing to show an
interest in seeking cooperative arrangements with China where possible,68 have also reflected a
greater willingness to confront China regarding the SCS and to work with the United States and
other countries in doing so.69
67 See, for example, Nikkei staff writers, “Japan to Grant Radar to Philippines amid South China Sea Tensions,” Nikkei

Asia, December 1, 2024; Zach Hope, “In the Job Seven Days, Asia’s Newest Leader Is Already Standing Up to China,”
Sydney Morning Herald, October 28, 2024; Joe Keary, “Military Challenges to China’s South China Sea Claims Are
Increasing,” Strategist, October 22, 2024; Rahman Yaacob, “Commentary: Latest Natuna Islands Incident Hints at
Change in Indonesia’s Approach to China,” Channel News Asia (CNA), October 27, 2024; Richard Heydarian, “How
South China Sea Disputes Are Uniting Asean States,” South China, Morning Post, October 14, 2024; Michael Delizo,
“Philippines, Vietnam Set to Sign Defense Cooperation Agreement,” ABS-CBN News, August 28, 2024; Akira Kitado,
“Japan Boosts Defenses on Remote Islands Near Taiwan amid China Fears,” Nikkei Asia, March 31, 2024; Julian
Ryall, “Japan to Help Improve Maritime Capabilities of 4 Asean States amid South China Sea Row,” South China
Morning Post, February 13, 2024; Richard Javad Heydarian, “Indonesia, Philippines Draw Together vis-a-vis China,”
Asia Times, January 12, 2024.
68 See, for example, Adinda Khaerani Epstein, “The Philippines Reshapes Its Policies on the U.S. and China,”
Geopolitical Intelligence Services (GIS), February 28, 2025; Joseph Pedrajas, “Philippines Remains Optimistic about
Positive Relations with China,” Manila Bulletin, September 26, 2024; Ramon Royandoyan, “Marcos Says South China
Sea Claim Isn’t ‘Imaginary,’ Urges Diplomacy,” Nikkei Asia, July 22, 2024; Ramon Royandoyan and Yuki Fujita,
“Philippines to Seek Diplomatic Solutions in South China Sea,” Nikkei Asia, July 8, 2024; Mikhail Flores and Karen
Lema, “Philippines President Orders De-Escalation in South China Sea, Military Chief Says,” Reuters, July 4, 2024;
Jacob Lazaro and Nestor Corrales, “PH, China Ministers Talk De-Escalation—But ‘Monster’ Back in EEZ,” Philippine
Daily Inquirer, July 4, 2024 (referring to a very large China Coast Guard cutter sometimes called the Monster);
Sebastian Strangio, “Philippines Says it Wants ‘Dialogue’ With China Following Maritime Clash,” Diplomat, June 26,
2024; Neil Jerome Morales, “Philippines Says It Wants to Work with China to Manage Tensions in South China Sea,”
Reuters, June 25, 2024; Jim Gomez, “Philippines Says It Won’t Back Down, But Won’t Start a War, after Clash with
Chinese Coast Guard,” Associated Press, June 23, 2024.
69 See, for example, Micah McCartney, “US Ally ‘Actively Challenging’ China in Contested Waters,” Newsweek,
January 29, 2025; Jeoffrey Maitem, “Philippines Launches ‘Surface Action Groups’ to Strengthen South China Sea
Patrols and Defence,” South China Morning Post, January 24, 2025; Haroro J. Ingram, “Archipelago of Resistance:
The Philippines Is Rising to Meet the China Threat, But It Has a Crucial Year Ahead,” War on the Rocks, December
11, 2025; Harrison Prétat and Gregory B. Poling, “Manila and Beijing Clarify Select South China Sea Claims,” Center
for Strategic and International Studies (CSIS), November 21, 2024; Rebecca Tan, “Philippines Pivots from Battling
Militants to Projecting Power at Sea,” Washington Post, November 16, 2024; Karen Lema, Mikhail Flores, and Joe
Cash, with additional reporting by Costas Pitas, “China Summons Philippine Ambassador over New Maritime Laws,”
Reuters, November 8, 2024; Ramon Royandoyan and Yukio Tajima, “Philippines’ Marcos Signs Laws to Assert South
China Sea Rights,” Nikkei Asia, November 8 2024; Jeoffrey Maitem, “Philippines Strengthens South China Sea
Strategy with US$56 Million Thitu Island Upgrade,” South China Morning Post, October 27 (updated October 28),
2024; Joshua Kurlantzick and Abi McGowan, “Why Tensions in the South China Sea Are Bolstering the U.S.Philippines Alliance,” Council on Foreign Relations, September 5, 2024; Mikhail Flores and Karen Lema, “Philippines
Says Pact with Japan Takes Defence Ties to Unprecedented High,” Reuters, July 8, 2024; Don McLain Gill, “Marcos’s
Annual Address Shows Steely Resolve On Maritime Rights,” Nikkei Asia, July 29, 2024; Dylan Butts, “Philippines to
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Certain U.S. actions appear intended in part to encourage U.S. allies and partners in Southeast
Asia to take stronger steps to challenge or oppose China on matters relating to the SCS.70 U.S.
actions to provide maritime-related security assistance to countries in the region have been
carried out in part under the Indo-Pacific Maritime Security Initiative (IP MSI), an initiative
(previously named the Southeast Asian MSI) that was originally announced by the Obama
Administration in May 201571 and subsequently legislated by Congress72 to provide, initially,
$425 million in maritime security assistance to those four countries over a five-year period. In
addition to strengthening security cooperation with U.S. allies in the region, the United States has
taken actions to increase U.S. defense and intelligence cooperation with Vietnam and Indonesia.73
Some observers have argued that there may be limits to how far U.S. allies and partners in the
region might be willing to go to challenge or oppose China on matters relating to the SCS,
particularly if doing so could antagonize China or create a risk of becoming involved in a U.S.-

