# Amicus Curiae Brief — Johnson v. Railway Express Agency, Inc.

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386414_0413%3A08

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1975
- **Citation:** 421 U.S. 454

## Text

INDEX

RT PR ih tnnetn beds cdaadand ca heneeun 1
I hick cnnnnnsc nnd ecbeeek ieee iemenann 1
I oo 5 os n pekinese bccdenendanknaceRichs 2
I canna cktneeedcusuenctuneckéhace 2
Ne Picci a acd Newsies kha dnnckann seein 4
Introduction and summary of argument---------------- 7
Argument: :

A. The congressional purpose is effectuated by per-
mitting an individual aggrieved by employment
discrimination to delay bringing suit under Sec- -
tion 1981 until after issuance of the notice of his
right to sue under Title VII__.__._.....-.---- 9

1, An -individual aggrieved by employment
discrimination may reasonably desire to
assert claims for relief under both Section.
WOR. BAG We iia bn kcnes ni. co-... 9
2. Congress did not intend to compel an ag-
grieved individual to sue under Section
1981 prior to completion of the Commis-
sion’s efforts to obtain voluntary com-

B. The running of the limitation period for bringing
suit under Section 1981 serves no purpose during
the pendency of timely Title VII charges based

upon the same factual allegations__-_-__-__-_--_-_- 18
CR ck cincndiatsucdcedenenkedbapes chun oiuad 22
CITATIONS

Cases:
Alexander v. Gardner-Denver Co., 415 U.S. 36- - - - -- 10, 11, 35
American Pipe & Construction Co. vy. Utah, 414 US.
as i pete nnecn See 8, 19, 20,21 %
Auto Workers v. Hoosier Corp., 383 U.S. 696______.__- 7
Baker v. Chicago Fire and Burglary Detection, Inc.,
Pt OE ckatabadedakbadeiwidendakanande 13
Berry v. Pacific Sportfishing, Inc., 372 F.2d 213, cer-
CE GN, BO We Bhan ik oie cccncncnscs 21
Fa)

559-S883—74——-1

Cases—Continued

Boudreaus v. Baton Rouge Marine Contracting Co.,
og Ae gk Se ee re eae ar
Brady v. Bristol-Meyers, Inc., 459 F. 2d 621__--------
Brown v. Gaston County Dyeing Machine Co., 457
F. 2d 1377, certiorari denied, 409 U.S. 982________--

Burnett v. New York Central R. Co., 380 U.S. 424.__ 19,

Caldwell v. National Brewing Co., 443 F. 2d 1044,
certiorari denied, 405 U.S. 916_....................
Caperci v. Huntoon, 397 F. 2d 799, certiorari denied,
Be Fs anh ie dna Goede cnstwncecccwcs
Crown Coat Front Co., Inc. v. United States, 386 U.S.

Culpepper v. Reynolds Metals Co., 421 F. 2d 888. _-----
Drew v. Liberty Mutual Insurance Co., 480 F. 2d 69,
certiorari denied, June 3, 1974, No. 73-312_____._--
Equal Employment Opportunity Commission v. Chrom-
CC, GEE Fs Oe Fk i iw kik ies ence iennnd on
Franks v. Bowman Transportation Co., 495 F. 2d

Guerra v. Manchester Terminal Corp., No. 73-1907,
NE PU Bh, FIG iis vik hs Sec nnn sn
Henderson v. First National Bank of Montgomery, 344
i ND, BET ao va ncn ieeccclioessneceixen
Holmberg v. Armbrecht, 327 U.S, 392__..-..---------
Howard v. Lockheed-Georgia Co., 372 F. Supp. 854----
Humphrey v. Southwestern Portland Cement Co., 369
F. Supp. 832, reversed on other grounds, 488 F. 2d

Jackson v. Statler Foundation, 496 F. 2d 623___-_----
Jones v. Alfred Mayer Co., 392 US. 409_...-.------

Long v. Ford Motor Co., 496 F. 2d 500___-------- 12,

Loo v. Gerarge, 374 F. Supp. 1338__.-.-------------
Macklin v. Spector Freight Systems, Inc., 478 F. 2d

Riedie ¥. Wool, 600 ©: 38 G08... . conus 5s..
Malone v. North American Rockwell Corp., 457 F. 2d
itt hd chisbiGisbebrhiddichunp hers nanemnnes
Manseli-w* Saunders, 372 F. 2d 573_.....-----------
| MeAllister v. Magnolia Petroleum Co., 357 U.S. 221---
- McDonnell Douglas Corp. v. Green, 411 U.S. 792... ---
~ Moore v. Fields, 464 F. 2d 549_________-- nee ih 7 Lee
Moore v. Sunbeam Corp., 459 F, 2d 811_.-.---------

