# Amicus Curiae Brief — Holder v. Humanitarian Law Project

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA43085015_0518%3A19

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 2010
- **Citation:** 561 U.S. 1

## Text

AC
(4) 6) NOV 23 2009
98 and }9-89__

Nos. 0& OFFICE OF THE CLERK

IN THE
Supreme Court of the United States

ERIC H. HOLDER, JR., ATTORNEY GENERAL, ET AL.,
Petitioners,

Vv

HUMANITARIAN LAW PROJECT, ET AL.,
Respondents.

HUMANITARIAN LAW PROJECT, ET AL.,
Cross-Petitioners,
We

ERIC H. HOLDER, JR., ATTORNEY GENERAL, ET AL.,
Respondents.

—

ON WRITS OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

BRIEF OF AMICI CURIAE
VICTIMS OF THE MCCARTHY ERA,
IN SUPPORT OF HUMANITARIAN LAW

PROJECT, ET AL.
Stephen F. Rohde John A. Freedman Ps
Rohde & Victoroff (Counsel of Record) ALY n*
1880 Century Park East Jonathan S. Martel a
Suite 411 Jeremy C. Karpatkin
Los Angeles, CA 90067 _Bassel C. Korkor
(310) 277-1482 Sara K. Pildis

ARNOLD & PORTER LLP
555 Twelfth Street, N.W.
Washington, D.C. 20004
(202) 942-5000

Attorneys tor Amici Curiae

w A

INTEREST OF AMICI CURIAE
SUMMARY OF ARGUMENT

ARGUMENT

4

[T.

-i-

TABLE OF CONTENTS

Americans Paid a Heavy Price For
McCarthy Era Penalties on Speech and

Ie

The Supreme Court in the 1950s and
1960s Rejected McCarthy Era ‘Guilt by

Association’ Statutes as Impermissible......

A. AEDPA Penalizes the Relationship
Between an Individual and a
Designated Organization, in
Violation of the Freedom of

fC SSPE eee ee

1. Congress Cannot Impose a
“Blanket Prohibition” on
Association With Groups Having

Legal and Illegal Aims....................

2. The Government Must Prove
that Individuals Intend to
Further the Illegal Aims of an

ed inniicnsccieenesakeseatuante

COR ee eee ee

eee eeeeee

eeeeeeeee

o il e
B. Like McCarthy Era Statutes,
AEDPA Makes Constitutionally

Protected Speech a Crime and is
Unconstitutionally Vague, Chilling

Pe aiaibeiditianndcibiednenpinimpaisicnnantisudngniniinits 14
1. AEDPA Unconstitutionally
Penalizes Protected Speech in
the Same Manner as McCarthy
AE ATE BN BAS AINE ERO i RO 14
2. AEDPA Chills Protected Speech .......... 17
C. National Security Concerns Cannot
Justify Infringements on Freedom of
ITE ccsddssc a tidbgnssceebooonubaecobiouievonieoee 20
ST TT Ae 23

APPENDIX: AMICI CURIAE.................ssccccccsoesseees Al

‘_*

TABLE OF AUTHORITIES
Page(s)
Cases
Adler v. Board of Education of City of New
PI, Se i GI I cccitirsccccsassesasesccsecsceenses Al
Brandenburg v. Ohio, 395 U.S. 444 (1969) .............. 14
Connally v. Gen. Constr. Co., 269 U.S. 385
a AN ARE ec ENE Net eR MER i 17
De Jonge v. Oregon, 299 U.S. 353 (1937)................ 16
Dennis v. United States, 341 U.S. 494
bad a SAE Eerste dit 8a. Al tO 15
Elfbrandt v. Russell, 384 U.S. 11 (1966)............ 11,13
Hirabayashi v. United States, 320 U.S. 81
SEITE ascii ccielestabacadaagadoaanmaaiimnamnaieiniedadbelghincnnianhs 21
Hirabayashi v. United States, 828 F.2d
I, a ss ciedatineniaeiiduotaed 21
Keyishian v. Bd. of Regents of the Univ. of
the State of New York, 385 U.S. 589
REDRESS Rae aE a eRe IeE passim
Lamont v. Postmaster General of the
United States, 381 U.S. 301 (1965)..........0..008. All

NAACP v. Button, 371 U.S. 415 (1963).........0.... 17,18

-liv-

NAACP v. Claiborne Hardware Co., 458

EAE TN 13, 16
Noto v. United States, 367 U.S. 290 (1961) ....... 10, 12
Raley v. State of Ohio, 360 U.S. 423

ee A7
Scales v. United States, 367 U.S. 203

Ti cdaans passim
Stromberg v California, 283 U.S. 359

I a sestanntciupiosoniy A3
Stamler v. Willis, 287 F. Supp.734 (N.D.