‘Respond Appropriately’ to Chinese ‘Harassment’ in South China Sea, Military Chief Says,” CNBC, July 5, 2024; Jim
Gomez, “Philippine Military Chief Warns His Forces Will Fight Back If Assaulted Again in Disputed Sea,” Associated
Press, July 4, 2024.
70 See, for example, Poppy McPherson, Karen Lema, and Devjyot Ghoshal, “How the U.S. Courted the Philippines to
Thwart China,” Reuters, November 29, 2024; Hau Dinh and Yves Dam Van, “US to ASEAN: Reconsider Deals with
Blacklisted China Firms,” Associated Press, September 10, 2020; Lynn Kuok, “Southeast Asia Stands to Gain as US
Hardens South China Sea Stance,” Nikkei Asian Review, August 17, 2020; Bhavan Jaipragas, “US Shift on South China
Sea May Help Asean’s Quiet ‘Lawfare’ Resolve Dispute,” South China Morning Post, July 17, 2020.
In a September 26, 2023, speech at Harvard, Secretary of the Navy Carlos Del Toro stated
In 2020, when China embarked on a concerted effort to intimidate Malaysia out of its rightful
offshore resources, the U.S. Seventh Fleet’s Task Force 76 began a remarkable prototype operation,
pioneering a new approach to support our partners’ civilian vessels in standing up to China’s
coercive maritime insurgency in the South China Sea.
U.S. Navy and Marine Corps units from several ship classes took part—including a littoral combat
ship, a destroyer, a cruiser, and the large-deck amphibious assault ship USS America (LHA 6) with
its full complement of Marines.
Joining forces with a frigate from the Royal Australian Navy, Task Force 76 established and
maintained a persistent presence in determined support of a partner’s sovereign, internationallyrecognized rights. China backed down.
(U.S. Navy, “SECNAV Delivers Remarks at Harvard Kennedy School,” speech by Carlos Del
Toro, September 26, 2023.)
71 Secretary of Defense Speech, IISS Shangri-La Dialogue: “A Regional Security Architecture Where Everyone Rises,”
As Delivered by Secretary of Defense Ash Carter, Singapore, Saturday, May 30, 2015, accessed April 30, 2025, at
https://www.defense.gov/News/Speeches/Speech/Article/606676/iiss-shangri-la-dialogue-a-regional-securityarchitecture-where-everyone-rises/. See also Prashanth Parameswaran, “America’s New Maritime Security Initiative
for Southeast Asia,” The Diplomat, April 2, 2016; Prashanth Parameswaran, “US Launches New Maritime Security
Initiative at Shangri-La Dialogue 2015,” The Diplomat, June 2, 2015; Aaron Mehta, “Carter Announces $425M In
Pacific Partnership Funding,” Defense News, May 30, 2015. See also Megan Eckstein, “The Philippines at Forefront of
New Pentagon Maritime Security Initiative,” USNI News, April 18, 2016 (updated April 17, 2016).
72 Section 1263 of the National Defense Authorization Act for Fiscal Year 2016 (S. 1356/P.L. 114-92 of November 25,
2015; 10 U.S.C. 2282 note), as amended by Section 1289 of the National Defense Authorization Act for Fiscal Year
2017 (S. 2943/P.L. 114-328 of December 23, 2016).
73 See, for example, White House, “Joint Leaders’ Statement: Elevating United States-Vietnam Relations to a
Comprehensive Strategic Partnership,” September 11, 2023; Peter Baker and Katie Rogers, “Biden Forges Deeper Ties
With Vietnam as China’s Ambition Mounts,” New York Times, September 10, 2023; Jon Emont, Catherine Lucey, and
Katy Stech Ferek, “Biden Seeks Stronger Vietnam Ties in Bid to Counter China,” Wall Street Journal, September 10,
2023; Matt Viser and Meryl Kornfield, “Biden Visits Vietnam to Bolster Alliance Confronting China,” Washington
Post, September 10, 2023; Sui-Lee Wee, “Vietnam and U.S. Forge Deeper Ties as Worries Rise About China,” New
York Times, September 8, 2023.