12
20, 21

11

12, 13

11

*

ee ee ee te a

Ill

Cases—Continued

Moviecolor Limited v. Eastman Kodak Company, 288
F. 2d 80, certiorari denied, 368 U.S. 821__________
Order of Railroad Telegraphers v. Railway Express
pen, One, TE UM, POR. go cs

Sanchez v. Trans World Airlines, Inc., 499 F. 2d 1107.
Stamps v. Detroit Edison Co., 365 F. Supp. 87__----
Sullivan v. Little Hunting Park, Inc., 396 US. 229...
Van Hoomissen v. Xerox Corporation, 368 F. Supp.
WOO sb neu kesniadapecieesekaeecbiccel. Jiu
Waters v. Wisconsin Steel Works of International
Harvester Co., 427 F. 2d 476, certiorari denied,
ME TE ON bake ce bcceee ee

Os Pe nhdenindnckwnd kebagacnceke washes ccbbcaa
Young v. International Telephone & Telegraph Co.,
Ee ek oe

Statutes:

Civil Rights Act of 1866, Section 1, 14 Statr27, as amended,

42 U.S.C. 1981___.__- 2, 5, 7, 8, 9, 11, 12, 13, 14, 16,

eee. ok...
Oe Ss SI oii ck on cca mccdacuca
Civil Rights Act of 1964, Title VII, 78 Stat. 259, as
amended, 42 U.S.C. 2000e, et seq.:

Section 701(b), 42 U.S.C. 2000e(b)___________.
Section 706, 42 U.S.C. (1970 ed.) 2000e-5______
Section 706(b), 42 U.S.C. (1970 ed., Supp. II)
ID iiss ce ecdns ie eee.
Section 706(d), 42 U.S.C. (1970 ed.) 2000e-5(d) _-
Section 706(e), 42 U.S.C. (1970 ed., Supp. II)
ce a ce ee ROR AE Siar led *) Sm NN ee

so coeds a
Section 706(f)(1), 42 U.S.C. (1970 ed., Supp. II)
PI ok oa bp Sos ocd ec.

ee
Section 706(k), 42 U.S.C. (1970 ed., Supp. ID)
IDK. 6.0 cnekncuaken Soe ccs

17, 21
12

Pe i te

a oS Rrerces |

oe ork eae ae path dS

1 chit Ne oti:

IV
Statutes—Continued Page
Equal Employment Opportunity Act of 1972, Section
i I io ev ocitcinciedkcbks de cu coma teus 2
Be RE ES wo icin nue ca ekn we Geko he obcnknun 8
Tenn. Code Ann.:
IN BFR Sirk beiewe kn kn cence SS leceabake 8, 19
I OR oe A hn hooks cc eines 7
Miscellaneous:
OR Sa ik bos bn cn cad cannes 9
130 Comp. Roc. 7207-(3004).. .............-.....-. 14
118 Cong. Rec. 3371-3373 (1972) -.---.------------ 11
H. Rep. No. 238, 92d Cong., Ist Sess._------------ 11
es GD OE, BOs Bio cin neko eens ccc ncss 5
S. Rep. No. 238, 92d Cong., Ist Sess.._..---.------ 11

SEED SETA REARS NORE TR, Fe Spe ORL HED oy IEE TTS

Hn the Supreme Court of the Cited States

tome
OcvroBeR TERM, 1974

No. 73-1548

Wintit JoHNson, JR, PETITIONER
wy
‘RatLWay Express AGENcY, INC., .ET. AL.

ON WRIT OF CERTIORART TO THE UNITED STATES COURT OF
APPEALS FOR THE SIXTH CIRCUIT

BRIEF FOR THE UNITED STATES AS AMICUS CURIAE

This submission is made in response to the Court’s
invitation to the Solicitor General to file a brief ex-
pressing the views of the United States.

OPINIONS BELOW

The opinion of the district court (Pet. App. 6a-
12a) is not officially reported. The opinion of the
court of appeals (Pet. App. 13a-2la) is reported at
489 F. 2d 525. The opinion of the court of appeals
denying rehearing (Pet. App. 22a-26a) is reported
“ at 489 F. 2d 530.

{ JURISDICTION

The judgment of the court of appeals was entered
on November 27, 1973, and a petition for rehearing
(1)

eid ces AS RMB Re Ronis ae ae pel ated at

LLL TE BASEN CID PELE AG Sg ARM ENGELS AES ANE AS DiC AG oat te DT ELS Se OTERO CE BL ROR ONG ee 2

9

was denied on January 15, 1974. The petition for a
writ of certiorari was filed on April 15, 1974 and was
granted on June 3, 1974. The jurisdiction of this
Court rests on 28 U.S.C. 1254(1).

QUESTION PRESENTED

Whether the running of the period of limitation for
bringing an action for emplovinent discrimination
under 42 U.S.C. 1981 is tolled by filing with the Equal
Employment Opportunity Commission a charge of
unlawful employment practice based upon the same
factual allegations.

