# Petition for Writ of Certiorari — Reynolds Metals Co. v. Yturbide

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1958
- **Citation:** 358 U.S. 840

## Text

-_Supeeine Court

‘of tive Gnited States

ad

REY NOLI

v.

‘PAULA M
_ REYNOLI

Vv.

Vv ERLA M
REYNOLI

Vv.

Or tobi r Term. #958 —

814

9S METALS COMPANY, Petitioner, |
ARTIN YTU RBIDE, Responde nt. =
»S METALS COMPANY, Petitioner,

ARTIN, Respondent, i‘
»S METALS COMPANY, _ Petitioner, ae

PAUL L MARTIN, Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE

KING, MILLER, ANDERSON, NASH & YERKE

CLIFFORD

* FREDRIC A. YERKE,

N. ain JR.

American Bank Building, wontend $5, Oregon

Attorne

: are Ht H.

STAV B.

. we TOBIN

ys for Petitioner
McCONNELL

MARGRAF
LENNON ..

Reynolds Metals Building, Richm« ind, Virginia -
Of Counsel for Petitioner

COURT OF si aries we THE NINTH CIRCUIT

10

a
7 ‘ SUBJECT INDEX |. +- h :
; . PAGE
Opimions Below 2
J ° ~
Jurisdiction 2
“Questions Presented Fg 5]
~~ a ie ae ees aN VEL IEEL eee PP 3
Statement of the Cases ; aus rv 20. 4
A. Preliminary Statement 4
_ Bo Summary of Facts pense ~-
» } . . % . % °
(. Jurisdiction ‘. q
Reasons Relied Uport for the Allowance of the Writ + Qy
Argument : i Pa a =~ eS
1 The decision Of said court thdt the doctrine of res ipsa .
; loquitur should be applied to’the facts in these cases is
> s’ in conflict with the applicable law. of the -State of
1 A peace cates ect fee a fee
e'
A. Unless an inference of negligence was raised by
the doétrine of res ipsa loquitur. there was ,no
evidence that petitioner was negligent 10)
. - @ Fe te .
a. 1. The uncontradicted evidence showed that peti-
; lioner used the greatest possible care in mini.
_- 4. ‘mizing the emission of ‘fluorides 10
2. Fhe uncontradicted evidence showed that no
* injury to human beings from the amounts of
- fluorine emitted was remotely foreseeable 17
: B. The doctrine of res ipsa loquitur did not apply. 24
: 1. The requirément that the accident be “such
as in the ordinary course of events Apes not.
happen. if those who have the management
use ordinary.care” was not satisfied . 6
. ; aie
R , 2. Yhe evidence was uncontradicted as to \the
giuse of respondents’ glleged injuries: &@.. 47
a diaie ea eis

eg 2

. 7 os SUBIFCT INDEX: —¢ Cotttinued :
2 . . ; is '°

3. Even if res ipsa loquitur applied. petitioner

rebutted the resulting inference by uncontra

di¢ted testimony of due care | ae

Hf The decision. vf said court that the scope of examina |

————————

A. secs Paul Martin and Verla Martin waive “d
their, privilege to object to. the ee
Doctors Hills and Proctor.

B. The error was prejudicial ¢ to petitioner
e a :
Ill The decision of. said-eourt that the claims of phen.’
—————efts Paul Marin and. Verla Martin were not subject
» to the two- ae statute of limitations of the State of
Oregon is in conflict with the er law of thé
aig ec: ESR Ee ced ee evict

A. The actions of Paul and Verla Martin were sub
ject to the Oregon two-year statute of limitations

B. No) jury question was involved. in determining —
: Ww hether the ac tions were barred . , .

C. The alleged causes of action accrued more than
two years. prior to. suit when respondents first be
came aware of their symptoms

Conclusion. ge, -

Appendix
Part 1 Opinion of United States Distrigt Court for the
. District of Oregon dated July 7.1952 (Sic,
Part I] Opinions of United States Court of Appeals Yor,
. _ the Ninth Circuit dated April 24, 1957 ~>

¢
Part HI Opinion of the United States. ‘Court of Appeals
Fs _. tor the Ninth Circuit dated Jiine 5, 1958

7°

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Fi “

tat,

o>

i.
TABLE..OF ‘CASES

.
PAGI

" Arvidson, et all v. Reynolds Metals Company (W.D. Wash..

SD.. 1954) 125 F. Supp. 481: affirmed per curiam (CA

4. 1950) 236 F. 2d 224: cert. denied (1957) 352 U.S... 968. oe”
1 [.; Ed. 2d 323... - a Pi nae oe
Baer v. City of Bend (1956) 206 Or.’ 221. 292 P.: ‘2d 1 34 20.

Berkeley Gragite gd tee v. teste (1937) 183 Ga.
NOL, 190 8 : DS See 27°

Billo v. Allegheny Steel Co, (1937) 328 Pa: “07. 195 Atl 110-..~ 97

Bollenbach.v. Bloomenthal (1930) 341 Ill. 539, 173.NE. 570... 44

Clark vy. Unitéd States (D. Or.. 1952) 109 F: Nn: eae 4

“Conser v. Atchison. T. & S eit Ry. Co. (1954) - Mo. —, 266 6

me RE HO Tow ee A rR, SA phen 30

‘ Dunning vy, Northwestern Electric Co. (19-49) 186 Or. 379,

206 ©. Bde 1977..:...02.0.000:.. Sed VE!
Engelking v. Carlson (19 39) 13 Cal. 2d 216, 88 P. 2d 695. 44
Engl v. Aetna Life Ins. Co. (CCA 2, 1943) 139 F. 2d 469. ; 49
Forrest v. Portland Ry.. 1. & P. Co. (191 3) 64 Or. 240, 129

rac. 1666 ............... -49
Gow v. Multnomah Hotel, Inc. (1950) 101 Or. 45, 224 P. 2d_
Re ne +e eke Rare ee 35.97, 31,44
ee Trust Company: v. York (1945 326 U.S. 99, 65 dain
. 1464.89 L.Ed. 3079 © Siete ef
ludson v. Bee Hive: Auto® Service Co. (1950), 136 Or. a.” ¢
Pac. 588, 297 Pac. 1050 7 ‘ , 40)
"Kelley v. : National Lead Co. (Mo, » App 19-48 ) 210-5, W.. 2d
zx t ie
Lia Porte v. Houston, AC “al, 1948) 189 p. 2d: +4 : . in
Leathe m ‘Smith- tia Navigation Co. v. Osby (CCA 7, _—*
1935) 79 F.2d 280. . , 27 ‘
Martin (vy. Reynolds Met als Cann D Or., 1952) 145
-F Supp. 379° oN DE.
"Munzer vy. Swedish Renevicann Lane (SD. N.Y. 1940) 35 F.
pe. 493 : soles eee 1... My Oh SD

iv |
-TABLE-OF CASES—(Contimieds °°
, ae

Oliver v. Union “Transfer Co. (1934) 17 Tenn. Shin OOF, y

_ SW. 2d 478 H. .

Piukkula vy, Pills bury Astoria Flouring Mills Co (1935/4 mo:
"Or. 304, 42 P. 2d 921- rehearing denied (1935) 150-Or, 304.

+4 P.-2d 162 sats , ane ‘ am Fd dS. 1
Sinai v. Merchants Transfer & W. arehouse’ Company (1040
337 U.S. 330, 69 Sup. Ct. 1233.93 L. Fd. 1520 is
Richards v. Wael Short li ane R. Coon: 29 41 Utah 99; 123
rec, S32 .......... . tH
Ritchie Vv. Thomas (1950) 190 Or. er P. 2d '
PO recalrhnrch aa ee eee eee e a et 31, 33.35
Ryder v. Kincey 188) 62 Minn, 85. o+ N. W. OF. a 45
Smith v. Internatioital High “Speed Steel Co. (1923) 98'NIL
ee 120 Py ME score inne one 2e
~ Suko vy. ‘Newdhywesion Ice’ & Cold yrs Co. “(1941) lob
557, 113 P. 2d 209... RAPE I TNS Pe “

1. Was the decision of the Court of Appeals that the.

doctrine of res ipsa loquitur should be afiplied to the

sfacts in these casesin conflict. with the applicable law

2. Was the decision of the United | States Court of

Appeals for the Ninth Circuit that the pre-trial éxamb- *
nation of°two of the. physicians of respondents Paul |

Martin and Vefla Mlartin was properly limited in con-

flict with the applicable law of theState of Oregon?
‘ - i ;

f 3. Was the decision of said ‘court chine the claims of’
respondents, Paul Martin’ and Verla Martin were not
subject to the two-year statute of limitations of the State.

| of Oregon in*conflict with the applicable law of the

| State of Oregon? cn |

e

cs "statutes .

I. 4 Oregon Rev. Statutes, § 12.010, p75

“Actions at law shall only be contmenced within’

the periods prescribed in this chapter, after the cause
of action shall have acérued, except where a differ
ent limitation is prescribed by statute. The objection
that the action was not commenced within the time

limited shall only be taken by answer, €xcept.as pro- —

- vided in ORS 16.260."
SD oy : ‘ '

@ +s
we

e+ a

‘ . ae

ts J

ix be ?
2. 1 Oregon Rev, Statutes, § 12.110. p276

“( 1) Anaction * WF, any injury to the person
or rights of another, not arising on contract, and not
especially cnuracrated in this chapter. shall be com
menced within two vears; * *

e e : :
STATEMENT OF THE CASES
as Rue A. Preliminary Statement

The decision of the C ourt of Appeals’in these cases
\ ha’ imposed on pe ‘itioner a liability unprecedented and

certain to produc e the severest reperc ussions on the con-

sh diigt of hitherto lawful industry everywhere. The court

P ” J ia A : C—"
i 4 ; he

he 4 Me | a

¢

>

by anerroneous application of res ipsa loquitur in effect

- ruled'that the operation of an aluminum reduction plant

.*

an operation similar to any one of several other vital
‘industrial ‘proc esses in which fluorides escape, such as
steel plants and fertilizer plants—rendered the operator
dolutely liable for, the assorted ailments of the sur-
rounding population, even though ‘the operator took

every conceivable prec aution against injuring anyone

and in fact reduced the amount of fluorides escaping

§ far beyond the point whera they were ever capable of

harming residents in the area near. the plant. Those
“ ho Wish to do so Can interpret the decision as laying

at the feet of these fluoride-producing industries the

weight and other commonplace ailments of those w ho
Regear their plants, whether the plants are shown to

endanger those persons or not.’The burden w hich could

be thus iniposed on a law ful industry is staggering. The -

decision of the Court of ’ Appeals i is obviously, therefore,

not only of importance. to the parttes, but also og
public.

=f -

.B. Summary of Facts
From December, 1946, to November, » three _

respondents lived together on a cattle farm near. Trout-
dale. Oregon, about\a mile and a half upwind from

petitioner’s aluminum plant. Beginning. about. the

st

2
sole responsibility for the indigestion, backac hes, excess *

° . ‘ fy

. middle of 1947. they claim to have acquired a number o
of symptoms. which: were fully developed by 1048"
These alleged symptoms, which varied somewhat

among ,the three, included, among other things, EXCESS
weight, stiffness of the spine, ‘pains in the joints. liver

impairment, flatulenc v, polyps in the nose, simusteis.

shortness of breath, diarrh€a, excessive sweating. click:
ing jn the ankles, whee; Ang, mottling of the teeth. int
digestion, hypothyroidism and bladder irritation AR!

191 325,.°1933+4 1939-40, 198+).
is ae xe
~The respondents began to consult doctors, in all

some 16 of them. Of these, five testified at the trial in ¢
a speculative fashion and with varying degrees of hest-

tation that the respondents were yictims of fluorosis. *
although not necessarily witht regard to all these svmp- |

toms.

None of these, doctors claimed ever before to have
seen or heard of flierine’s producing such symptoms in
this country. Each replied in the negative as to whether
the- respondents showed the. two concrete signs com

monty enantio as tests for the. excessive ee of
fluorine-—skeletal changes as shown. by X rays and an,
‘abnormal level of fluorine in the uxine. Les
"$n the other hand, five doctors called-by petitioner
testified that the respondents’ symptoms could not con

~ ceivably be attributed to fluorine.

ree . Te

7 ,

Aluminum: has: been’ produced by electrolysis sirice
before the beginning of the century, See, for example,
the, discussions in United States v. Aluminum Co. of
America (CA 2, 1945) 148 F, 2d 416, 422, and in the
District Court (S.D. N.Y. 1941) 44 F. Supp. 97, 112
Emissions ‘of fluoride, even Ww hen precautions of the-sort.
taken by petitioner. were not present, have never been
-Anown to #ijure residents in the vicinity. —

_ ; %

Petitioner had no, means of foreseeing that the
amounts of fluoride released from an ‘aluminum plant
could or would cause. injury to human beings. under any

circumstances, mach less i injuries of the. type and under

duced by respondents that any such injury was fore-

Séeable,

Nevertheless, ‘to remove any possible hazard to cattle
or vege tation, and not because of any possibility of in-
jury to humans, petitioner, as is stated in detail below,
has installed at great expense the best devices that ity
could design to minimize emissions-from the Troutdale
plant of all waste, including fluorides. In. 1946 it in-
stalled a spray fume- control system which was the best
then developed (R. 1160, 1278). The’ present dual SVs-
tem of pot hoods and roof scrubbers és the only one of
its Kind i In any aluminum plant in the U nited States (R.
1530). It cost over $2,118,000 to install Me: 434) and in

-J

the circumstances here alleged. No evidence was intro-

. @ 8

1950 alone cost over $129,000 to operate | R. 43352 No

: °
evidence was presented that any better.control system

"was possible,

Howeve ry sonte flucrides ese cape and-wiH continue
Yo escape iin the future.. in amounts which heretotore
“have uniformly proved to be harmless, Thus the « Choi
ig between the release of this amount of fluor ile Sor the
cessation of the production of aluminum: in fnhabited
areas. dnasmuch as electrolysis on this scale can be per

for med only where there is an abundance of water

| power, the available sites are limited and in general

inhabited. United States ve. Muminum Co. of America

(SD. NY. 1941) 44 FL Supp. 97, 121. Thus there. is no

~ practicable alternative to release of fluorides except

cessation of production areagetier: j

ta

The importance to the public gene as and ty
sdusiry specifically of the decision of the Court of Ap

peals‘is apparent from the fact that the following compe

rations filed Briefs: Amic us Curiae upon the rehearing

en bane: Aluminum Company” of Ame rica, haise!
Aluminum & Chemical Corporation)Monsanto ( hem,
ical C company. Olin Mathieson Chemical Corporation.
Victor ChenticalWorks, Harvey Aluminum, a Division
of Harvey Machine Co., Inc. and West Vaco € hemi al

Division of Food Machinery & Chemical Corporation

ry
C. Jurisdiction

Hhese actions were submitted to the jury on Sep-

tember 15, 1953. Late in the following day. the jury re-

-__

turned its verdict in favor of respondent. Paul Martin
for the sum of $17, THE BIOL its: verdict for> respondent
Verla Martin for the sum of $12,764.30. and its verdict
lor respondent Paula Martin forthe sum of $7,764.30.
The United States) District Court. for the District of
Oregon thereafter enite red judgments based upon the

: aforesaid verdicts, 2 —

Jurisdiction ad the U nited States District Court for
the District of Drege nl was based upon diversity of citi-
| ve nship and the fm it in controversy. under 28 ESCA

1332

REASONS RELIED UPON FOR THE
ALLOWANCE OF THE writ

Petitioner submits that this court should review the. °
: decisions of the United States Court of Appeals for the

Noth Cireuit for the following reasons:

‘

| !
The decisiongyf Said court that the doctrine of res
ipsé loquitur should be. applied to the facts in these cases
is as comet with the appli able law of the State of

?

