# Petition for Writ of Certiorari — Erickson v. Medina

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386418_0480%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1956
- **Citation:** 351 U.S. 912

## Text

STATEMENT OF THE CASE...

SUBJECT INDEX

Page
2-9

ARGUMENT

Il.

III.

IV.

. Conclusion

The District Court properly admitted hospital rec-
ords into evidence consisting of consultation re-
ports of Dr. John C. Jones and Dr. Grant Beck-
strand, Cancer Experts

9-18

The Court of Appeals correctly held that the ship-
ping articles were ambiguous and that extrinsic
evidence was admissible to show the intent of the
parties to serve aboard the vessel for one trip or

voyage rather than for a period of twelve months.

Petitioner cites no authority in support of Point III

18-23

23

of Argument

The District Court found and the record over-
whelmingly supported the finding that Respondent
Medina was not negligent; that the pain and suffer-
ing, if any, of Erickson and his resultant death was

24-25

caused by cancer

25

TABLE OF AUTHORITIES CITED

Cases
Page
Baltimore & O. R. Co. v. O'Neill, 211 F. 2d 190 (6 CCA
1952) 12
Buckminster's Estate v. Commissioner, 147 F. 2d, 331
(2 CCA 1944) 14

Chapman v. United States, 194 F. 2d 974 (5 CCA 1942) 12
England v. United States, 174 F. 2d 466 (5 CCA 1949)...11

Farrell v. United States, 336 U. S. 511 (1949)...
Gencarella v. Fyfe, 171 F. 2d, 419 12
Glazier v. Sprague S. S. Co., 103 F. Supp. 157 (D.C. E.D.

Pa.) 13
Googe v. U.S. 101 F. Supp. 830 (N.Y. 1951) 17
Gordon v. Robinson, 210 F. 2d 192 (3 CCA 1954) a |
Hunter v. Derby Foods, Inc., 110 F. 2d 970 14
Luksich v. Mitisch, 140 Fed. Rep. 2d 812_ 21
Lykes Bros. S.S. Co. v. Grubaugh, 128 F. 2d 466 (5 CCA

1942) 12
Masterson v. Pennsylvania R. Co., 182 F. 2d 793 (3 CCA

1950) 10

Missouri-K.T. R. Co. of Tex v. Ridgway, 191 F. 2d 363,
(8 CCA 1951) 17

Moran v. Pittsburgh-Des Moines Steel Co., 183 F. 2d 467
(3 CCA 1950) 17

TABLE OF AUTHORITIES CITED (Continued)

New York Life Ins. Co. v. Taylor, 147 F. 2d 297 (D.C.

CCA 1944) 9, 13
Palmer v. Hoffman, 318 U.S. 109 (1943) 13, 14
Pekelis v. Transcontinental & Western Air, 187 F. 2d 122

(2nd CCA 1951) 12, 13
Ranger, Inc. v. Equitable Life Ass. Soc. of U.S., 196 F. 2d

968 (6 CCA 1952) | 12
Reed v. Order of United Commercial Travelers of America,

123 F. 2d 252 14
Schering Corp. v. Marzall, 101 F. Supp. 571 (D.C. Dist.

Col.) 12
The Quoque, 261 Fed. Rep. 414 19
The Thomas Tracy, 24 Fed. Rep. 2d 372 20

Statutes
Title 28 U.S.C.A., Section 1732 11
46 US.C.A. Section 541 19
46 US.C.A. Section 566 19
Textbooks

Barron & Holtzoff, Federal Practice & Procedure, Vol. 2,
Page 696-697 13

No. 494 Misc.
IN THE

SUPREME COURT OF THE
UNITED STATES

OCTOBER TERM, 1955

SARA ERICKSON, Administratrix of the
Estate of Peter Erickson, Deceased,
Petitioner,

MANUEL MACHADO MEDINA,
Respondent.

RESPONDENT'S ANSWER
TO
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

To the Honorable, The Chief Justice and the Associate
Justices of the Supreme Court of the United States:
The Answer of Respondent, MANUEL MACHADO

MEDINA, to the Petition for Writ of Certiorari, respectfully
shows:

confi

STATEMENT OF THE CASE

In Respondent's opinion, Petitioner has not made a fair
statement of the facts found in this case, and Respondent, in
the interest of coherence, will completely restate the facts.
CATR refers to Cross-Appellant’s Typewritten Transcript of
Record. TR. refers to the printed Transcript of Record.

Peter Erickson, hereinafter referred to as “Erickson” was
an engineer, a member of the Machinists Union, A.F. of L., and
employed in the capacity of engineer aboard tuna vessels, (Ex-
hibit E). In May, 1947, Erickson was employed as Chief Engineer
aboard the fishing vessel MARY LOU. He became ill in the
early part of said voyage and was flown back from Guaymas,
Mexico, to San Pedro, California, with a lung infection. He
was sent to the desert for some time and resumed his occupation
as an engineer upon his return. (Exhibit Q, CATR. p. 114). On
October 17, 1947, Erickson sailed as Chief Engineer on the F/V
PATRIA, and executed shipping articles with the master of said
vessel. (Exhibit F). On December 29, 1947, Erickson sailed
again aboard the F/V PATRIA and executed new shipping
articles. (Exhibit G). On April 12, 1948, Erickson sailed as
Chief Engineer on the F/V ALPHECCA and executed new ship-
ping articles. (Exhibit 4). The crew members of the F/V
ALPHECCA executed the same form of shipping articles on
April 12, 1948, (Exhibit H) and again on September 28, 1948
(Exhibit I). None of the purported shipping articles were
executed before a Shipping Commissioner, but new shipping arti-
cles were executed prior to each trip. (Exhibits F, G, 4, H and 1).