NER SIRES a AQ
United States v. Robel, 389 U.S. 258

AAR REECE NC EE aC ne passim
Whitney v. California, 274 U.S. 357 (1927) .......0..... 15
Yates v. United States, 354 U.S. 298

ER AAD, eNO OTe See 14, A9
Yellin v. U.S., 374 U.S. 109 (1963) 0.0.0.0... A7
Statutes
Se TT 6

Effective Death Penalty Act of 1996
(AEDPA), 8 U.S.C. § 1188 ............cccccc00...000000. 2,16

-y-

Effective Death Penalty Act of 1996

(AEDPA), 8 U.S.C. § 2339B...cccccccccccecscsseeeseeee. 2,16
N.Y. Civ. SERV. LAW § 105 (1958) ............cccc:ceeeeseeeees 16
N.Y. EDUC. LAW § 3021 (1947).............:ccceeeeseeeees 16, 17
N.Y. Epuc. LAW § 3022 (19538)....................ccece0. 16, 17
OHIO REV. CODE ANN. § 2923.13 (2004)...............0008. 15
Other Authorities

Br. of Appellant United States, 1966
Westlaw 100448, United States v.
Robel, 389 U.S. 258 (1967) ...............0665. 14, 20, 21

Commager, Freedom and Order: A
Commentary on the American Political

Romane FO O6 Ce wenssstes-

It is against this background that this Court
issued the decisions that are the controlling law that
governs this case. In a series of landmark First
Amendment decisions, this Court struck down these
statutes, restored freedom of speech and halted guilt
by association. This Court concluded that the
congressional and executive branch excesses were
unconstitutional. The Court held that punishing
speech without showing incitement to crime and
punishing association without showing specific
intent to further illegal ends penalizes innocents and
chills the political freedoms at the very core of our
democracy.

These principles are equally applicable today,
where the federal government (once again) has
designated certain organizations as proscribed and
purports to make it a crime to speak for or otherwise
associate with such organizations. Now, when once
again our safety and security have been threatened,
this Court should reaffirm the rights to free speech
and association.

ARGUMENT

I. AMERICANS PAID A HEAVY PRICE FOR
MCCARTHY ERA PENALTIES ON SPEECH
AND ASSOCIATION.

In periods of serious external threats to our
Nation, the political branches of our government
have sought to root out and punish individuals and
organizations based on association with those
designated as enemies of the State, even if such
association was through constitutionally protected
speech and activities. See generally, Geoffrey R.

-5-

Stone, Perilous Times: Free Speech in Wartime, from
the Sedition Act of 1798 to the War on Terrorism
(2004). Beginning after the Bolshevik Revolution of
1917 and the establishment of a communist
government in Russia, there was a period of fear and
paranoia in America that international communism
might destroy this country. In the 1950’s, Senator
Joseph McCarthy became among the most vocal and
visible proponents of government investigations into
individual citizens’ affiliations with, or sympathies
for, Communism. At the height of the McCarthy
Era, the House Committee on Un-American
Activities (“HUAC”) held hearings in which
individuals were publicly interrogated about their
mere association with, or speech in support of, an
organization identified as “Un-American.”

