# Opposition Brief — Western Airlines, Inc. v. Bratt

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1946
- **Citation:** 329 U.S. 735

## Text

2

E COPY

In the
Supreme Court of the Anited States

October Term, 1946.
No. 4 2

WESTERN AIRLINES, INC., a Corporation,
Petitioner,

VS.

HILDA OGDEN BRATT; BARBARA ANN BRATT,
a Minor, by Her Guardian ad litem, Hilda Ogden Bratt;
JOAN NANCY BRATT, a Minor, by Her Guardian
ad litem, Hilda Ogden Bratt, Respondents.

RESPONDENTS’ BRIEF IN OPPOSITION TO
GRANTING CERTIORARI

\
WILLIAM H. DEPARCQ,

\ PARNELL BLACK,
Counse! for Respondents.

Of Counsel:
ROBT. J. MCDONALD,
DONALD T. BARBEAU,
BRIGHAM E. ROBERTS.

Hayward-Court Brief Printing Co., Minneapolis i5, Minn.

—

Preliminary statement. os any Paes
II. Pleadings, evidence and instructions ree
ae. ‚‚‚/ T nean BEE SET ed NPA

B. The evidence. ........-. eee cece reer eee eeeeeeeeees

C. The court’s instructions fi Scie be kG ade

III. The argument... .. 1... eee cece cere rete renner enreeeees
A. No question with respect to res ipsa loquitur is involved...

B. The Circuit Court of Appeals properly held that the trial
court applied erroneous legal standards in rejecting Lee’s

testimony ...... 2c ese seve snvcees e

C. The Circuit Court of Appeals properly held that the testi-
mony of the witness Welcher was admissible............

IV. Conclus on

CASES CITED

Baltimore & Ohio R. R. Co. v. Interstate Commerce Commission,
S15 U. B. 226, BOB. Ch. % j oer ea ees
Battle Creek Bread Wrapping Mach. Co. v. Paramount Baking Co.,
88 Utah 67, 39 Pac. (2d) 323....... .
Bramen-Johnson Flying Service, Inc., v. Thomson, 167 Misc. 167,
3 N. v. Supp. (2d) 6zb· . ween eens
Carr v. Cranney, 24 Utah 193, 70 Pac. 88 ũ ũ ꝶ .d
Clarke v. Hot Springs Elec. Light & Power Co., et al., 52 F. (2d)
HÜZ˙m d CREST RET TE CREE . STRESS
Clark v. Los Angeles & Salt Lake R. Co., 73 Utah 486, 275 Pac. 582
Clark, et al., v. Horowitz, et al., 293 Pa. 441, 143 Atl. 131
City Council of Montgomery v. Gilmer & Taylor, 33 Ala. 116, 70 Am.

Coon v. Shields, 88 Utah 76, 39 Pac. (2d) 34e.
Dearden v. San Pedro L. A. & S. L. R. Co., 33 Utah 147, 93 Pac. 271
Denver v. Atchison, Topeka & Santa Fe Ry. Co., 96 Kan. 154, 150

Ex Parte Siebold, 100 U. S. 371, 399898. ewe Kw ***
Fightmaster v. Mode, 31 Ohio App. 273, 16 7 N. o ⸗
Fosbroke-Hobbes v. Air Work, Ltd., & British American Air Service,
Ltd., 1938 U. S. Av. R. 194 (High Court of Justice, King's Bench
Div., Dec. 21, 1936) (53 T. L. R. 254, 81 Sol. J. 80)
General Talking Pictures Corp. v. Western Electric Co., 304 U. 8.
175, 58 8. Ct. 8 aũo·t.rtrꝶ rue „„
Genero v. Ewing, 178 Wash. 78, 28 Pac. (2d) 110.
Germania Life Insurance Co. v. Ross-Lewin, et al., 24 Colo. 43,
i i ˙ hk Sua ˙ . UREN AWE RS EwS CEN Sins
Golder v. Lund, 50 Neb. 867, 70 N. W. 3799...

. TLE AIRE AES A

Helvering v. Fuller, 310 U. S. 69, 90 S. Ct. 784 54

Kay v. United States, 303 U. S. 1, 58 8. Ct. 468. 5

Keller v. Potomac Electric power Co., 261 U. 8. 428. 43 8. Ct. 445.

Kentucky Public Service Co. v. Topmiller, 204 Ky. 196, 263 8. E. 706

Kitchens v. State (Ala. App.), 14 8. (2d) 739 d

Lambert v. Virginian Ry. Co., 96 W. Va. 158, 122 S. E. 457.