Prior to sailing, Respondent Medina, master and part owner
of the F/V ALPHECCA, executed a written agreement with the

“8 en St

Cannery Workers and Fishermen's Union and the Machinists
Union, of which the decedent, Peter Erickson, was a member
(Exhibit E), regulating working conditions, rate of pay, division
of profits between owners and crew, safety of the ship, and
related matters. Said agreement, (Exhibit E) provided in part
as follows:

“Article 5 .
SECTION 2. (a) If any member becomes ill or is
injured accidentally on the boat in line of duty, either at sea
or in port, a doctor's certificate may be required by the
master before permitting said crew member to leave the
fishing grounds to return home. Any crew member returning
home with the captain's approval shall receive a full share

for that particular trip only. The cost of transportation home
shall be paid by the boat owners. If thereafter the captain

employs a substitute to take such man’s place upon return to
port, then the amount paid the substitute shall be considered

trip expense.” (Emphasis ours).

Peter Erickson was a member of the Machinists Union and
a person in whose behalf the agreement was executed.

On April 12, 1948, prior to sailing, Peter Erickson and other
members of the crew of the F/V ALPHECCA signed purported
shipping articles with Manuel Machado Medina as master (Ex-
hibit 4) which provided in part as follows:

“It is agreed between the master and seamen of the
American oil ship ALPHECCA, of which Manuel M.
Medina is at present master, or whoever shall go for master,
now bound from the port of San Diego, California, to Balboa,
Canal Zone, and other ports and points on the Pacific Coast
and return, for one or more trips and such other and
places in any part of the world as the master may direct, and

aiid

back to a final port of discharge in the United States for a
term of time not exceeding 12 calendar months.”

It was the established custom in the San Diego Tuna Clipper
Fleet, of which the F/V ALPHECCA was a part, for seamen,
including chief engineers, to be hired for one voyage only and
that the word “voyage” was synonymous with the word “trip.”
(Tr. p. 151).

On April 12, 1948, at the time Erickson sailed as Chief Engi-
neer on the F/V ALPHECCA, Erickson was 49 years of age,
having been born on January 3, 1899.

On or about May 10, 1948, it was noted either by Emmett
Fowler, the navigator, or Thomas Taylor, the cook, that Erickson
had a cold and in the late afternoon of said day Emmett Fowler
took Erickson’s temperature and found it to be 102°. (CATR.
pp. 36, 68 and 69, Tr. p. 111). This fact was reported to the
Respondent Medina who ordered Erickson to bed. (Tr. p. 111).
Erickson went to bed where he stayed continuously until he left
the F/V ALPHECCA at Acapulco, Mexico, on May 21st about
noon, except for going to the toilet and for a period of fifteen
minutes to thirty minutes when he was rowed from the F/V
ALPHECCA to the F/V QUEEN VICTORIA and returned to
the F/V ALPHECCA on or about May 19, 1948. (CATR. pp.
49-52). Respondent Medina instructed Emmett Fowler, the navi-
gator, and Thomas Taylor, the cook, to attend to the medical and
physical needs of Erickson. Emmett Fowler, who was in frequent
attendance of Erickson, had been an officer in the Navy from
1941 to 1945. He had served aboard submarines as Engineer
Officer and as Executive Officer and had had considerable experi-
ence in treating colds. He had in a number of cases in the Navy

Fo

administered various sulfa drugs and penicillin to men on sub-
marines. (CATR. p. 62). While Erickson was in bed, all of his
meals were served to him by Thomas Taylor, the cook, who at
intervals during the day attended to Erickson’s wants. Erickson
was served with special food prepared by Mr. Taylor and he was
given various fruit juices which were available at all times, includ-
ing tomato and grape juice. (CATR. p. 321). He was given
alcohol rubs twice a day. He was given aspirin and made to drink
substantial amounts of water. One complete course of twelve
pills of sulfa-thiazole and a partial course of nine pills of sulfa-
thiazole were given. (CATR pp. 78, 79, 80 and 81). His chest
was rubbed with Vick’s Vaporub and similar liniments. From the
time Erickson went to bed until the time he left the F/V AL-
PHECCA on May 21st at approximately noon he had morning
temperatures of approximately 99.5° rising to 102° or 103° in
the late afternoon, except that on May 21st at 10:45 A.M. his
temperature for the fizst time dropped to a subnormal of 96.8°.
(Exhibit 9, CATR Vol. III, p. 448). Several days prior to sending
a message to Public Health Service for advice, Mr. Fowler sug-
gested to Respondent Medina that Public Health Service be
contacted for medical advice. (Tr. p. 110 and 112). The first
message requiring advice was sent to Public Health Service on
May 17th. (Exhibit B, Tr. p. 110). An answer was received
from Public Health Service on May 14th prescribing a course
of treatment, which course of treatment had been and was fol-
lowed. (CATR p. 84, et seq. pp. 88 and 89). Further informa-
tion was furnished as requested and on May 18th a message was
received from Public Health Service advising that they put into
the nearest port with medical facilities. (CATR p. 42); that all
of the medicines were available and the instructions given by

