# Appendix — Bobertz v. General Motors Corp.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1956
- **Citation:** 352 U.S. 824

## Text

APPENDIX

IN THE DISTRICT COURT OF THE UNITED STATES
FOR THE EASTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION

No. 9399
Yustav H. Boserrz, Jn., Plaintiff,

Vv.

GeneraL Morors Corporation, Defendant.
Order Granting Defendant's Motion for Summary Judgment

Plaintiff sues for infringement of Patent .o. 1,911,600
relating to improvement in automobile hoods. Defendant
denies infringement and attacks validity of the patent for
lack of novelty and patentable invention. Issue was joined,
pre-trial hearing had and a pre-trial order entered defin-
ing the issues, following which exhaustive discovery pro-
ceedings ensued by both parties.

Defendant filed motion for summary judgment under
Rule 56, claiming absence of any genuine issue of material
fact. Oral argument was had and all exhibits were made
available to the court, including defendant’s accused de-
vice. Briefs were filed fully covering the issues involved.

Ordinarily, courts are reluctant to decide important is-
sues by summary judgment because of the lack of a record
adequate to explain the issues of fact and law. Parke,
Davis & Co. v. American Cyanamid Co. et al., (6 Cir.),
207 F. 2d 571, citing Estepp v. Norfolk & W. Ry. Co., (6
Cir.), 192 F. 2d 889. In the latter, a personal injury case,
and in Begnaud et al v. White, (6 Cir.), 170 F. 9d 323, a
contract case, the court ruled that where a genuine issue of
material fact exists summary judgment should not be
vranted, but in the Parke, Davis & Co. v. American
Cyanamid Co. et al. case, supra, a patent case, the court
said, p. 573, ‘*but here the issues are clarified by extensive
interrogatories filed by both parties and answe red fully”’

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Both parties in this case resorted to extensive discovery
proceedings, filing of affidavits and exhibits, and making
admissions. The court also had the benefit of the Patent
Office file wrapper showing the history of the prosecution
of this patent. The thoroughness of the pre-trial activities
of both parties resulted in the elimination of any genuine
issue of material fact in dispute. Under such cireumstances
it has been held that where no factual issues are present
and where the patents and products involved are suff-
ciently simple to make expert testimony unnecessary, dis-
position under Rule 56 is proper. Bridgeport Brass Co.
v. Bostwick Leboratories, (2 Cir.), 181 F. 2d 315, 316,
319; Steigleder v. Eberhard Faber Pencil Co. et al. (1
Cir.), 176 F. 2d 604, certiorari denied, 338 U.S. 893;
Vulean Corp. y. International Shoe Machine Corp., D.C.D.
Mass., 68 F. Supp. 990, affirmed 1 Cir., 158 F. 2d 520,
certiorari denied, 330 U.S. 825, 67 S. Ct. 868, 91 L. Ed.
1275; Alex Lee Wallau, Ine. vy. J. W. Landenberger & (o.,
121 F. Supp. 555, 556. Defendant’s accused hood is a
partially transparent counterpart of the regular steel hood
used in all of defendant’s 1949 Oldsmobile ‘‘Rocket En-
gine’’ automobiles. Both hoods were available to the court
for examination and comparison with plaintiff’s hood of
the claimed invention, which in Figure 2 of the patent
drawings follows closely the automobile hood structure
of defendant’s 1932 Chevrolet automobile.

In Steigleder v. Eberhard Faber Pencil Co. et al. ease,
supra, the court in approving disposition of certain pat-
ent cases under Rule 56 said: ‘*Where it is apparent that
there is no genuine issue of fact bearing on infringement,
and the structure and mode of operation of the aceused de-
vice are such that they may be readily comprehended by
the court, and compared with the invention described and
claimed in the patent, without the need of technical ex-
planation by the testimony of expert witnesses, then the
court, if satisfied that there is no infringement, should
give summary judgment for the defendant, instead of

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subjecting the parties to the expense of a trial.’’ To the
same effect Smith v. General Foundry Mach. Co., (4 Cir),
174 F. 2d 147, certiorari denied, 338 U.S. 869.

The five combination claims of the patent in suit are
directed to an automobile hood made of transparent mate-
rial, consisting of two vertical members, and either one or
two horizontal members with a plurality of longitudinally
extending transparent reinforcing means connecting the
adjoining edges of said members to form a unitary strue-
ture therefrom, and securing means adapted to coact with
a hold-down latch on the vehicle body to removably secure
the hood to the vehicle body. The specifications state the
object of the patent to be an invention to provide an auto-
mobile hood formed of transparent material, which per-
mits full visibility of an engine of a motor vehicle at all
times. Claim 1 is representative.’ This transparent auto-
mobile hood would only temporarily replace the ordinary
hood and was not intended for regular use in an automo-
bile. The novelty of this invention is stated in the speci-
fieations to reside in the transparency of the top and sides
of the automobile hood, for display or study purposes,
enabling the observer full visibility of the engine.

The specifications also state that the automobile hood
of the invention may be formed of a single sheet of trans-
parent material, or a plurality of independent sheets of
such material, and while it is also stated in the specifica-
tions that the applicants for the patent do not desire to
be limited to any type of hood fastening means, nor to a
particular shape or configuration of such a hood, but de-
sire to avail themselves of all changes in the scope of

1 An automobile hood including two transparent vertical mem-
bers, two substantially horizontal transparent members, a plurality
of longitudinally extending transparent reinforcing means con-
necting the adjoining edges of said members to form a unitary
structure therefrom, and securing means adapted to coact with
a hold-down latch on the vehicle body to removably secure the said
hood to the vehicle body.