The decision of said court that the scope of exami.
nation before trial of two of respondents’ physicians was
properly limited is in conflet with the applicable law

of the State of Oregon. 2:
HT ‘ oa
The decision of said court that the claims of respond.
ents Paul Martin and Verla Martin-were-not subject to
the two-vear statute of limitations of the State of Oregon

is in conflict With the — able law of the State of
Oregon. : .

ARGUMENT

I
a

The decision of said court that the doctrine of res
ipsa loquitur ‘should be applied to the facts in these
cases is in conflict with the wells law of the State
of Oregon.

i) °

‘A. Unless an inference of negligence mem raised by
the doctrine of res ipsa loquitur, there was. no evi-
' dence that: Poe was negligent.

1. The yucontradicted eeiiienece showed. that pett-’
tioner used the greatest possible care in minimiz
_ ing the emission of fluorides. —.

&

Pi ae | ie ee” .*
Aluminum is produced at the Troutdale plant by
electrolysis. Raw materials are plac ‘ed m pee pots.
Fle trical energy is introc cede and aluminum in liquid
form is de ‘posited ina cavity at the base of the pot (R.

HH-8). The Troutdale plant Was made up of 312’ pots
vntil 1951 (R. 26). ‘ ee

. Some of the raw material going Mto each pot con-
tains fluorine. When ele ‘ctrolysis deposits the éluminum,
therefore, free fluorine is produc ed ‘as’a nee essary by-
product. of the process. Muci h of the fluorine thus pro-
duced is absorbed by the carbon lining of BF pot. The
rest emanates from the pot and immediately combines
With various other elements to form gases, fumes’ and
particulates known generically as fluorides (R. 115- 9),
Unless removed, thesé pass on to theatmospher e outside

the plant.

The-T routdale pidaatt Was constructed for the United
States, a 19-41 and 194% by Aluminum ‘Company of
Americ ‘as Whic h. Operated it'as a lessee of the -Govern-
ment from: May, 1942, 2, to September, 19-45. During that

period it was run Without any fuse control system.

‘Ro 1277),

During the 3 ear r following the end of the War the
v— stood ha. 111 1946: the Rec onstruc tion Financ e€ (ON
poration acting for the U nited States leased the. plant

lo pe litioner, |

a

°

.

>

When petitioner put the plant back in operation in
Septemlfer, 1946, there were indications that the pre-
: vious use without fume controls might have created a
“hazard to cattle in the sur rounding area (R. +16, 1305),
inasmuc h as fluor ides tend to become accumulated by

_the grass which is the principal fodder of pastured cattle

@im a grazing area such gs-that surrounding the plant

(R. 998-9),

Accordingly, petitioner undertook. two: projects.
First, it established and maintained a grid system for
keeping track of the amounts of fluorine in areaswround - : ‘
the plant (R. + 26, 1164). Second, and before it began to

_Operate the plant; it constructed a sy stem to control the 4

emanation of waste oes vine é Pee x
‘

_ Petitioner installed .im the entire length of the rool\
vent openings a system of water pipes and spray heads.
which sprayed a ‘curtain of water across.the openings.
No fumes-could pass:out into the atmosphere without
passing through that curtain. The water precipitated
out a substantial pr oportion of the gases, fumes and

particulates, including fluorides. These precipitations |

were then carried safely away (R. 415, 1278). ,

Witnesses for petitioner gave undisputed: testimony
that this system which\ Reynolds had devised was the
then best developed fume control system (R. 110.

1278). Harold W. :‘Zeh, Chief. Chemist and Control Fn-

Neaeye tilt:

* eas

.xineer of the plant, testified that in 19 to shine Was no
better control. sv stem” in any other aluminum: plant in
the United States. to my knowledge.” This sy stenr was
‘found te be 60 per cent effic lent; it removed ‘six-tenths

of the waste materials coming into contact with it CR.

114. There was no other system then in operation With »

aT) high an effici lency fate (R. tL):

In late 19-46 or early 1947, petitioner’ s staff s set about

complementing the spray system by adding a series of

baffles, each oné in theshape of a Z. between the W ater

‘spray and the outlet of the roof. The Water mist would
strike.the baffles, and the water would conde ‘nse, drop-
ping into the waste of the spray system, thus bei ‘ing pre-

vented from reac hing the outside atmosphere (R. 1 279).
‘ ;

liv early 1948, not — than a few months after
the baffles were installed, “petitioner began the con-,

struction of the pilot plant of the fume control system

ow in operation at the Troutdale plant. (R..1280). Ine.

‘stallationof the complete system began in 1949, and
portions of it’ were progressively put into operation ds
construc ted until the entire system Was finished. in No-
vember, 1950 (R. Bt ). This new sy stem is QO per cent
efficient. OR. 1332). It isa dual ope ration. consisting of
hoods for all the pots in the Troutdale plant. connected
‘toan induc ed draft system for drawing the gases, fumes

and particulates through evclones into washing towers.

a

. the same-is mot contained

1m the printed Transeript of Rex ond

2+
ers ee
© * And Lam frank to say that from the evi .
dence alone in this case this Court is not saying new.
that with the evidence before it that the officers ot
this corporation had any reason to believe that there
was any particular danger to humam-beings involved
in their actions.” : ; Pay, tly age

Pe adi oa orn”
ry _*

es

Later the trial court stated again (R. TSR):

°

-* ** it is unexpected that persons being in th
vicinity of such a plant would be injured or harp’:
by fluorine compounds emanating therefrom.’* 3?

ie
“

@.
t

The statement of the Court of Appeals. previous!
referred to (supra, p. 17). therefore, is contrary ne!
only to the uncontradicted - vidence but also to th

specific opinion of the. trial judge. '

| B. The doctrine of res ipsa loquitur did not apply.

Because petitioner used the greatest possible car
in minimizing the emission of fluorides from ats plar’
and no injury to human beings from the amounts v!
fluorides emitted was remotely foresecablé, as a matt
of law. petitioner was not negligent i operatitig th:
Troutdale plant. It follows, thereforec‘that petitione:
motions for a directed verdict made at the close al te
spondents’ case in. chief and renewed again after thi

parties had rested’ should have been granted. This th

a

triabeourt refused to do on the ground that respondents
were entitled to the benefit and evidentiary aid of the
doctrine of res ipsa loquitur. Vartin Reynolds Metals
Company (DD. Or. 1952) 135 BL Supp. 379. The Court

I Appeals also concluded that. by reason of the sub-
stantive law of the State of Oregon, the doctrine was
applic able to these cases (infra, p. Tho: The portion
of the opinion of the Court of Appeals on this point is
very confusing, Inasmuch as there is a failure to treat

separately two different questions:

1) Was the doctrine applicable so as to justify’
adenial of pe titioner” S two motions for a directed
verdict?

| Did the trial court proper lv instruct thle jury
on Bs subject of res ipsa loquitur. ) |

\t this juncture we are concerned only with the first
que stion, and not with the second. In this cannection
early the © ourt of Appeals misapplied the doctrine of:
res ipsa loquitur in such fashion as to eliminate the re-

qiurement that an action to be negligent must contain
foresee ‘able pote ntialities of i injur y.

dn Oregon the starting point of a ie ussion of res
ipsa loquitur must be the two. cases of Ritchie v. Thomas
1950) 190 Or. 95 », 224 PL 2d 343, and Gow. Multno-
mah Hotel, Ine. | 1950; 191 Or. $5. 224-P. 2d 3552. Be-
- tween them these cases disc uss exhaustively the earlier

dec; ISLONS and state the rule authoritative ly.

»(

\
\

From these cases and many more\that could b@® ited.

the a a elements of res ipsa loquitur are plain:

) Ty apply, the physical thing, oe canes the

injury must 6e in the exclusive reece ( Mf the defendant
j

The accident must bo ‘such as in the ordinary
course of events does. not teppen, if men who have the

a nt use or ‘dinary Cc are.’

(3) Res. ipsa loquitur “is never valid in the face ot
facts which adequately explain the occurrerice,” ‘inas
much as its function is.only to permit an inference unde:
certain limited circumstances when. the actual facts are
not shown by the defendant, who is in the best position -
to show theni because of his physical control of the in-

'
jury’ inflicting mnalrueneetauty. —

(+) The inference is a permissible one, which in thi
light of all the facts the trier of fact may use or not: its
only function is to. carry the plaintiff beyond a nonsuit
for want of a direct: showing of the manner in which
the allegedly negligent act-occurred.

© 4. The requirement that the accident be “such
in the ordinary course of et ents does not happen.
if those who have the management use ordinars”

vare™ was not satis fied.

’ The epinion of the Court of Appeals winfra. pp. Lit
-121) indicates that it failed to consider whether or ue’
/ the situation in the casey at’bar involved an “ace iden!

7 27 4

hs such as in the ordinary course of events does not
happien ee *.” Yet this requireme nt musi be satisfied. .
Cole wv, Vieltnomah Hotel, Ine. supra. py2s. at 52. 224
Pod. at 554. The word “accident” ie peed ‘San un
expected or unforeseen event happening suddenly aiid
violently. Thus, deci isions concerning industr ial accident
claims have held that a disease caused by tre inhalation
of impure air over a per iod of time does not result from
an “accident.” Smith r. International High Speed Steel

(1923) OR3NIA, 97+, T20 Atl. 188: Billo. Allegheny
Steel Co. (1937) 328 Pa. 97. 195 Ath WHOL 11K 11s:
Berkeley Granite C — @. Covington (1937) 183
Ga. 801, 190 SE.

*Not only must there -be an-accident, but also that
accident must be such as digs not ordinarily happen. It
must. have “oceurred out of, the ordinary course of
events”: if must be “extraordinary iit character”
| —- Smith- Putnam Navigation Co. ? . Osby CON

- 1935) 79 F, 2d 280, 283. It must Vipess, as the Dis.
trict Court itself said, that: “Something that ordinarily
we would not expect to happen did hi appe N and damage:
resulted.” Vartin wv. Re ynolds Metals C ompany supra,’
p23. p. 38h.

* |
Here. there is no sudde ‘ny Violent. unexpected event,
the impact with which the fumes and gases “hit\he: -'t

jMosphere hardly constituted viole nee, Her were the

; ,

emanations unexpected. Furthermore, even if) some:

agile imagination could conceive of this process of ema- |

‘nation as an “accident,” there is absolutely. no ground

for thinking that it occurred “out of the ordinar V COurse

of events.” Indeed, those emanations are inevitable

products of the dinctiadyiie manufacture of aluminur

The parties stipulated that, as long as the plant operates.
,

-26; No. 14,991, R. 28: No.14,992, R. 29).

i

emanation of fluorides ‘is continuous (No. 14,990, B.

It is for this very reason that res ipsa loquitur was
held inapplicable in the only case which has ever been

decided on facts comparable to those at bar. Actually.

the facts were virtually identical with those presented

here.
’ F . : 4) 4 : ; : . ;
Reni t. National Lead Co. _( 1948), 240 Mo. App
, 210 S.W. 2d 728, was an action by a mam and his

wife ras compensation for - personal injhries and
property damage allegedly-caused by ‘gases, fumes ani!
particles escaping from defendant's plant. Defendant
Was manufacturing oleum, also known as fuming si:
phuric¢ acid. As the court there noted (210 S.W Een, )
732):. |
“Not only is the production.of fumes and gases it

herent.in the. very nature of the process, but. there
is no known way of. peevonmns it.

wy

oe . ™"

Although there was originally some confusion as to
plaintiffs’ theory, by the time the case was submitted -

to the jury Clbid.)
' “this issue had been reduced to the question of -
whether defendant could have remedied or pre-
vented the escape of fumes arid gases from its plant,
but negligently failed to do so.”