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China dispute or confrontation.74 For U.S. policymakers, a key question is how effective the steps
taken by allies and partner countries have been, whether those steps could be strengthened, and
whether they should be undertaken independent of or in coordination with the United States.

U.S. Strategy During First Trump Administration
U.S. strategy for competing strategically with China in the SCS and ECS during the first Trump
Administration included but was not necessarily limited to the following general lines of effort:75
•

•
•
•
•

•

•

exposing and criticizing China’s actions in the SCS (including so-called namingand-shaming actions),76 and reaffirming the U.S. position on issues relating to the
SCS and ECS, on a recurring basis;
imposing economic sanctions on PRC firms and officials linked to China’s
activities in the SCS;
conducting naval presence and FON operations in the SCS and Taiwan Strait
transits with U.S. Navy ships and (more recently) U.S. Coast Guard cutters;
conducting overflight operations in the SCS and ECS with U.S. Air Force
bombers;
bolstering U.S. military presence and operations in the Indo-Pacific region in
general, and developing new U.S. military concepts of operations for countering
PRC military forces in the Indo-Pacific region.
maintaining and strengthening diplomatic ties and security cooperation with, and
providing maritime-related security assistance to, countries in the SCS region;
and
encouraging allied and partner states to do more individually and in coordination
with one another to defend their interests in the SCS region.

Specific actions taken by the Trump Administration included the following, among others:
•

As an apparent cost-imposing measure, DOD announced on May 23, 2018, that it
was disinviting China from the 2018 RIMPAC (Rim of the Pacific) exercise.77

74 See, for example, Derek Grossman, “Biden Hopes for Vietnam Breakthrough, Washington and Hanoi Have Been

Inching Closer, But It’s a Complicated Dance,” Foreign Policy, May 9, 2023.
75 For additional discussion of the Trump Administration’s strategy for competing strategically with China in the SCS
and ECS, see, for example, Felix K. Chang, “From Pivot to Defiance: American Policy Shift in the South China Sea,”
Foreign Policy Research Institute, August 24, 2020; Michael McDevitt, “Washington Takes a Stand in the South China
Sea,” CNA (Arlington, VA), September 8, 2020.
76 See, for example, Wendy He, and Haridas Ramasamy, “Naming and Shaming China: America’s Strategy of
Rhetorical Coercion in the South China Sea,” Contemporary Southeast Asia, vol. 42, no. 3, 2020: 317–345.
77 RIMPAC is a U.S.-led, multilateral naval exercise in the Pacific involving naval forces from more than two dozen
countries that is held every two years. At DOD’s invitation, China participated in the 2014 and 2016 RIMPAC
exercises. DOD had invited China to participate in the 2018 RIMPAC exercise, and China had accepted that invitation.
DOD’s statement regarding the withdrawal of the invitation was reprinted in Megan Eckstein, “China Disinvited from
Participating in 2018 RIMPAC Exercise,” USNI News, May 23, 2018. See also Gordon Lubold and Jeremy Page, “U.S.
Retracts Invitation to China to Participate in Military Exercise,” Wall Street Journal, May 23, 2018. See also Helene
Cooper, “U.S. Disinvites China From Military Exercise Amid Rising Tensions,” New York Times, May 23, 2018;
Missy Ryan, “Pentagon Disinvites China from Major Naval Exercise over South China Sea Buildup,” Washington
Post, May 23, 2018; James Stavridis, “U.S. Was Right to Give China’s Navy the Boot,” Bloomberg, August 2, 2018.