Lanasa Fruit S. S. & Imp. Co., Inc., v. Universal Ins. Co., 302 U. S.
556, 58 8. Ct. 371

Lestico v. Kuehner, 204 Minn. 125, 283 N. W. 122

Loos v. Mountain Fuel Supply Co., 99 Utah 496, 108 Pac. (2d) 254

Macon Ry. & Light Co. v. Mason, 123 Ga. 773, 51 S. E. 569

Malone, et al., v. Trans-Canada Airlines, 1942 U. S. Av. R. 144
(Dominion of Canada, Province of Ontario, Court of Appeals)
(3 D. L. R. 369-1942)

Malone-McConnell Real Estate Co. v. J. B. Simpson Audit Co., 197
Ala. 677, 73 So. 369

McCusker v. Curtis-Wright, Inc. (1933), 264 Ill. App. 502

Muskeget Island Club v. Town of Nantucket, 185 Mass. 303, 70

Muskrat v. U. S., 219 U. S. 346, 31 S. Ct. 250

Olson v. O. S. L. R. Co., 24 Utah 460, 68 Pac. 148

Owens v. Union Pacific R. Co., 319 U. S. 715, 63 S. Ct. 1271

Pearson, et al., v. Zehr, 138 Ill. 48, 29 N. E. 854

Peck v. New York Central & H. R. R. Co., 165 N. V. 347, 59 N. E.

People v. Rice, 159 N. V. 400, 54 N. E. 48

People v. Cox, 340 III. 111, 172 N. E. 64

Pridgen v. Gibson, 194 N. C. 289, 139 8. E. 443

Provo-River Water Users Ass’n v. Carlson, et al., 103 Utah 93, 133
Pac. (2d) 777

Selby v. Osage Torpedo Co., 112 Okla. 203, 241 Pac. 131

Seaman v. Curtiss Flying Service, Inc., 247 N. Y. Supp. 251, 231 App.

Smith v. O’Donnell, 215 Cal. 714, 5 Pac. (2d) 690, 12 Pac. (2d) 933
Smith v. Pacific Alaska Airways, Inc., 89 F. (2d) 253

State of Alabama v. State of Arizona, 291 U. S. 286, 54 8. Ct. 399.
State Line & S. R. Co. v. Phillips, 98 F. (2d) 651 (3 C. C. A.)
Stillwell Mfg. Co. v. Phelps, 130 U. S. 520, 9 S. Ct. 601

United States v. Johnston, 268 U. S. 220, 45 S. Ct. 496

Walkenhorst v. Kesler, 92 Utah 312, 67 Pac. (2d) 654

Wooton v. Dragon Consolidated Mining Co., 54 Utah 459, 181 Pac.

TEXT BOOK CITED

Jones, Commentaries on Evidence, Vol. 3, Secs. 1314, 1315, 1316,

In the
Supreme Court of the United States

October Term, 1946.
No.

WESTERN AIRLINES, INC., a Corporation,
Petitioner,
vs.

HILDA OGDEN BRATT; BARBARA ANN BRATT,
a Minor, by Her Guardian ad litem, Hilda Ogden Bratt;
JOAN NANCY BRATT, a Minor, by Her Guardian
ad litem, Hilda Ogden Bratt, Respondents.

RESPONDENTS: BRIEF IN OPPOSITION TO
GRANTING CERTIORARI

I.
PRELIMINARY STATEMENT
(Figures in parentheses refer to pages of the record.)

The petition and brief are replete with false state-
ments. They are wholly unreliable to inform this Court
as to the sole question involved upon the present appli-
cation, which relates to an evidentiary ruling. Neither
the doctrine of res ipsa loquitur, nor the sufficiency of
the evidence to invoke it, nor the propriety of the court’s
instructions with reference thereto is involved.

This Court will not render advisory opinions and will
confine itself to the questions presented to the Circuit

2

Court of Appeals. Owens v. Union Pacific R. Co., 319
U. S. 715, 63 S. Ct. 1271; Helvering v. Fuller, 310 U. S. 69,
60 S. Ct. 784; Kay v. United States, 303 U. S. 1, 58 S. Ct.
468; Lanasa Fruit 8. S. & Imp. Co., Inc., v. Universal Ins.
Co., 302 U. S. 556, 58 S. Ct. 371. Therefore, we will pro-
ceed to make clear the issues as presented by the plead-
ings in both the trial court and the Circuit Court of
Appeals.