~

\

Defendant appealed a failure to direct’a verdigt in

its favor, and the court. finding no evidence of negli-
eence, reversed, The doctrine of res ipsa loquitur failed

ty save appellees’ verdict (210 SW. 2d, p. 733):

“In their brief in this court-plaintiffs argue that
their case was one for the application of the doctrine
of ressipsa loquitur. It is clear, however, that they
are Wrong in such assumption. One of the essentials.
of a res ipsa loquitur case is that the happening com-
plained of be suehvas in. the ordinary Course of things
does not oceur if proper care is exercised. by those

having the management or control of the instru-:

Mentality producing the injury. Pandjiris v. Oliver.
Cadillag Co., 339-Mo. 711, 98 SW. 24.969: Brown v.
St. Louis County Gas €o.. Mo.App., 131-S.W. 2d
334. In this case the evidence showed that the giving
off-of fumes and gases is inherent in the manufac.
‘ure-of sulphuric acid and oleum. In fact. oleum is
hrown as, fuming sulphuric acid. The mere circum,
stance of the: giving off of fumes and ‘gases may.
therefore not be said to bespeak negligence. Gr. in
other words, to afford reasonable evidence. inv and
of itself. that such a consequence jwas attributable
tothe lack of proper care? |

FP ene one oe 0» |
ge ; ; 30°

. The criter ia’ for the application of the doctrine are the
same: in Missourt as in Oregon. W cisbrod vy. Aatz Drug
Co, (1949) — Mo, —, —, 233, HW. 2 07, OO: Conse

MS Atchison, T. & S. F. Ry. Co. (19 54) - Io.

one ow: 2d 587,590. |

; _Itis not clear how the District Court could ‘hold res
ipsa logifitur applic able to this case under these cit um
“ stanc es, As’ ‘already noted, the ‘District Court's own
opinion cone urs thtat, something must happen which is
“4 outside the ordinary rink of events. But nowhere dies

the opinion state w hat that. something: is in this cas

Pie
~

Even the. trial court's opinion points up its OW!
| error. ‘The. court said res ipsa loquitur applies. wie no
: “Something that ordinarily we would not expect te

happen did happen and damage resulted” {see pp. i.
supra, emphasis added). In this case the, damage re:
sulted, allegedly, from the fluorine emanations. But
"sould those be the “something unexpected’ ” It has al-
ready’ been shown: that they were inevitable in the nor.
‘mal course: of events (see p. 11, supra). If the trial
court's instruction was to be consistent with the purpose
and statement of. that doctrinal requirement, it: would
“read: “Under the ordinary course of events it is une
"pected that fluorine compounds would emanate from
suetior plant.” Of course, that could not be said. The
application of es ipsa loquitur by the District Court

—

° -
- @
f, 6 X

was thus doctilinaliy unjustified, as ‘the Ke ey case so
aptly, showed. o

Another matter Which the Court of Appeals failed

to consider in its opiniok fw fvay the applicability Of the

_ doctrine of res ipsa loquitur to phenomenal, Unique and
unprecedented accidents, Of c ourse, tbe courts have ap-
plied res ipsa loquitur only when an unusual accident
“CUPS, because, otherwise the oc currence’ would not
make an act of negligence a more probable explanation
than the absence of as negligent act. As a corollary,
“when the accident is. so unprec edented. that the com.
_ mon expe rience of men does not indicate even the pos-
sible causts, the jury cannpt infer that it.is more likely
My than not that, the defendant committed a negligent act.

and res ipsa loquity rimay not be employed.

In been, Multnomah Hotel, Ine.y supra, p. 23, and

PHT Ie 0. Thomas, supra, p. 25, Justice Beand: of the

‘. Oregon Supreme C ourt. making af exhaustive study of

res ipsa loquitur, hore than once quoted with approv al

an article, by Dean Prosser, “Res Ipsa I oquitur in Cali-

fornia.” 3F ( ‘al. L. Rev. 183. ‘In that article Dean Prosser
states (p, 195):

“It is still true that Where it is entirely clear that

there is no basis of experience from which a reason:

*, able man may conclude thatgnegligence is a more

Probable explanation thari any other, the court will

hold the plaintiff mas not sustained his. burden of.
proof,”

; 32 .

Judicial application of that principle is found in la
Porte wv. Houston (Cal, 19 tS) 189 PL 2d FEE. Phere on
automobile being serwiced. by defendant -had lurched
forward and. struck plaintiff, even though the brake
had been set_and the gears, pit in neutral. The court
held res ipsa’ loquitur inapplicable, remarking that |p
40) “the evidence is overwhelming that the phenome.
non occurs so infrequently that it may be classified a
One that rad never been witnessed by the Majority o!
mechanics.” he
\ ,
Actually, petitioner admits—indeed, insists upot-
‘the incongruity of applying such rule to this case. The
emanation of fluotides is inevitable, hardly unusual.
ftid surely not phenomena). It is regularly Witnessed
by everyone in ‘the industry. But, if the court can over
look the inevitability of fluorine emanations and fin
‘the required “unusual occurrence” in the UNneXpeE ter
injury, then. petitioner can point, with equal validity.
to the fact that’ this sort of injury had never before o
curred in this country (see pp. 17-24, supra’. Emiplos:
ing the District Court’s own formulation, incongrud
as it i&, res ipsa loquitur cannot apply because. in Deat
Prosser’s words, * ‘there is no basis. of experience fret
which a reasonable ntan may conclude that negligene

is a more probable explanation than any other.

33 =

‘Tinallys it.is apparent that both the trial court and
+ the Court of Appeals, in holding that the doctrine was
“applivable, left out the requirement that the accident
he such as would not happen if ordinary care is used.
Thus, in denying petitioner's motion for a directed ver-
dict, the trial court made the following astonishing
statement as set forth in its published opinion (135 KF,

> Supp. 382);

. “At this. state of the case, there being no excul-
patory explanation of how it happened it seems to
this Court that it falls directly within the res ipsa
loquitur doctrine which is quoted very simply-in this
Pe sare from the Suko case, supra * * © if we’
would just paraphrase the language, and I will make
an attempt to do so. When the plaintiff proved the
© tanation of fluorine compounds fro the plant of —
the defendant and the injury suffered by him as.a_
result thereof, he made out a-prima-facie case of
negligence on tie part of the defendant.” ‘Emphasis
added). - .

.

-— wy,
¥

@ NS re
tis apparent from this statement what the Court

-left out in applying res ipsa loquitur. It left out the

‘requirement ‘that the accident be such as would not

| happer: if ordinary care is used. Compare this with the

Matement in Ritchie v. Thomas. supra, p. 2):

* ‘ * .

“An inference. of negligence may arise only * *. *

When the aécident is such as. in the ordinary course

of events does not happen, if those who have the
Management use ordinary care.” (224 P. 2d 331).

\
!

34

antd with the. statement of the Or egon Supreme Cou

in Sin wv. Northu estern lee & ( ‘old Storage PC: or Wey
106 Or. 357, 566, 11 3 P. 2d 209, 213: ‘

“In the ordinary course of matters the mishan woul:
not have occ urred except through carelessness in thy
construction, inspection or ‘use -of. the tank,” ‘hn
phasis added) : :

\ rec ognized that ‘someone's negligence” was

By omitting the final clause of this element of res ips:
loquitur, as quoted from Ritchie v. Thomas, supra. tly
Court has entirély perverted its meaning. It would be

hard to phrase a c clearer statement of absolute Liability

In Sinha this matter, the Court of Appeal:

a prime *

‘condition for the. application of the’ so-called rule of re

“ipsa loquitur” Cinfra, p. 114+). However, at no place i:
its opinion is there a reference by the o ourt of Appeal
to the error contained in the foregoing statement of th
trial court. Instead, the Court of Appeals states that Lit

trial court had thé particular requirement of neg:
gence in mind because
: > §

“e * *. it stated in its instruction to the ju"
that ‘under the: ordinary course of events itis Ww
expected ‘that persons being in the vicinity of, suc!
a plant would be injured or harmed by fluorine con:
pounds emanating therefrom.” ~ Ginfra, p. 114.

\

°

»

a
. . ae * . .
This conclusion of the Court of Appeals is meaningless.
It the trial court did not Have the requirement of negli-
gence in mind in denying petitioner's motion for a di-

rected verdict as shown by the above exerpt from. its

published opinion (supra, p. 33>, then of what signifi-

cance is it that the trial court was considering this re-
quirement in giving its instruction to the jury? More-
over, the instruction in question omitted’ the very re-
quirement that the accident be such as would not hap-
pen if ordinary care is used. Compare again the state-

ment in Ritchie v. Thomas, supra; p. 25, 190 Or. 114:

“An inference of negligence may arise only when
injury is caused by an instrumentality which is
under the control and management of the .defend-
ant, and when the accident is such as, in the ordi-
nary course uf events does not happen; if those who
have the management use ordinary care.” (Empha-_ .
sis added). ) ; :

with the comparable wording of the instruction by-the |
trial court: — Z oe .
“Further, that under the ordinary course of events
HU is unexpected that persons being in the vicinity
oof such a plant would be injured or harmed by
fluoritie compounds emanating therefrom, and that :
such ‘a mishap would not occur” (R. 1880). ( Em-
phasis added) *

Thus the trial court in effect said, if'an event is merely.
’NXpected. res ipsa loquitur applies, but the rule is that. .

sh

if an event is unexpected in the absence of negligen.
res ipso loquitur applies inasmuch as the happ®ning.:
the event unexpected in the absence rofl negidine CHE pe

mits an inference of negligenc e. .

—Tfan event merely unexpected allows an infer:
of negligence, an absurd’ result: is reached. The mor
careful one is, the less an injury is to be expected. Thu.
Where the most careful act produces the least expects.

injury, under the court's reasoning the inference of yes
,

‘ligence is strongest, , .

Perhaps recognizing the defectiveness of the rathe

elliptical reasoning of the trial court, the Court of \y

peals set forth in its opinion certain premises which
believed related to ordinary Care and warranted a Co

clusion that res ipsa loquitur anplied (infra, p. 115

“Viewing plaintiffs’ Case in the most favoral
light, as we are required to do, we have the follow
ing: (1), Damage to persons in the position of tl
Martins was possible from ‘excessive amotints
fluorides; (2), the Martins were poisoned and tr
eg! plant and by these fluorides: (3), from thir

_ permissible to infer that ‘excessive amoun'
a them —— that there were such exces
amounts; (+), the emission of excessive amou®
from the plant was cir¢umstaritial evidence of nes
gence. Res ipsa loquitur.”

7

The faultiness in this reasoning is obvious. First, the
Court of Appeals confused the effect of the “invasion
of excessive amounts of fluorides on human beings”
with “excessive amounts of fluorides emitted from an

aluminum reduction plant.”

Second, the word “excessive” at least implies that
the Troutdale plant emitted more fluorides than such
want Would in the ordinary course of events emit. Sach
implication is not supported by the record. According
. to the CRN ayy testimony in this case. the fume

collection systems in operation at the plant during the
period in question were unique and unsurpassed in per.”
formance by any system in the aluminum reduction in.

dustry (Supra, pp. 10-17).

Furthermore, as aleady shown, it was not remotely
foreseeable that the fluorides emitted from the plant
sould cause injury te residents in the areca ‘supra. pp.
2h OF course. without foreseeability there can be

noneghivence, 4. . ,

! The Wdence was umontiadictéd as to the Caine

of respondents’ alleged injuries.

\s previously noted ‘supra, p. 260. res ipsa leoquitur
is Hever valid in the face of facts which adequately ex
plain the ace urrence.” With respect to this feature of the

_ toetrine as applied to the instant cases. the trial court

pahes 38:
od . . . ’ °

made thé rather ineredible: statement. (133. F. Sup:

382 7 ). t ; ; . " ‘

“So'far as LT am.able to ascertain from the reco .
no attempt has beef made by the defendant to pro :
the cause‘of the emanation or the esc aping att)
scien it was necessarily that of the defendant whic h he
exclusive control.”

“

Certainly. fluorides settled upon real properties :
were “scattered.” to use the word of the Court of \
peals. However, there were no “EXCESSIVE amounts” ae
dlready shown ‘supra, p. 22). In fact. the sc atterine
Was “not: ordinarily. to-be-expec ted” in that the amoun
“scattered” were far less than would erdinarily be e

pected: ‘supra, p. 10).

39

Furthermore, the Court of Appeals is wrong in sug.

vesting that the trial court paraphrased the language of

¢ .

the Suho case to read as follows:

“In the ordinary course of matters the mishap
would not have occurred except through careless-

* ee

Hess,

\s. previously noted (supra, Pp. 39). the quoted state-
ment is from the trial court's instructions and not from
its opinion in. denying petitioner's mgtion for a directed
verdict. Also the trial court made no reference to “care-
Tessness” in’ giving the instruction’ in. question but
merely stated CR, 1880):
“Further, that. under the ordinary course of events:
it is unexpected that persons being in-the vicinity
of such a plant would be injured or harmed by:

fluorine compounds emanating therefrom, and that
such @ mishap would not occur.”

.

As far as the cause of the “scattering” or “escaping” 7,
@! the fluorides, a considerable part of the record is de-
voted te nothing else. “The whole truth as to how and
why fluorides escaped was -known, and it is recited. in
detail in Point I-A-1. These facts were largely stipulated,
as ds shown by the instructions to the jury CR. 1870-3 >,
» There was simply no area in Which an inference as to

Neghgence could work. The question owas, entirely on

10

whether the stated facts as to. how and Why fluoride

escaped amounted to negligence. Petitioner, as has beer

shown, used the greatest possible Garey far above the

required by any reasonable risk of human injury. Mote
« . . . . @

over, since no injury was foreseeable, there could nv

‘

have .been negligence. '

Res ipsa loquitur is by its nafure appropriate en
1

when some sudden, unexplained event occurs under, thy

control of the defendant and causes injury. Herve th

event, the emission. of fluorides, is fully explained: i
only thing not explained is how the respondents coul:
have suffered injury from something harmiless to th:
rest of mankind, Petitioner was in no position to, expla
this, and certainly no inference was proper that flu-
rides caused the injury in’ the absence of some athe:

explanation.

3.. Even if res ipsa loquitur applied, petitioner!
e F Ve j sii “i .
butted the resulting inference by uncontradict«

testimony of due care.
‘ _ 2»

Res ipsa loquitur is a permissible inference. It is 1
mandatory and may be rebutted: by a showing that th
defendant exercised all due care. Judson v. Bee Hiv
Auto Service Co. (1930) 136 Or. 1, 1+ ee Pac. 3°.
2907 Pac. 1050, 1053-1054. Dunning v. Northwester
Electric Co. (1949) 186 Or. 379, 429, 206 P. 2d AL

MOl: Clark vo. United States 1). Or, 1952) 100 FL Supp.
213. 221. Because res ipsa loquitur is merely an infer-
ence and can be overcome by uncontradicted direct evi-
dence. the quoted principle could be applied to a. case
in Which res ipsa loquitur operates, Gow v. Multnomah

Hotel, Ine. supra, p. 25. at 53. 54. 221 PL 2d. at 335,

The principle should be applied to the cases at bar.
ae . ? .

