# Amicus Curiae Brief — Marshall v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1950
- **Citation:** 339 U.S. 933

## Text

We ARGUMENT
_ -[_The Resolution creating the Committee is uncon-
stitutional on its face and as applied

be II—The Committee’s use of the blacklist is uncon-
stitutional 14

J1I—Conctusion

CASES CITED

Barsky Case, 167 F. (2d) 241, 262
| Board of Education v. Barnette, 319 U. S. 624, 642...
_ Bridges v. California, 314 U. S. 282
"Bridges v. Wixon, 326 U. S. 135, 163
x Cummings v. Missouri, 4 Wall. (U. S.) 277
De Jonge v. Oregon, 299 U. S. 353
Feinglass v. Reinecke, 48 F. Supp. 438
Garland, Ex parte, 4 Wall. (U. S.) 333
Girouard v. United States, 328 U. S. 61
Hannegan v. Esquire, 327 U. S. 146
Herndon v. Lowry, 301 U. S. 242

Johnson v. Oregon Stevedoring Co., 128 Ore. 121, 270
Pac. 772

| Kilbourn vy. Thompson, 103 U. S. 168
x Knauer v. United States, 328 U. S. 654

a nS A canes

ii

Kottlakos v. U. S., 328 U. S. 750, 772
Lanzetta v. New Jersey, 306 U. S. 451
Lovell v. Griffin, 303 U. S. 444
Mackay Radio & Telegraph Co., 1 N.L.R.B. 201.0 45
Meyer v. Nebraska, 262 U. S. 390. 8
N.L.R.B. v. Fruehauf Trailer Company, 301 U.S. 51. 15
N.L.R.B. v. Jones & Laughlin Steel Corporation, 301

Us a 3 15
Schenck v. United States, 249 U. S. 47 8
Schneiderman v. U. S., 320 U. S. 118, 136 3, 11,17
Stromberg v. California, 283 U. S. 359 6, 8,17
Thomas v. Collins, 323 U. S. 516 8
Thornhill v. Alabama, 310 U. S. 88 6,8
United States v. Ballard, 322 U. S. 78 8
United States v. Lovett, 328 U. S. 303 9, 15, 16
West Virginia State Board of Education v. Barnette,

319 U. S. 624 8, 10
Winters v. New York, 333 U. S. 507 6

STATUTES
Legislative Reorganization Act of 1946, See. 121(b),

60 Stat. 828 6
United States Constitution:

First Amendment 6, 7, 16
Fourth Amendment 6, 14, 16
Fifth Amendment 6, 7, 14, 16

Article I, Section 10 6, 16

iii

MISCELLANEOUS

PAGE

“Educators Warn on Loyalty Oaths”, N. Y. Times, Oct.
9, 1949, p. 1

81 Cong. Ree. 3286 (1937)
89 Cong. Ree. 797 (1943)
89 Cong. Rec. 806 (1943)
92 Cong. Ree. A4743 (1946)
ee OR i | Pico ec ee eee
Note, 96 U. of Pen. Law Review, 381, 396 (1948)...
Note, 47 Columbia Law Review at 418
Note, 47 Columbia Law Review at 422, 423
H. R. Rep. No. 2742, 79th Cong., 2nd Sess., 16 (1947)
H. R. Rep. No. 2748, 77th Cong., 2nd Sess., 2, 3 (1943)

9 Hearings before Special Committee on H. R. 282,
p. 5447 (1939)

John Lord O’Brian, “Loyalty Tests and Guilt by Asso-
ciation”, 61 Har. L. Rev. 592

Memorial of the Special Committee Appointed by the
Association of the Bar of the City of New York,
5 N. Y. Legis. Doe. No. 30, 143rd Sess. 4 (1920).

5
11
11
11

17

18

a

IN THE

Supreme Court of the United States

OCTOBER TERM, 1949

No. 197
Grorce MarsHat., Petitioner,
vs.

Untrep States or America, Respondent.

No. 236
Ricuarp Morrorp, Petitioner,
vs.

Untrep States or America, Respondent.

No. 248
JoHn Howarp Lawson, Petitioner,
vs.

Unrtep States or America, Respondent.

No. 249
Datton Trumpso, Petitioner,
vs.

Unrtep States or America, Respondent.