II.
PLEADINGS, EVIDENCE AND INSTRUCTIONS

A. The Pleadings.

It is asserted throughout the petition and brief that
the plaintiffs alleged only a cause of action under the
doctrine of res ipsa loquitur. It is emphasized that the
sole charge of negligence contained in the complaint is
one under the doctrine of res ipsa loquitur. This is not
true and, therefore, we desire to call attention to the
charges of negligence contained in the complaint upon
which the cause was tried below.

The complaint consists of two separate and distinct
counts. The first count sets forth a cause of action on
grounds of general negligence under res ipsa loquitur
and is based solely upon that ground. The second count
alleged negligence in general terms but not under the
doctrine of res ipsa loquitur. Count two alleges negli-
gence as follows:

“That the defendant negligently and carelessly
managed, maintained, operated and controlled said
airplane and its said airline and its equipment and
the conduct of said flight * * (R. 5).

This pleading was not attacked by defendant at any
stage of the proceedings. There was no motion to make
it more specific and certain.

The position of the plaintiffs was understood both by
court and counsel and was made perfectly clear in the
following colloquy at a pre-trial conference (R. 39):

“The Court: No, I am not asking you to elect; I
am simply asking what your state of mind is.

Mr. Depareq: My state of mind is this: that we
will show the facts and circumstances surrounding
this accident. We will then also offer expert evi-
dence with reference to its cause in aid and in ex-
planation of the factual background; and it will be
our contention, I believe, when the evidence closes
and the record is finished, that we have adduced
sufficient evidence to permit this case to go to the
jury on specific negligence. But certainly if not,
then we may fall back on the doctrine of res ipsa
loquitur in line with the Loos case.

“The Court: And so that the issues are about as
I stated them a while ago?

Mr. DeParcq: That is right, your Honor.”

B. The Evidence.

The accident out of which this wrongful death action
arose occurred at about 1:22 a. m. on December 15, 1942,
at approximately three miles southeast of Fairfield,
Utah.

The airplane was a Douglas DC-3 manufactured in
December, 1936, and a total of 14,773 hours of flying
time had been logged for the airplane (R. 214). The
plane was not only the oldest one in the service of the
defendant but was four or five times older than any other
plane owned and operated by the defendant during
December, 1942 (R. 214). The operating statistics of
the defendant establish that at and before the time of
the accident the Western Airlines, with only about half
the number of planes in service, was carrying a substan-
tially larger payload with respect to passengers, mail
and express, than in previous years (R. 213, 214).

—— —— —

— IOI T OOLT

4

All the evidence established that at the time and place
of the accident the weather conditions were ideal for
flying (R. 381). The government meteorologist testified
that everything indicated stable air conditions and ceil-
ing and visibility unlimited (R. 92, 93-96), not only at
the time of the accident but for two days prior thereto
(R. 103). The data for Fairfield at 1:30 a. m. indicated
a stable air mass and winds only light to gentle (R. 66,
67). The defendant’s records show an “easterly flow of
dry stable air” and ceiling and visibility unlimited
(R. 263, 264). One of the defendant’s captains went over
the same route at 11:29 p. m. and reported in his flight
log that the air was smooth (R. 350, 351).

The accident was described in the deposition of Cap-
tain Gardner, a survivor of the crash. He was seated in
the third seat from the front on the left side, just over

the trailing edge of the left wing, and after a normal

take-off he settled back and dozed off and was semi-
conscious (R. 122). He was awake enough so that he was
aware of the stewardess walking back to the rear of the
cabin at one time, and noticed that the “No Smoking”
sign was turned off. There was nothing unusual until he
was brought up sharply to keen awareness by a very
sharp pull-up and maneuver of the airplane with a sud-
den acceleration in an upward direction (R. 123). He
realized that there was something in the nature of an
emergency (R. 123). He knew that commercial planes
were not handled in that fashion except in case of emer-
gency (R. 131). The pull-up was very sharp. He was
caused to sit down heavily in his seat and had the sensa-
tion of his cheeks dropping and his mouth wanting to
fall open and his ears sliding down the side of his head
(R. 123). He could not have stood up (R. 123, 124). The
pull-up continued for a few seconds, during which time
he ripped open the curtain to look outside (R. 124). The

airplane started to shake as though beginning to stall;
there was a noise in the vicinity of the left engine which
sounded like a thump; the plane just nosed over gently
and continued in a stalled attitude, shaking all the way
and continuing in a mushing flight with a turn to the
left until the point of impact (R. 124). It was in a skid-
ding left turn (R. 124).