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the appended claims, it is clear upon examination of the
file wrapper history of the prosecution of this patent, and
the language of the claims of the patent, that the claims
finally granted are expressly limited to an automobile
hood of several pieces made of any transparent material
and joined together by transparent reinforcing means to
form a unitary structure.

The original application filed in the Patent Office had
seven claims, all rejected by the Patent Office. A total of
nine new claims were filed during subsequent proceedings
in the Patent Office, of which five were finally allowed.
These rejected claims included language relating to
‘transparent means for enclosing the portion of the ve-
hicle between the radiator and the cowl’’; a ‘‘transparent
automobile hood formed of transparent material’’; and
later, ‘‘of sheet celluloid’’. The rejected claims presented
nothing patentable over Rumpler (German) +#+379,379
(1923) which, in claims 1 and 4, deseribe a motor vehicle
hood constructed from transparent celluloid. No inven-
tion is claimed on the latching means, and the substitu-
tion of the temporary hood in place of the conventional
hood in an automobile is taught by Martin +1,382,959

(1921).

As pointed out by the Patent Office, the combination of
a cowl, radiator shell, a hood, and the latching means for
the hood, is an old one, as disclosed in Martin. No inven-
tion would be involved in substituting sheet celluloid for
the wire mesh covering in Martin, in view of the trans-
parent hood shown in Rumpler, the moulded celluloid
used in Rumpler being equivalent to sheet celluloid, and
the use, broadly, of transparent reinforcing means is not
a patentable distinction, since an ordinary prudent me-
chanie would naturally locate the reinforcing means to
conform with the design of the vehicle body. The reinfore-
ing rods in Martin are adapted to conform with the de-
sign of the vehicle body, as stated by the Patent Office,
and afford no basis for a patentable invention.

5a

The patent was finally allowed only when the claims
were presented in the specific language suggested by the
Examiner, limiting the grant to the vertical and horizontal
transparent members and reinforcing means disposed to
conform the body design of the motor vehicle upon which
the hood is placed, with latching means on the vehicle body.

The claims of the patent do not disclose the nature of
the transparent material of which the hood is made, and
although it is stated in the specifications that the hood
of the invention may be formed by a single sheet of trans-
parent material or a plurality of independent sheets of
such material, the Patent Office repeatedly and _ finally
rejected claims for a one-piece transparent hood, in view
of Rumpler whose patent disclosed an automobile hood of
transparent celluloid.

In 1949 defendant caused to be made and distributed
to its Oldsmobile dealers a quantity of ‘‘plexiglas’’ trans-
parent automobile hoods made of sheet plastic material,
to be used in displaying and demonstrating its Oldsmobile
“Rocket Engine’’ and other parts of an automobile usually
located under the hood, without the necessity of raising
the hood for each individual display or demonstration.
This hood was made of a single sheet of material variously
referred to as plexiglas, celluloid, and plastic. The trans-
parent portion, in the center of the hood covers about two-
thirds of its surface.

The claims of plaintiff's patent are specific and limited
to a transparent hood consisting of separate vertical and
horizontal parts joined together by reinforcing means,
in order to form a unitary structure. Defendant’s ac-
cused hood is made in one piece, with six ordinary serew-
fastenings openings for attachment to the body and chassis
of the car, without separate vertical members and without
any reinforcing means connecting together the several
pieces of transparent material comprising the structure
of the patent.

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During the prosecution of his application in the Patent
Office plaintiff cancelled claims sufficiently broad in scope
to cover the one-piece hood which was made of a single
sheet of transparent plastic and took the claims of the
patent which are specific to the plural-piece hood as illus-
trated in Figures 1 and 2 of the patent, with the reinfore-
ing ribs connecting the individual members. By cancelling
his origina] claims plaintiff created an express limitation
relating to the inventive step, and cannot now be _per-
mitted to depart from the plain meaning of the language
he adopted or to claim from such language a broad and
generic construction. A. O. Smith Corporation vy. Lincoln
Electrie Co., (6 Cir.), 82 F. 2d 226, 229. In determining
the scope of a patent, intent and inventor’s own appraisal
of the nature of the invention are important; that which
is not literally within a claim does not infringe. Directo-
plate Corp. v. Donaldson Lithographing Co., (6 Cir.), 51
F. 2d 199, 202. Having finally drawn his claims narrowly
to avoid the prior art and obtain allowance of the claims,
plaintiff cannot now attribute a broader construction to
the words of his claims. Falkenberg v. Golding et al., (7
Cir.), 195 F. 2d 482. Plaintiff’s claims must be read in
the light of the invention disclosed and cannot be given
a construction broader than the teachings of his patent
as shown by the claims allowed. Ford Motor Co. vy. Gordon
Form Lathe Co., (6 Cir.), 87 F. 2d 390, 392: Blane vy.
Curtis, (6 Cir.), 119 F. 2d 395, 397.

In Midland Steel Products v. Clark Equipment Co., (6
Cir.), 174 F. 2d 541, 545, the court quotes from D’Arey
Spring Co. v. Marshall Ventilated Mattress Co., (6 Cir.),
259 F. 236, 240, 241, ‘‘* * * where the claim defines an ele-
ment in terms of its form, material, location or function,
thereby apparently creating an express limitation, where
that limitation pertains to the inventive step rather than
to its mere environment, and where it imports a substan-
tial function which the patentee considered of importance
to his invention, the court cannot be permitted to say that

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other forms, which the inventor thus declared not equiva-
lent to what he claimed as his invention, are nevertheless
to be treated as equivalent, even though the court may
conclude that his actual invention was of a scope which
would have permitted the broader equivalency.”’, citing
R. M. Hollingshead Co, y. Bassiek Mfg, Co., (6 Cir.), 73
FP. 2d 543, 548; Firestone Tire & Rubber Co. v. United
States Rubber Co., (6 Cir.), 79 F. 2d 948, 955; United
Shoe Machinery Corp. v. O'Donnell Rubber Products Co.,
(6 Cir.), 84 F. 2d 383, 386; Shearer v. Atlas Radio Co., (6
Cir), 04 F. 2d 304, 306; A. O. Smith Corporation v. Lincoln
Electric Co., (6 Cir.), 82 F. 2d 226, 229.’ See also Whitman
et al. vy. Andrus, (6 Cir.), 194 F. 2d 270.