No. 766
Epwarp K. Barsky, et al., Petitioner,
vs.

Unitep States or America, Respondent.

MOTION FOR LEAVE TO FILE BRIEF AS
AMICUS CURIAE AND BRIEF

2

Statement

The Civil Rights Congress (hereinafter called the Cop.
gress) respectfully moves for leave to file a brief amicys
curiae in support of the petitions for certiorari herein and
in support of the petition for rehearing in the Barsky Case.
Consent to such filing has been given by counsel for peti-
tioners in all the cases and by counsel for the Government,

The Civil Rights Congress, as its name indicates, is an
organization devoted to the protection, extension, and
strengthening of civil rights in this country. It has chap.
ters in all parts of the United States, including all of the
principal cities. The constitution of the Congress pro-
vides that in order to achieve its major objective, the Con-
gress will engage in efforts along the following lines:

“To strive constantly to safeguard and extend all demo.
cratic rights, especially the rights of labor, and of
racial, political, religious and national minorities;

“To combat all forms of discrimination against these
groups;

“To defend and aid victims of the fight for these
groups;

“To fight against domestic fascism and all of its forms—
jim crow, anti-Semitism, red-baiting, discrimination
against the foreign born.

Bit sein ends the Civil Rights Congress dedicates it-
self—

“To educate, mobilize, and help coordinate the efforts
of the democratic forces of America in the defense and
advancement of their civil rights and democratic
rights;

“To promote the unity of all groups and individuals
dedicated to the defeat of fascism in all its forms.”

The petitions in these cases raise fundamental constitu-
tional and other issues concerning the creation and fine-
tioning of the Un-American Activities Committee of the
House of Representatives (hereinafter called the Commit-

wa

tee). Because the Congress regards the Committee as a
profound and pervasive menace to the civil liberties of the
American people, the Congress believes that the filing of
this brief is not only consistent with its purposes but is
also a responsibility it owes to the continuance of the Amer-
jean democratic tradition.

No governmental agency in the history of our country
has done as much to undermine our basic liberties as has
the Un-American Activities Committee and its predeces-
sors. For more than a decade, this Committee has roamed
at large in areas which the Constitution forbids to any
agency of government. The Committee has trampled on
free speech and utterance. The Committee has interfered
on a large scale with freedom of assembly and freedom of
association. The Committee has employed as a guiding
principle the doctrine of “guilt by association” which this
Court has condemned as violative of our traditions (Schnei-
derman v. U. S., 320 U. S. 118, 136). The Committee has
inhibited freedom of thought and has drastically choked off
the free discussion of political issues which the Constitu-
tion seeks to encourage and which is more than ever nec-
essary in a period when fateful issues confront the Ameri-
can people. The Committee has interfered in political elec-
tions and in the legitimate activities of labor organizations.
The Committee has attacked and denounced common citi-
zens, public officials, Cabinet members, and the President
of the United States merely because their notions of sound
public policy differed from the Committee’s.

The Committee, though an arm of the legislature, does
not concern itself really with legislation. Instead, the Com-
mittee acts as if it has been given a mandate to pass judg-
ment on political, social, and economic ideas, and to in-
dict and convict as “disloyal” or “subversive” or “un-
American” any person whose ideas or affiliations it disap-
proves. The Committee has sought to punish, in one way
or another, those it has found “guilty”. The Committee
has slandered and libeled and held up to publie contempt
aud obloquy countless persons and organizations which
have refused to accept its standards of orthodoxy.

4

In all these activities, the Committee has never felt itgelf
bound by accepted rules of procedure or by standards of
fair play which are the essence of due process, and has js.
sued reports and statements on a wholesale scale without
giving its victims the opportunity to be heard or the oppor.
tunity to test, by cross-examination or otherwise, the acen-
racy or truthfulness of its informants and witnesses,

The people of the United States are today faced with the
most extensive and violent onslaught ever made on their
civil liberties. Encouraged by the apparent success of a
committee of the Congress in this field, several states have
set up committees which have employed methods similar to
those employed by their federal progenitor, with similar
results and effects. The preoccupation with “loyalty”
which the Committee has stimulated has generated wide-
spread efforts by the Federal Government, by state and
local governments, and by other private and public consti-
tutions, to separate the “loyal” from the “disloyal”, and to
impose “loyalty” oaths and affidavits. The result has been
an unprecedented interference with freedom of speech,
thought, assembly, and association.