. Even if res ipsa loquitur could have been operative, it
merely carried respondents past nonsuit. Petitioner, as
shown previously (see pp. 17-24, supra), introduced .
uncontradicted evidence that it could not have foreseen

‘injury to respondents and took every precaution to
suard against known-hazards. The only reasonable de-
duction that can be made from the ‘evidence is that pe-

«tittiner Was not negligent. ‘Therefore, in spite of res
ipsa, loquitur, the trial court should have directed ver-

_ dicts for, petitioner at the lose of all the evidence,

With respect to this feature of the case, the Court of

\ppeals stated as follows (infra. p. 110):
. - é . , ;
“* * *. In the present case the jury might haye
accepted defendant's proof and explanation but ob-
viously it-did not. It was not obliged to do so. The.
procedural problem which faces ana defendant such

_ as this, as it has developed in the cases, is discussed
- dt some length by both Prosser and Harper & James. |
The latter say, ($19,12'- ‘Defendant in a res ipsa
fase May show by evidence how the accident hap-
pened. but ordinarily this does not qutitle him to a

- #2 Noe ees

, . ' t
directed verdict. The jury may still reject the ev;
- dence or find that the explanation does not preclur
the likelihood of. negligence. 2... In most res isp:
loquitur cases defendant cannot definitely expla
the accident; His,usual defense consists of proof:
the precautions he did take in constructing. main
taining, and operating the mjuring instrumentality
Once in a great while such proof may conclusive)
show that the accident did not in fact happen. «
that it was.not gaused by defendant. But this is se
dom the outcome. And where it is not, defendent
in this dilemma: the less-effective his precautions
prevent the occurrence the more’ apt they~are +
appear negligent; the more effective the precautior
testified ‘to, the less likely they are to have >bee:
-taken in this case since the accident did happen.’ °

‘

Of courses What the jury in the cases at bar did

did not.do has no effect on the obligation. of the trie

court to’ direct a verdict if the evidence so required it

In addition, the quotation by ‘the Court of Appeals fror!
| Harper & James is of no value here. The uncontradicte:
evidence in this Case, most of which was included in th
stipulated agreed facts portion of the pre-trial order an:

the testimony introduced: by respondents, showed th

of fluorides captured, and the amounts of fluoride:
emitted. If the “aceident did happen,” that fact in thes
cases Would not even suggest, in view of the forego:

that “the precauiions testified to” were not “taken.”

efficiency of the fume collection system, the* amount |

e

13
. : . 3
The Court of Appeals also quotes in a footnote a

statement bv Professor Prosser:

a ; ; 4 e
© “Prosser discusses the same matter | pp. 216-217).
as follows: “But if the defendant merely offers evi-
dence of his own acts and precautions amounting to
reasonable care, it is seldom that a verdict car be
directed in his favers The inference trom the Circa
stances remains.in the case to contradict the evi-
dence. Tf he testifies that he used proper care to in
sulate his wires, to inspect his chandelier. to drive
his bus. or to-keép defunet: mice and wandering in-
sect life out of his bottled beverage, the -fact that.
electricity escaped from the wires. that the Chande-
lier fell, that the bus went into the diteh and the
bug was in the bottle, with the background of com-
momexperience-that such things do not usually hap-
pen if proper care is used, May permit: reasonable
men to find that his witnesses are not to be believed,
that the precautions described were not sufficient
to conform to the standard required .or were snot
faithfully carried.out,and that the whole‘truth has
“not-been told. It is of Course not impossible that proof

. of proper care pfay be so overwhelming as to call
for a directed verdict. but in the ordinary case. it
Will not be Sufficient to destrov the inference from,
res ipsa loquiturs ”

?

Petitioner has no quarrel with the substance of Pro-
fessor Prosser’s statement. However, the statement. is
relevant only when the doctrine of -res ipsa loquitur: is
applicable to a’ ease. Thus. if the doctrine of resyipsa
luguitur isnot applicable, a motion fora directed verdict

should be granted when plaintiff. as here, introduces no

ad.

’

~ that will contradict or overthrow the doctrine is set

: p
: \ ~ *
must be “expressly waived.” Munzer v. Swedish | \mer.
_tean Line (S.D..N.¥., 19409 35°F. Supp. +93, 497. 40s
In its opinion of June 5, 1958, the Court reaffirmed
‘its conclusion that respondents “had not offered” thém-
selves as witnesses (infra, pp. 123-128). The Court als:
stated as follows (infra, p. 127):, ° : |
“At the time of the trial these witnesses ‘did offer
themselves as witnesses and at that time waived
. their privilege. At that time Drs. Hills and Proctor
-+ would have been proper witnesses. They were not
then ‘called, nor was the court‘at any time during
the three weeks’ trial asked for a continuance or at
order modifying its earlier limitation ta permitat
the. time an enlarged inquiry on deposition to be
made of Drs. Hills and Proctor. Before the court
could be put in error in respect to the taking of the
testimony of these doctors, defendant must’ have
“asked to take the testimony after the privilege had

U

‘ Le
been waived.” .

This statement is best answered by the reniarks of Judge .

Chambers. who dissented on this point (infra, pp. 12°
130):

‘Here I think we do an injustice when we sal

to the defendant, During the course of trial vou

should have renewed your request to take the doc-

tors’ deposition: that is: have stopped the trial to do

ad

33

it. Ordinarily, that would be a useless right. With
a jury one does not want -to stop the main show to
run off to a side show in Maryland. That has many

_perils, not*the least.of which is the urgency of courts

to get on with their business. | would let a plaintiff
restrict the taking of testimony on depositions at his
own risk, if he should later offer to testify in the
restricted area. And, as a trial judge. | would think
it plaintiff's. error, not mine,”

B. The errot was prejudicial to petitioner.

It is obvious that petitioner Was prejudiced in being

“fited in its examination of Drs: Hills and Proctor. The
existence, cause and extent of respondents’ alleged in-
juries were directly in issue. A major part of: the trial
Was devated to the tesgmony of experts bearing on
responderits’ physical co@dition. Petitioner was entitled |
to the full benefit of the federal discovery procedure in.

making its case on these crucial issues,

Apart from the question of privilege, it Was a proper
case for discovery. By testifying that they had consulted
Dr. Hills and Dr. Proctor with. reference to the injuries
in suit, respondents Paul and Verla Martin bore witness
that the information in the doctors’ handsawas “relevant

— to the-subjectematter™ of the action within the meaning
_ of Rule 26°(b) of the Federal, Rules of Civil Procedure.

é
There was much to indicate that information pos-

sessed by Dr. Hills and Dr. Proctor would have heeiy
P

valuable in assessing ‘respondents’ true state ae health.

It is, in fact, significant that respondents called neither

doctor as‘a witness during the trial. The Martins under- :

went a thorough check-up in the Johns Hopkins Hospital;

under the supervision of Dr. Hills. All the doctors who

examined ‘the respondents reported their findings to.

him. He also made his own ‘general physical examina-

tion of. the Martins (R. 1935, 2005), Yet petitioner Was

. unable to ask Dr. Hills his diagnosis, the results: of tests
run at Johns Hopkins or his opinion of the cause. of re-

spondents’ ailments, if any.

s ‘Similarly, Paul Martin testified that Dr. Pr octor was
a nasal specialist to whom he was referred by Dr. Hills.

Dr, Proctor made an examination of his nasal condition

eer

and operated on his sinuses (R. 2006).: Paul Martin

claimed aggravation of sinus condition as one of his.

_ injugjes, and he voluntarily disclosed Dr. Proctor’s sur-
gery. Yet petitioner was ‘barred from discovering from
Dr, Proctor ‘his analy sis of Paul Martin’s condition and

its causes. — et

C onsideri ‘ing the importance Sf medic al issues at the

" trial, the assured relevancy of the information withheld
_ and its indicated importance, the order of the District
‘Court prejudicially affected substantial rights of ‘the

petitioner. : . a ake

45

| The decision of said court that the claims of respond-

- ents Paul Martin and Verla Martin were not subject to
the two-year statute of limitations of the State of Ore-
gon is in conflict with the applicable law of the State

of Oregon.

A. The actions of Paul and Verla Martin were subject
- . to the Oregon two-year statute of limitations.

- The District Court was bound to apply the Oregon
statute of limitatidns and the éonstructions plated there-’
on by the Oregon courts. Ragan rv. Merchants Transfer & -
Warehouse Compariy (1949) (337 U.S. 330, 69 . Ct.
1233.93 1, Ed. 1520; ¢ suaranty Trust ( ‘Company v. York

1945) 326 U.S. 99, 65 Sup. Ct. 1464, 89 L. Ed. 2079,

The two-year Oregon statute of limitations governs - -

these actions, °
ORS 12.010

o : . Ss .
“Actions at law shall only be commenced within
the periods prescribed in this chapter, after the cause
"of action shall have accrued, except where a differ-
ent limitation is prescribed by statute.” z

ORS 2116

_ “An action * * *ferany injury to thé person or
rights of another, not arising on-contract, and not
especially enumerated a a chapter, shall be com-

enced within two year$; * #7? -

i

st e — é , v * .

~

‘ 6 ‘ F
« ees iy a .
, BS No- -jury’ question - _was involved in determining
whether the actions were barred. pele Les ae

2

7 a filed t these actions « on June 7. 1952

i in his eu that by the end of eae he had
“ac quired, all the 14 symptoms he claimed (R: 1984-93. —
“except A lui i in his breast, which he said appeared oniy P
two monthebetore his deposition was taken (R; 1994- 3
He eonfirmed this testimony on the witness stand R
at . 673-4, 710).

~» 4

+
Similarly, Verta Martin. testified that ‘by - 1948 she.
| had acquired all 12 2 of the symptoms liste@in her deposi ,
. tion (R.- 1934), except face lesions, w hich she said ap “
peared only two months before her deposition was taken

(R. ‘1939-40), This. testimony also was confirmed at
csbsauk bits.) Cae Cee nea a -

moos. Because: it appeared: athat up to “the time her com
‘ plaint was filed Paula Martin Ytur bide was é minor as

~ to whom the limitations periéd did not rung petitione:
did not m@gve fer a directed verdict against her on this

1.
0 A : ‘ a,
—srounc . ee, ; ;

7 As ‘to Paul and Verla Martin, however; petitionter
}e _ asserted as the first ground of its motion for a directed
- erdiet {hat their c laims were parred by the stahute of

3 ; ie ri
> . P : ‘ i 7 \ .
Sak ow it: ; o ‘ me a\

\

Piety ° Soe
e oe —: & .

+4 ae °
himitations asa matter of law « R. 957, 1862 3). . The Dis-
trite ‘durt de nied petitioner's fiotion® on this ground,

holding that, asjury question Was presented (R. 959,

q
IX

- ae ‘e
.

With one eyception, every question presented ‘by °.
pSitioner’s argument’ Was.a legal? and not a factual,
one. W hat Was the applicable statute? U ‘pon wi oc.
curren e did the zed causes af-action aecrue and
the, .Jimitations period” begin to run? Those questions

were. clearly’ legal questions for the Court.
. ¢ ; at
2 Petitioner: contended. ‘that the claims acerued when
‘the Martins had become aware of their sy mptoms. The -
onl factual’ question was when that had occurred. And Se
this, though it was.a factual issue, w as not. a.jury ques-

tion ‘in this case. Theré Was_ no evidence of any ‘kind

from ww Hfch a juror could’ have reached any conc lusion

A
’ > *

except that-the Martins had become aware of their con-
dition during | 1948. The onky relevaiit evidence any-
Where in, the record is the Martins’ ‘own testimony. Un-

Mer these circumstances e-single fact involved: Was
& > \ ; oe ¥
‘established asa matte r ng law. | n. era oe

A . %

0 Petitioner sought to testa legal theors y. lf the motion

os yas erroneous in law, it was for the Court to say so. It’
“could not abdicate that decision to the j jury, and it erred

in passing off a clear-cut controversy of law asa non-

ssiteyseispute of fact. aires

i 4 . : ° :
i . : . p.

a

38

lands to such ah extent that. they did receive into their
"systems these. compounds and did become poisoned
thereby and did suffer a personal’ injtity, then that is

1 a finding of the jury that relates back toa ‘causation

‘cumied by the defendant and ar ising walaly from its ex-

Clusive controt aNd possession of the plant. At this state |

of the case, there being. no exculpator y ‘explanation of

* ‘how it, happened ithse s to this Court that_it falls
Na directI$. within ‘the res ipsa loquitur doctrine which is
quoted ‘very simply in ‘this statement from the Suko

ase. supra * * *.if we would just paraphrase the. lan-

guage, and I will make an attempt to do so.5 When the
~ plaintiff proved the emanation of fluorine compounds
s from the plant of the defendant and the i injury suffered

by him asa result thereot, he.made out a prima- facie

3 “W uc, the plaintiff proved the célla of the tank and the injuries ssifteried
by lam.as a result thereof, he made a°prima facie case of ‘negligence on

thy part of tht defendant. So far as we have been able to ascertain from*

F record, ng attentpt was made by the defendant to prove the cause of
o _. the bursting of the tank. ‘Its effort was go, show only that it was not at fault.
‘It was a question for the jury, with. all\the evidence before it, whether the

' .* preponderance of such evidence was in favor of ‘the plaintiff.” Suko. supra, p

i ote Or Bs pages 567568, 1S P.2d at page. 214.

e?

Ce

~

> -@

7 dhe evidence these existing facts which are claimed and —

. 4
72

case of negligence on the par ‘ of the defendant. So far
as Lam able to ascertain from the record no attempt has

~ been made by the defendant to prove the cause of the

emanation ‘or the escaping of the fluorine compounds
so. it is a question for’the jury with all the ev idence
before it whether a prep id rance, of such ey idence

is in favor of the plaintiff.

*.

"Without belaboring the matter any further, it is

“my jhought t at if and when the plaintiff ha proved

.

to the satisfaétion of*the jury by a preponderance of

outlined, then a prima-facie case of gnegligance is pre-
sented’ That being so, it is an inference that the jury
can take into consideratiori together with all the other
‘evidence in the case in determining whether or not

the defendant Was negligent, and it thereupon became

to show that it was not negligent.

. F . ]
The burden of proof never at any time shifts, it still
being upon the plaintiffs. Nevertheless it would be for

-. the jury.to'weigh:such. evidence as the defendant bring:

forward in connection with explaining the inference

of negligence and to make an ultimate determination

. of where the evidence preponderates, so with that i

mind the matter will be submitted . to the jury on the
theory of negligencyit any, | and" the lack of ‘ordinary

| 2y
8.