STATUTES INVOLVED

Section 1 of the Civil Rights Act of 1866, 14 Stat.
27, as amended, 42 U.S.C. 1981, provides: i
All persons within the jurisdiction Btn.
United States shall have the same right in
every State and Territory to make and enforce
contracts, to sue, be parties, give evidence, and
to the full and equal benefit of all laws and pro-
ceedings for the security of persons and prop-
erty as is enjoyed by white citizens, and shall
be subject to like punishment, pains, penalties,
taxes, licenses, and exactions of every kind, and
to no other.

Section 706 of the Civil Rights Act of 1964, 78 Stat.
259, 42 U.S.C. (1970 ed.) 2000e—5, provided in perti-
nent part:’

? Section 706 was amended, in ways not directly relevant to
this litigation, by Section 4 of the Equal Employment Oppor-
tunity Act of 1972, Pub. L. 92-261, 86 Stat. 104.

a

CAND Bevin a

3

(a) Whenever it is charged in writing under
oath by a person claiming to be aggrieved, or
a written charge has been filed by a member of
the Commission where he has reasonable cause
to believe a violation of this subchapter has
occurred (and such charge sets forth the fxcts
upon which it is based) that an employer, em-
ployment agency, or labor organization has en-
gaged in an unlawful employment practice, the
Commission shall furnish such employer, em-
ployment agency, or labor organization (herein-
after referred to as the “respondent’’?) with a
copy of such charge and shall make an investi-
gation of such charge, provided that such
charge shall not be made public by the Com-
mission. If the Commission shall determine,
after such investigation, that there is reason-
able cause to believe that the charge is true,
the Commission shall endeavor to eliminate any
such alleged unlawful employment practice by
informal methods of conference, conciliation,
and persuasion. * * *

* * * * *

(e) If within thirty days after a charge is
filed with the Commission or within thirty days
after expiration of any period of reference
under subsection (c) of this section (except
that in either case such period may be ex-
tended to not more than sixty days upon a
determination by the Commission that further
efforts to secure voluntary compliance are
warranted), the Commission has been unable
to obtain voluntary compliance with this sub-
chapter, the Commission shall so notify the
person aggrieved and a civil action may,
within thirty days thereafter, be brought
against the respondent named in the charge (1)

ee nce eee en

EO na OR sb i

eiteeneteelamieeienn Gees ee ee eleme ’

4 ’

by the person claiming to be aggrieved, or (2)
if such cliarge was filed by a member of the
Commission, by any person whom the charge
alleges was aggrieved by the alleged unlawful
employment. practice. Upon applieation by the
complainant and in such cireumstanees as the
court may deem just, the court may appoint an
attorney for such complainant and may author-
ize the commencement of the action without the
payment of fees, costs, or security. Upon timely
application, the court may, in its diseretion, per-
mit the Attorney General to intervene in such
civil action if he certifies that the ease is of
general public importance. Upon request, the
court may,\ in its discretion, stay further pro-
ceedings for not more than sixty days pending
the termination of State or loeal proceedings
described in-subsection (b) of this section or
the efforts of the Commission to obtain volun-
tary compliance. ;

;

STATEMENT

In May 1967 petitioner, a black man, filed a charge
with the Equal Employment Opportunity Commission
alleging that his employer, respondent Railway Ex-
press Agency, Inc., discriminated on the basis of race
in its hiring, assignment, training, transfer, and pro-
motion practices, and that respondents Brotherhood of
Railway Clerks Tri-State Local and Brotherhood of
Railway Clerks Lily of the Valley Local maintained
racially segregated local unions, all in violation of
Title VII of the Civil Rights Act of 1964 (Pet. 5-6).
Railway Express terminated petitioner’s employment
the following month (Pet. 6). Petitioner then

PS PII Ms air tat Beste .

a i eg eT a

J
amended his charge to include an allegation of dis-
criminatory discharge (ibid.).
In December 1967 the Commission filed a report

concluding that Railway Express and the local unions

had engaged in discriminatory practices, and in March
1970 the Commission issued a decision finding reason-
able cause to believe petitioner’s charges (ibid.). The
Conmission’s conciliation efforts failed to bring re-
spondents into voluntary compliance with Title VIT,
and in January 1971 the Commission accordingly
issued petitioner notice of his right to institute a civil
action against respondents within 30 days (7bid.).’
Within 30 days of receipt of that notice, petitioner
brought suit against respondents in the United States
District Court for the Western District of Tennessee,
alleging violations of Title VIT and also of 42 U.S.C.
1981, and requesting injunctive relief. Respondents
moved to dismiss and for summary judgment. In June
1971 the district court dismissed the Section 1981
claims against all three respondents, on the ground
that those claims were barred by the one-year Ten-
nessee statute of limitations; the court further granted
the local unions’ motions for summary judgment as
to the Title VII claims against’them on the basis of
stipulated or undisputed facts (Pet. App. la-va). The

nd

pursuant to Rule 54(b), Fed. R. Ciy. P.