The Federal Government’s loyalty program, and the At-
torney-General’s list of proscribed organizations which is
part of that program, has given the full sanction of the
Executive Department to the Committee’s notion that gov-
ernment has the power to tell the people to what organiza-
tions they may or may not belong, what thoughts they may
or may not think, what words they may or may not utter,
what meetings they may or may not attend.

This blantant trampling by government on the most
fundamental of constitutional and human rights has had
fearful results. The encouragement given to truly un-
democratic forces by these policies has already eventu-
ated in widespread interference with freedom of assembly
and in vicious and violent physical attacks on peaceful
meetings of citizens. The private and public educational
institutions and systems in the country are in constant
agitation as authorities seek to impose “loyalty” tests and

5

other implements of orthodoxy while teachers struggle to
resist them, so that while it is generally agreed that the
deterioration of the country’s educational plant has reached
emergency proportions and that a common effort must be
made to solve common problems, our educational institu-
tions are rent by violent dissension and educational leaders
become more and more alarmed.* The channels of politi-
eal discussion have been so poisoned that debate turns less
and less on issues and more and more on imputations of
disloyalty, so that no man, no matter how brilliant his rec-
ord of public service, is free of such imputations as long
as he dares advocate social, political, or economic reform.
It is for these reasons and for many others which limi-
tations of space prevent us from detailing, but which are
set forth in the petitions and briefs in the five cases, that
we say that the Committee is a profound and pervasive
menace to the liberties of the people. It is for these rea-
sons that we believe that this Court has no more solemn
responsibility than that of passing on the merits of the
serious issues presented by the petitions in these cases.

This Court has said that:

“Tf there is any fixed star in our constitutional con-
stellation, it is that no official, high or petty, can pre-
scribe what shall be orthodox in politics, nationalism,
religion, or other matters of opinion, or force citizens
to confess by word or act their faith therein” (Board
of Education v. Barnette, 319 U. S. 624, 642).

The Court has vindicated this principle in many other
cases as well as in the Barnette Case. It is difficult for us
to imagine any cases which more clearly call for its fur-
ther vindication than these five cases. The Un-American

*“The Educational Policies Committee, whose membership in-
cludes Gen. Dwight D. Eisenhower, president of Columbia University,
and James B. Conant, head of Harvard University, declared last
night that state laws requiring special loyalty oaths of teachers
were a menace to educational freedom” (“Educators Warn on
Loyalty Oaths”, N. Y. Times, Oct. 9, 1949, p. 1).

er.

“a Fe Pe nn eee ences

6

Activities Committee of the House of Representatives
does prescribe what shall be orthodox in politics, na.
tionalism, and other matters of opinion. The Un-Ameri-
can Activities Committee of the House of Representatives
does force citizens to confess by word or act their faith
therein. We respectfully urge the Court to assert once
more that the Constitution is supreme over such tyranny.

Argument

Although each of the five petitions presents different
issues which concern the Civil Rights Congress, the con-
stitutional issue under the First and Fifth Amendments js
common to all the cases and this brief therefore will deal
with that issue. In addition, the issue concerning the na-
ture of the evidence required by the Committee in its sub-
poenas and in its questions to witnesses raises a basic
issue of civil rights, and involves the First, Fourth, and
Fifth Amendments and Article I, Section 10 of the Consti-
tution.

I

The Resolution creating the Committee is unconstitu-
tional on its face and as applied.

The Resolution creating the Committee authorizes it to
investigate “un-American propaganda activities” and “sub-
versive and un-American propaganda” that “attacks the
principle of the form of government as guaranteed by our
Constitution” (Legislative Reorganization Act of 1946, See.
121(b), 60 Stat. 828).