Amici personally paid the price for the
restrictions on freedom of speech and policies of
guilt-by-association during the McCarthy Era.
Individuals suffered greatly from “blacklists” that
arose out of such hearings: private businesses
(including the entertainment industry) and
government employers stopped employing and fired
individuals who government authorities identified as
linked to communists, and those who refused to
cooperate were jailed on charges of contempt. See
generally Schrecker, supra (1998). Those who were
blacklisted included renowned artists, performers,
and writers, including: amicus Irwin Corey, a well-
known comedian and film actor; amicus Clifford
Carpenter, a famous radio, television and film actor;
entertainer Lionel Stander, father of amicus Bella
Stander; composers E. Y. Harburg, step-father of
amicus Roderic Gorney, and Jay Gorney, father of
amicus Roderic Gorney and husband of amucus

-6-

Sondra Gorney; screenwriter Robert Lees, father of
amicus Richard Lees; and actors John Randolph and
Sarah Cunningham, parents of amici Harrison
Randolph and Martha Eoline Randolph. Speech was
chilled as people feared government penalties that
led to social ostracization; at the height of the furor,

few dared to speak out against violations of civil
liberties. Jd.

Ill-conceived unconstitutional restrictions on
the freedoms of speech and association enacted to
protect against the evils of communism furthered
and legitimized this repression. The Smith Act
made it a crime to advocate, advise, teach, or publish
material espousing the “duty, necessity, desirability,
or propriety of overthrowing or destroying the
government of the United States ... by force or
violence,” and prohibited organizing any group that
teaches or advocates the “overthrow or destruction of
any such government by force or violence.” 18
U.S.C. § 2385. Significantly, the Smith Act even
made it a crime merely to become a member of, or
affiliated with, any such society or group. /d. The
Smith Act resulted in more than one hundred
prosecutions based on involvement with the
Communist Party, Stone, Geoffrey, "Free Speech in
the Age of McCarthy: A Cautionary Tale," 93 CAL L.
REV. 1387 (2006), including amicus Paul Harris’
uncle and Communist Party leader Fred Fine, whose
brother-in-law Sydney Harris was also blacklisted
and unable to find a job because he joined the
Communist Party after fighting in the Spanish Civil
War.

The federal government also issued executive
orders to crack down on communism during the

-7T-

McCarthy Era. On March 21, 1947, President Harry
Truman issued Executive Order 9,835, requiring
loyalty checks on federal employees. The Executive
Order authorized the Attorney General to designate
specific groups as “totalitarian, fascist, communist,
or subversive” or dedicated to “force or violence.”
Exec. Order No. 9,835 at III. The program
authorized government panels to _ investigate
employees for “membership in, affiliation with, or
sympathetic association with” any designated
organization, and to place such employees’ names on
a “master index,” and recommend them for dismissal
from employment. Exec. Order No. 9,835 at V.2.6.
The order afforded no individual or organization the
right to contest the designation and there was no
right to judicial review. By 1953, 254 organizations
were included on the “subversive list.” Stone, at 344.
The procedures developed under the Truman loyalty
program were the model for an expanded guilt-by-
association policy, and thus “became standard within
other federal agencies, state and local governments,
and private institutions.” Schrecker, at 274.

In 1953, President Eisenhower expanded the
standard of “disloyalty” under Truman’s program to
include “any behavior, activities or associations
which would tend to show that the individual is not
reliable or trustworthy.” Exec. Order No. 10450
(1953). “In their investigations of more than four
million federal civilian employees, the government’s
two hundred loyalty boards did not uncover a single
instance of actual espionage or _ subversive
malfeasance.” Stone, at 351. Historian Henry Steele
Commager described the loyalty program as “an
invitation to precisely that kind of witch-hunting
which is repugnant to our constitutional system.”

-8-

Commager, Freedom and Order: A Commentary on
the American Political Scene, 73-74 (1966). The
incitement and toleration of such _ personal
persecution based on association and speech cast a
chilling shadow on political discourse in America.?

The McCarthy Era spawned innumerable
tales of hardships suffered by “political innocents
whose jobs were lost and careers destroyed because
they inadvertently associated with groups on the
list.” Schrecker, at 276. By the mid-1950s, “[lloyalty
programs, emergency detention plans, undercover
surveillance, legislative investigations, and criminal
prosecutions of Communists swept the nation.”
Stone, at 313. “Some 11,000 Americans had been
fired for suspected ‘disloyalty, more than 100 had
been prosecuted under the Smith Act, and more than
130 had been jailed for . . . refusing to cooperate with
their interrogators.” Jd at 314.