ten

Public Health Service were followed, (CATR pp. 88 and 90);
that at all times between May 10th and May 21st the weather
was warm and the sea was calm; that at the time of the receipt
of the message to put into the nearest port with medical facilities
the F/V ALPHECCA was approximately 447 nautical miles from
Acapulco, the nearest port with medical facilities; that the last
message was received from Public Health Service about 10:00
A.M. and that at that time the vessel was fishing and catching
fish, (Tr. p. 113); that approximately two hours later the F/V
ALPHECCA rendezvoused with the F/V QUEEN VICTORIA
which was headed for San Diego, California, (CATR p. 49, Tr.
p. 113); that Erickson was taken over in a row boat to the F/V
QUEEN VICTORIA for the purpose of securing transportation
for him to San Diego on said vessel; that the master of said
vessel refused to accept Erickson as a passenger and he was im-
mediately returned to the F/V ALPHECCA (CATR pp. 51, 52,
Tr. p. 114); that immediately thereafter the F/V ALPHECCA
departed for Acapulco, (CATR p. 52); that en route to Acapulco
the vessel stopped for approximately one hour and fished, catch-
ing three ton of fish (Exhibit 5); that the vessel arrived at Aca-
pulco at approximately 10:00 A.M. on May 2ist; that Erickson
left the F/V ALPHECCA about noon on May 21st and was
rowed ashore in a row boat; that between May 18th and May 21st
Emmett Fowler daily injected Erickson with 3,000 units of peni-
cillin in oil and wax; that daily between said dates Erickson
received Terpin-hydrate and Kodeine and four tablets of Thomp-
son’s Vitamin Mineral tablets. On May 18th and 20th he received
Sodium-phenobarbital. (Exhibit 9).

That immediately on arrival at Acapulco on May 21, 1948,
Erickson was seen by a doctor of medicine and given additional

PaO Pane dee eae ET ee

—_

penicillin shots and other medication and on said date he flew by
air from Acapulco to Mexico City, accompanied by a Mexican
doctor. (CATR pp. 53, 233). Upon arrival in Mexico City he
took passage on an airplane bound for Los Angeles where he
arrived on the evening of May 22nd. He remained at home on
May 23rd, Sunday, and was examined by Public Health Service on
May 24th, and by them sent to McCornack General Hospital in
Pasadena on May 25th. (Exhibit B, Exhibit C). X-ray pictures
were taken of Erickson at McCornack General Hospital. (Exhibit
10-A to 10-O inclusive). X-ray plates were taken in the office
of Dr. Petrich and at the San Pedro General Hospital. (See Ex-
hibits 10 and 11, A, B,C, and D). That in all respects the treat-
ment given Erickson while he was in McCornack General Hos-
pital was comparable to the treatment which he had received
aboard the F/V ALPHECCA, (Exhibit C, Exhibit 10). Erickson
was released from McCornack General Hospital on June 25th but
advised to return in three weeks for another chest x-ray inasmuch
as there was a possibility that the pneumonia was secondary to a
pulmonary neoplasm or cancer. (Exhibit 10, Final Summary).
That while Erickson was in an outpatient status at McCornack
General Hospital on July 23rd he went to see his own private
physician, Dr. John M. Petrich, who had been his personal physi-
cian for several years. (Exhibit R, p. 3). Erickson saw Dr.
Petrich again on July 30th, August 3rd, August 6th and August
23rd. (Exhibit R, pp. 6 and 8). On August 25th Erickson entered
the San Pedro General Hospital as a patient of Dr. Petrich where
he remained until his death on October 8, 1948; that while he was
at San Pedro General Hospital x-rays were taken and a radiological
report made thereon by Dr. Maurice M. Haskell who concluded as
a result of his study of an x-ray plate taken of Erickson on August

a

25, 1948, that Erickson was suffering from probable malignant
neoplasm bronchiogenic carcinoma and a lymphoblastoma and
two possible unusual resolved inflammatory process. (Exhibit
D-7). On August 29, 1948, Dr. John C. Jones, a well-known
expert in the field of internal medicine, was called in as a con-
sultant by Dr. Petrich at the request of Mrs. Sara Erickson, wife
of Erickson, to examine Erickson to determine the cause of his
illness and to prescribe treatment. (CATR p. 189). Dr. Jones
personally examined Erickson, reviewed the hospital records and
then stated in his own handwriting in a consultation report filed
with the hospital records (Exhibit D-9) that in his opinion Erick-
son was suffering from an inoperable bronchiogenic carcinoma
and that his condition was hopeless. (Exhibit D-9).

On September 4th Dr. Grant Beckstrand, a cancer expert
from Long Beach, was called in for consultation by Dr. Petrich
at the request of Mrs. Sara Erickson, wife of Erickson, and per-
sonally examined Erickson and reviewed the hospital charts and
concluded in a consultation report in his own handwriting that
in his opinion Erickson was suffering from a bronchiogenic car-
cinoma with liver involvement and that his case was hopeless.
(Exhibit D-9). That the consultation reports were a part of the
hospital records of the San Pedro General Hospital and required
to be kept, and were made at or about the time the consultation
took place.