No one would dispute the proposition that a regulatory
or penal statute would be unconstitutional on its face if
it embodied the words and phrases contained in the Resolu-
tion (Stromberg v. California, 283 U. S. 359; Herndon v.
Lowry, 301 U. S. 242; Lanzetta v. New Jersey, 306 U. 8.
451; Thornhill v. Alabama, 310 U. S. 88; Winters v. New

a

York, 333 U. S. 507). In fact, as we understand the argu-
ment of the Government and the reasoning of the Court
of Appeals in the five cases, it is conceded that such a
regulatory or penal statute would be unconstitutional as
an interference with the rights guaranteed under the First
Amendment and as being too vague and indefinite under
the due process clause of the Fifth Amendment. But, says
the Court of Appeals, since these cases concern not a
regulatory or penal statute, not the power of Congress
to legislate but the power of Congress to investigate to de-
termine whether it should legislate, the First and Fifth
Amendments are not applicable. Typical of this attitude
of the Court of Appeals is the statement in its opinion in
the Barsky Case, 167 F. (2d) 241, that the precedents we
have cited and similar cases “dealt with statutes which
actually imposed a restriction upon speech or publication”
(246). But, argues the Court, here is not such a statute
but a resolution which authorizes investigation into
“threats to the existing form of government by extra-consti-
tutional processes of change” (id.).

It is submitted that the Court of Appeals is guilty of a
shocking misconception of the great constitutional guar-
antees and that unless that misconception is corrected such
a gap will have been torn in the First Amendment as to
make it only a question of time until our liberties run out
entirely. The Amendment says that “Congress shall make
no law * * * abridging the freedom of speech * * *.”
The Court of Appeals says that this means that Congress
“shall make no penal or regulatory law * * * abridging
the freedom of speech * * * ” and that therefore Congress
may pass a “resolution” which does not regulate or penalize
but which permits investigation even if free speech is
abridged.

The cases in this Court permit no such construction of
the First Amendment. To the contrary, this Court has
found again and again that the First Amendment forbids
impairment of the right to speak no matter in what man-
ner or in the exercise of what granted or reserved power

st AE INNA RR EER RTE:

—

the impairment is attempted (Meyer v. Nebraska, 262 U. §.
390; Stromberg v. California, 283 U. S. 359; Lovell y,
Griffin, 303 U. 8. 444; Bridges v. California, 314 U. S. 252;
West Virginia State Board of Education v. Barnette, 319
U. S. 624; United States v. Ballard, 322 U. S. 78; Thomas
v. Collins, 323 U. S. 516; Hannegan v. Esquire, 327 U. §.
146; Knauer v. United States, 328 U. S. 654).

The cited cases involve highly diverse Federal and State
powers and varying forms of direct and indirect inter.
ference. Uniformly this Court in absolute terms has vindi-
cated the untrammelled right to speak.* All of the expres.
sions of the Court are consistent with the ringing affirmation
in the Barnette Case that the First Amendment does not
permit Government to separate the orthodox idea from
the unorthodox, to distinguish “good” ideas from “bad”,
to forbid some utterances and permit others, to approve
propaganda which is not “subversive” and disapprove
propaganda which is. In Hannegan v. Esquire, the Court
said that it would be “a radical departure from our tradi-
tions” if Congress “undertook to clothe the Postmaster
General with the power to supervise the tastes of the read-
ing public of the country” (327 U. S. 146, 156). In the
Stromberg Case, the Court said that: “The maintenance
of the opportunity for free political discussion * * * is a
fundamental principle of our constitutional system” (283
U. S. 359, 369). In the Knauer Case, the Court said that
any effort to punish opinions “runs counter to our tradi-
tions” (328 U. S. 654, 658). Any interference or burden
on “the dissemination of ideas” is unconstitutional, said
the Court in the Thornhill Case (310 U. S. 88, 97). This
fundamental tenet has had this exposition from Mr. Jus-
tice Jackson, concurring in Thomas v. Collins:

8

“But it cannot be the duty, because it is not the
right, of the state to protect the public against false

*It is apparently conceded that neither the Resolution nor the
Committee’s actions thereunder can be justified under the “clear
and present danger” test (Schenck v. United States, 249 U. S. 47).
Any such justification would be palpably ridiculous.

ag

doctrine. The very purpose of the First Amendment
is to foreclose public authority from assuming a
guardianship of the public mind through regulating
the press, speech, and religion. In this field every
person must be his own watchman for truth, because
the forefathers did not trust any government to sep-
arate the true from the false for us” (323 U. S. 516,
545).