Some courageous leaders -- including Corliss
Lamont (husband of amscus Beth Keehner Lamont),

——.

2 The men and women called to testify before congressional
committees had been among the most active and vocal
progressive individuals of that era.

The repression unleashed against them essentially
silenced their voices. They became preoccupied with
their own defense. Grappling with a loyalty-security
case, coping with unemployment, or fighting criminal
charges or deportation left little time or energy for
other political work. In addition, though these people
certainly cared about peace, unionization, and racial
equality, they feared that active involvement with
such causes might only lead to more harassment.

Schrecker, 367-68.

-9-

who brought key cases to the Supreme Court; amicus
Yolanda “Bobby” Hall, who challenged _ the
constitutionality of HUAC and its subpoenas; and
amicus Ann Fagan Ginger, who successfully
contested a HUAC contempt citation -- emerged to
challenge the worst of the excesses. |

It is against this background that the
Supreme Court’s landmark First Amendment
decisions of the 1950s and 1960s restoring freedom
of speech and halting guilt by association should be
assessed and applied in this case.

Il. THE SUPREME COURT IN THE 1950s AND
1960s REJECTED MCCARTHY ERA ‘GUILT
BY ASSOCIATION’ STATUTES AS
IMPERMISSIBLE.

In the 1950s, at a time of national fear over
the unprecedented threat posed by international
communism, Supreme Court cases addressed the
constitutionality of statutes and administrative
action similar to AEDPA. Clear First Amendment
and due process principles in those cases limit
criminal lability for association with or advocacy on
behalf of designated “subversive” organizations.
These principles apply directly to AEDPA. AEDPA
does not comply with them, and accordingly is
unconstitutional.

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A. AEDPA Penalizes the Relationship Between
an Individual and a Designated Organization,
in Violation of the Freedom of Association.

In the aftermath of the McCarthy Era, this
Court established clear limits on civil or criminal
“guilt by association,” In Scales v. United States,
367 U.S. 203 (1961), this Court rejected the
Membership Clause of the Smith Act and
established two related limits directly relevant to
AEDPA: (1) the Constitution bars a_ blanket
prohibition on association with groups with legal and
illegal aims; and (2) the Constitution requires that
criminal sanctions be limited only to individuals who
specifically intend to further a designated group’s
illegal aims.

1. Congress Cannot Impose a “Blanket
Prohibition” on Association With
Groups Having Legal and Illegal Aims.

In Seales, this Court explained: “A blanket
prohibition of association with a group having both
legal and illegal aims” would create “a real danger
that legitimate political expression or association
would be impaired.” /d. at 229. That same day, the
Court also held that convictions under the
Membership Clause of the Smith Act require the
strictest possible standards, due to the danger that
an individual supporting only the lawful aims of an
organization “might be punished for his adherence to
lawful and protected purposes, because of other and
unprotected purposes which he does not necessarily
share.” Noto v. United States, 367 U.S. 290, 299-300
(1961).

-jiji -

In later cases, the Court affirmed and
expanded this essential doctrine that association
with a proscribed organization by itself cannot
justify criminal hability. See Elfbrandt v. Russell,
384 U.S. 11, 19 (1966) (concluding that an Arizona
law barring Communist party members from
teaching in Arizona schools “infringes unnecessarily
on protected freedoms” and “rests on the doctrine of
‘guilt by association.”); Keyishian v. Bd. of Regents
of the Univ. of the State of New York, 385 U.S. 589,
607 (1967) (holding that even membership in the
Communist Party by an individual with knowledge
of the Party’s unlawful goals “cannot suffice to
justify criminal punishment.”) (citing Scales).

AEDPA, in effect, similarly imposes a “blanket
prohibition” on _ association with designated
organizations (2e, whoever the government
specifies), and would render conduct criminal on
little more than a “guilt by association” theory. The
statute prohibits individuals from interacting with
the designated organizations in ways that advance
legal aims of the organizations, such as providing
training or expert advice on international human
rights law or political advocacy, teaching community
organizing, or providing instruction in principles of
non-violent resistance. Indeed, the sweep of the
statute is so vast that it potentially encompasses
activities that neither “support” a group nor are
“material.” Criminalizing broad categories of
“training,” “expert advice,” or “service” certainly
encompasses activities that are not “material,” and
accordingly, there is no discernible difference
between “material support” and mere association.
As such, AEDPA criminalizes behavior that

-12-

promotes the group’s “lawful and_ protected
purposes,” contrary to Scales and Noto.