When claims are rejected and withdrawn while inven-
tion is pending in the Patent Office the patentee is estopped
to contend that the allowed claims should be given the
came breadth and interpretation as the abandoned claims.
Baker-Cammack Hosiery Mills v. Davis Co., (4 Cir.), 181
F.2d 550, 563: Exhibit Supply Co. v. Ace Patents Corp.,
315 U.S. 126, 136. In the case of Schriber-Schroth Co. v.
(Cleveland Trust Co., 311 U.S. 211, 220 the court said: ‘‘Tt
is a rule of patent construction consistently observed that
aclaim in a patent as allowed must be read and interpreted
with reference to claims that have been cancelled or re-
jected, and the claims allowed cannot by construction be
read to cover what was thus eliminated from the patent.”’
And. in Smith v. Magie City Kennel Club, Ine., 282 U.S.
784.790 the Supreme Court stated the rule as follows:
“The applicant having limited his claim by amendment and
accepted a patent, brings himself within the rules that if
the claim to a combination be restricted to specified ele-
ments, all must be regarded as material, and that limita-
tions imposed by the inventor, especially such as were
introduced into an application after it had heen persist-
ently rejected, must be strictly construed against the in-
ventor and looked upon as diselaimers. Sargent v. Hall
Safe & Lock Co., 114 U.S. 63, 86; Shepard v. Carrigan,

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supra, 598; Hubbell v. United States, supra, 85. The pat-
entee is thereafter estopped to claim the benefit of his
rejected claim or such a construction of his amended
claim as would be equivalent thereto. Morgan Envelope
Co. v. Albany Paper Co., 152 U.S. 425, 429.”’

Besides the Rumpler patent, there are others in the art
prior to Bobertz who taught the use of transparent hoods
on automobiles, such as the French publication La Locomo.
tion, issued February 11, 1911, and filed in the United
States Patent Office January 6, 1931, showing a trans-
parent glass hood on an automobile, and The Motor, a
publication of London, England, dated July 2, 1912, show-
ing a Cadillae automobile with a transparent glass hood,
Also, in the Kelsey patent, No. 1,045,152, (1912) there is
disclosure of a removable transparent dome of an air-
plane covering the hatechway, and a series of concave and
convex transparent sections conforming to the curvature of
the housing set in the bottom and sides of the housing to
permit inspection of the exterior mechanisms and surface
helow.

A transparent automobile hood was old in the art.
Whether it be made of glass, plexiglas, cel!uloid or plastie,
its function prior to the patent here was identieal with its
function in this patent. The several pieces of transparent
material constituting plaintiff’s inventive effort function
in the same manner and serve the same purpose as the
prior art patents and publications without regard as to
the type of transparent material described. The Bobertz
patent here does not come up to the high standard of
patentable invention required to sustain combination
claims such as the claims in this snit. Great Atlantic &
Pacific Tea Co, v. Supermarket Equipment Corp., 340
U.S. 147; Cuno Engineering Corp. v. Automatie Devices
Corp. 314 U.S. 84.

The claims in suit are not limited to transparent plastic
and this limitation cannot be read into the claims in

9a

order to save them from invalidity; Patrol Valve Co. v.
Robertshaw-Holton Controls Co., (CLA. 6), 210 F. 2d 146;
Aluminum Company of America v. Thompson Products,
Inc., (C.A. 6), 122 F. 2d 796; Parke, Davis & Co. v. Ameri-
ean Cyanamid Co, et al., supra, in which the court stated
(p. 574):

“The appellant therefore is estopped to deny the
limiting effect of the language in the claims because
these limitations are adopted to avoid the earlier
grounds of rejection and refusal and to obtain allow-
ance of the patent.’’? Citing Shepard v. Carrigan, 116
U.S. 593, 598: I. T. S. Rubber Co. v. Essex Rubber
('o., 272 US. 429. 433-434: Smith v. Magie City Kennel
(lub, Inc., 282 U.S. 784. 790, and «© * * * An applicant
cannot qualify the effect of his acquiescence in the re-
jection of a claim by stating to the Patent Office that
it is not an acquiescence and that he expects to insist
upon his right to cover the same ground which the
rejected claim covered under other and amended
claims. As declared by this court through Chief
Justice Taft, then Presiding Judge, in Thomas v.
Rocker Spring Co., 6 Cir., 77 F. 420, 431-432, an appli-
cant ‘eannot thus destroy the effect of a patent-office
ruling.’ ’’

As in the Smith v. Magic City Kennel Club, Ine. case,
supra, plaintiff here, resorts to the doctrine of equivalents,
claiming that defendant’s accused structure contains hori-
zontal and vertical members. Though this be a far fetched
argument, by comparing plaintiff’s structure with the ae-
cused hood, there is in any event an absence of ‘‘a plurality
of longitudinally extending transparent reinforcing means
connecting the adjoining edges of said members to form a
unitary structure therefrom’’. In the Smith v. Magie City
Kennel Club, Inc. ease, supra, the court further points out,
p. 790, ‘*The petitioner resorts to the doctrine of equiva-
lents, insisting that the rigid horizontal arm of the re-
spondents is to be treated as the equivalent of the arm of
the patent, and that the limiting specifications of the claims
may be ignored. What has already been said disposes of

10a

this contention, for where a patentee has narrowed his
claim, in order to escape rejection, he may not ‘by resort to
the doctrine of equivalents, give to the claim the larger
scope which it might have had without the amendments
which amount to disclaimer.’ Weber Electric Co. v. Free.
man Electric Co., 256 U.S. 668, 677, 678; I. T. 8. Rubber
Co. v. Essex Rubber Co., supra. It should also be ob.
served that the difference here was both in structure and
in mode of operation and result.’’