~Petitioner’s court-appointed attorney subsequently
withdrew from the case with the permission’ of the
court, and petitioner was allowed 30 days to obtain

* The statute now grants 90 days within which to bring the
action after issuance of the notice. 42 U.S.C. (1970 ed., Supp.
IT) 20000-5(f) (1).

559-S83—74——-2

“AG OA Ae Bt

6 j

, other counsel (Pet. 8). Petitioner was unable to do
, and in February, 1972 the court, W ithout referring

i tw its June 1971 order. entered “judgment ‘dismissing
4 petitioner’s “‘action’’ without prejudice (Pet. App.
ee da-ja). Neither petitioner nor respondents sought
review of the February 1972 order. ee

y | "Petitioner brought thi for injunctive relief

three months later in the same district court, repeat-
ing all the allegations of his initial complaint (App.
i ‘4a-13a). Respondents pleaded the June 1971 order as
; ros judicata and further contended that since Section
4 706 of the Civil Rights Act of 1964 required Title VII
/ claims to be filed within 30 days of the issuance of
4

the notice of right to sue and petitioner had failed
to institute his second action within 30 days of the
dismissal of his first, the district court lacked: juris-
diction over petitioner's reasserted Title VIL claims
(App. 52a-57a, 94a-95a). The district court dismissed
all claims against the local unions on res judicata
grounds (Pet. App. Vay. The court further_held that
the Section 1981 claim against Railway Express was
arved by the one-year statute of limitations (Pet.
\pp. 10a) and that petitioners Tailire to reinstitute
lis civil action within 30 days had deprived the court
if jurisdiction over his Title VIL claims (Pet. App.
WWa-12a).
» The court of appeals, without Addressing 1 respiond-
ent’ s res judicala contentions,’ nee on the grounds

ae he localun

ere as an alternative

(Unions Br. 11-12). We take no position on the aan of that

contention. We note. however! that sine » LL

not decided by the court of appeals, this Court could remand for
consideration of that issue if the tolling question 1s decided In

‘petitionet’s favor. *

ian ite Sa

Ul

‘
SAG RYE PO AEE INI! EIA E BAL RS ROE NG IRE a pet cod Hy Be ee

MM OB AEE Om HN Wms be

7

that petitioner’s Section 1981 claims against all re-
spondents were barred by the statute of limitations
and that the district court had lacked jurisdiction over
petitioner's reasserted Title VIL claims (Pet. App.
13a-2la). 6

In its opinion denying rehearing, the court of ap-
peals specifically rejected petitioner's contention that
the filing of his Title VII charges with the Commis-
sion had tolled the running of the period of limita-
tions with respect to his Section 1981 claims (Pet.
App. 25a-26a). This Court granted the petition for a
writ of certiorari to consider that contention.

INTRODUCTION AND SUMMARY OF ARGUMENT

Petitioner’s Section 1981 claims allege that*respond-
ents committedracially discriminatory acts of a con-
tinuing nature during and prior to June 1967 CApp.
da—Ga). Since the federal s escribes no period

of limitation for such claims, the applicable limitation
period is that which would under state law apply to

Frai fone ’; Saas Ti paar’ zt 9 F, 2d 398
(C.A. 5); Madison v. Wood, 410 F. od 564 (C.A. 6).
Cf. O'Sullivan y. Felix, 233,U.S. 318; Auto Workers
y. Hoosier Corp., 383 U.S. 696, 703-704. Applying that
principle to this case, the. courts helow determined
(Pet. App. 10a, 20a) that the relevant period of limita-

‘tion was the one-year period prescribed by Tenn. Code

Amn, Section 28-304. This Court denied petitioner's
request for review of that determination by limiting

8

the grant of certiorari. Accordingly, unless, as_peti-
tioner contends, the running gf the period of limita-
tion was tolled by the filing of his Title VIT charges
with the Commission, his Section 1981 claims were
barred after June 1968,
* Tolling’ normally has the effect of suspending the
operation of a statute of limitations during the pend-
eney of an event or condition. See American Pipe &
Coustraction Co, v. Utah, 414 U.S. 588, 560-561. Peti-
tioner filed his Title VII charges with the Commission
in Mav 1967 (Pet. 5-6), but he did not receive notice
fof lis right to sue until January 1971 (Pet. 6). If the
“filing of those charges tolled the running of the period
of limitation, petitioner was entitled to bring suit
, under Section 1981 any time prior to January 1972.