When he first became aware of the unusual maneuver
the first thing he did was tighten his safety felt as far
as it would go (R. 124). The plane seemed to descend
without interruption in a skidding left turn (R. 125).
There was a certain amount of shuddering throughout
the aircraft (R. 126).

While Captain Gardner could not commit himself abso-
lutely, yet he believed that the sign which says, “Tighten
Safety Belts,” was turned off a short time after the take-
off (R. 129) and he did not observe it turn on again up
to the time of the crash. The stewardess did not say any-
thing or issue any warnings about tightening safety
belts after the pull-up and before the crash (R. 131).
Defense counsel conceded that it was only because Gard-
ner jerked his belt tight that he survived the ordeal
(R. 725). The pull-up was extremely abrupt (R. 131).
When he looked out it was clear and the moon was shin-
ing and visibility and ceiling were generally unlimited
(R. 132). The flight seemed to be smooth before the
pull-up and he had no recollection of its being bumpy or
of any down-drafts or up-drafts (R. 134). It was a mat-
ter of two or three minutes from the time of the pull-up
until the impact. While the left engine seemed a little
rough he could not be absolutely sure (R. 138).

It was established, in fact admitted by the chief pilot
of the defendant, that there were only three possible
causes of the accident, to-wit:

— —ñ Auf

Either some maneuver by the crew members, or

2. Something defective with reference to the condi-
tion of the plane and its various parts, or

3. Weather conditions (R. 193).

The evidence overwhelmingly eliminated the weather
as a probable cause. An investigation failed to disclose
the presence of any other aircraft in the immediate
vicinity of the accident at the time (R. 193-5). There
was no evidence in the record of any contact or collision
with any plane or object in the air (R. 195). In the
opinion of the chief pilot the evidence pointed to a strut-
tural failure rather than some other cause (R. 195).

It appeared without dispute that the left wing tip and
the right horizontal stabilizer failed in the air and that

the plane was in the process of disintegrating before

reaching the ground. Pieces of fabric and glass were
found a distance of from 1,500 to 2,000 feet from where
the plane came to earth (R. 58). Counsel for the de-
fendant conceded that the fractures were such that they
had to occur, in part at least, in the air (R. 59, 299).

While it was admitted that there was a structural
failure in the air, yet there was no agreement, in fact a
sharp dispute, as to what caused the structural failure.
It was the defendant’s position that the accident may
have been caused by a flock of birds, another aircraft, an
up-draft or down-draft, or some other emergency, not
due to defective equipment, which confronted the pilots
(R. 715, 716). The plaintiff, on the other hand, offered
expert evidence to prove that the accident was caused by
an unsafe, defective and dangerous right horizontal
stabilizer, and this testimony will be discussed later
(R. 339).

7

C. The Court's Instructions.

It is stated by petitioner that the trial court submitted
the case to the jury solely under the doctrine of res ipsa
loquitur. This likewise is not true. In fact, the court,
after submitting the case under the doctrine of res ipsa
loquitur and explaining that doctrine expressly said in
its instructions (R. 760):

“But that is not the only ground that the plain

tiffs rely upon in these cases for recovery. It is

claimed and charged in the complaint that there was.

negligence in the operation of the plane. By opera-
tion is meant the flight of the plane at that time as
made by the pilot and co-pilot on the plane.”

Thus it will be seen that neither court nor counsel in-
terpreted the complaint as limiting the charges of negli-
gence solely to the doctrine of res ipsa loquitur. It may

be noted that there was no exception taken by either

party to the court’s charge (R. 777).

III.
THE ARGUMENT

A. No Question With Respect to Res Ipsa Loquitur Is:
Involved.

This Court in Rule 38, Section 5, has set forth the
grounds which warrant a writ of certiorari and while the
grounds are not controlling and do not limit the court’s
discretion, yet they are indicative of the reasons which
will be considered of sufficient importance to invoke this
Court’s supervision. The order or judgment here under
review is not final. While this is not fatal to jurisdic-
tion, yet we believe the defendant should not be per-
mitted to seek review of an evidentiary ruling of this
character before it has been applied prejudicially to its
interests.

— ——

We propose to demonstrate that none of the grounds
or reasons which this Court has specified as warranting
a writ of certiorari exist in the case at bar.