Erickson died on October 8, 1948. Dr. Petrich, his physician,
prepared a death certificate and certified the cause of death to be
bronchiogenic carcinoma for one year plus with contributing
cause to be metastasis to the liver for three months plus. (Exhibit
P). That at the time of the trial, Dr. John Eneboe, a radiologist,
examined all of the x-ray plates which were in evidence at the

9

trial and stated that in his opinion Erickson died as a result of a
bronchiogenic carcinoma, and the witness, by reference to the
x-tay plates, outlined the area and growth of the cancer.

ARGUMENT

THE DISTRICT COURT PROPERLY ADMITTED
HOSPITAL RECORDS INTO EVIDENCE CONSIST-
ING OF CONSULTATION REPORTS OF DR. JOHN
C. JONES AND DR. GRANT BECKSTRAND, CAN-
CER EXPERTS.

Questions number I and II presented for review, and argu-
ment in support of the reasons relying upon for the allowance of
the writ, point number I, may be considered together because they
all consider the same question, to wit: Did the District Court err
in admitting into evidence the hospital records of the San Pedro
General Hospital, including the consultation reports of Dr. John
C. Jones and Dr. Grant Beckstrand, cancer experts who were
called into the case by the attending physician at the request of
the wife of the decedent? These men both made personal exam-
inations of the decedent Erickson, studied the hospital records
and charts, and each gave their diagnosis from their personal
knowledge thereof.

Petitioner's claims are not supported by the authority cited
by him. In the case of New York Life Ins. Co. v. Taylor, 147 F.
2d 297 (D.C.C.C.A. 1944), in a two to one decision in which a

Seca ppt ne mons Dip SPP IO TOI ZAMS BF Sa aL

—10—
very vigorous dissent was written by Associate Justice Edgerton,
the Court affirmed the ruling of the trial court in refusing the
admission, among other things, of the following: (1) Reports
of conversations with the assured indicating that he had attempted
suicide, (2) Report of consultation with a psychiatrist containing
statements by the insured that he wished to die, and (3) Report
of a psychiatrist showing a diagnosis of psychoneurosis hysteria,
conversion type. The court in the statement of facts shows that
much of the information contained in the psychiatrist's report was
not based on personal observation by the psychiatrist, but upon
previous history and what he had been told by others. The court
after rehearing held that this was not admissable, but in con-
clusion the majority of the court held as follows at page 306:

“The entire hospital records offered in this case are not
before us. It may be that some of the entries are admissible.
The test should be whether they are records of a readily
observable condition of the patient or of his treatment. There
is no magic in the word diagnosis which makes everything
which can be included in that term admissible. Some diag-
noses are a matter of observation, others are a matter of
judgment, still others are a matter of pure conjecture. The
admissibility of records of such diagnoses must depend upon
their character. Certainly the hearsay accounts and the psy-
choneurotic conjectures contained in these records cannot be
received without cross-examination as proof of a tendency
to commit suicide.”

The case of Masterson v. Pennsylvania R. Co. 182 F. 2d 793
(3 CCA 1950) was a case where a doctor of medicine wrote letters

—|

to the railroad’s chief medical examiner. Copies of these letters
were attached to an answer to interrogatories filed by the plaintiff
in the action. The letters indicated that the doctor had given
plaintiff an examination and gave facts and history, findings and
conclusions. They were admitted to evidence over objection. The
court held that they were erroneously admitted.

Gordon v. Robinson, 210 F. 2d 192, (3 CCA 1954), involved
the admissibility of conclusions of a police officer given on the
witness stand. Although the Federal Business Records Act, Title
28 U.S.C.A. Section 1732, was not involved in that case, the court
by way of dicta expressed its opinion on the admissibility of opin-
ions and conclusions and hearsay statements contained in a police
officer's report, and held in that case that such a report was not
admissible in evidence under the Federal Business Records Act,
supra. The court ai page 198, however, did establish one test for
admissibility:

“* * * A record to be admissible should derive from
an efficient clerical system and should be of such a nature
that it would be competent evidence if testified to by its

In England v. United States, 174 F. 2d 466 (5 CCA 1949)
hospital records were involved but the record was full of Eng-
land's account of his past life which was clearly hearsay, there
were statements of opinions of individual physicians based on the
past history and on England's repeated absences without leave
resulting in his being tried four times by court-martial, and con-
clusions being expressed that he suffered from mental deficiency
(organic brain disease). The court held these records
inadmissible.

—

Lykes Bros. $.S. Co. v. Grubaugh, 128 F. 2d 466 (5 CCA
-942) was of little help containing only a minimum discussion
of the problem.

In Chapman v. United States, 194 F. 24 974 (5 CCA 1942)
there was involved the report of an Army Air Force Board con-
cerning an airplane accident held inadmissible. It would appear
that the decision in this case has been overruled by the case of
Pekelis v. Transcontinental & Western Air, (2nd CCA 1951) 187
F. 2d 122, in which case certiorari was denied by the Supreme
Court, 71 Supreme Court 1020, 341 U.S. 951, 95 Law Edition
1374, to which extensive reference will be made in a few moments.