Bobertz obtained no new and unexpected results whieh
would rise to the dignity of patentable invention, since the
substitution of one material with known characteristics
for another material is not invention.

In Electro Mfg. Co. v. Yellin, the court said, 132 F. 2d
979, 981,

‘*Plastic products have been made for many years

They are lighter in weight than metal, are translucent,
and permit greater variation in color. Nemeroff did
not disclose a new material, he mer ely substituted a
plastic material for a material which was used in the
prior art, and the seep Court held that this did
not amount to invention. See Hotehkiss v. Greenwood,
11 How, 248, 52 U.S. 248; Evr-Klean Seat Pad (Co. y.
Firestone Tire & Rubber Co., 8 Cir., 118 F. 2d 600.
** * we do say that there was no patentable genius
involved in Nemeroff’s disclosures. This was the Dis-
trict Court’s conclusion, and we think it was correct.’

See also James Heddon’s ign v. American Fork & Hoe
Co., (C.A. 6), 148 F. 2d 230, 23 ; Seiberling Rubber (Co.
v. L.'T. &. Co, (0.4.6), 138 FB: Ae 71; Goodwin v. Bore-
Warner Corp., (C.A. 6), 157 F. 2d 267; Timken-Detroit
Axle Co. v. Cleveland Steel Products Corp., (C.A. 6), 148
™. 2d 267, 271.

The claims in suit are limited to reinforeine means
shown as strips 9. The mere strengthening or reinforce-
ment of Rumpler’s plastic hood would not amount to pat-

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ontable invention. Associated Plastic Companies, Ine. v.
Gits Molding Corp., (C.A. 7), 182 F. 2d 1000, 1005.

Pefendant’s accused automobile hood does not infringe
plaintiff’s patent. The patent itself is invalid for want of
patentable invention and lack of novelty. Defendant’s
motion for summary judgment is granted.

Arruur A. Kosctnski
Arthur A. Koscinski,
District Judge

Dated: August 20, 1954
U.S. District Court
Eastern District of Mich. ss

I hereby certify that the foregoing is a true copy of the
original on file in this court and cause.

Frank J. DINGELL,
Clerk

By (Sgd.) Josepnine M. Bowman
Deputy Clerk
Dated: Aug. 20, 1954

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No. 12379

UNITED STATES COURT OF APPEALS FOR THE
SIXTH CIRCUIT

Gustav H. Bopertz, Jr., )} ApreaL from the

Appellant, United States Dis-

V. - trict Court for the

General Morors Corporation, Kastern District
Appellee. of Michigan.

Decided December 14, 1955.

Before Martix, Mitter and Srewart, Cireuit Judges,

Martin, Cireuit Judge. The contest here is between
Gustav H. Bobertz, Jr., owner of United States Letters
Patent No. 1,911,600, covering a transparent automobile
hood, and the General Motors Corporation as an alleged
infringer of the patent. Plastic Unlimited, Ine., a sales
corporation and not a manufacturer, was originally a
party to the suit. The suit against that corporation was
dismissed on motion, for the reason that the instant
litigation was not begun prior to the dissolution of the
corporation under the Michigan General Corporation
Act, section 450.75. The complaint of Bobertz was served
only about two weeks before the expiration of the patent
on May 30, 1950. The patent had been issued on May 30,
19383.

Upon denial by General Motors Corporation that the
patent was either valid or infringed, issue was joined
and a pre-trial hearing had. Extensive discovery pro-
ceedings ensued. Pursuant to Civil Procedure Rule 56,
teneral Motors filed a motion for summary judgment in-
sisting that no genuine issue of material fact was pre-

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13a

sented; that the patent claims were invalid; and, more-
over, that they were not infringed. The prior art was
cited and documents filed establishing anticipation of the
claimed invention. Several depositions and _ affidavits
were also filed, elaborate briefs were submitted to the
court, and oral arguments were presented by both sides.
After due deliberation, the district court, in an opinion-
order embracing a complete discussion of both the me-
chanieal facts and the applicable law, granted defend-
ants’ motion for summary judgment on both grounds
and dismissed the suit.

In his deposition, Bobertz asserted that the concept of
making a transparent automobile hood came to him
though observing a parked Plymouth car which at-
tracted a number of observers because of the fact that
its hood was provided with transparent windows for the
purpose of making visible the engine underneath the
hood. He noticed, however, that people who tried to see
the engine through the small openings in the hood gave
up in disgust because they could not actually see the
engine. His thought was that it would be much simpler
if the whole hood were made of transparent celluloid. His
first practical application of this thought was to make a
transparent hood for a Chevrolet automobile which dupli-
cated in celluloid the 1932 Chevrolet hood, made of sheet
steel, consisting of two substantially horizontal members
hinged together at their edges along the longitudinal
center of the hood. Two vertical side members were
hinged to the abutting edges of the horizontal members;
and the hood was secured to the chassis by conventional
hood fasteners in use by Chevrolet at that time.