\He in fact brought suit in February 1971 _(Pet. 6).
/ Petitioner's initial action was dismissed without
S prejudice in February 1972. (Pet. App. 4a—5a), , by
which time the statute of limitations, even if tolled,
( had_run.'_ However, the ptate-savings statute permits
) actions to he reinstituted within one year of a dis-
>missal without pre ejudice (Tenn. Code Ann., Section
S28 =106), and petitioner’s second civil action was timely
‘under that statute, which presumably governs the

Section 1981 claim, Se See 28 U.S.C. 1652; 42 U.S.C.
. 1988."

i

ma

~S

* Petitioner has suggested (Pet. 11, n. S) that the institution
of the first action. itself tolled the running of the limitation
period as to the second action. However, petitioner did not pre-
sent that question in his petition for a writ of cortiorart and it
is not now before the Court.

* The court of appeals held (Pet. App. 23a-24a) that the state
sivings statute did not apply to petitioner's Title VII — on

Our submission is that the tolling principle is ap-
plicable here. We reach that conclusion by considering
both the congressional purpose behind Title VII and
the policy underlying statutes of limitations. The bur-
den of our argument is that,tolling the time allowed
for filing a Section 1981 suit while the Equal Employ-
ment Opportunity. Commission is attempting to
concihate the dispute (1) serves the congressional
objective of discouraging (without prohibiting) pre-
mature judicial intervention, and (2) does so without
offending the policies underlying statutory limitations

periods. ¢

ARGUMENT
A. THE CONGRESSIONAL PURPOSE IS EFFECTUATED BY PER-
MITTING AN INDIVIDUAL AGGRIEVED BY EMPLOYMENT
DISCRIMINATION TO DELAY BRINGING SUIT UNDER SEC-
TION 1981 UNTIL AFTER ISSUANCE OF THE NOTICE OF
HIS RIGHT TO SUE UNDER TITLE VII :

1. AN INDIVIDUAL AGGRIEVED BY EMPLOYMENT DISCRIMINATION MAY -

——

REASONABLY DESIRE TO ASSERT CLAIMS FOR RELIEF UNDER BOTIT
ee

SECTION 1981 AND TITLE VII

Title VII of the Civil Rights Act of 1964 was enacted
by Congress *‘to assure equality of employment op-

the ground that 42 U.S.C. (1970 ed.) 2000e-5(d), which re-.
quired such claims to be instituted within 30 days of the is-
suance of a notice of right to sue, by necessary implication
required dismissed claims to be reinstituted within 30 days of
dismissal; this Court denied petitioner's request for review of
that determination. But respondents do not contend that the
30-day provision, rather than the state savings statute, applies
to the reinstitution of petitioner's Section 1981 claims. See .Woove
v. Fields, 464 F. 2d 549 (CLA. 6). Respondents rest their case on
res judicata (see note 3, swpra) and the untimeliness of the orig-
inal action. .

BRizerscantstcsticns ndisitheSadtcinte te

10

portunities by eliminating those practices and devices
that discriminate on the basis of race, color, religion,
sex, or national origin.” Alerander v. Gardner-Denver
Co., 415 U.S. 36, 44. Title VII both creates statutory
rights against invidious discrimination and establishes
a comprehensive scheme for the vindication of those
rights.

An individual aggrieved by employment discrimina-
tion is entitled under Title VIT to bring charges of

unfair employment practice to the Equal Employment

Opportunity Commission, which is vested with the
‘authority to investigate indiyidual charges of dis-
crimination, to promote voluntary compliance with
the requirements of Title VII, and to institute civil
actions against employers or unions named in a dis-
crimination charge.” Ibid. If the Cornmission fails to
obtain voluntary compliance and decides not to bring
suit_on behalf of the claimant, the claimant may do
so himself. McDonnell Douglas Corp. v. Green, 411
U.S. 792. The federal district courts are empowered to
appoint counsel for plaintiffs alleging discrimination,
authorize the commencement of the action without the
payment of fees, costs, or security, and grant at-
torneys’ fees in meritorious cases. 42 U.S.C. (1970 ed.,
Supp. IL) 2000e-5(e) and (k), Where unlawful dis-
crimination is proyen, the courts may award back pay
and “order such affirmative action as may be appro-
priate.” 42 U.S.C. (1970 ed., Supp. TL) 2000e—5(¢).
Back pay may not, however, be awarded for a period
more than two years prior to the filing of charges
with the Commission. bid. Several courts have also

concluded that neither compensatory nor punitive

.