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•

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•

•

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•

In November 2018, national security adviser John Bolton said the U.S. would
oppose any agreements between China and other claimants to the South China
Sea that limit free passage to international shipping.78
In January 2019, the then-U.S. Chief of Naval Operations, Admiral John
Richardson, reportedly warned his PRC counterpart that the U.S. Navy would
treat China’s coast guard cutters and maritime militia vessels as combatants and
respond to provocations by them in the same way as it would respond to
provocations by PRC navy ships.79
On March 1, 2019, then-Secretary of State Michael Pompeo stated, “As the
South China Sea is part of the Pacific, any armed attack on Philippine forces,
aircraft, or public vessels in the South China Sea will trigger mutual defense
obligations under Article 4 of our Mutual Defense Treaty [with the
Philippines].”80 (For more on this treaty, see Appendix B.)
On July 13, 2020, then-Secretary Pompeo issued a statement that strengthened,
elaborated, and made more specific certain elements of the U.S. position
regarding China’s actions in the SCS. (For the text of this statement, see
Appendix G.)
On August 26, 2020, then-Secretary Pompeo announced that the United States
had begun “imposing visa restrictions on People’s Republic of China (PRC)
individuals responsible for, or complicit in, either the large-scale reclamation,
construction, or militarization of disputed outposts in the South China Sea, or the
PRC’s use of coercion against Southeast Asian claimants to inhibit their access to
offshore resources.”81
On January 14, 2021, then-Secretary Pompeo announced additional sanctions
against PRC officials, including executives of state-owned enterprises and
officials of the Chinese Communist Party and China’s navy “responsible for, or
complicit in, either the large-scale reclamation, construction, or militarization of
disputed outposts in the South China Sea, or the PRC’s use of coercion against
Southeast Asian claimants to inhibit their access to offshore resources in the
South China Sea.”82

78 Jake Maxwell Watts, “Bolton Warns China Against Limiting Free Passage in South China Sea,” Wall Street Journal,

November 13, 2018.
79 See Demetri Sevastopulo and Kathrin Hille, “US Warns China on Aggressive Acts by Fishing Boats and Coast
Guard; Navy Chief Says Washington Will Use Military Rules of Engagement to Curb Provocative Behavior,” Financial
Times, April 28, 2019. See also Shirley Tay, “US Reportedly Warns China Over Hostile Non-Naval Vessels in South
China Sea,” CNBC, April 29, 2019; Ryan Pickrell, “China’s South China Sea Strategy Takes a Hit as the US Navy
Threatens to Get Tough on Beijing’s Sea Forces,” Business Insider, April 29, 2019; Tyler Durden, “‘Warning Shot
Across The Bow:’ US Warns China On Aggressive Acts By Maritime Militia,” Zero Hedge, April 29, 2019; Ankit
Panda, “The US Navy’s Shifting View of China’s Coast Guard and ‘Maritime Militia,’” Diplomat, April 30, 2019;
Ryan Pickrell, “It Looks Like the US Has Been Quietly Lowering the Threshold for Conflict in the South China Sea,”
Business Insider, June 19, 2019.
80 State Department, Remarks With Philippine Foreign Secretary Teodoro Locsin Jr., Remarks [by] Michael R.
Pompeo, Secretary of State, March 1, 2019, accessed April 30, 2025, at https://2017-2021.state.gov/remarks-withphilippine-foreign-secretary-teodoro-locsin-jr/index.html.
81 Department of State, “U.S. Imposes Restrictions on Certain PRC State-Owned Enterprises and Executives for Malign
Activities in the South China Sea,” press statement, Michael R. Pompeo, Secretary of State, August 26, 2020.
82 Department of State, “Protecting and Preserving a Free and Open South China Sea,” January 14, 2021. See also
Matthew Lee, “US Imposes New Sanction on Beijing over South China Sea,” Associated Press, January 14, 2021.

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•

Also on January 14, 2021, the Commerce Department added China’s state-owned
Chinese National Offshore Oil Corporation (CNOOC) to the Entity List,
restricting exports to that firm, citing CNOOC’s role in “helping China intimidate
neighbors in the South China Sea.”83

U.S. Strategy During Biden Administration
Overview
The Biden Administration continued a number of the general lines of effort listed above in the
section on U.S. strategy during the first Trump Administration. Among other things, the Biden
Administration took steps to expose China’s actions in the SCS,84 reaffirmed the U.S. position on
issues relating to the SCS and ECS, worked to strengthen ties with allies and partners in the
region, and continued U.S. efforts to provide maritime-related security assistance to those
countries.85 The Navy and Air Force continued to operate in the broader waters of the SCS and
the airspace above, and the Navy has continued to conduct FON operations in the SCS and
Taiwan Strait transits, with some observers comparing the frequency of FON operations and
Taiwan Strait transits to their frequency during the Trump Administration. The U.S. Indo-Pacific
Command seeks to counter PRC efforts to engage in so-called lawfare86 regarding the SCS and
ECS.87