The patent in suit displayed a transparent hood in
configuration substantially a duplicate of the sheet-metal
hood placed on the Chevrolet automobile manufactured
by the General Motors Corporation in 1932. Except that
the hood is transparent, the claims of the patent in suit
substantially describe a 1932 Chevrolet hood. As stated

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by the United States District Court, the five combination
claims of the patent in suit are directed to an automobile
hood made of transparent material, consisting of two
vertical members, and either one or two horizontal mem-
bers with a plurality of longitudinally extending trans.
parent reinforcing means connecting the adjoining edges
of such members to form a unitary structure therefrom,
and securing means adapted to coact with a hold-down
latch on the vehicle body to seenre removably the hood
to the body of the vehicle. The specifications state that
the object of the patent is to provide an automobile hood
of transparent material permitting at all times full visi-
bility of the engine of a motor vehicle. The specifications
declare the novelty of the invention to reside in the
transparency of the top and sides of the automobile hood,
affording full visibility of the engine. The transparent
automobile hood was not intended to be used regularly,
but only temporarily to replace the ordinary hood.

The District Court quoted Claim One of the patent as
representative. Claim Four is also typical, and reads
as follows: ‘‘An automobile hood including two trans-
parent vertical members, two substantially horizontal
transparent members, a plurality of longitudinally ex-
tending transparent reinforcing means connecting the
adjoining edges of said members to form a unitary strue-
ture therefrom, and means secured to said hood and
adapted to permit removable attachment of said hood to
a motor vehicle body.’’

The District Court asserted that it is clear from
consideration of the file-wrapper history of the prosecn-
tion of the patent in suit and from the language of the
patent claims that the claims finally granted were ex-
pressly limited to an automobile hood of several pieces
made of any transparent material and joined together
by a transparent reinforcing means to form a unitary
structure.

lda

All seven claims of the original application filed in
the Patent Office were rejected; and a total of nine new
claims were filed during subsequent proceedings in the
Patent Office whereof five were finally allowed. The re-
jected claims embraced such language as ‘‘transparent
means for enclosing the portion of the vehicle between
the radiator and the cowl’’; ‘‘transparent automobile
hood formed of transparent material’’: and the words
“of sheet celluloid.”’

The District Court found that the rejected claims pre-

The opinion of this court in A. O. Smith Corporetion
y. Lincoln Electric Co., 82 F. (2d) 226, 229, 230 (C. A. 6),
declared that the inventor had created an express limita-
tion pertaining to the inventive step, and would not be
permitted to depart from the plain meaning of the lan-
guage he adopted, or to claim for such language a broad
and general construction. It was asserted that the file
wrapper confirmed the conclusion that the inventor had
deliberately limited his claim in a specified manner and
that the claim, read in the light of the specifications,
measures the invention. See also Falkenberg v. Golding,
195 F. (2d) 482, 485 (C, A. 7); Midland Steel Products
(‘o. y. Clark Equipment Co., 174 F. (2d) 541, 545 (C. A.
6); D'Arcy Spring Co. v. Marshall Ventilated Mattress
(‘o,, 259 Fed. 236, 240, 241 (C. A. 6); R. M. Hollingshead
(‘o, v. Bassick Mfg. Co., 73 F. (2d) 5438, 548 te, . A, Os
Firestone Tire & Rubber Co, v. United States Rubber Co.,
79 F. (2d) 948, 955 (C. A. 6); Directoplate Corporation
v. Donaldson Lithographing Company, 91 F. (2d) 199
(. A. 6); BakerCammack Hosiery Mills v. Davis Co.,
181 F. (2d) 550, 563 (C. A. 4).

17a

The claims of a patert are to be interpreted, not only
in the light of the specifications, but also with reference
to file-wrapper history. Whitman v. Andrus, 194 F. (2d)
970, 275 (C. A. 6); Schriber-Schroth v. Cleveland Trust
Co,, supra.

In addition to the German patent issued to Rumpler,
No. 379.379, there is in the record documentary evidence,
which was presented to the trial judge, that the prior
art before the Bobertz patent disclosed an automobile
hood of such transparent material that the engine could
he viewed. In the issue of February 11, 1911, of a French
publication, La Locomotion, there was depicted a glass
hood for demonstrating the engine of an automobile of
that period. The fact that the hood revealed in La Loco-
motion. was made of glass and not of plastie is im-

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material, for the claims of the patent in suit are not
limited to plastic, the use of which in automobile hoods
had been revealed in Rumpler. In United States Letters
Patent No. 1,045,152, issued to Kelsey on November 26,
1912, covering a ‘‘flying machine,’’ transparent sections
of celluloid or other transparent material were directed
to be so placed that the operator could view ‘‘both the
operation and adjustment of the mechanism below the
plane.’’ A journal published in London, England, The
Motor, in its issue of July 2, 1912, showed a Cadillac
automobile with a transparent glass hood. In another
publication, The Autocar, of date September 28, 1914,
this sentence appears: ‘‘A very striking feature about
the car is a glass bonnet that Mr. Bennett has introduced
for trial and demonstration work, and one which ap-
parently attracts a great deal of interest to the ear,
[A Cadillae.]’’