The assumption in the opinions of the Court of Appeals
that although it may be true that the First Amendment
limits all other legislative powers, it does not limit the
power to investigate, is a false assumption. As we have
shown, the First Amendment allows no exception. The
power to investigate is a power incidental to the power
to legislate. If legislation may not abridge fundamental
rights, then neither may investigation. Investigation must
bear some reasonable relation to prospective legislation,
and if Congress may not legislate on a subject it may not
investigate it (Kilbourn v. Thompson, 103 U. S. 168).* As
we have said, it cannot be argued and it is not argued,
that Congress has the power to legislate that “subversive
and un-American propaganda”, for example, may be
punished or regulated. By the same token, Congress has
no power to investigate “subversive and un-American
propaganda.”

Since, as we have said, it has been conceded that a
penal or regulatory statute embodying the standards of
the Resolution would be unconstitutional, it is scarcely
necessary to argue the point except to note that standards
considerably more definite and unambiguous than these

' *The Committee has in a sense confessed its powerlessness to
recommend legislation in this field. After a decade of sensational
headliness announcing the imminent crumbling of the pillars of the
Republic, the Committee has not given birth to a single piece of
valid legislation (94 Cong. Rec. 2495 (1948) ; Note, 96 U. of Pen.
Law Review, 381, 396 (1948) ). In fact, the only statute which has
emanated from the endeavors of the Committee, at least indirectly,
-_was found to violate the provision against bills of attainder (United
“States v. Lovett, 328 U. S. 303).

- 60s St eer

10

have been found to violate the First and Fifth Amend.
ments (Herndon v. Lowry, supra, and Lanzetta v. New
Jersey, supra). However, since we argue that even if the
Resolution could conceivably be sustained on its face, it
has been unconstitutionally applied, we pause at the outset
of that part of the argument to point out how vague, un-
certain, and ambiguous the standards are. It will then
be clear that such standards could not possibly be applied
in a constitutional manner.

There is of course no authoritative definition of “np.
American” or “subversive” or of “the principle of the form
of government as guaranteed by the Constitution.” It
is generally recognized by rational Americans, no matter
what their own beliefs are otherwise, that the term “un-
American” or “subversive” is a term of opprobrium which
means only that the speaker does not approve the person
or subject to whom the term is applied. As the Court put
it in Feinglass v. Reinecke, 48 F. Supp. 438: “Any politi-
cal idea that happens to conflict with the economic or
political notions of an individual is apt by him to be deemed
un-American” (at 441).

Nor is there any more authoritative exposition of “the
principle of the form of government as guaranteed by the
Constitution.” There is of course no one principle em-
bodied in the Constitution but it is our own conviction
that if it were necessary to select one principle which
most nearly expresses the essence of our constitutional
democracy it would be the “fixed star” which this Court
defined in the Barnette Case:

“«* * * no official, high or petty, can prescribe what
shall be orthodox in politics, nationalism, religion, or
other matters of opinion, or force citizens to confess
by word or act their faith therein” (319 U. S. 624,
642).

It is this principle which we are asking the Court to vindi-
cate in these cases.
Once we go beyond this principle, this “fixed star”, there

is no principle on which there is easy agreement. Jus-

11

tice Edgerton, dissenting, pointed this out in the Barsky
Case (167 F. (2d) 241, 262). This Court has also said so
in the Schneiderman Case, 320 U. S. 118, in Girouard v.
United States, 328 U. S. 61, and in other cases.

The history of the Committee demonstrates its inability
to define these so-called standards. Time and again, mem-
bers of the House have asked for definitions but have re-
ceived none (81 Cong. Rec. 3286 (1937); 89 Cong. Ree.
806 (1943)). The chief counsel of the Committee advised
a member of the House that the Committee has adopted
no definitions (92 Cong. Ree. A4743 (1946)).

In this context, it is small wonder that the Committee
has taken “as its field the whole gamut of American politi-
cal, social and economic life” in an “almost unlimited
variety” of investigations (Note, 47 Columbia Law Re-
view at 418). The Committee has attacked the President
of the United States, the Vice-President, and Cabinet
members. It has compiled a blacklist of the names of one
million “subversive” persons and over 1,000 “subversive”
organizations (H. R. Rep. No. 2748, 77th Cong., 2nd Sess.,
2,3 (1943); H. R. Rep. No. 2742, 79th Cong., 2nd Sess., 16
(1947) ; 89 Cong. Rec. 797 (1943)). It has attacked or
investigated or reported on opposition to “the American
system of checks and balances”, opposition to the Franco
government, opposition to General MacArthur, advocacy
of a world state, and criticism of members of Congress and
of the Committee itself (Note, 47 Columbia Law Review
at 422, 423). In fact, a complete analysis of the work of
the Committee, its hearings, its reports, its statements, the
speeches of its members, would show that it has at-
tempted to label as “subversive” or “un-American” prac-
tically every single important political, social or economic
idea which is current in America but which the Committee
or its members disapprove.