In Baltimore & O. R. Co. v. O’Neill, 211 F. 2d 190 (6 CCA
1952) x-ray film were taken and a report thereon made for the
appellant's medical witness and apparently furnished for the
purpose of litigation. The court excluded the evidence.

In Ranger, Inc. v. Equitable Life Ass. Soc. of U.S., 196 F. 2d
968 (6 CCA 1952), there is just a bare discussion of the problem
in which the circuit court held that the district judge correctly at-
tempted to restrict the use of hospital records to the entries which
showed the dates of entry into and the discharge from the hospital.
The court stated that reference in the hospital record to surgery,
Operation and anaesthetic were improperly admitted but were not
prejudicial. This narrow view is obviously not the law.

In the case of Gencarella v. Fyfe, 171 F. 2d 419, there was
involved a police report of an accident which involves an entirely
different concept from that presented here.

In Schering Corp. v. Marzall, 101 F. Supp. 571 (D.C. Dist.
Col.) there was involved laboratory notebooks which the court
found had not been identified by the person who made the entries
or by any person who saw these books contemporaneously with

i j3—

the evidence which they purported to record. They were held
inadmissible.

In the case of Glazier v. Sprague S. S. Co., 103 F. Supp. 157
(D.C. E.D. Pa.) syllabus number 1 seems to support the view
that diagnoses of physicians at a U. S. Naval Hospital relative to
what caused disability of seamen were not admissible in evidence,
but there was nothing in the case to substantiate the statement in
the syllabus; the findings of fact, conclusions of law and discus-
sions of the court indicate that the records were admissible as
evidenced by the court's statement at page 158 when the court
said in finding 3:

“On April 3, 1946, plaintiff was admitted to U. S. Naval
a 0g at Philadelphia suffering from a coronary oc-
clusion. * * *’

Petitioner also relies on Barron & Holtzoff, Federal Practice
& Procedure, Vol. 2, pages 696-697, but the text writer is merely
summarizing the holding of the majority of the court in New York
Life Ins. Co. v. Taylor, supra, and cites that case in support of the
principle enunciated.

It is submitted that this court has put to rest the points raised
by petitioner in connection with the admissibility of the consulta-
tion reports when this court denied a writ of certiorari in the case
of Pekelis v. Transcontinental & Western Air, supra. In that case
there was involved the admissibility of the findings, conclusions
and recommendations of an Investigation Board which was re-
quired by the defendant in the event of any aircraft accident
involving defendant's international aircraft. We quote extensively
from the case because the circuit court in that case states rather
clearly its position in regard to its interpretation of Palmer v.

nati.

Hoffman, 318 U.S. 109 (1943) and cites with approval the cases
of Hunter v. Derby Foods, Inc., 110 F. 2d 970, Reed v. Order of
United Commercial Travelers of America, 123 F. 2d 252, Buck-
minster's Estate v. Commissioner of Internal Revenue, 147 F. 2d
331, and this Honorable Court denied a writ of certiorari in said
case. The court, at page 129 states as follows:

“The plaintiff finally argues that the reports were ad-
missible under the Federal business entry statute, 28 U.S.C.A.
Sec. 1732, which is set forth in the margin. Defendant re-

lies that the decision of the Supreme Court in Palmer v.

ffman, 318 U.S. 109, 63 S.Ct. 477, 87 L. Ed. 645, pre-

cluded the admission of the reports. In the course of the
opinion by Mr. Justice Douglas in that case it was said:

“An accident report may affect (the) business in the
sense that it affords information on which the management
may act. It is not, however, typical of entries made system-
atically or as a matter of routine to record events or occur-
rences, to reflect transactions with others, or to provide in-
ternal controls. * * * In short, it is manifest that in this
case those reports are not for the systematic conduct of the
enterprise as a railroad business. Unlike yrolls, accounts
receivable, accounts payable, bills of | ing and the like
these reports are calculated for use essentially in the court,
not in the business. Their primary utility is in litigating, not
in railroading.’ 318 U.S. 113, 114, 63 S. Ct. 480.

“The reports in the case at bar were ‘regular’ within
the meaning of the statute, because they were required not
merely in investigating the accident at the Shannon Airport
but all future accidents. However, the opinion of the Su-
preme Court added that regularity of preparation would not
in itself be enough to justify the use of the evidence. We
think the court evidently was aiming at the evils of introduc-
ing evidence built up to promote the self-interest of the
entrant. Thus, the opinion stated that the purpose of the
act was to ‘facilitate admission of records which experience

—]5—

has shown to be quite trustworthy.’ 318 U.S. 113, 63 S. Ct.
480. Accordingly, ‘the character of the records and their
earmarks of reliability * * * acquired from their source
and origin and the nature of their compilation’ was said to
be the test for their qualification under the statute. 318 U.S.
114, 63 S. Ct. 480. The Circuit Court of Appeals had ex-

“The reports in the case at bar were against the interest
of the entrant when made, since they charged serious fault
on the part of employees Both and Langsdale, and whether
or not completely accurate were clearly not part of a story
cooked up in advance of litigation in the disguise of business
records. Moreover, it is not the entrant who here sought to
introduce the reports, but the plaintiff, and this too tends to
show that they were not contrived by the entrant for litigation.
Palmer v. Hoffman was given the above interpretation by
this court in United States v. Moran, 151 F. 2d 661, 662, 167
A.L.R. 403, and v. Chester A. Poling, Inc., 152 F.
2d 457, 460, note 4. We hold that Palmer v. Hoffman did
not preclude the reception under the business entry statute
of the reports offered in the case at bar.