Cooperation with the Philippines
Reported developments in 2023 and 2024 regarding U.S. cooperation with the Philippines
included the following:
•

In February 2023, the United States and the Philippines announced an agreement
to expand their Enhanced Defense Cooperation Arrangement (EDCA) to permit

83 Department of Commerce, “Commerce Adds China National Offshore Oil Corporation to the Entity List and

Skyrizon to the Military End-User List,” January 14, 2021. See also Ben Lefebvre, “U.S. Bans Exports to China's
State-Owned Oil Company CNOOC,” Politico Pro, January 14, 2021.
84 Philip Heijmans, “US Spends Big to Highlight Beijing’s Tactics in South China Sea,” Bloomberg, March 6, 2024.
85 See, for example, Pia Lee-Brago, “‘Many Nations’ Ask US Coast Guard for Help,” Philippine Star (Philstar.com),
August 29, 2024; Ian Laqui, “US Taking Twofold Stand vs China's Bullying in South China Sea—Coast Guard
Admiral,” Philippine Star (Philstar.com), August 28, 2024; August 28, 2024; Ryo Nakamura, “U.S. Seeks Military
Access in Philippine Eastern Seaboard,” Nikkei Asia, September 23, 2023; Seth Robson, “US, Vietnam Coast Guard
Cooperation Grows Tighter after Biden Visit,” Stars and Stripes, September 22, 2023; Joe Gould, “U.S. to Announce
Donation of Cargo Aircraft, Cutters to the Philippines,” Politico Pro, May 1, 2023; John Bradford, “U.S. Coast Guard
Is Helping Southeast Asians Protect Their Seas,” Foreign Policy, March 9, 2023.
86 Definitions of lawfare include but are not limited to “the strategic use of legal proceedings to intimidate or hinder an
opponent” (“Lawfare,” Collins Dictionary, accessed May 1, 2025, at
https://www.collinsdictionary.com/us/dictionary/english/lawfare) and “the use of legal systems and institutions to affect
foreign or domestic affairs, as a more peaceful and rational alternative, or as a less benign adjunct, to warfare”
(Lawfare,” Wikipedia, updated April 18, 2025, accessed May 1, 2025, at https://en.wikipedia.org/wiki/Lawfare).
87 See, for example, Bill Gertz, “In the Skies, on the Seas and into the Courts: U.S. Confronts Chinese ‘Lawfare,’”
Washington Times, August 30, 2024. See also “Counter-Lawfare” in USINDOPACOM, “J06 Office of the Staff Judge
Advocate,” undated, accessed May 1, 2025, at https://www.pacom.mil/Contact/Directory/J0/J06-Staff-JudgeAdvocate/#legalvigilancedispatches; Jessica Williams, “Legitimizing and Operationalizing US Lawfare, The
Successful Pursuit of Decisive Legal Combat in the South China Sea,” Journal of Indo-Pacific Affairs, Spring 2021: 17.

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U.S. military access to four additional military facilities in the Philippines.88 In
April 2023, the two governments identified the four additional sites.89
Also in February 2023, the United States and the Philippines agreed to restart
U.S.-Philippine joint patrols in the SCS, which had been suspended in 2016,
during Duterte’s period as president. The Philippines reportedly has also held
talks with Japan and Australia about conducting joint patrols in the SCS with
those countries.90
In March 2023, it was reported that “Japan, the Philippines and the United States
plan to set up a trilateral framework involving their national security advisers”
for “boosting deterrence against China and preparing for a potential crisis over
Taiwan.”91
Also in May 2023, the United States and the Philippines released updated
bilateral defense guidelines92 that, among other things, addressed the
circumstances under which U.S. forces would come to the aid of the Philippines
under the 1951 U.S.-Philippines mutual defense treaty.93
In early June 2023, Philippine coast guard cutters participated in a first-ever
trilateral exercise with U.S. and Japanese coast guard cutters that took place in
SCS waters off Bataan province.94

88 Jim Garamone, “U.S.-Philippine Alliance Strengthens as it Enters New Phase,”

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/crs%3AR42784. Public record. Not legal advice.