29 el BONS NE Lae ETE ay A tetas AP

11

damages are available under Title VII. See, e.y., Loo
v. Gerarge, 374 F. Supp. 1338 (D. Ha.); Howard vy.
Lockheed-Georgia Co., 372 , Supp. 854 (N.D. Ga.) :
Van Hoomissen vy. Xerox Corporation, 368 F. Supp.
829 (N.D. Cal.). But see Stamps v. Detroit Edison
Co., 365 F. Supp. 87 (B.D. Mich.), appeal pending:
Humphrey v. Southwestern Portland Cement Co, 369
F. Supp. 832 (W.D. Tex.), reversed on other grounds,
488 F. 2d 691 (C.A. 5). .

Although Title VIT was designed as a compre-
hensive solution to the problem of invidious a
ment ‘ieuitinination Mcatctas intended individuals
agerieved by such discrimination to have available
parallel or overlapping remedies; such individuals are
not limited to seeking relief only under Title VIT.
“[T]he legislative history of Tithe VIT manifests a
congressional intent _to allow_an individual to pursue
independently his rights under both Title VII and
other applicable state and federal statutes."’ Ale.r-
ander Vv. Gardner-Denver Co., supra, 415 U.S. at 48.
In particular, Congress understood “that the remedies
available to the individual under Title VII are co-
extensive with the individual’s right to sue under the
provisions of the Civil Rights Act of 1866, 2 TSC.
§ 1981, and that_the two procedures_augment cach

other and are not mutually exclusive’ H. Rep. Nov
238, 92d Cong., Ist Sess., p. 19. See also S. Rep.

415, 92d Cong., Ist Sess. p. 24. Indeed, sin_con
sidering the Equal Employment Opportunity Act of
1972 the Senate specific amendmen
that would have deprived employees aggrieved by
racial discrimination of their right to sue under Nee
tion 1981. fee 11S Tong. Ree. 3371-3373 (1972). Co

i ES Bad ote Spo 2h:

~enlaes

Mein ty ad Ee touter

a

ection ctor ncinntiiais eee Fal Dart A at BL

en mR aot ois Me ES

12

gress therefore clearly intended that such employees
should be permitted to pursue their rights under both
Title VII and Section 1981. Cf. Jones vy. Alfred
Mayer Co., 392 US. 409, 413-417.

Section 1981 grants to all persons the right to be
free of racial discrimination in the making and en-
forcement of contracts. Individuals who establish a
causé of action under Section 1981 are entitled to both
legal and equitable relief, including compensatory and,
in some circumstances, punitive damages. See, e.9.,
Capere Vv. Huntoon, 397 F. 2d 799 (C.A. 1), certiorari
denied, 393 U.S. 940; Mansell v. Saunders, 372 F. 2d
573 (C.A. 5). Cf. Jones v. Alfred Muyer Co., supra,
392 U.S. at 414-415, n. 14. An award of compensatory

® Though this Court has never expressly held that Section 1981
bars private contractual discrimination, Jones vy. Alfred Mayer
Co., 1o.. supra, 392 U.S. at 413, held that Section 1982, the related
provision barring housing discrimination, prohibits “a/7 racial
discrimination, private as well as public.” and intimated that See-
tion 1981 has a like coverage. See 392 U.S. at 441-445, n. 78. Apply-
ing the reasoning of that decision. the courts of appeals have
inanimously conchiled that Section 1981 derived like Section
1982 from Section 1 of the Civil Rights Act of 1866, prohibits
mployment discrimination on the basis of race. See, ¢.y.. Jackson
Vv. Statler Foundation, 496 F. 2d 623 (CLA. 2): Young v. Luter-
national Sees amie! & Telegraph Co, 438 F.2d TAT (CLA. 3);
Brown v. Gaston County Dyeing Machine Co. 457 F.2d 1377
(C.A. 4), certiorari denied, 409 U.S. 982: Caldwell v. Vational
Brewing Co., 443 F, 2d 1044 (CLA. 5), certiorari denied. 405 U.S.
916; Long v. Ford Motor Co., 496 F. 2d 500 (CLA. 6): Waters v.
Wisconsin Steel Works of Lute rnational Tarrester Co.. 427 F.2d
476 (CLA. 7), certiorag®denied, 400 U.S. 911; Brady v. Pristol-
Meyers, Inc.. 459 F. 24621 (CLA. 8): Macklin ve Spector Freight
79 (CLA.D.C.). Respondents do not chal-

Nystems, Ine. 478 FL 2b
(vege those decisions hére, and therefore the question of the scope

f Section 1981 is not before the Court. .

we 00 a 8 AAT IRB ES AS Na A RR ht REA SEND Sl ORE EST a

13

back pay under Section 1981 is not subject to the two-
year limitation _imposed_upon recoveries under Title
VIL.