“It might be argued on behalf of the defendant that the
reports did not constitute a ‘record of any act, transaction, oc-
currence, or event’ within the meaning of the statute because
ner regarding matters within their expert competency have
been held admissible as business entries by this court. Hunter
v. Derby Foods, Inc. 110 F. 2d 970 (coroner's death certifi-
cate); Reed v. Order of United Commercial Travelers of
America, 123 F. 2d 252 (hospital record); Buckminster’s
Estate v. Commissioner of Internal Revenue, 147 F. 2d 331

otitis.

(hospital record). We hold that inferences drawn by boards
such as those set up in the present case were of the same
general character, and were admissible.

“It may further be argued that the conclusions in the
reports were in part derived not from the personal observa-
tion of the entrant, but from information supplied by persons
under no business duty to report, and that were, there-
fore, not ‘made in regular course of any business’ within the
meaning of the statute. In Moran v. Pittsburgh-Des Moines
Steel Co., 183 F. 2d 467, 473, the Court of Appeals for the
Third Circuit, per Goodrich, J., in dealing with an accident
investigation by the Bureau of Mines of the United States

t of the Interior, held as follows: “The report is
no less admissible because it contains conclusions of experts
which are based upon hearsay evidence as well as upon
observation. These circumstances, by virtue of express statu-
tory provision, go to weight rather than to admissibility. (28
USCA. Sec. 1732 in part: “All other circumstances of the
making of such writing or record, including lack of personal
knowledge by the entrant or maker, may be shown to affect
its weight, but such circumstances shall not affect its admis-
sibility.”)) Moreover, this Court has several times held that
hospital records are admissible under the statute, and certainly
medical diagnoels is 00 less a maties of opinicu based upos
observation and perhaps hearsay than this report of the
Bureau's investigation.’

“We agree with this interpretation of the Federal busi-
ness entries act by Judge rich, see V Wigmore on Evi-
dence (3rd ed.) Sec. 1530a. Nor would the decision of the
New York Court of Appeals in Johnson v. Lutz, 253 N.Y.
124, 170 N.E., 517, if we were to adopt its reasoning here,
as we perhaps did in United States v. Grayson, 2 Cir., 166 F.
2d 863, 869, call for a different result. In the case at bar
most, if not all, of the sources of information were from
persons who were under a duty to report to these boards as
part of their employment; we include among such persons
not only the employees of TWA, but also the employees of
the airport and of the Irish Government. If there were any

=

other sources of information, we do not think it would make
any difference where expert boards, which appear to have
been disinterested, were set up as a matter of business routine
to Mi. information from all sources and to draw infer-
ences rom.”

In support of the admissibility of said records, see also the
case of Moran v. Pittsburgh-Des Moines Steel Co., (3 CCA 1950)
183 F. 2d 467, Missouri-K.T. R. Co. of Tex. v. Ridgway, (8 CCA
1951) 191 F. 2d 363, and Googe v. U. S. (N.Y. 1951) 101 F.
Supp. 830. In the last case, a sailor jumped out of a U. S. Hos-
pital and the court held that the record of investigation which the
clinical director was required to make following the casualty was
admissible in evidence.

A copy of the consultation reports of Dr. Jones and Dr.
Beckstrand are not available to Respondent at this time to attach
to this answering brief. It should be made clear, however, that
the report is very factual, stating in the handwriting of both doc-
tors their personal examination of Erickson, their findings from
their personal observations, their personal examination of other
hospital records, including x-rays, and the medical and nurses’
charts and their diagnosis. The evidence clearly established that
the San Pedro General Hospital was a member of the American
Hospital Association, and that members of the American Hospital
Association have a standard form of procedure for the keeping
of hospital records; that consultation reports are a part of the
regular hospital records; that the hospital record is not complete
until a consultation report has been made out and filed; that the
hospital records of a patient are not filed by the Record’s Room
until the consultation reports have been prepared; that the con-
sultation reports are made at or about the time of the examination,

—y

and that if for any reason they are not filed within a short time
after the examination, the consulting doctor is contacted and in-
structed to immediately file a consultation report. (See Tr. pp.
188, 189, 190 and 191.)

It is submitted that the District Court properly admitted the
consultation reports of Dr. Jones and Dr. Beckstrand as a part of
the hospital records kept in the regular course of business pursuant
to the Federal Business Records Act, supra.

ll

THE COURT OF APPEALS CORRECTLY HELD
THAT THE SHIPPING ARTICLES WERE AMBIGU-
OUS AND THAT EXTRINSIC EVIDENCE WAS
ADMISSIBLE TO SHOW THE INTENT OF THE
PARTIES TO SERVE ABOARD THE VESSEL FOR
ONE TRIP OR VOYAGE RATHER THAN FOR A
PERIOD OF TWELVE MONTHS.

Petitioner's Question number III, IV and V presented for
review, and Petitioner's Points number III and IV of his argument
in support of the reasons relied upon for allowance of the writ
of certiorari in this case will be considered together.