2. The Government Must Prove that
Individuals Intend to Further the
Illegal Aims of an Organization.

This Court in Scales noted that requiring
proof of an individual’s specific intent to support the
illegal aims of a proscribed organization is a
corollary of the principle that the government may
not impose a “blanket prohibition” on association
with proscribed organizations. The Court explained:

In our jurisprudence, guilt is personal,
and when the _ imposition’ of
punishment on a status or on conduct
can only be justified by reference to
the relationship of that status or
conduct to other concededly criminal
activity (here advocacy of violent
overthrow), that relationship must be
sufficiently substantial to satisfy the
concept of personal guilt in order to
withstand attack under the Due
Process Clause of the Fifth
Amendment.

Scales, 367 U.S. at 224-25.

The Court construed the Smith Act
Membership Clause as not rendering “criminal all
association with an organization which has been
shown to engage in illegal advocacy” but requiring
“clear proof that a defendant ‘specifically intend(s) to
accomplish (the aims of the organization) by resort to

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violence.” Jd. at 229 (citing Noto, 367 U.S. at 290). A
conviction is only appropriate where the government
puts forward “proof that [the defendant] knew that
the organization engaged in criminal advocacy, and
that it was his purpose to further that criminal
advocacy.” /d. at 227, n.18.

The Court has repeatedly reaffirmed this
specific intent requirement. See Elfbrandt, 384 U.S.
at 19 (“A law which applies to membership without
the ‘specific intent’ to further the illegal aims of the
organization infringes unnecessarily on protected
freedoms” and “rests on the doctrine of ‘guilt by
association’ which has no place here.”); Keyishian,
385 U.S. at 608 (“[Llegislation which sanctions
membership unaccompanied by specific intent to
further the unlawful goals of the organization or
which is not active membership violates the
constitutional limitations.”); MAACP v. Claiborne
Hardware Co., 458 U.S. 886, 920 (1982) (“civil
hability may not be imposed merely because an
individual belonged to a group .... For liability to
be imposed by reason of association alone, it is
necessary to establish that the group itself possessed
unlawful goals and that the individual held a specific
intent to further those illegal aims.”).

Indeed, in the face of this long line of cases,
the government eventually acknowledged in
defending McCarthy Era statutes that it was
required to demonstrate “specific intent,” a
requirement it now disavows in defending AEDPA.
For example, in United States v. Robel, 389 U.S. 258
(1967), in defending the provision of the Subversive
Activities Control Act allowing summary
termination of employees of defense contractors, the

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government acknowledged that specific intent was
required for criminal convictions, stating flatly that
to treat “association, in and of itself, as criminal
conduct . . . would conflict squarely with the First
Amendment.” See Appellant United States Br. at 47-
48, Robel, supra.’

AEDPA makes association a crime without
regard to the specific intent of the individual to
support the illegal activities of a designated
organization. It violates this crucial constitutional
requirement that this Court established in the
McCarthy Era cases and that applies with equal
force today.

B. Like McCarthy Era Statutes, AEDPA Makes
Constitutionally Protected Speech a Crime
and is Unconstitutionally Vague, Chilling
Free Speech.

¥ AEDPA Unconstitutionally Penalizes
Protected Speech in the Same Manner
as McCarthy Era Laws.

In challenges to the application of the Smith
Act, this Court found that advocating or teaching the
violent overthrow of the government, even with an
evil intent, is protected speech as long as it is
“divorced from any effort to instigate action to that

3 The Court was unpersuaded by thie distinction, and struck
the statutory scheme in Aobe/ as unconstitutional, because the
bar on employment “literally establisheid] guilt by association
alone, without any need to establish that an individual's
association poseld) the threat feared by the Government in
proscribing it.” Robel, 389 U.S. at 264-65.