;

the duty of the defendant toccome fotward with evidence’ -

&
_s

. | ; 73

due care and caution on-the part of the defendant with
the aid ine favor of the plaintiff of the rule of res ipsa
loquitur as I understand it-expressed here. With that in
-. mind the motion for directed verdict on the second
| ground will also be denied.

c
————
. ‘
. oa
5 ‘
7 ~-
ef -
‘
s®
7
4 o

”
*
y ‘
° | e
4
we
,

)

74
| | ‘Part
UNITED STATES COURT OF APPEALS >
FOR THE NINTH CIRCUIT

REYNOLDS | METALS COMPANY;
Appellan

) \ppellant contends that: the court erred in the fol-

~ towing instructions to the. jury:

“In determining whether or not the plaintiffs’ in
these respective actions have met this burden of
proof, they are entitled to, and you miust consider, .
the rule or doctrine of the law of negligence, gen-

* erally referred to as res ipsa loquitur, which merely
Ine ans and is translated as. “The thing speaks for it-
self.” : ita °

]

’ 80

9

—~ZSWhatever other Oregon decisions may have said of thi

rule, the court's discussion oftits effect: miakes the in-

-struction not errongous. That statement is ‘as follows:

“Lhe plaintiffs’ burden, ‘od proving negligetice. i
any, on the part of the defendant.-by a prepoider.
ance ofevidence, is not changed. by this rule or dov.
trine just mentioned.

“It follows, therefore. that in order to hold the

defendant negligent, the inference of negligence re-
ferred to, if you find that that is.applicable, and am
other supporting evidence in the case must have
greater weight, more convincing force.in the minds
of you jurors than the opposing explanation offered
by the defendant to the effect that ‘the defendant
was not negligent. If such preponderance in plain:
tiffs’ favor exists, plaintiffs have established nezli-

gence on the part of the defendant: but if,it does not

exist, if the evidence preponderates in defendant’
favor, or if in your minds, there is an even balance
as betaveen the weight of the inference and any ‘up:
porting evidence, and the weight of contrary ev-

‘planation, neither having the more convincing

force, then the defendant cannot be found negligent
by vou.’ \

6 : \

~ ‘ \

\

The Met fls Co. further contends \that there ts ne

evidenc e from which the jury could infer Mrs. Yturbide
was harmed by her exposure as a resident, to the e
caped gases from, the plant. Ten experts testified regart:
ing ‘the character. of the gases. Five witnesses were i:
troduced on behalf, of Mrs. Yturbide, and at the same

time on behalf of her parents, the separate suits of each

.

“ONIN REITER —
einen anny S

7%

ee Oe ee
.

St ea

‘of the three persons being consolidated for trial. All

these ten witnesses were heard viva voce by the jury.
and hence the verdict can be supported if any one of
the ten testified favor ably to Mrs. Yturbide. It is a as
the briefs of the appellant seem to suggest that we con-
sider de novo the: relative weight. of the physicians”

statements as between the. parties. .

There is. abundant eV enc c supporting the verdict

. ™
trom ‘one of her witnesses, Dr. Donald Hunter. internist

a“ physician at the London Hospital, London,

and, who has made a study of the diseases produced

~ by such Thuorides as camé from the Metals Co. plant.

These symptoms are those testified to by Mrs. Yturbide

“as follows: continued aching of the feet and legs. and

hack beginning in 1947 ‘and continuing, to the trial.
\fter two years on the ranch there came a “popping”

into her feet so loud that it was audible. She had very
severe abdominal gas and bloating. Her urine scalded
and burned her in passing. and she had to get up with
great frequency during the night t6 urinate. She had
trouble with her nése swelling so that she could hardly

breathe ‘and her ear ac hes. ‘with her ears becoming’

plugged up. Her hands perspired and swelled. If she sat

down for long she would go to sleep and was:always
tired. All of these svmptoms were present dy 1948. Dr.

’ Hunter described these svinptoms as being. — known

e-«

x2 .

92

~

to be caused’ by a-disease which he called subaeut
| : :
fluorosis. f

-.

Dr. Hunter added the’ testimony concerning the |

phy sical effects of such poisonous. gases on material
objec ts with Ww hich they come in contact. He Was shown
apiece of the glass of a window of the Martin hous

facing the plant and stated that:

. this is precisely the etched glass window that.

I saw in Lincolnshire on an ironwork in England
when in 1946 a. family like the Martin family Was
overcome, with all the same symptoms as the Mar:

tins, which is not included in this monograph be.

cause it has nothing to do with the aluminum plant.
but the effluent was the same thing, hydrogen fluo-
ride and cryolite dust, aluminum fluoride, and ever
silico’ fluoride which are probably the worst of the

e lot; therefore, this accords with experience in other

countries of effluent from factories where fluorit:
compounds are allowed to contaminate the, atmo-
_: phere of places where people live.”’:

eater '

Doctor Richard Capps examined. Mrs. Yturbide fo:
a week during which she was hospitalized: There he -

discovered the symptoms discussed by Dr. Hunter, plu:

- athyroid enlargentent and a mottling of the teeth which
could be caused by fluorosis. THe doctor stated that the
total of these symptoms showed infection. by fluoros

and in answer tothe question, “Could all of these thing:

Doctor, that you have described be explained on the.

_*
hap re on

83

basis of any other diagnosis? p stated, “Tf it is, I haven't

the slightest idea w hat it might be.” - _ +58

‘ea , ; e , ‘
Both the physicians stressed’ the fact that the symp-

toms of all three members of the family were practically

. identical. We think there was sufficient testimony for

the jury to infer that “the disease disclosed by. these
symptoms was caused by the releasé of the poisonous

gases from the plant. : ge tes

‘The Metals Co. contends that. the court erred. in ad-
mitting: evidence at the trial With respect to. damage to
cattle from the toxic gases being deposited on and im-
pregnating the vegétation they ate. We can see ‘no error

in introducing this analogy : of the effect on other mam-

- mals of the infected vegetation Ww here the s same infection

to the Martins. ei may arise from eating the infected

vegetables grow non their farm. The Or egon law leaves

_ to the discretion of the trial judge the extent to w hich’

such analogies may he considered by the: jury. Here

.the re Was abundant-ev idence of the difference between

the digestive systems of the tw oO mamnials, and of the

greater ‘likelihood of cattle infection. Leavi ing the matter

to the j jury did not constitute an abuse. of the wide dis-

cretion allow ed to the trial court under the Oregon lew.

Tuite v. Union Pacific Stages, et al., 204 Or. 565,°590
(1955). 3

:

,

" witnesses from great distances and, if successful. impos ;

court.
-_ expenses and subsistetice of witnesses to expenses for.
travel for a distance of 100 miles from the place of tr’al
She urges that Section 1821,:Titte 28 U.S
vides for the computation of ‘the cost of travel allowed

. . aN
for witnesses containsno mileage limitation. Metals (

Mrs

8k

_ CROSS APPEAL OF MRS. YTURBIDE
‘RESPECTING costs

é

correctly points out, however,

limitation is’ contained int Section | 1821, nor in ‘Section

o*

‘

that while ino mileag

fimiting the award to her of costs for the travel

‘turbide appeals from an order of the district

C., which pro

‘600¢ which was replaced. by’ Section 1821, in 194s.

tourts have. generally limited the application. of both
» sections to the range. of. the subpoena power of the dis

trict court, that is, in civil cases, 100 miles from the plac

ie

%

a of trial under F. RCP. #45(e) (1). Kenyon ». Aute>

‘matie Instrument ( to., 10 F.R.D. 248, 251-2

1950); Barnhart. v. Jones, 9 F.R.D. 423 (S.D. \W. Va.

1949 j

‘ foréign as well as dot 1éstic witnesses. See Lu@vigsen ¥.
Commercial Stevedoring Co., 228 F. 2d 707, 708 Gr.

‘It appears. that the. limitation is ‘applic able te

“2, 1956).

We conclude’ that the trial court properly limited ‘
‘the allowable costs te: 100 miles from the place of trial’

This is a sajutary rule: otherwise, a party might bring

¢

%». :

(W.D. Mich

~

;
‘Oo

» ieee ees

r%

v

x. _¢@
85 eax
A

3 | f ;
upon his opponent costs which would render the ex-

_ pense of litigation, which is already great, prohibitive:

7 . ae ‘
lhe proper procedure in cases where witnesses are at

great distances from the place of trial is to have deposi- ‘
or) A ° .

| tions taken. FAR.C.P. #26.

The judgment and the order appealed from respect-
ing costs are affirmed. °
(Endorsed: ) Opinion. Filed Apr. 24, 1957.
| Paul P. O’Brien, Clerk.

a
=

Rb

UNITED STATES COURT OF APPE ALS
FOR THE NINTH CIRCUIT

REYNOLDS. METALS COMPANY, )
Appellant, )

vs. ee: ) No. 14.991
: > ' oo
VERLA MARTIN, Apr. 2+, 1957,
Appellee.) |

‘Appeal from the United States District Court
_ for the District of Oregon s

Before: DENMAN, Chief Judge and POPE and.
CHAMBERS, Circuit Judges

DENMAN, Chief Judge:

Appellarit, hereafter Metals Co.,. appeals: from «.

judgment of the United States District Court of Oregor:

in a diversity suit awarding damages to Verla Marti

_ for bodily injuries suffered by her from poisonous flue

ride gases released in the air by Metals Co.’s aluniinur

plant in its process of” reducing aluminum by electrolys:

from aluminum oxide. ‘The plant is located about on

anda half miles from a farm, called Troutdale, wher

Verla Martin resided with her’ husband, Paul Martix.
and daughter, Paula Martin Y turbide, during the pe riod

from Séptember, 1946, uctil November, 1950, while th

la eee A eatin Sh sata

gases were being emitted by a practically continuo —

operation of the plant. ’

This case was tried with that of Reynolds Metal

» Company v. Paula Martin Yturbide, the same evident’

f

oe

87

applying to this and the third case, that of Paul Martin -
against the Reynolds Metals Company.

Only two contentions here made by the Metals Co.

differ from those urged’ in the case of Paula Martin

Yturbide, this day decided.

- First. appellant contents that the claims of ‘the two
adult plaintiffs, Paul and Verla Martin, are barred by
the Oregon two-year statute of limitations. Or: Rev. Stat.

§ 12.110. The Oregon law is applicable under the rule

_ of Guaranty Trust Co. v. York. 326 U.S. 99 (1945). The

present suits were filed in January, 1952. If, therefor e,

the statute of limitations began to run against the claims

of Paul and Verla Martin prior to January, 1950, their
suits are barred.

- The period of appellees’ exposure to. the fluorides
emanating from appellant's plant was from December,
1946, to November, 1950. Paul and Verla Martin testi-
lied. however, that almost all of their many symptoms
had appeared before the end of 1948, Appellant ‘bases
its contention that appellee's claim is barred by the
statute of limitations on the decision of the Oregon Su-
preme Court in Piukkula v. Pillsbury Astoria Flouring
Mills Co., 150 Or. 304, 42 P. 2d 921 (1935).

In that case, the statute of limitations question was

When the period commenced to run against a workman

88

. 2 @ . Sal

‘who suffered an occupational diséase caused by his ev.

posure to flour dust in a mill. The workman continued

to work in the mill. for some months after he became:
aware of the symptoms of the disease. The Oregon Su

preme Court held at. pages 325-6 that the statute began

to run when the’ workman first exper ienced: the svimp-

toms of the disease. The injustice ‘of this decision is vb.

vious. If one‘continues to work for his livinig with the.

\l

same exposure he w ould be prevented from recovering

for his i injuries for the per iod of his exposure Within the

two-year period of the statute.

.

We think the Piukkula case is overruled ity two ssh
sequent cases, Shives v. Chamberlain, 168 Or. 6/7»
(1942), and Hotelling v. Walther, 169 Or, 359 (1942

Both of these were medical malpractice cases in which
the treatment of the patient by the negligent physician
continued for over tw o years after the acts constituting
malpr actice occurred. The court held in the Shives case.
at page 689, that the conduct ‘of the physician Was @
“continuing tort” against which the’ statute of limita
tions does not begin to run until the person ceases to be

exposed to it. In the Hotelling case, supra, the court. a!

"page 56+, expressly repudiates a Massachusetts malprat-

tice case holding that the statute begins to run when the
negligent treatment first harms the patient. This sam
Massactiusetts decision was cited with approval in the

Piukkula case at page. 324. Further, in the Hotelling

89 ;
case. _ supra, the court: at page 304, cites with approval a
New Jersey decision holding i in-a Case involving an oc-

cupational disease that the statute begins to run from

the last date of continuous exposure, -

- In-neither of these Oregon cases is the ruling based
“on any confidential relationship of physician and patient
but, as geen, entirely on the continuity of the tortious

acts into the period of limitation.

- Secondly, appellant further contends the court erred
in refusing before the trial to permit questioning in
depositions of Dr. Hills and. Dr. Proctor, of Baltimore,
Maryland, two of the physicians who examined and
treated Paul and Verla Martin on information acquired
“in attending” them. The federal courts look to the state |
law to determine whether the physicians bear a+coff-
fidential Kelaticnship to their patients. Engl v. Aetna
Life Insurance Co., 139 F.2d 469 (Cir. 2, 1943). The
applicable Oregon statutes provide: Or. Rev. Stat.
§ saat 1} (d y:
“A regular phy sician ¢ or surgeon shall not, with-
out the consent of his patient, be examined in a civil-
action, suit or proceeding, as to any information ac-

quired in attending the patient, which was nec essary
to enable him to prescribe or act for the patient.”

90 :
Or. Rev. Stat. § 44.040: 2):

“If a party to the action, suit or proceeding offer.
himself as a witness, it is deemed a consent to th
examination also of a... physician or surgeon
the same subject.”

.

Appellant contends that Verla Martin had “offered
_ herself as a witness because when made a witness |)
; appellant by interrogatories. submitted under F.R4 P
33 and. questioned in a4 deposition.taken by appellay
under F.R.C.P. 26 in which her attorney sought no crow.
examination, she had not availed herself of her priv.
lege to refuse to answer questions concerning her trea!’
“ment by two Maryland doctors buf had testified cov:

cerning their treatment and advice.

_ Appetlant’s interrogatories were answered in March. —
1952 and its questions in the deposition in May. 1%.
Instead of attempting to take the’ depositions of thes
doctors. promptly, it was not until two and a half vear
later when the case was set for trial on July 25, 195)
that appellant gave ndtice of taking of the doctors test
mony in Baltimore on July 16, 1955. . Because of th

expense to the Martins in sending a lawyer to Baltimore.