The petitions in these very cases demonstrate the scope
of the Committee’s activities:

(1) George Marshall (No. 197) is before this Court
because he was chairman of the National Federation

a

for Constitutional Liberties, which distributed litera.
ture in support of the right to vote, in support of
equal rights to work and to use of public facilities, in
defense of Negroes against maltreatment, in defense
of the rights of labor, in defense of democracy in
education and in the Armed Forces, and material
pointing out the danger of native fascism in America
(Marshall’s Petition, p. 3). The Committee regards
this propaganda as “subversive” or “un-American.”

(2) Richard Morford (No. 236) is before this Court
because he is Executive Director of the National Coun-
cil of American-Soviet Friendship, Inc., which was
organized in 1943, when the United States and the
Soviet Union were allied in war, for the following
purpose: “To promote better understanding and
strengthen friendly relations between the United States
and the Soviet Union as essential to the winning of the
war, and the establishment of world-wide democracy
and enduring peace” (Morford’s Petition, p. 2). Its
activities and propaganda were all directed to the
achievement of this purpose, and have been supported
by a large number of notable Americans (id., pp. 2-3).
The Committee believes that such propaganda is “sub-
versive” or “un-American.”

(3) John Howard Lawson (No. 248) and Dalton
Trumbo (No. 249) are before this Court because they
are motion picture writers and because the Committee
undertook an investigation of the motion picture in-
dustry for the purpose of eliminating the type of
pictures which the Committee disapproved and en-
couraging production of the type of pictures which
the Committee would approve (Lawson’s Brief, p.
61 ff.). The Committee believes that some motion
pictures are “subversive” or “un-American”, and
others are not.

12

(4) Edward Barsky (No. 766) and others are be-
fore this Court because they are chairman and mem-

“a

bers, respectively, of the Executive Board of the Joint
Anti-Fascist Refugee Committee, a relief organiza-
tion licensed by the President’s War Relief Board
(Barsky’s Petition, p. 2). The Committee believes
that it is “subversive” or “un-American” to furnish
relief to the victims of Franco’s fascist repression.

Thus, the five petitions present to the Court as repre-
sentative a picture of the Committee’s notions and ac-
tivities as it is possible to get from so small a sampling.
In these cases, the Committee has acted on the explicit as-
sumption that it is “subversive” or “un-American” to
engage in the protection of civil rights and labor’s rights
and in a struggle to eliminate discrimination against the
Negro people; or to attempt to foster friendship and
understanding between this country and the Soviet Union;
or to make motion pictures on any other terms than the
Committee’s notions of good and bad; or to furnish food
and shelter to the victims of fascist terror and repression.
In carrying out these notions, the Committee has here
used its customary variety of weapons. It has required
the production of financial and other records of the or-
ganizations involved; it has required the open confession
of political beliefs and affiliations; it has used sensation-
seeking publicity, the threat, the blacklist, the awful stigma
of disloyalty.

These cases demonstrate that the Committee has ap-
plied the Resolution in a manner which violates the con-
stitutional guarantees in shocking fashion, that it has set
itself up as the supreme arbiter of what Americans shall
and shall not think. No person, no matter how conserva-
tive he may believe himself to be, is safe from an inquisi-
tion such as this. And since there is no way of telling in
advance what the Committee may or may not approve,
there is an extensive previous restraint on the freedom
to speak, the freedom to assemble, the freedom to as-
sociate.

We do not believe that this Court will give its approval
to such tyranny.

a

14

The Committee’s use of the blacklist is unconstity.
tional.