Section 1981 and Title VII are not coextensive in
their coverage. Certain employers are excluded from
the coverage of Title VIT. See 42 U.S.C. 2000e(b).
Section 1981 contains no express exclusions. Title VIT

apphes only to employment relationships; Section 1981
protects all contractual relationships. On the other
hand, Title VII expressly bars discrimination on the
basis of sex, religion, and national origin, whereas
some courts have concluded that the prohibitions of
Section 1981 do not extend to all those forms OF dis-
crimination. See, e.g., Willingham v. Macon Telephone
Publishing Co., 482 F. 2d 535 (C.A. 5), rehearing
en-bane granted, 482 F, 2d 542. But see Guerra v.
Manchester Terminal Corp., No. 73-1907 (C.A. 5),
decided July 31, 1974; Baker v. Chicago, Fire and
Burglary Detection, Inc., 489 F. 2d 953 (CLA. 7).
Cf. Pierce v. United States, 146 F. 2d 84 (C.A. 5).

Title VII also offers the aggrieved individual special
assistance—e.g., investigations, conciliation machinery,
legal counsel, waiver of court costs, and attorneys’
fees—umavailable under Section 1981 or indie
viduals alleging that employers covere by Title VIT¢
have ,discriminated against them on the basis of race,
the sundstantive protections of- the two statutes are
quite-simtar: Tingpal rethedial difference is tha
umniple back ay may |
This difference ma

punitive damages and more

awarded under Section 198

SOE RES OE NAR RREERONEG GR BH. 2 vce

Saas gi eit Set earls sea San SNR Or

Pret

(14

however, in some instances be of substantial impor-
stance. Thus, where the aggrieved individual has appar-
' ently valid claims for back pay for a period,more than

_ two years prior to the filing of charges with the Com-

mission or presents a case arguably appropriate for
the award of punitive damages, he may reasonably de-
sire to bring suit under Section 1981 as well as Title
Vil.

CONGRESS DID NOT INTEND TO COMPEL AN AGGRIEVED INDIVIDUAL

TO SUE UNDER SECTION i981 PRIOR TO COMPLETION OF THE COM-

MISSION ’S EFFORTS TO OBTAIN VOLUNTARY COMPLIANCE

The legislative history referred to above (pp. 11-12,
ipra) shows aycongressional intent that Section 1981
rights be immediately enforceable m court without
prior resort to the administrative machinery estab-
ished under Title VII.;As Senator Clark, one of the
leading proponents of the bill, explained to his col-
leagues, “[T]itle VII is not intended to and does not
deny to any individual, rights and remedies which he
may pursue under other Federal and State statutes.”
110 Cong. Rec. 7207 (1964). Cf. Sullivan v. Little
Hunting Park, Inc., 396 U.S. 229. The courts of
appeals have generally understood that the filing of
Title VII charges is not a prerequisite to the initiation
of an action under Section 1981. See Young v. Inter-
national Telephone & Telegraph Co., supra; Caldwell
v. National Bhewing Co., supra; Long v. Ford Motor
Coy supra, Contra : Waters v. Wisconsin Steel Works
of I nternationul Harvester Co., supra. This approach

eens 0 PRO RI et A

Fe es

15

merely gives qlue recognition to the fact that Congress
intended independent rights to be independently en- >.
forceablesSee generally Alerander v. Gardner-Denvef
Co., supras

By the same token, however, Congress intended that
judicial protection against employment discrimina-
tion normally would be invoked only upon the com
pletion of the Commission’s efforts i¢ obtain voluntary
comphance with Title VIT. It was hoped that th
elimination of employment discrimination on accoun
of race would be achieved primarily through con
ciliation and persuasion, The premature initiation of
private suits may in many. instances frustrate that
hope by interfering with the Commission’s concili-
ation efforts. If, for example, the litigation fails fe
one reason or another, whether or not related to the
merits, that would seriously weaken the Commission's
ability to induce voluntary compliance. But even it
the private plaintiff sueceeds in obtaining full relicf
from discrimination against himself, final disposition

"We note that Title VIL itself éontemplates that some private -
suits for enforcement of Title Vil rights may be brought while ¢
charges are still pending before the Commission. Thus Title VIT" »
claimants may in some instances be entitled to preliminary injune-
tive relief before the Commission takes any action with respect to
their charges. Drew v. Liberty Mutual Insurance Co,, 480 F. 2a
69 (CLA, 5), certiorari denied, June 3, 1974, No. 73-312. Such
claimants are also entitled to bring suit for back pay and per-
manent injunctive relief if the Comntission does not obtain vol-
untary compliance within 180 days, even if conciliation efforts
have not yet begun or are still under way. 42 U.S.C. (1970 ed..
Supp. IT) 2000e-5(f).

owhwe sales MEY 0g

ALAR BA Ord Wheto

Bistair tatccceics.nin

16

of the individual cause of action could tend to reduce
the employer’s incentive for voluntarily entering a
more general conciliation agreement covering all em-
Tovees and all forms of discriminationZlo compel an
aggrieved individual to sue under Section 1981 prior
to completion of the Cominission’s efforts to obtain
voluntary compliance would undercut Title VII's
emphasis on conciliation, persuasion, and voluntary

complianee.® ;