Mrs. Martin moved for a ruling on the right to take he

Wh vsicians testimony and ‘the district court ruled a

' follows: ,

O17

_ “Reference is made to the plaintiff's objettions.
to the taking of the depositions of Drs. Hill and
Huntley in the State of Marvland now set for to-
morrow ‘morning. The Court has examined the dey
fendant’s interrogatories presented to the plaintiffs.
aud is of the opinion that their answers and state-

ements -eNXE lusive of Paula Martin) do not reveal
either an expressed or implied waiver of their ( Paul
Martin and Verla Martine Tight privilege created
by Sec EROLOORS. -

“Therefore, the depositions of said doctors, sO
far as questions and interrogatories, relate “to any
information acquired (by either of thesdoctors) in
attending the patient (either of the plaintiffs) which
Was necessary to enable him to prescribe or act for
the patients is violative of plaintiff's mentioned
privilege, and to that extent the objections should bee
sustaind.” | FE, mphasis added.

That issto say. the district court he ld it is the law
of Oregorr that merely answering a- ‘question from, her
“ppouent which she might have avoided. still remains
the appellant’s witness and ‘does snot wconstitute an

ffering of herself as a witness.

Appellant cites no Oregon case that holds to the
contrary and our careful search discloses none. Appel-
lant re lies solely on the case of Forrest v. Portland Ry. &
P. Co. OF Ore, 240° (1913). where the court says that
the plaintiff in see king to establish the damages for her
mrsonal injuries “offeréd herself as a witness” and testi-

’ tied at length about the extent and nature ‘of her in-

‘ o

Q?

juries. There is nothing in the Oregon Supreme Court.
opinion which remotely suggests ‘that the plaintiff »
that case was testifving as the defendant's witness «

was Mrs. Martiti here.

In this situation we cannot say from our own stud

of the law. of Oregon that the district judge erred in ap”

plying the law of his own state, following the principles,

7

‘established by the Supreme Court in Henderson Co.\ —

‘Thompson, 300 US. 258, 266 (1937). Thompson v. Co

‘solidated Utilities. Corp., 300 U. S. 99, 74-759 (1937 .-F
Township of Hillsborough v. Cremiwell, 326 U.S. 620.

630 (1945).
CROSS-APPEAL OF VERLA MARTIN
RESPECTING COSTS i

°

After awarding costs to Mrs. Yturbide in her (as .

against the Metals Co., the trial court denied costs

appellants Paul weil Nets. Martin for travel ee ;

sistence expenses of the same witnesses. Appe Hatyt Ver!
Martin argues that while these witnesses testi ‘d onl
_-at one“trial ow behalf of all three plaintiffise vet the

are eititled to costs separately because each action we

- separate, and they were joined only for convenience”

trial. She argues that the rule announced by. this court

in National Union Fire Ins. Co. v: California Cotter

Credit Corp., 76 F.2d 279, 289 (Cir. 9, 1935) permitting —

’
~

G3

the award of double costs where the cases of two plain-
titfs against a single defendant were joined, was not
atfected by the repeal of the statute under which that
case Was decided and the adoption of E.R.C.P. 42: a)
i 1438. This rule provides-for the consolidation for. trial

of suits involving Common questions of law or fact and .

. that the court “may make such orders concerning: pro-

aA?

A

f

ceedings therein’ as may tend to avoid unnecessary

Sad

We oink the disallowance of multiple costs is con-
wonanit with the purpose of the: present rule 42ya). Ad-
mittedly, the only case ¢ ited to us discussing this ques-

_ tion involved the ¢ onsolidatian of twoc Case's between the
sanie parties. Copeman Laboratories v. Norge Division,
YF Supp: 1604 (S.D. Mich., 1950). In that case multiple
costs Were disallowed. The fact that in the present case

there are different. plaintiffs does not appear to us to

© require duplication of costs. Obviously the expenses of

these Witnesses wet re not: trebled ‘because the trial j
which they. testified involyed the cases of three ee
tits. The three plaintiffs paid these expenses only once;
it is both unfair and unreasonable to multiply them by

three in peering them on to the appe ‘lee:

The pilgpie nt and the wane appealed from respec t-
Nk Costs are affirmed.

CHAMBERS, Circuit Judge, ‘concurring and dissenting:

.

a en oe

I concur in the foregoing opinion, except I dlissen
as to the specifica of on the matter of the testimons
of the Baltimore physiciaris, Drs. Hil/and Proctor.
think in the setting here the defendant was entitled t)

take their testimony at some time before the case‘went -

to the jury.

* (Endorsed: ) Opinion and Concurring and Dissent.
ing Opinion. Filed Apr. 24, 1957.

Paul P. O'Brien, Clerk.

95

UNITED, STATES Cou RT OF APPEALS: 7
FOR THE NINTH CIRCUIT

REYNOLDS METALS COMPANY, \

Appellant, J. :
a aiisnas) ( No. 14,992 °":

‘PAUL MARTIN, : . Apr. 24, 1957
Appellee.

Appeal from the United States District Court
‘ for. the District of Oregon

; Before: DE NMAN, Chief Judge and POPE‘and -

CHAMBE RS, Circuit Judges
‘.

Per Curiam:

This case was tried with the cases of Paula Martin
Yturbide and Verla Martin against Reynolds Metals
Company, and the issues presented herein are, substan-
tially the same as those in Reynolds Metals Company
v. Verla Martin, this day decided.

_ For the reasons therein stated the judgment and

the order appealed from respecting costs are affirmed. \

_(Endorsed:) Per Curiam Opinion. Filed Apr. 24,
1957, |

Paul P.O’Brien, Clerk.

* es

+

96
want tt
| UNITED STATES S.COURT OF APPE AES
“FOR THE, NINTH CIRCUIT

REYNOLDS METALS COMPANY,
_, Appellant,
\s ie ibe eal 990
PAULA MARTIN YTURBIDE, \ °
Appellee.
REYNOLDS METALS COMPANY
ss Appellant, |
| = No. 14, got
VERLA MARTIN, \
Appellee.
| REYNOLDS METALS COMPANY,
Appellant, lx No. 14.992,

"PAUL MARTIN,

vs. .
June 4, 1958

‘aais s

>

_On rehearing ea from the final judgment of the -
— urt for the District of —

EN BANC. = STE PHENS, Chief Iudge, HE ALY.
POPE, LEMMON, CHAMBE “RS, B: ARNES
and HAML EY, Circuit Judges.

' POPE, Circuit Sudee.

In hay, 1946, Reynolds Metals Company, a “Dela
ware corporation, acquired through tease, an aluminut
plant belonging to the Government and located a
Troutdale, Oregon. It commenced operation of its first”

potline for the production of aluminum in Septembe!

af that vear. .In the operation of the plant chemical.

cymponds containing aluminum. were collected’ in the |

‘reduction cells of the so-called ° “pots” and were reduced
or separated by the process of electrolysis or passage
of current through the cell. In the process, temperatures
| up te 1775° F, were-developed. As the compounds with
which the cells were charged, (cryolite or sodium fluo-
ride or calciuny fluoride and aluminum fluoride) con-
tain large percentages of fluorine ranging around 30
percent, a considerable portion of fluoride material was

volatilized the process and reached the atmosphere.!

Shortly after the operation of the plant began, and

in December, 1946, the appellees in these three appeals,

Pee “Se ee , : °
_ Paul Martin, his wife, Verla Martin, and his daughter, .

Paula Maftin, (now Mrs. -Yturbide) , moved to ‘their
cattle farm or ranch near Troutdale located about.a-mile

ty. a mile and one-half from-the aluminum plant, and

they resided there until November, 1950. The law suits |

out of which these appeals g grew were based upon claims
that. during the period of their residence on the farm
they were poisoned by fluorides which or iginated at the
appellant's plant .and were borne. on ‘the air to the
farm where they breathed these fluoride effluents

claimed, to be highly toxic and also ate vegetables

It took form in hydrogen fluoride, silicone tetratfluoride, enbiens aluminum
fluoride, aluminum fluoride, and cryolite. The fluorine. as such, is a. gas

which immediately combines with other elements to make these effluent
compounds. \ | |

eo

ae

. O8

7

growing in ther ate garden which also had been absorbin,

the same toxic elements.2 .4¢

The. principal: question presented here is: wheth

the evidence adduced at the trial below. (the thre

* Cages were tr ied together and: upon the sarhe evidenc

Was Sufficient to permit the case to go to the jury, Ups
‘the part ofthe appellant it is contended, (12) that ther
Was: insuffic ieitt proof to demonstrate that the damaz
- to the persons of the Phaintiffs, of which they complain:
Was caused by the fluor ides-escaping from dete ndant:

plant; and 42), that there was no &vidence of any negli

- gence, or any other breach of duty, on the part. of the

defendant. ,
‘ ©

With respect to the question of causation: —whethe

the escaping fluorides did in fact cause plaintiffs In

juries, —the evidence was sufficient to warrant th
jury ‘s conclusion that the ,escaping fluorides were th:

cause of the injuries. It was not disputed, in fact it Was

stipulated, that “fluoridés in some quantities and form.”

: aa ) :
did escape, when the potlines of said: plant were ope:
_ating, from defendant's plant.” The pre-trial stipulatio:.

after stating the specific fluoride combinations whit’

2. Frort the Pre. Trial Orders: “Plaintiff contends. that the poisonous fluor

7 fevuling emanating from the plant of the deféndant and carried by *

revailing winds upon and over, and settling upon, the lands upon
plaintiff resided and was present, were inhaled and were ‘ingested by =
tuff. and said “poisonous fluoride compounds rendered p'aintiff permanet’
ill and caused: plaintiff to suffer and to undergo serious and permonen! »
sonal injury. ee ‘ ; ' = saa

%

a.

ne

°

oe

Og

. «

did eseape in the form of gases, liquids and solids, and

which became air-botne, recited that-“portions thereof

cae settled at various tibties upon the lands” of the

Martins. ‘

. . .
.

A hortic ulturist fr om the Ciigem State College, in
the vears 19-48, 1949 and 1950 made test samples of
plants grown on selected plots in the * vicinity of the

Martin: property, for the purpose -of determining the

. fluorine content of. such plants. Some of the test plots .

hed _ . _° .
used’ were on the Martin property and as close as 1.1

omhileés from the aluminum plant. Others located in the

same direction from the plant were farther away. Those *
plants tested ‘on plots nearest the ‘aluminum . plant

showed ‘substantial (mounts of fluorine content. The

plants tested on prote which were farther away from:

(plant showed a substantially decreasing fluorine
content, thus indicating that -rel@jvely speaking the
nearer the aluminim plant the gr eater the concentra-
tion af the Bases, fumes and_ particulates, (i.¢. fine

wlids), lit making such tests plants which readily

_ absorbed fluorine compounds such as -buckwheat: and

gladioli were used so as to facilitate the testing. The

nesults therefore. did not indicate the quantities of -
6

-lluorine which would likely ? be found in garden

végetables. such &s. those the Martins grew in their

sarden-plot for their domestic use. Lf

. 100

_ In general there was an absence df proof as to jw
what quantities of fluorides contained in these gare.
fumes and particulates, passed over the Martin land «
were inhaled by them or: ingested from the: garde:
vegetables eaten by them. There was, however. prow’
that these fluorides were toxic. One of the chemists wh
testified Stated without challenge that hydrofluotic
acid or hydrogen fluoride, one of the effluents from th
plant, was “quite toxic” and that “the books orr chem

-istry. warned ot “ry it.” Appellant co

~ cedes that. such fluorides “are poisonous in excess

ae

_ amounts.”

That very large quantities of, these gases. fume.
Mil particuiates, did leave the plant and were. diffux
into theair, was unquestioned. Appellant’s own exhib
disclose that with the. equipment which was .used '

“control the escape of gases during the period that t
Martins lived on their. farm,. hundyeds of pounds uf
these effluents escaped each day. Thus in the year 1%
the amount of fluorine. alone escaping per day from th
plant ,averaged .2845 pounds. Comparable amour
escaped in the years 1948-49 and throughout the fir
half of 1950, after which time the appellant began th,
installation.of a new control system which was mut’

more efficient in arresting the escape and.fall-out ,

|

.

ss 1

. . x . ° y
- There is no’ showing as to where these large.

quantities of effluents finally settled: The experiments

mentioned above would indicate that the greater portion

* wttled on thosg areas nearest the plant, and those areas

included the Martin farm. That the effluenits.did have-
wme degree of toxic or harmful effect was indicated
by proof that cattle upon the Martin place showed

dlamage from fluorosis. Generally with. respect to cattle

\ it does not appear to-have. been controverted that cattle

~ lamage from an aluminum plant is a fairly coramon
‘ *

phenomenon. *

Jic arse it does not follow from mere proof of some
deme to cattle on the Martin place that the plain- .

lilt’ physical injuries, were. due to excessive amounts

of fluorides from the plant. Cattle get their whole food

from grass and ingest large quantities.-A human diet
cogains a relatively. small proportion of vegetables.

lor the purpose of this opinion we assume that the evi-

lence that cattle on the Martin place showed injury

“ health from fluorides has no significance here other

than to sliow the fluorides did reach the Martin place

. Hisome Quantity and that in some quantity the ingestion

During the trial in examining witnesses counsel for defendant made fre
jwent reference to @ British Government ation entitled “Medial Re’
warth Memorandutn No. 22 on Industrial Fluorosis and State of Hazards
Man and’ Animal near Ft. William. Scotland.” This reports the result
b« study of fluorosis affecting cattle and sheep tear an aluminum factory
"teperts with respect. to such cattle grazung im the vicinity of the factory
mteatystrophia, dental lesions. and “some cases of ostewmalacia due tw

Suor me, intoxication”. Also severe loss of condition and lows of aulk om af
Set animals .

ae .
, Pr

of affected plants may possibly cause illness in a mam

mal.+-

A significant bit of testimony adduced was pro:
that glass in the Martin home became etched by aci:.
~probably hydrofluoric acid which was one of the efflu.

ents from the aluminum plant. One of the expert wi:

" $40 . ° .
nesses, the British doctor who. had some prior experienc:

with similar etching of glass located near industri.

plants’ abroad, testified that the glass from the Marti

window which he was shown during the testimony we

an indication of, excessive: quantities of fluoride cor

tamination,in the atmosphere.

Although the cases of the Martins are unique 1!

that they were unable to produce either from medice.

literature or expert witnesses histories of persons situ

ationed as they were, namely, persons not. working

the plant but simply living outside and near the plan

who developed symptoms similar to theirs in cons
quence of the fall-out of emanations from an aluminu

pe ies ot ae eae |
plant (see footnote 5a infra) nevertheless they did p:

+ Dr. Donald Hunter,*British physician and a director of research in ind
trial medicine of the Privy Council Medical Research Council, whi h pr
‘duced the memorandum No. 22 referred to in footnote 3, supra. testi!r
as follows: “Q. Why, Doctor, are both cattle and animals as wel! as
humans. affected by the effluents from an aluminum factory? A Beer
fluotides*-fluorme compounds are deadly poisonous to mamalian tise
and man is a mammal just as much as a cow or sheep.’