- 15 -

end.” Yates v. United States, 354 U.S. 298, 318
(1957); see also id. at 331. Even where individuals
have advocated for the overthrow of the United
States Government, that speech is protected unless
“the speech or publication created a ‘clear and
present danger’ of attempting or accomplishing the
prohibited crimes... .” Dennis v. United States, 341
U.S. 494, 505 (1951).

The Court elaborated the standard for
evaluating legislative restrictions on teaching and
advocacy in Brandenburg v. Ohio, 395 U.S. 444
(1969). In Brandenburg, the Court struck down the
Ohio Criminal Syndicalism Act because the act
punished “mere advocacy,” even though the speech
advocated illegal activity. The Ohio Criminal
Syndicalism Act, which was nearly identical to
similar laws adopted by 20 states, punished persons
who “advocate or teach the duty, necessity, or
propriety” of violence as a means of “accomplishing
industrial or political reform....”. Ohio Rev. Code
Ann. § 2923.13 (1969). The Court, overruling its
previous decision in Whitney v. California, 274 U.S.
357 (1927), held that the government cannot
penalize advocacy or teaching of the use of force or
violating the law unless it can prove that the speech
is “directed to inciting or producing imminent
lawless action and is likely to incite or produce such
action.” Brandenburg, 395 U.S. at 447.

As interpreted by the government, AEDPA
makes association a crime, including teaching or
advocating on behalf of any designated organization,
and AEDPA is strikingly similar to the language of
the Smith Act and the Ohio Criminal Syndicalism
Act. On its face, AEDPA prohibits speech that is not

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“directed to inciting or producing imminent lawless
action” and is not likely to “incite or produce such
action.” See 8 U.S.C. §§ 1189, 2339B. Furthermore,
the speech that AEDPA prohibits is speech
advocating lawful activity, and the Court in cases
such as Dennis and Brandenburg disapproved
statutory interpretation that allowed the
government to restrict speech advocating even
unlawful activity. For example, AEDPA prohibits
the teaching of law or human rights, or providing
advice on water. sanitation to designated
organizations. The statute even apparently bars
drafting an amicus brief in support of a designated
organization or advocating on behalf of a designated
organization before the United States Government
or the United Nations.

Whether or not the executive branch has
concluded that an organization engages in illegal
conduct, the First Amendment protects the rights of
individuals to speak, teach or provide advice to such
organizations -- certainly where such speech is in
furtherance of non-violent or other legal aims of the
organization. Cf De Jonge v. Oregon 299 U.S. 353
(1937) (reversing conviction under Oregon criminal
syndicalism law of individual who helped organize
Communist Party meeting in 1934); Claiborne
Hardware Co., 458 U.S. at 908 (individuals who
advocate on behalf of an organization do “not lose all
constitutional protection merely because some
members of the group may have participated in
conduct or advocated doctrine that itself is not
protected.”). Such groups may be unpopular. But
the First Amendment protects even those who speak
to or on behalf of unpopular organizations.

e 17 e
2. AEDPA Chills Protected Speech.

During the McCarthy Era, fear of enforcement
of statutes such as the Smith Act and the Ohio
Criminal Syndicalism Act caused individuals to
refrain from engaging in protected speech or
associating with designated organizations.
Likewise, here, AEDPA creates the danger of
chilling the exercise of First Amendment rights.

In Keyishian, supra the Court found
unconstitutionally vague a New York statute making
“treasonable” or “seditious” words or acts grounds for
removal from state employment. Aeyishian, 385
U.S. at 597-99, N.Y. Epuc. LAw §§ 3021, 3022; N.Y.
Civ. SERV. LAW § 105. In striking down the statute,
the Court found that the “First Amendment
freedoms need breathing space to survive...” and
emphasized the danger of a “chilling effect upon the
exercise of vital First Amendment rights.”4

4 A challenge to a statute based on vagueness grounds requires
the court to consider whether the statute is “sufficiently clear
so as not to cause persons ‘of common intelligence ... necessarily
[to] guess at its meaning and Ito] differ as to its application.’
Connally v. General Constr. Co., 269 U.S. 385, 391(1926).