As we have indicated, these cases also illustrate the ex-
tent to which the Committee has used the blacklist, a
weapon which our entire history has led us to regard as
unfair, sinister, and undemocratic. In Marshall’s Case,
the subpoena required the production of the records of the
National Federation for Constitutional Liberties relating
to the solicitation and disbursement of funds with a list
of all contributors. In Morford’s Case, the subpoena re-
quired the production of all books and records showing all
the receipts and disbursements by the National Council of
American-Soviet Friendship, Inc., and all correspondence
and communications for the year 1945. In the Lawson and
Trumbo Cases, the questions required disclosure of politi-
eal beliefs and affiliations, and the Committee otherwise
made it plain that an object of its investigation of the mo-
tion picture industry was to establish a blacklist of writers,
directors, producers, and actors (Lawson’s Petition, p. 69 |
ff.). In the Barsky Case, the subpoenas required the pro-
duction of all books and records concerning receipts and
disbursements; correspondence and communications; and
lists of contributors for the years 1944 and 1945.

The requirements here sought to be imposed by the Com-
mittee in its subpoenas and in its questions to witnesses
violate the Fourth and Fifth Amendments to the Constitu-
tion. Since these constitutional issues are fully argued in
the briefs supporting the petition, we will not burden the
Court with further argument, but we do wish to set forth
our views on the pernicious and sinister nature of a gov-
ernment blacklist.

Although the blacklist has been used in other connections,
its greatest use in this country has been against militant
union members. The use of such blacklists became so wide-

=

spread at the end of the last century and the beginning of
this, that most of the states enacted statutes making black-
listing a crime. Such statutes were held to be constitu-
tional (see, e.g., Johnson v. Oregon Stevedoring Co., 128
Ore. 121, 270 Pac. 772). Although the National Labor Re-
lations Act does not specifically deal with blacklisting, this
Court has sustained the application of Section 8(3) of the
Act to blacklisting (N.L.R.B. v. Fruehauf Trailer Company,
301 U. S. 51. See also Mackay Radio & Telegraph Co., 1
N.L.R.B. 201.)

The statutory prohibitions against blacklisting are based
on the conception that a man should not be deprived of his
livelihood because of the exercise by him of rights which
he may exercise under the Constitution. A man has the
right to join a union and to be active therein and the inter-
ference with that right may be prevented constitutionally.
(V.L.R.B. v. Jones & Laughlin Steel Corporation, 301
U.S. 1.)

This Court has also recognized this conception in other
situations, particularly in legislative attempts to cut off
those of whom the legislature disapproves from their spe-
cific jobs (United States v. Lovett, 328 U. S. 303) or from
their chosen professions. The Lovett Case, and Cummings
v. Missouri, 4 Wall. (U. 8S.) 277, and Ex parte Garland, 4
Wall. (U. S.) 333, hold that “legislative acts, no matter
what their form, that apply either to named individuals or
to easily ascertainable members of a group in such a way
as to inflict punishment on them without a judicial trial
are bills of attainder prohibited by the Constitution” (328
U. S. 303, 315-316). In the Lovett Case, the Court said
that proscription from employment is punishment “of a
most severe type”, as is the imposition of the stigma of
disloyalty (at 316).

In these five cases, like in the Lovett Case, we have an
open and avowed effort to build up a blacklist, the effect of
which would be to make employment impossible for the vie-
tims. One of the members of the Committee said during
the course of the hearings on the motion picture industry :

15

eee AEN

16

“* * * we have the problem of eliminating the Communist
element from not only the Hollywood scene but also other
scenes in America * * *” (quoted in Lawson’s Brief, p, 70,
n. 3). This is merely one illustration of the Committee’s
openly stated official objective of driving out of employ-
ment, public and private, all persons whom it finds to be
“subversive”. (9 Hearings before Special Committee to
Investigate un-American Activities on H.R. 282, p. 5447
(1939).) And, as we have noted, the Committee has pre-
pared a carefully indexed blacklist of a million “subver-
sive” persons and over 1,000 organizations. In these five
cases, the information required by the Committee, partieu-
larly in the subpoenas calling for lists of contributors, could
serve only to swell this sinister blacklist.