The District Court logically reasoned: ‘*‘A transparent
automobile hood was old in the art. Whether it be made
of glass, plexiglas, celluloid or plastic, its funetion prior
to the patent here was identical with its funetion in this
patent. The several pieces of transparent material con-
stituting plaintiff’s inventive effort function in the same
manner and serve the same purpose as the prior art pat-
ents and publications, without regard as to the type of
transparent material described. The Bobertz patent here
does not come up to the high standard of patentable in-
vention required to sustain combination claims such as
the claims in this suit. Great Atlantic & Pacific Tea Co.
v. Supermarket Equipment Corp., 340 U. S. 147; Cuno
Engineering Corporation y. Automatic Devices Corp., 314
U.S. 84. The claims in suit are not limited to transparent
plastic and this limitation cannot be read into the claims
in order to save them from invalidity.’’ Patrol Valve
Co. y. Robertshaw-Fulton Controls Co., 210 F. (2d) 146
(C. A. 6); Aluminum Company of America v. Thompson
Products, Inc., 122 F. (2d) 796 (C. A. 6); and Parke-

4S

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OF eee ee ee a eS ee

19a

Davis & Co. v. American Cyanamid Co., 207 F. (2d) 571
(C, A. 6), were appropriately cited as authority.

Mere substitution of materials, when no new results
are accomplished, does not attain the dignity of invention.
Timken-Detroit Axle Co, v. Cleveland Steel Products Cor-
poration, 148 F. (2d) 267, 271 (C. A. 6); James Heddon’s
Sons v. American Fork and Hoe Co., 148 F. (2d) 230 (Cc.
A. 6); Seiberling Rubber Co, vy. I. T. 8S. Co., 134 F. (2d)
71 (C, A. 6); Goodwin v. Borg-Warner Corporation, 157
F. (2d) 267, 274 (C. A. 6); United States Appliance Cor-
poration V. Beauty Shop Supply Co., 121 F. (2d) 149,
150 (C. A. 9); Hinehman v. Jim Robbins Co., 113 F. Supp.
992, 304 (KE. D. Mich.; Levin, J.).

The Court of Appeals for the Seventh Cireuit, in Elec-
tro Mfg. Co. v. Yellin, 132 F. (2d) 979, 981 (C. A. 7), said:
“Plastie products have been made for many years. They
are lighter in weight than metal, are translucent, and per-
mit great variation in color. Nemeroff [inventor of the
patent there in suit] did not disclose a new material, he
merely substituted a plastic material for the metal which
was used in the prior art, end the District Court held
that this did not amount to invention. [Citing cases. ]
Moreover, the use of transparent and translucent ends
for lighting fixtures is old. We do not say that the design
patents referred to anticipate the patent in suit, yet we
do say that there was no patentable genius involved in
Nemeroff’s disclosures. This was the District Court’s
conclusion, and we think it was correct.’’

It seems almost idle to reiterate that quite a high
standard of invention is now exacted to sustain combina-
tion claims embracing old elements in a patent. This
was made plain fourteen years ago in the opinion of the
Supreme Court in Cuno Engineering Corp. v. Automatic
Devices Corp., 314 U. S. 84, 90-92. Any lingering doubt
as to the intention of the Supreme Court to require strict
rather than liberal construction of combination claims
was certainly dispelled by its opinion in Great Atlantic

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20a

& Pacific Tea Company vy. Supermarket Equipment Corp,,
340 U. S. 147, 154, where the majority opinion concluded
that the standard of invention used in the lower courts
was less exacting than that required where a combina. |
tion was made up entirely of old components. ;

In General Motors Corp. v. Estate Stove Co., 203 F.
(2d) 912, 917, 918 (C. A. 6), Judge MeAllister thus ex.
pressed the view of this court: ‘In an able and ingenious
argument, appellee submits that, in specifying anew
statutory standard of invention, the Act does not treat
combination patents on a different basis from other pat-
ents. as it is claimed the Supreme Court did treat them
in Great Atlantic & Pacific Tea Co. v. Supermarket
Equipment Corp., 340 U. S. 147, 71. S. Ct. 127, 95 L. Ed.
162; that the new Section 103 defines a single standard of
invention for all patents; that the subject matter as a
whole would not have been obvious at the time the inven-
tion was made; and that the extent to which the Great
Atlantic & Pacific Tea Co. ease required a different, or
more exacting standard, or a more severe test for combi-
nation claims than the single standard of invention for
all patents, was rejected by Congress in the new !
automobile manufactured and sold by General Motors Cor-
poration in 1932. This was admitted by the patentee Bo-
bertz (D. App. 70b, 75b) and the Court of Appeals so found
(228 Fed. (2d) 94 at 99). This is also evident from a com-
parison of the drawings of the Bobertz patent in suit (copy
appended at page Ib) with the 1932 Chevrolet hood (photo-
graph appended at page 2b; also D. App. 52b, 53b). The
claims of the patent in suit are limited to a hood made from
a plurality of transparent pieces or members connected at
their adjoining edges by reinforcing strips in order to form
a unitary structure. Both the District Court and the Court
of Appeals so found (126 Fed. Supp. 780, 782; 228 Fed.
(2d) 94, 97).

In 1949 respondent introduced to the public the Oldsmo-
bile ** Rocket” V-8 engine and displayed the ‘* Rocket’’ en-
gine by means of a plastic hood (photographs of respond-
ent’s accused plastic hood appear in defendant’s appendix
pages 63b-66b and also plaintiff’s appendix page 63a). Re-
spondent’s hood in form or shape was a duplicate of the
metal production hood used on the 1949 Oldsmobiles but
was made from a single sheet of transparent plastic mate-
rial the border areas of which were blocked out by opaque
paint to provide a central window through which the
**Rocket’’ engine could be observed (D. App. 20b). Photo-
graphs of the 1949 Olds steel production hood appear in
Defendant’s Appendix 56b-62b.

Respondent based its motion for summary judgment on
the following incontrovertible, self-proving documents;
namely,

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4

(1) <A copy of the file wrapper of the patent in suit
1,911,600, authenticated under the seal of the Patent
Office and certified by the Commissioner of Patents (1D.
Kx. 3; D. App. 10b-19b; P. App. 114a-124a).

