# Aircraft Noise and Air Traffic Control Modernization

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URL: https://www.frixlaw.com/law-library/documents/crs%3AIF11420

## Record

- **Collection:** Congressional research report
- **Document type:** CRS In Focus
- **Published:** January 27, 2020
- **Citation:** IF11420

## Text

January 27, 2020

Aircraft Noise and Air Traffic Control Modernization
The Federal Aviation Administration (FAA) is replacing its
radar-based air traffic control system with a satellite-based
navigation and tracking system called NextGen. The stated
purpose of NextGen is to increase airspace utilization and
improve air traffic flows, allowing airliners to fly more
efficiently, thereby cutting fuel consumption and reducing
emissions. In order to achieve these objectives, FAA is
reconfiguring airspace by modifying flight routes, and by
creating new approach and departure procedures at airports.
Planning and implementing these changes has met with
backlash from some communities where overflights have
become more frequent, prompting legislative action
regarding FAA’s approaches to measuring aircraft noise,
assessing impacts, and conducting community outreach.

NextGen Changes
As part of the NextGen effort, FAA is establishing new
approach and departure patterns at airports to implement
precision navigation capabilities. FAA refers to these
procedures as Performance Based Navigation (PBN). To
implement PBN in complex airspace around major
metropolitan areas, FAA is conducting a number of projects
under its “metroplex” program. In planning each metroplex
airspace reconfiguration, FAA prepares an environmental
assessment allowing for input from communities that may
be affected by proposed changes to flight patterns.
Currently there are 11 metroplex projects in various stages
of study and implementation (see Figure 1).
Figure 1. FAA Metroplex Projects

Source: CRS analysis of FAA data.

FAA reversed an earlier airspace restructuring it had
implemented in Phoenix, AZ, following numerous noise
complaints, criticism regarding limited community
involvement in the process, and legal action challenging
implementation of the flight path changes. FAA previously
implemented a major airspace redesign separate from its
metroplex program in the New York-New Jersey-

Philadelphia region, which has also faced considerable
community criticism.

Measuring Aircraft Noise
Put simply, noise is unwanted sound. Sound intensity is
measured in terms of pressure exerted on the ear using a
logarithmic decibel (dB) scale. For roughly every 10 dB
increase, humans perceive a sound to double in loudness, so
70 dB would sound roughly twice as loud as 60 dB. A noise
registering 80 dB would sound roughly twice as loud as 70
dB, and four times as loud as 60 dB.
FAA regulations require aircraft noise measurements as
part of the certification process for new aircraft designs.
Sound levels are measured under three conditions: (1)
during full-power takeoff measured from a position offset
450 meters (m) laterally from the runway centerline and
abeam the point of peak noise; (2) flyover, measured from
directly beneath the flightpath at a position 6,500m from the
start of the takeoff roll and past the point of initial power
reduction after takeoff; and (3) approach, measured from
directly beneath the flightpath at a point 2,000m from the
runway threshold. A normalization procedure, called the
Effective Perceived Noise Level (EPNL), is used to account
for tones and sound duration. The sum of these three
measurements must be below the noise certification
standard for that particular aircraft, which depends on its
maximum takeoff weight and the number of engines.
Noise certification standards, referred to as “stages,” have
become more stringent over the years as engine and
airframe noise reduction technology has improved. Aircraft
produced in the late 1960s through 1975 had to meet “Stage
2” noise standards. In the mid-1970s, FAA set more
stringent “Stage 3” criteria for new aircraft and aircraft
engines, which became mandatory for all new jet airplanes
by the late 1980s. Noisier “Stage 2” airplanes were
gradually phased out and were completely banned from
routine operation in U.S. airspace by 2016. In 2005, FAA
promulgated “Stage 4” standards, which mandated a
cumulative reduction of 10 EPNLdB across the three
measurement conditions compared to “Stage 3,” and in
2017, FAA adopted “Stage 5” standards requiring a further
cumulative reduction of 7 EPNLdB below “Stage 4”
standards. Since these standards apply only to new aircraft
designs, it usually takes several years for operational noise
levels to noticeably decrease as airline fleets are slowly
replaced.