Error is assigned on accoynt of the admission of evidence of damage”
cattle. Since, as here indica that evidence had only a timuited: sigh
cance, it cannot be said that Ms admission was error. It was admissible:
the purpose be re stated .

7

103

duce substantial medical testimony which did connect
* their disabilities and physical injuries with the fluorides
escaping from the plant. Of course there was also testi-
inony to the contrary, but theevidence adduced on their
behalf, principally from the British. medical expert re-
_ ferred in footnote 3, supra, and from a Dr. Capps, a‘
Chicago specialist-on diseases of the liver, was substan-
tial. and in our view, fully worthy of credit. Dr, Capps
had been consulted by the Martins in November, 1951;
Dr. Hunter, the British expert, examined the Martins
shortly before the time of the trial; he also reviewed
the laboratory and other tests made’ with respect -to
them by Dr.'Capps and by other physicians who had. |
“examined them. Theirs was not the only: medical testi-
mony adduced in support of the claims of the Martins, |
“but it was probably the most complete. Their quali-
fications to testify was not only adequate ut their
experience with the subject upon which they testified
Was outstanding. For the purposes of this opinion it is
sufficient to. say that the evidence clearly warranted

the jury in accepting the testimony and conclusions of

\ Dr. Hunter, a Fellow of the Royal College of Physicians, was director of a
department for research. of industrial medicine of the Medical Research
Council, a public undertaking of the Privy Council. He had been called
upon to give lectures in this field: at medical schools and before medical
eoups throughout the world. Before testifying he had examined and re
viewed the reports and tests made in 1951, particularly the liver efficiency
tests to determine the damage to the cells in: the livers of the Martins
mado by Dr Capps whom Dr. Hunter. referred to as “probably the world’s
greatest expert on this subject.”

10h. ¢

these doctors. Hence there is no point in Wirdertaki.

to detail their testimony at length. >

The medical witnesses expressed confidence in the:
conclusions because of the fact that they found subst
tialiv the same svinptonas in the three individuals. th
lessening the possibility. that the symptoms were .,

tributable to individual idiosyneracies. Neither one \

.
-able to testify as to the degree of concentration. — |

Dr. Capps described Paul Martin's symptoms ay follows. “In the Testy
he developed diarrhea, indigestion, and heartburn, and bloatyng. parti ui
after meals. Those symptoms all were referable to the mitestunal tout 4
~wecomily . be develaped sxoytoms which we might refer te as shee
symptoms: pain, particularly im his back. occasionally down the dey s°
ciently severe so that he was unable to bend over and tie his shoes. for:
ample, or even put his shoes on, as a matter-of fact. These pains
aggravated by lifting and by various types of exertions. The thir! ge
of symptoms had to do with the respiratory tract. the lungs. He deve
a dry cough and shortness of breath particularly on exertion And. fine
he developed frequency of urination particularly at might, to such an eve
that-—seven or eight times at night. and he was unable to sivep The
were, in brief, the symptoms which he congplained of. And ous olsersat’
in the hospital were directed towards trying to determine what tho
eroyps were due to.”
Kher detailing at length the process by which he arrived ata dingn> -
of what caused these symptoms which included a diagnosis of fluor»
poisoning with fluorine), and tox hepatitis, (toxnm involyenment of %
_ liver). he stated his conclusion as follows: “In view. then. of this pote
history of the exposure arid in view of the fact that we were adivoe |
we were faced with a rather bizarre group of symptoms bere is an on
ment of a gumber of .the symptoms in the body which was uniuges
definitely bizarre, and it corresponds exactly to the description of putie
cases of fluorosis, furthermore. there is no other explanation One oc
make another single diagnosis that would cover all of these svriptins |
could make four or five diagnoses, but. of course. that ts always of

a very poor thing to do. This is the picture of fluorosis There oe «to
of the potentias exposure. We are unable to fing any explanation a
careful search. and under those circumstances one is justified. and noo”
justified, but you are forced to make the diagnosis of pos ©
fluorine.” wee

Dr. Hunter testified that “fluorine compounds are deadis poem
mammalan tissues,” that when they enter the body they attack tM °
zymes in the body cells, that fluorine compounds fed in animal es perime’
produced degeneration of the liver and the kidney, that the symptom
subacute. fluorine poisoning were those which were seen in the Mer
It was his opimon that the Martin family were suffering from sub
fluorosis because their symptoms were identical with those im cases ot”
character which he had seen previously.

many parts per million of fluorides Would be re
quired to bring about the injuries founds but beth at
toched some significance to the fact that the Window
the house was etched by acid. As stated by Dr Capps.
think that if there is enough fluorine to eteh a win

dows it should be able to etch a lung.” Dr. Hunter re.

tid his owneexperionce in finding in England a fam
Jy with the same symptoms as the Martins whe lived in
‘house near af industrial plant’ whose windows were
itularly etched and said that the etching he observed
in the glass taken from the Martin’ home was an indi
‘ation of excessive quantities of fluorine in the atmos
phere. He referred to studies made in 1940 warning the

industrial wor hl ‘against throwing into the atinosphe re
meffluent which would etch glass.”

A further circumstance which the medical witnesses
emphasized was that in the case of the Martins the ir
brormal sv mptomis were reduced and lessened tut
‘hey had moved away from the vic inity of the plant
We are thus led to the conclusion that the jury was war
ited in finding. as they did. that physical injuries te

the Martins were caused by the flivoride emanations

‘om the plant which foiund thei ‘ir way to the Martin
nlace.

This Was an ironworks which produced the same fluende effluence

106 =

On hehalf of the defendant evidence. was adduced
to show that only a very small conventiatjon of fluores
could have reached the Martin home. We think “the
jury were warranted in accepting plaintiffs’ testimony.
and the inferences therefrom, that excessive amounts
of fluorides reached them, for they actually suffered
fluoride’ poisoning. There was no proof on the part o!
plaintiffs as to what particular percentage or concen:
tration of fluorides was necessary to produce such re-
sults. Plaintiffs Were obliged .to accept In that respect
‘the concession made by the defendant. to the effect that
such fluorides are “poisonous in excessive amounts”
The only possible conclusion is that because the dani:
-age.was actually caused by the fluorides, they somehow
managed to get there in excessive quantities. We think

we must aceept this as a permissible finding Of the yur

The important question. is whether there Was proot
of any negligence or other breach of duty on the part
of. the de fendant. which brought about these see! ih as

its proximate result.

In our former opinion, in the case of Paula Martin
(Reynolds Metals Company v. Paula Martin Yturbide.
April 24, 1957, not reported), this court expressed the
view that these plaintiffs were entitled to recover under
the doctrine of Fletcher’ v.. Rylands, 3 H. & C. 77! aly
firmed in Rylands Vv. Fletcher, L-R. 3 HL... 3300. and

107 eo? 7

referred to certam Oregon decisions which were thought
to recognize a doctrine of strict liability. or liability
without fault, What we said there about that docétrine
and its possible application here is now withdrawn, As

is hereafter developed,: a disc ussiog) of that problem is

_ limmecessary to a decision of this case.. I ‘urthermore. this ”

Case Was not submitted to the jury which heard it upon

anvesuch theory./

\ppellant argues that there is a complete absence of
proof of any want of care on its fart in the operation of |
the aluminum plant. In this respect its contention is that
hefore fhe plant was put in operation it equipped. it
with facilities for minimizing the amount of effluents
that escaped from the plant. Fach potroom building was |
equipped with a ventilator extending the full length of
the building -at the root of ceiling. Air was supplied to
the reom through louvre doors at the base and the
heated air ¢ carrving the escaping Has. fumes and par:
tic ulaies moved upward to the ventilators. At the ven.

Hilators a Washing system was installed which consisted |

obaser ies of sprays running the full length of the build:

ing se that any, air that left the building had to) pass

See Martin v) Reynolds Metals Co. 135 Fo Supp. 370 The able trial judge.
‘Apsessing doubt that. the doctrine of Fletcher vo Rylands-would be applied
by the Oregon Court to a case of this kind, held that the case should go to
he jurv upon the issue of neghgence. Although in appropriate cases a
sigment mav be affirmed upon grounds other than those adopted in- the

urt below. we think it questionable that such rule is applicable where
the dgement is based upon the verdict of a jury acting upon instructions

Hot comprehending the new grounds urged

° c 4

ee 108 .

through these sprays. After the spray system was first

started, baffles were inser ted to intercept and conders

the moisture which came from the spray into the escap:

ing air: in other words, to take — out of the air

The result of this spray system wat that it remoyed some

"60 percent « of the: fluorides from the air goming through

the roof so that only +0 per cent of these c ompounds a

tually eseaped from the plant. ~

Defendant's ‘Assistant Vice-President testified that

during this per iod from 19: 1 to 1950, when the spray

- system of fluorides elimination was in use, the ¢ ompany

was carrying on experiments to devise and find betiet
ways of making a more efficient capture of the eftlu-

ents. In 1948, a pilot plant was designed for the purpose

of. trying out an improved system of elimination, and °

as a ‘result of the éxperiments with that pilot plant. it
Was arranged about May, 19+9, to change over to a new.

sy stem. The installation of,that was congpleted in No-

vember, 1950. The new system inivolved the placing.ol |

hoods over. each pot and the installation of fans which

sucked the air coming ftom the pots upward and fore

ing it through sprays and washtowers. The .csult of the
use of ihis improved system was to-eliminate 90 percet!
of the fluoride compounds from the air which esc aped
from the plant. W hile, as we prev iously indicated: the
average pounds of fluorine escaping per day during
1947 were 2845 and in the month of March. 10 50), they

q

*

109

were as high as 3988 pounds, yet beginning in July,

1950. when the new. svstemr began to be used, there was
= . , .

a sharp reduction so that in November and December,

1950, after the completion of the improved:system, the

average daily flow of fluorine escaping was requced to

- 643 pounds, In short. by this improved method, the por-

tion of the emanating fluorides which reached the aid
were 10 percent of the total as against +0 perc ent under

the ear lier system. :

In determinthig the duty of-care the law imposed |

upon the defendant, it is to be borne in mind that asd

priinary care which the law requires of such a defend!

ant is measured in part by the defendant’s knowledge

of potential dangers. Thus a seller of fur coats who ac-

tually knows that some few persons are especially sus-

_ ceptible to poisoning by a particular fur dye must take —

precautions accordingly, and greater prec autions than
would be required if hé were ignorant of this particular
susceptibility. Gerkin. v. Brown & Sehler Co.. 177 Mich

- 13 NOW. 48. As stated in the Restatement of Torts,
s289 in determining the standard, of reasonable con-

duct.’ “the actor should recognize that his conduct in-

volves a risk of causing an invasion ‘of another’ s interest,

if a person, possessing . °°. such super ior pe rception as
the actor himself has... would infer that the act

Creates an aeyascunee chance of causing such inva-
- . . o

- - 110
sion. > Comment ay) imder this section headed °

per ior knowledge” kecites: “If the actor has a “wider

' knowledge, whether gained from personal experience

or otherwise, the proj riety of his judgment as fo the. ,

risk involved in his co rduet is determined by what a

-reasonable man h. ing: such know ledge. would: regard

J

as’pr obable.. i “This requirement of conduct propor troned

to the superior knowledge and intelligence of the actor

is developed at length-in discussions on the subject in
Prosser on Torts, 2ind ed... pp. 132 to 13-4, and im Harper
& James, The Law of Torts, $816.5 and 28.4. Not only
that. but it was the duty of one in the position of thie de.
fendant to know of the dangers incident te the alum:
num reduction process. As the last named authors point
‘out in $16.5, “The manufacturer must learn of dangers

that lurk in his processes and his products.”

The record here amply demonstrates that the de-
fendant. was fully aware of the potential dangers it the
"escape of fluerides. It is not questioned that numereus
claims. of ‘injury to caitle from the operation of wach

% 5 .
plants had been presented to this and other manutac-

turers. The defendant's senior chemist at the Troutdale

‘laboratory testified that. he was familiar with the liter-

ature upon the toxic qualities of these fluor ides: that

he knew: that in quantities they were toxic: that some

of these vere: heavi ier’ than air and would reac h the

o

te

seth oer

ad

Cd

earth after being air-borné; that quantities of them

ate ; 111

would drift i in the direction of the Martin land and that

there were publications, whiéh dealt with dangers to

human beings from fluorides. oars

.

) : ; ee
The question iss whether in view of the knowledge

which the company was reasonably required to have

as a manufacturer in this field, andthe knowledge —

which it actually did have of the potential dangers of

these escaping fluorides, there was evidence of a failure
to use reasonable care for the protection of persons in

the situation of the Martins. | 8,
@

On behalf of the defendant it was testified, that at
all these times de fendant was utilizing and had installed

‘the latest and Bost know n means of protecting against

the escape of the fluorides: that the company, contin»

ually” ‘studying the problem, installed an experimental

pilot plant to develop a new procéss and then changed

over to the improved process as soon as its feasibility was

‘developed. : *

On behalf of plaintiffs it was urged that the evidence
warranted a conclusion that the company did not exer-

cise the care in‘this direction which it might have done

in that it allowed the plant to be.operated with the less

efficient. élimination system’. from. 1946 until 1950

whereas proper care required an earlier use of the better

>

devices.

ae

effluents.”

ee
co

Bt ax 212

The only bit of evidence which was taken to sustain
‘Such a contention is found in the testimony of Dr. Hun.
ter who testified as follows: “Q. (By Mr. Mead) ow:

tor, are you familjar with an induced air system af dust
control or fume control? A. Naturally, 1 haven't been

trained as a_ ventilating engineer. But since I firs

.studied industrial -hygiene in the Harvard School of
‘Public Health with the famous Phillip Drinker— tie is

a ventilating engineer—-and because of the work which

I have to de and so teach, whieh is industrial medicine,
I am, naturally, interested in systems. of ventilation,
Nnd in all of the chapters of that book there i is ane \ac!

description of systems of ventilation which are used in

known to all industrialists the world over that exhaust

ventilation could be effectively applied to remoye.these

A ,
3 ,

Possibly we can assume that the question relating

to.an “induced air system” referred to_the sort “of sve

tem cStablished by the company: in 1950. ‘Testimony

that. suc h a system, was well known in 19-46 would “a

at that time constituted negligence. We believe it ls

unnecessary in reaching our ultimate conclusion here
to draw-such inference from this single answer in this

long record for we are of the dpinion that the trial court
f “ei |

-various parts of the world) And in 1946 it was wel

.

mit an inference that failure to use that better sv stem _

113°

properly submitted to the jury the question of negli-
vence-on the:part of the defendant on the theory that
this was a case correctly permitting the application of

‘the doctrine of res ipsa loquitur.