(2) German patent to Rumpler 379,379, issued
August 20, 1923 (D. Ex. 4; D. App. 25b) and a transla-
tion of the German patent to Rumpler 379,379, August
20, 1923, authenticated under the seal of the Patent
Office and certified by the Commissioner of Patents (D.
Kix. 4-A; D. App. 28b). Rumpler describes and claims
an automobile having a hood of transparent celluloid.

(3) LaLocomotion—lebruary 11, 1911, No. 23,
page 65 (D. Ex. 5; D. App. 33b, 34b) and a translation
of the captions under the photographs in LalLocomo-
tion, February 11, 1911, No. 23, page 65, authenticated
under the seal of the Patent Office and certified by the
Commissioner of Patents (D. lex. 5-A; D. App. 35b).
This publication shows and describes an automobile
chassis in which the engine is covered by a glass hood.

(4) The Autocar—September 28, 1912, pages 570
and 571, photostatic copy authenticated under the seal
of the Patent Office and certified by the Commissioner
of Patents (D. Ex. 6; D. App. 39b). This publication
shows and describes a Cadillac car with a transparent
glass hood.

(5) The Motor—July 2, 1912, pages 965, 966 and
967 (D. Ex. 7; D. App. 42b). This publication shows a
Cadillac car with a transparent glass hood.

(6) United States Patent No. 1,045,152, November
26, 1912, ** Flying Machine,’’ Marl H. Kelsey (D, Ex. 8;
D. App. 46b). This patent shows plastic window for
viewing an airplane engine.

enon

”

(7) The Autocar—May 3, 1913, pages 804 and 805,
photostatic copy authenticated under the seal of the
Patent Office and certified by the Commissioner of
Patents (D. lox. 5-B; D. App. 36b).

The other proofs consisted of the deposition of petitioner-
patentee, Bobertz; admissions on file made by petitioner
Bobertz under Rule 36, F. R. C. P.; the uncontroverted
affidavit of Barton identifying a photograph of the 1932
Chevrolet hood (D, App. 52b); the uncontroverted affidavit
of Hirshman identifying photographs of the 1949 Oldsmo-
bile production steel hood (D. Ky. 2-A) and of the accused
plastic hood (D. lx. 2; D. App. 54b); and the uncontro-
verted affidavit of Thorpe identifying the 1949 Oldsmobile
production steel hood (D. Ex. 2-A; D. App. 67b).

COMPLAINT PROPERLY DISMISSED UNDER
RULE 56 F. R. C. P.

Rule 56 of the Federal Rules of Civil Procedure provides
that as to any asserted claim summary judgment shall be
rendered for the moving party if the pleadings, depositions,
and admissions on file show that there is no genuine issue
as to any material fact and that the moving party is en-
titled to a judgment as a matter of law. The procedure
outlined in Rule 56 for terminating groundless litigation
has been found particularly appropriate in many patent
cases: Morton Salt Company v. G. 8S, Suppiger Company,
314 U.S. 488, 62S. Ct. 402, 86 Law Ed. 363; Automatic
Radio Manufacturing Company v. Hazeltine Research, Inc.,
339 U.S. 827, 70 S. Ct. 894, 94 Law Ed. 1312; Steigleder v.
Eberhard Faber Pencil Co., 176 Fed, (2d) 604 (C. A. 1);
Milcor Steel Co. v. George A. Fuller Co., 122 Fed. (2d) 292
(C, A. 2); Bridgeport Brass Co. v. Bostwick Laboratories,
Inc., 181 Fed. (2d) 315 (C. A. 2); Mas v. Owens-Illinois
Glass Company, 222 Fed. (2d) 889 (C. A. 3), certiorari

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Piticrcis ss: ee a ee

6

denied 350 U. S. 1016; Smith v. General Foundry Machine
Company, Inc., 174 Fed. (2d) 147 (C. A. 4); Lincoln Elec-
tric Co. v. Linde Air Products Co., 171 Fed. (2d) 223 (C. A.
6); Davison Chemical Corp. v. Joliet Chemicals, Inc., 179
Fed. (2d) 793 (C. A. 7); Young v. Ralston-Purina Co., 88
Fed. (2d) 97 (C. A. 8); Park-in-Theatres, Inc. v. Perkins,
19) Fed. (2d) 187 (C. A. 9).

All of the evidence relied upon by the respondent in sup-
port of its motion is in the form of self-proving documents
which have not been, and could not be, contradicted in any
manner by the petitioner. The structures of the plural
piece transparent hood claimed in the patent in suit, of re-
spondent’s single piece plastic transparent hood, and of the
transparent hoods shown and described in the prior art are
simple and such that they may be readily comprehended by
the Court and without the need of any technical explana-
tion by an expert witness, and both the Distriet Court and
the Court of Appeals so held (126 Fed. Supp. 780, 781; 228
Fed. (2d) 94, 100).

The prior art German patent to Rumpler 379,379 (D.
App. 20b-27b) and an English translation thereof (D. App.
28b-32b) describes an automobile hood of transparent ma-
terial so that the engine can be viewed. Rumpier’s claim
4 is directed to an

‘*Automobile * * * characterized by a motor
hood of transparent celluloid” (D. App. 32b).