The defendant’s brief is calculated to obscure rather
than to clarify the questions raised by this petition. In
the Circuit Court of Appeals the plaintiffs—respondents
here—on page 9 of their brief stated that the sufficiency
of the evidence to warrant the submission of res ipsa
loquitur was not involved. In its brief, agreeing that the
doctrine was not involved, the petitioner—defendant—
on page 2 thereof stated:

“As appellants indicate at page 9 of their brief,
no question of specific negligence of the defendant
was raised by any of the evidence presented. The
case was submitted to the jury solely on the doctrine
of res ipsa loquitur. The sufficiency of the evidence
to warrant its submission to the jury is not involved
in the present appeal. Despite this admission by the
appellants, the brief at page 13 contains an argu-
ment as to the applicability of the doctrine of res
ipsa loquitur to the present case. This argument
appears to be entirely inapplicable, immaterial, and
out of place.”

A certified copy of the brief of the appellee, petitioner
here, containing the above paragraph has been filed with
the clerk of this Court. It will thus be seen that the peti-
tioner here, now seeking to invoke the powers of this
Court to determine the applicability of the res ipsa
loquitur doctrine, took precisely the opposite position in
the court below.

No question of conflict of laws has arisen or could
arise at any stage of the proceedings. Both parties and
the trial court agreed that the doctrine of res ipsa
loquitur as established in the state of Utah was the
governing law, whether substantive or procedural. The
implications of the case of Erie R. Co. v. Tompkins were
not involved. The parties have been and are now in en-

tire harmony that the governing law is that of the state
of Utah. ;
Although the question is not here involved, we might
observe that while the authorities are in conflict with
reference to the application of res ipsa loquitur to a pri-
vate plane where the passenger has access to the con-
trols, yet they are uniform in applying the doctrine to a
common carrier by air and its passenger where the air-
craft is in scheduled commercial flight, and, admittedly,
under the sole dominion and control of the defendant and
its agents and servants, and where, as here, the accident
is one which according to the testimony of the defend-
ant’s officials would not and should not happen if those
having the ownership, inspection, maintenance and
operation of the plane exercised the proper degree of
care (R. 153).
Smith v. Pacific Alaska Airways, Inc., 89 F. (2d)
253 ;
Seaman v. Curtiss Flying Service, Inc., 247 N. Y.
Supp. 251, 231 App. Div. 867;
Smith v. O’Donnell, 215 Cal. 714, 5 Pac. (2d) 690,
12 Pac. (2d) 933;
McCusker v. Curtis-Wright, Inc. (1933), 264 III.
App. 502;
English v. Miller (Tex. Civ. App.), 43 S. W. (2d)
642;
Bramen-Johnson Flying Service, Inc., v. Thomson,
167 Misc. 167, 3 N. T. Supp. (2d) 602;
Genero v. Ewing, 178 Wash. 78, 28 Pac. (2d) 116;
Fosbroke-Hobbes v. Air Work, Ltd., & British
American Air Service, Ltd., 1938 U. S. Av. R. 194
(High Court of Justice, King's Bench Div., Dec.
21, 1936) (53 T. L. R. 254, 81 Sol. J. 80);
Malone, et al., v. Trans-Canada Airlines, 1942 U. S.
Av. R. 144 (Dominion of Canada, Province of On-
tario, Court of Appeals) (3 D. L. R. 369-1942).

10 —

In order to grant a writ in this case to discussand
solve questions not raised or involved either in the rial
court or in the Circuit Court of Appeals the Supreme
Court would have to render a purely advisory opiion.
This Court does not render advisory opinions and dter-
mines only real controversies of grave importace.
Muskrat v. U. S., 219 U. S. 346, 31 S. Ct. 250; Kellr v.
Potomac Electric Power Co., 261 U. S. 428, 43 S. Ct. 45;
State of Alabama v. State of Arizona, 291 U. S. 286,
54 S. Ct. 399; Baltimore & Ohio R. R. Co. v. Intertate
Commerce Commission, 215 U. S. 216, 30 S. Ct. 86;
Eæ Parte Siebold, 100 U. S. 371, 398.

This Court does not review decisions or judgmnts
based solely on questions of fact such as a ruling oi the
trial court or an instruction by the trial court. Geral
Talking Pictures Corp. v. Western Electric Co., 304 J. S.
175, 58 S. Ct. 849; United States v. Johnston, 268 f. 8.
220, 45 S. Ct. 496.