Petitioner assumes that the shipping articles were coastwise
articles. This was not a coastwise voyage but rather a fishing
voyage. In a coastwise voyage ships touch the various coastwise
ports, each of which might constitute a trip or voyage except for
the custom and practice in coastwise voyages to serve for a stated
period of time. The evidence in this case shows a different custom

—19—

Of practice with respect to the tuna industry operating out of San
Diego Bay. The testimony of W. Wade Ambrose, supra, with
respect to the custom and practice in the Port of San Diego to
serve for one trip or voyage was not contradicted.

In 46 US.C.A. Section 541, et seq. there is found the pro-
visions of law with respect to shipping commissioners and ship-
ping articles and the type of shipping wherein shipping articles
are required. Section 566 thereof provides as follows:

“Sec. 566. Exception as to shipping articles. Section
564 of this title shall not apply to masters of vessels where
the seamen are by custom or agreement entitled to participate
in the profits or result of a cruise or voyage, nor to masters
of coastwide nor to masters of lake-going vessels that touch
at foreign ports; but seamen may, aap Pomerat serve on
board such vessels a definite time, or, on the return of any
vessel to a port in the United States, may reship and sail in
the same vessel on another voyage. R.S. Sec. 4513; Feb. 27,
1877, c. G9, sec. 1, 19 Stat. 252.”

There is no requirement of law that fishing vessels engaged
in the fishing trade on shares execute shipping articles, but they
are free to do so. Shipping articles were executed between Re-
spondent Medina and the members of the crew of said vessel,
including Erickson, on April 12, 1948. Said shipping articles were
not executed before a Shipping Commissioner. (Exhibit £).

In the case of The Quogue, 261 Fed. Rep. 414, affirmed in
266 Fed. Rep. 696, the shipping articles provided in part as
follows:

“From the port of Baltimore, Md., to such ports and
places in any part of the world, via an American port, as the
master may direct and back to a final port of discharge in the

—

United States, for a term of time not to exceed six calendar

The court in commenting on the shipping articles, at page
415 said:

“The Court's conclusion is that the shipping articles in
question are too indefinite and uncertain as to the voyage
and services contracted for to bind seamen thereby, they fail
to give the nature of the voyage undertaken, or so to describe
the same, either by general terms or positive specification, as
that those acting thereunder, or affected thereby, can know
or be advised of their contractural rights thereunder with any
reasonable degree of certainty. They are, therefore, under
Sec. 4523 of the Revised Statutes (7 U.S. Comp Stat. 1916,
p- 8801), void. The libelants are not bound thereunder, and
should be discharged, and paid the wages due them up to
the date of their refusal to continue the voyage.”

In the case of The Thomas Tracy, 24 Fed. Rep. 2d. 372, the
shipping articles provided as follows:

“We, the undersigned, crew of the steamship THOMAS
TRACY, whereof W. E. Bagley is the present master (or
whosoever shall go as master), now bound from the port of
coastwise to voyages, and back to a final port of discharge
north of Cape Hatteras, and if so desired by the master, one
or more other voyages to Mexico, West Indies, or ports in the
United States on the Gulf or Atlantic Coasts, with the right
to tow or to assist any vessel in distress, with liberty to call
at intermediate ports, not to exceed in all six calendar months,
do agree that, in consideration of the monthly wages against
the names of each member of the crew, hereunder set, they
severally shall and will perform the above mentioned voyage
of voyages. * * *”

The Court in commenting on the shipping articles quoted
at Page 374 as follows:

Sie ioeiat

=

“Reading the phrase and considering the mandatory
provision of the statute, requiring written articles for the
voyage as to the term of time for which the seaman is shi
ping, there is indefiniteness. They attempt to describe
voyage, and not the term of time. The time is referred to
as ‘not to exceed in all six months.’ They probably intended
to put a limitation upon the possible duration of the voyage,
and there is doubt as to whether or not it was intended to
employ for six months. In that construction, the voyage was
completed when the ship was discharged. U. S. vs. West-
wood (C.C.A.) 266 F. 696; The Catalonia (D.C.) 236 F.
554; The City of Montgomery (D.C.) 210 F. 673; The Falls
of Keltie (D.C.) 114 F, 357.”

In the case of Luksich vs. Mitisch, 140 Fed. Rep. 2d 812,
the Circuit Court of Appeals for the Ninth Circuit was presented
with the question of executing shipping articles wherein the con-
templated voyage was described as one from Los Angeles, Cali-
fornia, to Mexican Waters, Mexico, for one or more trips-and
return, and such other ports and places in any part of the world
as the master may direct and back to a final port of discharge in
the United States for a term of time not exceeding six calendar
months. The Court at page 815 said:

“The shipping articles do not embody all the basic pro-
visions of the employment (duration of contract and com-
pletion) and consequently must be supplemented by addi-
tional terms to constitute a complete agreement.”

The shipping articles in the case of Luksich vs. Mitisch,
supra, are almost identical with those in the instant case and re-
quire the Court to determine from other evidence the intention
of the parties with respect to the duration of the contract and its
completion.