The French publication ‘* LaLocomotion’’ (D. App. 33b-
39b) shows a glass hood for demonstrating the engine of a
Bayard-Clement automobile. A photograph of ** LaLoco-
motion’’ is appended at page 5b. The fact that ** LaLoco-
motion’’ hood is of glass is of no materiality because the
claims in suit are not limited to a plastic hood. Further,
Rumpler taught the use of a plastic hood. There is addi-

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7

tional prior art of record cited by the District Court and
the Court of Appeals showing that long before the Bobertz
patent in suit it was commonplace to make an automobile
hood of transparent material so that the engine could be
viewed, 228 Fed. (2d) 94, 97; 126 Fed. Supp. 780, 784.

The claims of a patent should be interpreted not only in
the light of the specification but also in the light of its file
history, Schriber-Schroth Company v. Cleveland Trust
Company, 311 U.S. 211, 217-218, 61'S. Ct. 235, 85 Law Ed.
132, 135-136. The file history clearly shows that the patent
in suit is limited to a multiple piece transparent hood and
does not cover respondent’s one piece hood. Referring to
the file history, the Court of Appeals stated, 228 Fed. (2d)
94 at 97:

‘*The inventors, while pursuing the application in
the Patent Office, cancelled claims sufficiently broad
in scope to cover a one-piece hood made of a single
sheet of transparent plastic and adopted claims spe-
cific as to a multiple-piece hood with reinforcing ribs
connecting the individual members.’’ (Italics ours.)

The District Court likewise so found, 126 Fed. Supp. 780 at
783.

The principal issue in this law suit is indeed simple;
namely, did it amount to patentable invention in 1932 to
duplicate in transparent material the then current Chevro-
let production automobile hood? Both Courts below an-
swered this question in the negative.

Although respondent’s accused hood (D. Ex. 2) was
placed in evidence, this hood was not at all necessary to
the decision of the Court of Appeals affirming the District
Court on the ground that the Bobertz patent in suit was
invalid. This only required an understanding of the hood
shown in the patent in suit (admittedly a reproduction of

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8

the 1932 Chevrolet hood in plastic instead of steel D. App.
70b, 75b) and of the transparent hoods shown in the prior
art, such as the German patent to Rumpler 379,579 and the
French publication ‘‘LalLocomotion’’ February 11, 1911 in
the light of the high standard of invention set by this Court
in Great Atlantic & Pacific Tea Co. v. Supermarket Equip-
ment Corp., 340 U.S. 147, 95 Law Kd, 162. A comparison
of the patent in suit with the prior art on the issue of
validity will demonstrate the simplicity of the hood strue-

ture in issue and that this Court can understand this struc-
ture without the need for any technical explanation by an
expert witness.

It is clear that there is no genuine issue as to any mate-
rial fact bearing on the question of validity; that the ques-
tion of validity was properly determined as a matter of law,
United States v. Esnault-Peltcrie, 303 U.S. 26, 30, 58 8.
Ct. 412, 414, 82 Law Ed. 625; and that the case was properly
disposed of by way of summary judgment of dismissal,

Morton Salt Company v. G. S. Suppiger Company, and
other cases cited, supra, pages 5-6.

PETITIONER HAD AMPLE TIME, AND IN FACT FULLY
PRESENTED HIS CASE AGAINST RESPONDENT'S
MOTION FOR SUMMARY JUDGMENT

Respondent’s motion for summary judgment was served
on petitioner April 1, 1954 and the hearing on this motion
before the District Court was had on May 24, 1954. Peti- ff
tioner had ample time to prepare his opposition to this Ff
motion. On April 10, 1954 petitioner filed an eighteen (18) |
page brief opposing respondent’s motion, on May 5, 1994
petitioner filed a fourteen (14) page brief analyzing the
prior art, and on May 6, 1954 presented Exhibits D, KE, F
and G which are present in plaintiff’s appendix (P. App.
Gla, 62a, 65a, 64a).

|

9

Petitioner also argued in opposition to respondent’s mo-
tion before the District Court on May 24, 1954 (D. App.
88b). At this hearing petitioner’s counsel again referred
to his detailed briefs filed in opposition to the motion (D,
App. 88b). Petitioner’s brief included the subject of file
wrapper estoppel (D. App. 88b). At the close of the argu-
ment the District Court set a date of July 12, 1954 for
resuming the hearing if necessary but very clearly pointed
out that a further hearing might not be necessary and that
he might decide respondent’s motion in the interim. The
District Court said:

‘se 6* * T probably will want to ask counsel some

questions and perhaps ask for some discussion. But
if I feel, after going through all of the material that
is before me that I can satisfy all of the questions
raised here today on all three motions, why, I will
feel free to let you know what my decision is’’ (D.
App. 89b). (Italics ours.)

Later on in the proceedings the District Court again said:

‘The Court: Well, I’ll say this: I hope to be able
to resume the hearing, if a hearing will be necessary,
or decide the motions by that time; * * *’’ (D.
App. 89b). (Italics ours.)

In the light of this record and the admonition of the Dis-
trict Court, it is clear that petitioner had ample time to,
and in fact did, fully present his case in opposition to re-
spondent’s motion for summary judgment.

| beers ee ae

10

CONCLUSION

Since this case has no importance beyond the immediate
facts and parties involved therein and was decided by the
proper application of well established principles of law to
a specific set of facts, the petition presents no reason what-
soever for review on writ of certiorari and should be denied.

Respectfully submitted,

GEORGE L. DeMOTT,
ARTHUR RAISCH,
Counsel for Respondent.

col
Drawings of Bobertz Patent lb
May 30, 1933. G H BOBERTZ, JR., ET AL 1,911,600

AUTOMOBILE HOOD

Filed Nov. 22, 1932

INVENTORS

Timothy J lafontatne,

20 Guetary 1 Bober £z,Sr
ATTORNEY

1932 Chevrolet

La Locomotion 3b

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386418_0646%3A2. Public record. Not legal advice.