B. The Circuit Court of Appeals Properly Held “hat
the Trial Court Applied Erroneous Legal Standrds
in Rejecting Lee’s Testimony.

There can be no possible dispute concerning theuni-
versal principle stated by this court in Stillwell Mfg Oo.
v. Phelps, 130 U. S. 520, 9 S. Ct. 601:

“Whether a witness called to testify to any aat-
ter of opinion, had such qualifications and knw).
edge as to make his testimony admissible, is apre-
liminary question for the judge presiding atthe
trial, and his decision is conclusive unless clqrjy
shown to be erroneous as a matter of law.”

In accord the Tenth Circuit Court of Appeals hey jn
Clarke v. Hot Springs Elec. Light & Power Co., e. al.,
52 F. (2d) 612, that the trial court on a matter of this
kind will be reversed only in the event of: (1) a lain

error of law or (2) a serious mistake of fact, or (3)
abuse of discretion. The law of Utah is in harmony with
the principles expressed by this court and by the Circuit
Court of Appeals as will be established by the following
authorities:
Wooton v. Dragon Consolidated Mining Co., 54 Utah
459, 181 Pac. 593;
Clark v. Los Angeles & Salt Lake R. Co., 73 Utah
486, 275 Pac. 582;
Carr v. Cranney, 24 Utah 193, 70 Pac. 853;
Olson v. O. S. L. R. Co., 24 Utah 460, 68 Pac. 148;
Wright v. Southern Pacific Co., 15 Utah 421, 49 Pac.
309;
Walkenhorst v. Kesler, 92 Utah 312, 67 Pac. (2d)
654;
Coon v. Shields, 88 Utah 76, 39 Pac. (2d) 348;
Battle Creek Bread Wrapping Mach. Co. v. Para-
mount Baking Co., 88 Utah 67, 39 Pac. (2d) 323;
Provo-River Water Users Ass’n v. Carlson, et al.,
103 Utah 93, 133 Pac. (2d) 777.

The offer of proof which the trial court rejected will
be found on page 339 of the record. It is quite lengthy
and detailed, but the witness Lee, had he been permitted
by the court, would have testified that in his opinion the
right horizontal stabilizer was in a defective, unsafe and
dangerous condition, and that otherwise it would not
have failed. The plaintiff offered to prove by this witness
that the defective condition of the right horizontal
stabilizer was the cause of the accident and initiated the
other sequence of events (R. 339). The offer of proof
included the sequence of events and the reasons of the
witness for his opinion. The opinion was to be based
upon a close and personal inspection of the records, the
wreckage of the plane, the photographs, the barograph
card, and the testimony of Captain Gardner. The ex-

3 ——

perience of the witness which qualified him to express
the opinion was as follows:

He was an aviation mechanic in the employ of the
Thompson Flying Service at Salt Lake City (R. 272).
His interest in aviation started in 1927, and he had flown
numerous types of planes, including multi-engine and
twin-engine aircraft (R. 272). He had approximately
1,100 hours of flying in the air (R. 272). He had owned
three planes of his own, and listed some twelve or thir-
teen types of planes he had flown (R. 303). He had ex-
perienced stalls and spins in the air and recovered there-
from (R. 307). He had done stunting and acrobatic fly-
ing (R. 308). He had handled planes under circum-
stances where he had put stress and strain on the wings
and stabilizers (id.).

He had worked for Western Airlines for about eleven
months as an apprentice mechanic and as a shop spe-
cialist (R. 273). While employed by the defendant he
did general maintenance work on aircraft, including in-
spections and repairs (R. 275). Western Airlines changed
his position from that of an apprentice mechanic to a
shop specialist and gave him more responsibility (R.
306). The latter job required a knowledge of stresses
and strains of materials. As a part of his work at
Western Airlines he made inspections for the purpose of
determining evidence of stress and strain on wings and
stabilizers (R. 314, 315). Prior to his work with Western
Airlines he had previous experience and training as a
welder and a sheet metal worker, and was, therefore,
transferred to the army school training work while at
Western Airlines (R. 275). The work he was doing at
the Thompson Flying Service was substantially the same
and this was a licensed repair station under the C. A. A.
and he worked on any type of a plane (R. 275).

The witness was familiar with the various parts and
structures of an airplane with reference to their purpose

and function in flight (R. 280-283). He had studied the
C. A. A. manual and the Western Airlines maintenance
manual and a lot of literature pertaining to the opera-
tion, construction and maintenance of DC-3 equipment
(R. 289). At Western Airlines it was a part of his work
to make Nos. 1, 2 and 3 inspections on this equipment
(R. 289). He made inspections to determine air worthi-
ness.