In Keyishian, the Court found that no state employee “can
know just where the line is drawn between ‘seditious’ and
nonseditious utterances and acts.” /d. at 599. The same New
York statute prohibited state employment by any person who
“advocates, advises or teaches the doctrine” of forceful
overthrow of the government. See N.Y. Epuc. LAW §§ 3021,
3022; N.Y. Civ. Sexv. LAW § 105. The Court found that “{t)his
provision is plainly susceptible of sweeping and improper
application. It may well prohibit the employment of one who
merely advocates the doctrine in the abstract without any
attempt to indoctrinate others or incite others to action in
furtherance of unlawful claims.” Aeyishian, 385 U.S. at 599.

-18-

Keyishian, 385 U.S. at 604. See generally, NAACP
v. Button, 371 U.S. 415 (1963) (“the threat of
sanctions may deter [the exercise of First
Amendment Rights] almost as potently as actual
application of the sanctions”).

Local and state governments relied on
statutes similar to New York’s to terminate
numerous dedicated teachers across the United
States without any evidence of unlawful or violent
activity. Amucus Irving Adler and Samuel Wallach
(father of amicus Joan Wallach Scott), were fired
from New York City teaching jobs for resisting
inquiries into their political beliefs; amicus Chandler
Davis lost his teaching job at the University of
Michigan after refusing to testify and was
imprisoned after being cited for contempt of
Congress; amicus Henry Foner was denied a
teaching license and his three brothers lost their
New York teaching jobs after their “loyalty”
testimonies; amicus Lee Lorch lost his position at
Fisk University for refusing to answer HUAC’s
questions; Yetta Stromberg, great-aunt of amicus
Judy Branfman was fired from teaching positions
with UCLA and Los Angeles public schools;
renowned philosopher Barrows Dunham, father of
amicus Clarke Dunham, lost his position at Temple
University; Frank and Jean Wilkinson, parents of
amicus Jo Wilkinson, lost their jobs after refusing to
testify before a California cemmittee; and Dr. Robert
Hodes, father of amicus Peter Hodes was fired from
Tulane University and had to move abroad to
continue his career.

Even children were not immune from the
chilling effects of such restrictions on speech and

-19-

association: FBI agents questioned classmates and
playground friends of amici siblings Ernst and
Jessica Benjamin when they were schoolchildren,

because their parents Herbert and Lillian Benjamin
had been blacklisted.

AEDPA similarly creates fear of prosecution
for groups and individuals today who would lawfully
advocate on behalf of designated organizations or
provide those organizations with advice and training
relating to lawful activities. In 1951, when HUAC
agents attempted to subpoena them, amici Jean and
Hugo Butler chose to flee to Mexico to avoid arrest.
Amicus Walter Bernstein, a blacklisted writer in the
1950s, was forced to write under a pseudonym.
Screenwriter Michael Wilson, father to amici Becca
Wilson and Rosanna Wilson-Farrow, had to write
“under the table” and did not receive credit for his
work, including Oscar-winning films Bridge Over the
River Kwai (1957) and Lawrence of Arabia (1952).
Hollywood Ten screenwriters Sam Ornitz, father-in-
law of amicus Hilda Ornitz, and Adrian Scott,
husband, uncle, and great uncle of amici Joan Scott,
Aemelia Scott, Adam Scott, and Douglas Scott,
served nine months in prison and had their careers
destroyed for refusing to testify before HUAC.

Like the statutes in Keyishian, AEDPA “is
plainly susceptible of sweeping and _ improper
application.” Aeyishian, 385 U.S. at 599. The
chilling effect on lawful speech is reminiscent of the
McCarthy Era where people feared speaking on
behalf of or associating with designated groups in
part because it was unclear what speech might
trigger government action.

- 20 -

The Court should protect those who want
lawfully to exercise their First Amendment rights
from this sort of vague statute that uses ill-defined
and undefined terms to make speech a crime.