The creation, maintenance, and application of such a
blacklist violates not only the Fourth and Fifth Amend-
ments and Article I, Section 10 of the Constitution relat-
ing to bills of attainder, but also violates the First Amend-
ment. What more serious interference with the right of
free speech can be imagined than the threat that if the right
is exercised the speaker faces the loss of employment and
denunciation as “subversive”. Is this not the same “pun-
ishment—of a most severe type” which this Court de-
nounced in the Lovett Case? The same conclusion is of
course applicable here to the exercise of the other great
rights—freedom of press, assembly, and association. Those
who write in support of ideas or policies of which the Com-
mittee disapproves, those who attend meetings of organi-
zations on the Committee’s blacklist, those who join or
contribute to such organizations, all such persons are in
danger of such retaliation. And the danger is the more
sinister and pervasive, the more obviously unconstitutional
in that while the idea may not yet have been disapproved
by the Committee, it may disapprove the idea tomorrow,
while the organization is not yet on the blacklist, the Com-
mittee may put it on tomorrow.

Finally, the application of the concept of guilt by asso-
ciation which is at the core of the blacklist weapon as em-

17

ployed here, in the same way as it permeates the Commit-
tee’s work as a whole, is particularly abhorrent to our
constitutional traditions. The Committee’s adoption of
this doctrine impairs the exercise by every American of
his freedom of association, without which participation in
the political life of the country is meaningless and which
in turn destroys the First Amendment rights—freedom of
speech, press, and assembly.

In the face of this Court’s explicit rejection of the doc-
trine of “guilt by association” (De Jonge v. Oregon, 299
U. 8. 353; Schneiderman v. U. S., 320 U. S. 357), the Com-
mittee has erected the doctrine into a cardinal principle.
The use of the doctrine by the Committee in its blacklist
and in all of its other activities leads to far-reaching pre-
vious restraints on liberty. Hardy indeed is the American
who still dares exercise his right to associate freely. With
his job, his future, his reputation, and his self-respect at
stake, with the danger to having attached to him the stigma
of “disloyalty”, with the likelihood that the Committee may
unloose upon him its favorite technique of “exposure”
(with its accompaniment of klieg lights, television cameras,
sensational headlines, and slanted reports), he must think
twice and three times before he attends a meeting in pro-
test against discrimination against Negroes or before he
contributes a dollar or two to feed a refugee from Franco
Spain.

Such an unprecedented application of the doctrine of
“guilt by association” has recently been severely con-
demned by a prominent member of the New York Bar, with
a long record of distinguished public service (John Lord
O’Brian, “Loyalty Tests and Guilt by Association”, 61
Har. L. Rev. 592). His condemnation of the doctrine finds
full support in the language and decisions of the Supreme
Court:

“Guilt with us remains individual and personal * * *”
(Kottlakos v. U. S., 328 U. S. 750, 772).

“Under our traditions beliefs are personal and not a
matter of mere association * * *” (Schneiderman v.
U. S., 320 U. S. 118, 136).

18

“The doctrine of personal guilt is one of the funda:
mental principles of our jurisprudence. It pa ;
of the very essence of the concept of freedoms a and due
process of law” (Mr. Justice Murphy, concurring in
Bridges v. Wixon, 326 U. S. 135, 163).

And it is worth recalling that in 1920, when as now, polit. |
ical fears and tensions generated repressive measures
against freedom of thought and association, Mr. Charles ;
EK. Hughes, later the Chief Justice, protesting against’ the ©
expulsion from the New York Assembly of five duly elected © 4
members of the Socialist Party, declared that “it is of the 4
essence of the institutions of liberty that it be recognized —
that guilt is personal and cannot be attributed to the hold. —
ing of opinion or to mere intent in the absence of overt
acts * * *” (Memorial of the Special Committee Appointed.”
by the Association of the Bar of the City of New York, 5 a
N. Y. Legis. Doe. No. 30, 143rd Sess. 4 (1920) ).
The Committee’s application of the doctrine of “guilt by
association” calls for the severest condemnation by this
Court. Unless this is done, the exercise of the rights guar-
anteed by the First Amendment will become so perilous ag —
to endanger the future of self-government in America.

II!
CONCLUSION

With all the earnestness at our command, we respect- —
fully urge this Court to grant the petitions herein. The 3
House Committee on Un-American Activities has already ~
done untold injury to our freedoms. Its activities are bla- |
tantly violative of the constitutional guarantees. We urge —
this Court to so declare.

Respectfully submitted,

NatuHan WITT, 3
Attorney for the Civil Rights Congrestia J
9 East 40th Street, 4

New York, New York.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386417_0026%3A4. Public record. Not legal advice.