The witness Lee had studied metals and had experi-
ence with heat treated alloy (R. 332). He had studied
manuals with reference to the construction of the DC-3
(R. 333). He testified that he had studied load factors
and structural aero-dynamics, and that given proper
tools and equipment, he could determine how to con-
struct a piece of alloy to produce certain resistance, and
that he believes that he could figure out the weight
stresses of a bridge (R. 338).

It appeared that in addition to his flying experience,
work as a mechanic and general knowledge of aviation,
he had studied aero-dynamics and had taken an adult
course in the subject offered by the Civil Air Patrol at
Salt Lake City. He had been a member of the school
class for over two years, attending at least once a week
for a two-hour period (R. 306). He did the very same
work at Western Airlines that was done by mechanics
with an AE license (R. 308, 309), and he had all the
qualifications to obtain one but had never taken the
examination (R. 310).

The exclusionary ruling of the trial court prevented
the plaintiffs from offering evidence of the defective and
unsafe condition of the plane. Such evidence was ad-
missible under count two of the complaint which alleged,
in part, that the defendant negligently maintained its
plane and equipment (R. 5).

The proferred testimony was also admissible under
the doctrine of res ipsa loquitur even though no other

14

count had been contained in the complaint. This was
definitely held by the Utah Supreme Court in Dearden v.
San Pedro L. A. & S. L. R. Co., 33 Utah 147, 93 Pac. 271,
and Loos v. Mountain Fuel Supply Co., 99 Utah 496, 108
Pac. (2d) 254. In the former case, which is directly in
point, the court said:
“That the plaintiff averred and undertook to show
a defective brake chain as evidence of negligence
causing the collision, did not waive nor affect the
presumption of negligence arising from the circum-
stances, which was in itself sufficient to show such
negligence. A relevant fact may frequently be
proved in several different ways. The circumstances
from which the presumption referred to arose were
evidence for plaintiff of the fact of defendant’s neg-
ligence causing the collision. The evidence of a de-
fective brake chain which the plaintiff produced was
also scme proof of such negligence, and was in aid
of and not adverse to the presumption. Though he
had failed in such proof, the presumption of negli-
gence which had been shown to exist independent
thereof was in no wise displaced nor weakened.”

Significant here is Rule 43 (a) of the Rules of Civil
Procedure which provides that the admissibility of evi-
dence is governed by the rule applied in federal courts or
in the courts of the state in which the federal court sits,
whichever favors its reception. The rule specifies, “In
any case, the statute or rule which favors the reception
of the evidence governs.”

The principal objection urged against Lee’s qualifica-
tions was that he did not have an AE license (R. 310).
The trial court was under the impression that in order to
qualify it would be necessary to have an expert engineer
who had studied the effects of air at different angles and
all that sort of thing (R. 296). The court labored under
the error or misconception of law that, inasmuch as the
plaintiffs relied upon res ipsa loquitur, expert evidence
should not be received (R. 311). The objections made by

the defendant, and sustained by the Court, were based
upon the theory that Lee did not have a license, had not
flown DC-3 equipment, and had never been through an
accident of this kind (R. 292-338).

Thus the ruling of the trial court was clearly shown to
be erroneous as a matter of law. This is what was meant
by the Circuit Court of Appeals in stating that the ruling
was made under the wrong legal standard. It is thor-
oughly settled that the absence of a license in a particu-
lar field is not fatal to the qualifications of an expert
witness. It is likewise thoroughly established that if the
witness has gained his knowledge of the subject from
study, observation and experience, it is not necessary
that he be licensed by any particular board or bureau
having jurisdiction over the field involved. The knowl-
edge may be gained by study and study alone. It may be
gained from experience and experience alone. It may be
gained, as here, from a combination of both.