Assessing Community Response
To describe noise levels in communities, aircraft noise is
modeled based on flight operations across an average busy

https://crsreports.congress.gov

Aircraft Noise and Air Traffic Control Modernization

day for an airport or flight route. Noise events are
aggregated over the 24-hour period, and penalties of 10 dB
are added to nighttime flights between 10 p.m. and 7 a.m.
The resulting single descriptor of the noise environment is
known as the day-night average sound level (DNL).
Since the 1970s community reaction to aircraft noise levels
has been described in terms of annoyance response
measured through community surveys. Based on analyses
of annoyance response as a function of DNL, FAA has
developed recommendations regarding acceptable land
uses. In a synthesis of social surveys examining community
response to aircraft noise, commonly referred to as the
“Shultz curve” (see Figure 2), 65 DNL corresponded to
roughly one out of every eight individuals expressing high
levels of annoyance. FAA concluded that strong community
reaction to aircraft noise levels is likely above this level.
For this reason, FAA advises that residential land use is
generally not suitable for locations above 65 DNL.

more noticeable even if the aggregate noise level is
comparably lower.
Figure 3. Reduction in U.S. Population Exposed to
Significant Aircraft Noise and Growth in Air Traffic

Source: U.S. Department of Transportation, Volpe Center, Reducing
Aviation Noise, Advancing the Aviation Enterprise.

While aircraft are considerably quieter than decades ago,
airlines now typically operate more frequent flights with
smaller aircraft that carrier fewer passengers. Strong
community reaction may be, in part, a reaction to the
number of audible overflights rather than the average noise
described by the DNL metric. An ongoing question is
whether these negative reactions will endure. This may
depend to some extent on community characteristics (such
as population demographics and ambient noise levels), as
well as FAA’s efforts to engage in meaningful community
outreach and willingness to explore viable options to
address community concerns.

Figure 2. The Shultz Curve

Legislative Response
Source: Federal Interagency Committee on Noise, Federal Agency
Review of Selected Airport Noise Analysis Issues, August 1992.

Noise Reduction Measures
Efforts to reduce aircraft noise impacts focus on three key
strategies: (1) quieting noise sources such as aircraft
engines and airframes, (2) increasing the distance between
aircraft and communities through land use planning and
noise abatement procedures, and (3) attenuating sound
along the transmission path through means such as
“soundproofing” homes by installing heavier insulation and
thicker, double-paned windows. The combination of these
approaches has led to a significant reduction in the
residential population exposed to aircraft noise levels above
65 DNL over the past four decades, despite considerable
growth in air traffic (see Figure 3).

Noise Concerns
As FAA has implemented NextGen, noise complaints
regarding new flight patterns often have come from
neighborhoods where cumulative aircraft noise levels are
well below 65 DNL. Two key factors appear to be at play.
First, the flight patterns are new, so aircraft noise is
affecting communities that rarely experienced overflights in
the past. Second, in some, but not all, of these communities
the background or ambient noise levels are lower than in
other neighborhoods impacted by aircraft noise. In locations
where ambient noise is lower, aircraft overflights might be

Initially, Congress urged FAA to quickly implement
NextGen changes and Performance Based Navigation
procedures. The FAA Modernization and Reform Act of
2012 (P.L. 112-95) included language allowing FAA to
proceed with the lowest level of environmental review,
known as a categorical exclusion. Following backlash from
this approach, particularly in Phoenix, Congress
reexamined how FAA was conducting its noise analyses
and engaging with communities regarding its metroplex
projects. The FAA Reauthorization Act of 2018 (P.L. 115254) mandated that FAA complete its review of alternatives
to DNL and 65 DNL guidelines. The legislation directed
FAA to study the potential health and economic impacts of
aircraft noise on communities and to assess whether aircraft
approach and takeoff speed restrictions could reduce noise
impacts without affecting flight safety. It also required FAA
to allow airports to request dispersed or fanned departure
headings and flight track variations to reduce the
concentration of flight paths over certain neighborhoods
due to PBN, improve its community engagement practices,
and appoint regional noise ombudsmen to liaise with
communities impacted by noise stemming from NextGen
changes. FAA officials testified in September 2019 that the
agency was working to meet these requirements.
Bart Elias, Specialist in Aviation Policy

https://crsreports.congress.gov

IF11420

Aircraft Noise and Air Traffic Control Modernization

Disclaimer
This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan shared staff to
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Information in a CRS Report should not be relied upon for purposes other than public understanding of information that has
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https://crsreports.congress.gov | IF11420 · VERSION 1 · NEW

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/crs%3AIF11420. Public record. Not legal advice.