C. National Security Concerns Cannot Justify
Infringements on Freedom of Association.

The government defends AEDPA on national
security grounds. See Petition for Writ of Certiorari,
at 11 #£4(citing congressional findings that
“international terrorism is a serious and deadly
problem that threatens the vital interests of the
United States”). When the government argued in
the 1940s, 50s, and 60s that the national security
threat posed by international communism justified
infringements on rights of speech and association,
this Court closely scrutinized such claims to ensure
that the means are narrowly tailored to serve the
national security interest. As this Court noted then,
“the phrase ‘war power’ cannot be invoked as a
talismanic incantation to support any exercise of
congressional power which can be brought within its
ambit.” Fobel, 389 U.S. at 263.

In Robel, the government argued that the
threat of international communism in the aftermath
of the Korean War made it “plain beyond all doubt
that communism has passed beyond the use of
subversion to conquer the independent nations and
will now use armed invasion and war.” Government
Br. at 22, Robel, supra (cites and quotes omitted).
The government contended that the Communist
Party “can no longer be viewed passively as a group
of mere political and ideological dissidents, but must
be looked upon with all seriousness as a military

-91-

fifth column actively aiding our enemies.” /d. at 22.
The government cited congressional reports warning
of “sabotage” by “hard-core Communists” “which
action would coincide with surprise attacks on the
country.” Jd. at 26. The government even invoked
the now-discredited arguments of Hirabayashi v.
United States, 320 U.S. 81 (1943) (upholding
imposition of a blanket curfew only on Japanese
Americans during World War II, absent any
evidence of individual guilt or misconduct) to claim
that it was owed “the very broad discretion which
has traditionally been vested in the legislative and
executive branches of government in the area of war
and national defense.” Robe/ Br. at 29-30 (times of
war “call for the exercise of judgment and discretion
and .for the choice of means by those branches of
government on which the Constitution has placed
responsibility of war-making, it is not for any court
to sit in review of the wisdom of their action or
substitute its judgment for theirs”).5

In the face of these claims, this Court
responded:

[The] concept of national defense
cannot be deemed an end in itself,
justifying any exercise of legislative
power designed to promote such a
goal. Implicit in the term national
defense is the notion of defending

® The doctrine of Hirabayas/ui has been widely discredited as an
abdication of the Court’s historic defense of constitutional
nghts. See, e.g. Hirabayashi v. United States, 828 F.2d 591,
593 (9th Cir. 1987).

- 99 -

those values and ideals which set this
nation apart. For almost’ two
centuries, our country has_ taken
singular pride in the democratic ideals
enshrined in the Constitution, and the
most cherished of those ideals is found
in the First Amendment. It would be
ironic if, in the name of national
defense, we would. sanction the
subversion of one of those liberties --

the freedom of association -- which
makes the defense of the Nation
worthwhile.

Robel, 389 U.S. at 263-64.

The Robe/ Court concluded that despite the
government’s broad invocation of national security,
the “means the Government has chosen to
implement” its purpose was not narrowly tailored
and violated the right to free association, because
the government was not required to prove that any
individual in fact engaged in any activity that posed
a risk to national security: “The statute quite
literally establishes guilt by association alone,
without any need to establish that an individual’s
association poses the threat feared by the
government in proscribing it.” /d. at 265. Likewise
here, AEDPA punishes speech without a showing of
incitement to crime, and it punishes association with
designated organizations without establishing that
an individual’s association poses a threat. As such,
AEDPA is not narrowly tailored to serve an interest
in national security and is unconstitutional.

- 2 3 °
CONCLUSION

For all of the above reasons, and in accordance
with the request of Plaintiffs Humanitarian Law
Project et al., the Court should affirm the court of
appeals’ decision with respect to the provisions it
held invalid as applied to plaintiffs’ speech, and
reverse the court’s decision with respect to the
provisions it upheld.

Respectfully submitted,

John A. Freedman
(Counsel of Record)
Jonathan S. Martel
Jeremy C. Karpatkin
Bassel C. Korkor

Sara K. Pildis

ARNOLD & PORTER LLP
555 Twelfth Street, N.W.
Washington, D.C. 20004
(202) 942-5000

Stephen F. Rohde
Rohde & Victoroff

1880 Century Park East
Suite 411

Los Angeles, CA 90067
(310) 277-1482

Attorneys for Amici Curiae

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA43085015_0518%3A19. Public record. Not legal advice.