The court instructed the jury as follows: “Under
the law and the facts of these ations, the defendant Was
_the sole operator and in exclusive possession and direct
control of the Aluminum plant involved during the time.
involved, namely, between on or about September 23,
1946, and November 30, 1950. Further. that under the
-ordinary course of events. it is unexpected that persons
being in the. vicinity of such a plant would be injured
or harmed by fliorine compounds emanating there-
from, and that such a mishap would not o¢cur.” ‘The
statement in the first of these two sentences is unques-
tionable: the second sentence is in conformity with de-
fendant’s theory and much of the e vidence adduced by
it at the trial. The instructitai was Consistent with the
testimony that the plant as equipped and operated.
woyle not cause fluorosis to persons Who had. not been
me. ed in the plant itself. The court noted. that: there
Was no evidence as to the amount or concentration of
fluorides that would bring about: fluorosis in the case of
such persons. While during the critical per iod here 40
percent of the gases, fumes and particulates got by the
sprinkler system and escaped into the air® the fluorine

‘
. *-

114

- contents aggregating hundreds of pounds all told. the

‘tests made at various localities near the’ plant and
every side thereof, according to defendant's Wit TEsses,
produced no significant concentration of fluorides at thy
time the tests were made. Hence, the court, acceptin.
this proof, told the jury that. “in the ordinary course «
events it is unexpected that persons being in the-vi ini
of such a‘plant would be injured or harmed. by fluoriy

*

compounds emanating therefrom.”

In so ruling the court in effect determined that tly
accident was of a kind which ordinarily does not occu
in the absence of someone's negligence. That is a prin
condition for the application of the so-called rule of re
ipsa loquitur. Said the ‘court (135. F. Supp, at 38!
“Here was an instrumeytality that was in the eyclusty
noss@ssion and control of the defendant: Something the’
ordinarily we would -not expect to happen did happe
and damage resulted. This is the pure and simple tes
Yas the court sees it of res ipsa loquitur.”* The court We
using language similar to that of Ritchie vo Thome
190 Or, 95, 224 P. 2d 543, 551: "An inference of nes!

ence may arise only when injury é caused by ant!

,

8 The court cited and rehed u Suko v. Northwestern Ice & Colt Sore
Co., 166 Or. 957.1143 P. ld , 213. where the following yy ua
“In the ordinary course of matters the mishap would not have
except through carelessness in the construction, 1 tion or uw ft
tank. And, as hereimabove stated, the premises on which the tank wor be"
were i the exclusive possession and under the direct control of the fete
ant Therefore, the doctrine of res ipsa loquitur apples.”

we VN .

strumentality 0 hich is under the control and PPLenbengee
ment of the defendant. and when the accident Is such
as. in the ordinary course of events does niet Dreapepens.
if these who have the Management Use ordinary care”

Such ifthe test generally approved in such cases. See

Prosser, Law of Torts. 2nd bd. p. 201: Harper and

lames. The Law of Torts, $19.6.

lust what caused this net-ordinarily-to-be-ex pected
~attering of fluorides in. “exceSive amounts”. was not
specified. That they were so scattered the jury was war-
ranted in finding. W hat coycerns us here is that the
trial judge was justified in paraphrasing the laiguage
of the Suko case (supra. note 8): “In the ordinary course
of matters the mishap would not have occurred except
through carelessness...” Whether this want of care
Was in faulty construction, faulty inspection. or faulty
operation of the fluorides elimination svstem, plaintiffs
Were not required to stow. for wherever the fault lay,
twas necessarily that of the defendant whic hy had es
clisive contrel, Of course the inference of negligence
referred to in Ritchie v. Thomas. supra. i; merely a per:
Missible one. Bedal v. Hallack and Toward Lumber
(ympany. ein. 226 BL 2d 526. 538. but it carries the

Us :
Case te the jury.

Viewing plaintiffs’ case in the most favorable light.

a WP are required to doo we have the following: (1).
P ‘

.

116

Damage to persons in the position: of the Martins Wals,
possible from “excessive amounts” of fluor ides: (2). th
Martins were poisoned and from this plant and by thes |
fluorides: (3). from this it is permissible to infer the
“EXCESSIVE amounts” reached th®ém,—that there wen
such excessive amounts: (+), the emission’ of EXCESSIVE
amounts from the plant was circumstantial evidences!

negligence, Res ‘ipsa loquitur.

Appe ant says that the res ipsa rule was misapplie:
here. It quotes from this court's decision in Orr v. South:
ern Pacific Company, 9 cir., 226 F, 2d 841, B43, the
statement: “Res ipsa loquitur is a procedural rule as te
evidence. It is never valid in the face of facts which ade
quately explain the occurrence.” Here, it -asserts. I!
made an adequate explanation of the occurrence, |!
says: “Reynolds, as has been showny used the wrreates!
possible care, far above that required by any reasonabl

risk of human jnjury.”

The Orr case. presents a different situation for the
jutge who found the facts decided for the defendan
In the present case the jury night have accepted defend
ant’s proof and explanation: but obviously it did rat I"
~ Was not obliged to do so. The procedural problem whic! h
faces any defendant such as this, as it has de vel
oped in the cases. is disc ussed at some length by bot!

Prosser and Harper & James. The latter say. (10 12

1,7

“Defendant in a res ipsa case may, show ‘by evidence
how the accident happened. but ordinarily this does not
entitle him to a directed: verdict. The jury may still
rejeet the evidence or find that the explanation sloes
nyt preclude the likelihood of negligence... In most
res ipsa loquitur cases, defendant cannot definitely ‘ex*
plain the accident. His usual defense consists of proof
of the precautions he did take in constructing, maintén-
ng. and-operating the injuring instrumentality, Once
ina ereat while such proof may conclusively show that
the accident did not in fact happen. or that it was not
caused by defendant. But this is seldom the outcome.
And where it is not, defendant is in this dilemma: the
less effective his precautions to, prevent the occurrence
the more apt they are to appear negligent: the more
effective the precautions testified: to. the less likely thev
are to have ‘been! taken in this ease since the accident

did happen?

' The authors quote ‘the following from Minutilla v. Providence dce Cream

Co. 00 RD 43. 49: “Tf the care comn used by defendant had been

exercised the presence of these piecesfof lass in the cream sold o plaintiff

would have been impossible. Yet thk fAct remains that there they were
” Footnote 6. p. 1106) .

Prosser discusses the sate matter (pp. 216-217) as follows: “But if the
defer ont merely offers eviderice of His own acts and precautions amounting
tos . mable care, it is seldom that a yerdict can be direc ted in. his favor.
The inference fronr the circumstances remains in the case to: contradict the
rvidence. If he testifies that he ased proper care to itisulate his wires, to
* inspert his chandeher, to drive his bus, or to keep defunct mice and wander
ing insect Ife out of his bottled beverage. the fact that electricity escaped

_ from the wares. that the chandeher fell, that the bus went-into the ditch .
ond the bug was in the bottle, with the bac kground of common experience
that such things do not usually happen if proper care is used, may permit
reatonable men to find that his witnesses are not to be believed, that the
preceutions described were not) sufficient to conform to the standatd re

[18

Here the jury were instructed at length to the etter

that the plaintiffs’ claims were based upon, thei ase

tion that defendant had been guilty of negligence. i)

nature of their claim and the negligence asserted wo

stated by the court to the jury in substantially the sams

language as that set forth in the pretrial stateme:’
quoted above. The court stated the contentions of th
defendant in respect to this claim of negligence: it
fined negligence and set forth that the plaintiffs wer
“required. to. prove not only negligence but that suc
negligence Was the proximate cause of the injury v1
damage. There is no contention here that these term

were not adequately-defined in the instructions."

P “¢ ;
When res ipsa loquitur is applied the facts: of th
occurrence warrant the inference of negligence. Thes

furnish substantial evidence of negligence where th:

«. - 9 ‘

quired or fr not faithfully carried out. and that the whole truth hes"

+ been told. Tt is of course not impossible that proof of proper care may br >
overwhelming as to call for a dirécted verdict. but inethe ordinary oot |
will not be sufficient to destroy the inference from res ipsa loquitur ”

10 Included in the instructions were the following
oe “Negligence on the part of any person is Lever presumed, onc 5
cannot f:nd a person liable, merely from the fact alone, that acm ta!
has occurred’and that a person has suffered afl injury. The defendon’
not an insurer against injury to persons residing in the vicinity «!
Troutdale plant. The question. is whether or not there was negligrn:
the part of the defendant in the course of the operation of its plant Bet:
a person can be held liable for actionable negligence, causing an (ee
injurs, there must be some duty upon that party. and failure te perf”
that duty. which produces or concurs or joins 4n producing..the prow”
cause of a resulting irvury complained of.” :

“The burden of proof in all cases rests upon the party having

the

firmative of the issue, and in these cases, the burden of proving by 1h,

ponderance of all of the evidence in the case negligence on thre (1
the defendant and such neghgence. if any, was the proxyumate cause oT"

‘

injuries complained of by each of the three respective plaintiffs. rests i
‘ those plaintiffs throughou: the trial.”

a ee Ree

‘4
\

" memory mnenaninen Se ise a et ne 2

’

Bit ag 4° 7 “. ; 125 P ; .

e - o —_:

% Se ae ey . ihe a
consent te thee exdtninaiion alse of a plrysician or sur

Ceor on the Same subject. ae rs :
. 2
“Appe ‘itant conten thait Verla Martin had “oe red’

herselfias a Witness because when made a Witness by ap-
pellangby interrogator fes submitted under oe ae 33
and que tioned i inva de cnchsitini taken by “‘appeltait under

1 CeLP. 20 in which her utthrney sought NO CrOSS-OX*

ANNA tons she iad not ner rself of her privilege
to re fuse to anisyyer iach a cOhcer ning her treatment

by Iwo Marvlanid doctors but Had testigjed concerning

their treatment and advicé Silas tees

,.*

Appellant . interfogatories were? answered — in
March, 1952 Ansa its questions in the deposition in: May.
"1482. Instead of attempting to tae. the de wonithiers of.
these doctors promptly. it was npt ‘tintil two and a halt
veary later whe nothte case was set for trial on July 25.
£55, that appellant gave notice of taking of the doc tors’
legbemionny in Baltimore on July. 161955 >. Because of the
expense. to the Mantis inese nding a lawyer to Balti-
More, NIrs, ‘ hgaloael apts for-a ru ng the right ta

take — physici lans’ testimony and the istrict Court

riled as follows: ce : .
. 9) ; o

Rele sony eis made to the plaintiff's objec tion to the

bhi ne ot fhe depasitions of Drs, Hill: and, Tuntley 21m

the State vf Marvland now set for inane: mor ning.
Nur Court hike exapaned the defendant's interrogatories
“a . ‘ 7 ‘ a
Pas ; é 7 / | : . , %
: é . ‘ . 2 \
o 7%

.

es « aytg 2h

prese nited to the plaintitfs. and is of phe pita thas
“their arpsywers and state renits fevelusive of Paula Nhe

tin’ do not reveal either an expressed or implied wai
of their Paul Martin and Verla Martini? right of pri’

lege c reated by SELOLOORS.,

-Pherelare, the depositions of said doctors, so far a:
questions and interrogatories relate “to any information
acquired Chy either of the dattors» iat attending the po
tient ‘either of the plaintiffs) which was a ee tu
enable him to prescribe or act for the patient. Lis Nios
lative oof plaintill S mentioned privilege. and to that

extent the objections should he sustained. r

“Tat is to say. the district court held it is the list
Oregon that | in) merely answering a question from her
OP Padre nt Which she might have avoided. | she stil!
remains the appellart’s Witness and does not Constitute

ain offerering of herse If as aw itness,

“Appellant cites no Oregon, case ‘that holds to the
vonitrary and our care ful search disc loses none. \ppel
lant re ‘lies solely on the case of Forrest'v.ePortland By

« PP. Co. 6+ Ore. 2b | 1913). here the Court saves tha!

the plaintiff in Seeking to establish the damages for her

perseral i injur: ies offer ‘d herself as au itne sy and testi
fied at length about the extent and mature of her ae
- Juries, There is nothing/in the Oregon Supreme Courts

opinion whic h remotely suggests that ore: plaintitt a

a eeemeeinied Eee

en ee

“that case Was testitvang as the defendant's wittesscas

Wats Mes.eQlartin here

tn this situation we « tinier say from our own study
a the law of Oregon that the district judge erred in ap-
plying the Taw of his own state. followingath® principles
established =by the Supreme ‘ourt in Henderson Co.

| hormipsorn. SOOT S.2258. 2th 1937%: Thompson v. Con--

silidated Utilities Corp.. 00 US. 55, 7TRTG 1037);

Township of Hillsborough v. Cromwell, 326 US. 620,

Tene Ly Shee er y . rem :

¢
We think for the reasoys thus stated it must be said ;
that at the time of the ruling complained of ‘made on

\ugust Tb: 1955), prior to the Commenceyrent of the

“trial which began August 25 >>. 1955). the court was not

inerror in holding that at the time the proposed deposi:

trons Were Roticed these plaintiffs had not offered-thent

eles as witnesses Within the meaning: of the Oregon

statute. Dn other words, the ruling of the trial court was
correct when made. At the time of the trial these Wil-
Heses did offer themselves as witnesses and at that
Hine Waived their privilege. At that time Drs. Hills and
Prowtor would have been proper witnesses They. were
Hat then called. nor was the court at nv time. during
the three weeks’ trial asked for a continuance or an
order modifving its earlier limitation te permit at the

WK an enlarged inquiry on deposition te be, made of

1a
Drs. Mills: anid Proctor. Before the court could bn
in error in respect to the takings the te SIMON ot thy
» doctors. de fendant must have asked to take the te
“mony.after t the sina ve had been waived, We ty.
that in the « ircumstances appellani has failed to dem ,
onstrate that the ac

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386419_0464%3A2. Public record. Not legal advice.