Fightmaster v. Mode, 31 Ohio App. 273, 167 N. E.
407;

Germania Life Insurance Co. v. Ross-Lewin, et al.,
24 Colo. 43, 51 Pac. 488;

Muskeget Island Club v. Town of Nantucket, 185
Mass. 303, 70 N. E. 601;

State Line & 8. R. Co. v. Phillips, 98 F. (2d) 651
(3 C. C. A.);

Lestico v. Kuehner, 204 Minn. 125, 283 N. W. 122;

Pridgen v. Gibson, 194 N. C. 289, 139 S. E. 443;

Peck v. New York Central & H. R. R. Co., 165 N. V.
347, 59 N. E. 206;

Malone- Mo Connell Real Estate Co. v. J. B. Simpson
Audit Co., 197 Ala. 677, 73 So. 369;

Lambert v. Virginian Ry. Co., 96 W. Va. 158, 122
S. E. 457;

Denver v. Atchison, Topeka & Santa Fe Ry. Co., 96
Kan. 154, 150 Pac. 562;

16

Macon Ry. & Light Co. v. Mason, 123 Ga. 773, 51
S. E. 569;

Clark, et al., v. Horowitz, et al., 293 Pa. 441, 143
Atl. 131;

People v. Rice, 159 N. V. 400, 54 N. E. 48;

People v. Cox, 340 III. 111, 172 N. E. 64;

Golder v. Lund, 50 Neb. 867, 70 N. W. 379;

Kitchens v. State (Ala. App.), 14 S. (2d) 739;

Kentucky Public Service Co. v. Topmiller, 204 Ky.
196, 263 S. E. 706;

City Council of Montgomery v. Gilmer & Taylor, 33
Ala. 116, 70 Am. Dec. 562;

Selby v. Osage Torpedo Co., 112 Okla. 203, 241 Pac.
131;

Pearson, et al., v. Zehr, 138 Ill. 48, 29 N. E. 854;

Jones, Commentaries on Evidence, Vol. 3, Secs. 1314,
1315, 1316, 1318.

C. The Circuit Court of Appeals Properly Held That the
Testimony of the Witness Welcher Was Admissible.

Captain Gardner testified that if the safety belt sign
had been turned on during the emergency, and if there
was a spot of illumination up there, he would have no-
ticed it and that is his reason for saying it was off (R.
129, 130). He never again observed either sign turned
on up to the time of the crash (R. 130). None of the
crew came back into the cabin during the two or three
minutes involved and the stewardess did not issue any
warning about tightening safety belts (R. 130-131).

It will be recalled that Captain Gardner made such a
complete recovery that he returned to his service in the
Marines in the South Pacific (R. 120). Defense counsel
concedes that Captain Gardner survived this awful ordeal
because and only because he tightened his safety belt as
tight as it would go (R. 725). It may well be that if a

proper warning had been issued to the other passengers
so that they could have tightened their safety belts they,
too, would be alive today. us

The witness Welcher explained that for ten years be-
fore the accident he had noticed planes flying over his
home and had heard those planes every day (R. 169,
173). He had been listening to the sound of the different
planes and motors and that is what drew his attention
to this plane (R. 170). He went to the scene of the
wreckage the next day (R. 170). He testified to circum-
stances which would indicate that this particular plane
must have been the one which he heard during the night.
The time, the place, and the circumstances were such as
to practically exclude any other probability. It should
be recalled that an investigation was conducted by the
Civil Aeronautics Administration, the War Department
and the defendant, and no other aircraft was found to
have been in the vicinity at the time and place involved.

Hence, if this plane were in trouble and the motors
were being speeded up by those in charge in an effort to
establish control of it at a time when it was five miles
north of Fairfield, then it may well be that the pilots or
the stewardess, or both, were guilty of negligence in
failing to issue a warning to the passengers to tighten
their safety belts. In any event, this testimony estab-
lished merely a circumstance with reference to the time
and place of the trouble that was proper to consider in
connection with the general background.

Inasmuch as the Circuit Court of Appeals based the
reversal here principally upon the exclusion of Lee’s tes-
timony, and not Welcher’s, the matter does not assume
any controlling importance.

CONCLUSION

There is here no great principle of law at stake—no
need for its establishment or clarification. The authori-
ties with reference to the qualifications of an expert
witness present neither doubt nor conflict, and the only
problem arises from the application of established prin-
ciples to divers and varying fact situations.

The decision below neither establishes a new principle
nor clarifies an old one. Its affirmance or reversal here
likewise would do neither.

It is respectfully submitted, therefore, that this peti-
tion falls far short of presenting the special and impor-
tant reasons for a writ of certiorari required by the
rules of this Court.

Respectfully submitted,

WILLIAM H. DEPARCQ,
PARNELL BLACK,
Counsel for Respondents.

Of Counsel:
ROBT. J. MCDONALD,
DONALD T. BARBEAU,
BRIGHAM E. ROBERTS.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386416_0733%3A2. Public record. Not legal advice.