_

In the case of Farrell vs. United States, 336 U.S. Reports,
511, 93 Law. Ed. 850, 69 Supreme Court Reports, 707, the ship-
ping articles there set out at page 856, 93 Law. Ed. read as
follows:

“From the port of Philadelphia to a point in the Atlantic
Ocean to the eastward to Philadelphia and thence to such
ports and places in any part of the world as the master may
direct or as may be ordered or directed by the U. S. Govern-
ment, or any department, commission or agency thereof * * *
and back to a final port of discharge in the United States for
a term of time not exceeding twelve calendar months.”

The Court said at page 857, 93 Law. Ed.:

“The twelve months period appears as a limitation u
the duration of the voyage and not as a stated period of

employment.”
The Court further said at page 856, 93 Law. Ed.:

“It is not questioned that the general custom in ships,
other thar. the coastwise trade, is to sign on for a voyage
rather than for a fixed period.”

This court's attention has already been called to the agree-
ment between the owners of the F/V ALPHECCA and the Can-
nery Workers and Fisherman's Union and the Machinists Union,
(Exhibit E). Article 5, Section 2 (a) provides in part that any
crew member who became ill or injured and returned home with
the captain’s approval should receive a fuil share for that particu-
lar trip only. Mr. Ambrose testified that the custom and practice

—23—

in the Port of San Diego had been embodied and carried into the
agreement (Exhibit E). Mr. Erickson had been an engineer on
fishing boats for a long time and had served on fishing boats oper-
ating out of the San Diego area. There is a strong inference from
these facts of his knowledge of the custom in effect in the Port
of San Diego. In addition, there appears to be actual knowledge
on his part of the custom and practice in the Port of San Diego
as evidenced by his execution of shipping articles on each of three
successive voyages and trips, to wit: October 17, 1947 (Exhibit F),
December 29, 1947 (Exhibit G) and April 12, 1948 (Exhibit 4).

It is submitted that in view of the ambiguity and uncertainty
of the shipping articles that the District Court improperly ruled
that the contract of employment was for a period of twelve months
and that there was no evidence in the record to support such a
finding. It is submitted that the Circuit Court of Appeals correctly
held that the shipping articles were ambiguous and the resort must
be had to other evidence to determine the duration of employment.

Ill

PETITIONER CITES NO AUTHORITY IN SUPPORT
OF POINT III OF ARGUMENT.

Under Point III of his argument on page 40 of Petitioner's
Brief, Petitioner has cited eleven cases, none of which cases have
anything to do with Point III of Petitioner's brief. All of the cases
cited refer to admissibility of evidence under the Federal Business
Records Act, supra.

a

IV

THE DISTRICT COURT FOUND AND THE REC-
ORD OVERWHELMINGLY SUPPORTED THE FIND-
ING THAT RESPONDENT MEDINA WAS NOT
NEGLIGENT; THAT THE PAIN AND SUFFERING,
IF ANY, OF ERICKSON AND HIS RESULTANT
DEATH WAS CAUSED BY CANCER.

The testimony of Dr. Petrich, the attending physician, was
read into the record by deposition. Dr. Petrich had been Erickson’s
attending physician for more than two years. He took x-rays and
personally examined and treated Erickson for the last four months
prior to his death. He stated in his opinion that Erickson died
from a bronchiogenic carcinoma which he had for more than one
year prior to his death with metastasis to the liver of over three
months. In the death certificate he certified death to be from the
same cause. A radiologist, Dr. Maurice M. Haskell, who testified
by deposition and who had taken x-rays of Erickson at San Pedro
General Hospital, concluded that the x-ray plates showed a prob-
able malignant neoplasm bronchiogenic carcinoma and a lympho-
blastoma. Dr. John Eneboe, a radiologist, testified from the x-ray
pictures taken at McCornack General Hospital, pictures taken at
Dr. Petrich’s office, and pictures taken at San Pedro General Hos-
pital, and came to the conclusion that Erickson was suffering from
a bronchiogenic carcinoma with metastasis to the liver. Dr. Joseph
J. O'Hara testified that he had been familiar with the case since
1950. He had studied the records of the McCornack General
Hospital, all of the x-ray reports, Public Health Service records,
and all of the records of the San Pedro General Hospital and

es

=,

that in his opinion Erickson, at the time of his death, was suffering
from a bronchiogenic carcinoma with liver involvement that was
in existence at the time he signed aboard the F/V ALPHECCA
on April 12, 1948. (Tr. p. 180-181).

In the face of all of this evidence, the evidence of Dr. Jones
and Dr. Beckstrand, even if inadmissible, which is not conceded,
would be merely cumulative and corroborative evidence. This case
was tried by a court sitting without a jury and there is no indica-
tion that the Judge was unduly swayed by the testimony of the
cumulative witness reflected in the consulting reports, where he
had the direct testimony of four witnesses who testified, either
on the witness stand or by deposition, and reached the same con-
clusion that Erickson died from cancer with liver involvement.

Vv

CONCLUSION
WHEREFORE, Respondents respectfully pray that the Peti-
tion for Writ of Certiorari be denied, and that the decision of
the Circuit Court of Appeals be affirmed in all respects.

Dated: February 6, 1956.
Respectfully submitted,

DERBY, COOK, QUINBY & TWEEDT
HIGGS, FLETCHER & MACK
FERDINAND T. FLETCHER

By FERDINAND T. FLETCHER
Proctors for Manuel Machado Medina,
Respondent

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386418_0480%3A1. Public record. Not legal advice.