That is the effect of the holding below. State limita-
tion periods for Section 1981 claims frequently are,
as is true here, quite short. See, e.g., Henderson v.
First National Bank of Montgomery, 344 F. Supp.
1373 (M.D. Ala.). Because of its Invge backlog of cases
and limited budget, the Commission often is unable to
initiate compliance’ efforts within those limitation pe-
riods. See Chromeraft Corp. v. Equal Employment
Opportunity Commission, 465 1b. 2d 745 (CLA. 5). Ae-
ordinglyAinless the runing of the limitation period
for tiling Section 1981 claims is tolled during the pend-
ency of unlawful employment practice charges before

C “it would be CHpproprinkto require the aggrieved’ individ-
uzl to bring suit under Section 1981 prior to completion of
conciliation efforts but then tg stay or delay proceedings until
the Commission acts. Such a_requirement would simply create
“na_procedural trap for the unwary and an additional complica-
tion for those who manage the dockets of the courts.” Crown

“(Gal Front Co.. Ine. v. United States. 386 U.S. 503, 515.

OO AIEEE TR ITE ALE ARENAS SH

pet

“=

17

1981, and thereby risk disruption of conciliation

efforts, or to forego their rights under that statute,

There 1s no basis in either Section 1981 or Title
VII, or their respective legislative histories, for im-
posing such a Hobson's choice. Title VII's policy in
favor of the voluntary resolution of employment dis-
crimination claims should he accommodated hy tolling
the running of the limitation period applicable to
Section 1981 claims during the pendency of charges
hefore the Commission."® |

* Respondent Railway Express contends (Railway Express
Br. 7) that this case should be governed by the state tolling
statute rather than by federal equitable tolling principles. But it i
well settled that when federal courts sit to enforce federal wehts
they have a duty to apply federal equity principles: “[w]her
Congress leaves to the federal courts the formulation of reme-
dial details, it can hardly expect them to break with historic
principles of equity in the enforcement of federally-created
equitable rights.” Tolmberg v. Armbrecht, 327 U.S. 392. 395. See
also Moviecolor Limited v. Eastman Kodak Com pany, 2588 F.2d
80 (CLA. 2). certiorari denied. 368 U.S. 821.

* To be sure, it is arguable that the policy of encouraging
conciliation aid deferring judicial intervention until the media-
tion_efforts of the Commission have failed could be served by

merely extending the limitati riod for bringing suit under

_ Section 1981, to the last date on which suit may be brought

under Title VII. Cf. McAllister v. Magnolia Petroleum Co.. 357
U.S. 221. The result here would presumably be that petitioner's
second suit would be barred as to the Section 1981 claim for the
same reason that the Title VII claim was held out of time—
that the state savings statute is inapplicable. See note 5, supra.
In our view, however, there_is no reason. in this context, to de-
part from the normal rule, which is that “tolling” entails a
suspension of the period of limitation, thereby allowing the plain-
tiff whatever time remains under the applicable state statute, as
well as the benefit of any savings statute.

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NOAA at DAIL AAD AN LOE PELE Va HI GMO GAA Tele at 8

18

HE RUNNING OF THE LIMITATION PERIOD FOR BRING- °
NG SUIT UNDER SECTION 1981 WOULD SERVE NO PUR-
POSE DURING THE PENDENCY OF TIMELY TITLE VII
‘HARGES BASED UPON THE SAME FACTUAL ALLEGATIONS

The policies underlying statutory limitation periods
would not be served by barring suits under Section 1981
for racially discriminatory employment pactices while
charges based upon the same factual allegations are
still ii before the Commission. The purpose of
a statute of limitation is tg protect defendants against
the prejudice and unfair surprise that may attend the
revival of stale claims.>As this Court explained in
Order of Railroad Telegraphers v. Railway Express
Agency, Ine., 321 U.S, 342, 348-349:

Statutes of limitation * * * are designed to
promote justice by preventing surprises through
the revival of claims that have been allowed to
slumber until evidence has been lost, memories
have faded, and witnesses have disappeared.
The theory is that even if one has a just claim
it is unjust not to put the adversary on notice
to defend within the period of limitation and
that the right to be free of stale claims in time
comes to prevail over the right to prosecute
them.

*

These equitable considerations are not present when
the plaintiff in an action under Section 1981 has pre-
viously filed timely Title VIZ charges based upon the
same factual allegations. Such charges are required
to be filed promptly, ordinarily within 180 days of the
alleged discriminatory acts. 42 U.S.C. (1970 ed., Supp.

IT) 2000e-5(¢).<The_Commission_in_turn_is_requjred

A BD EA SCL, 0, YON ah SPIELE N ONE LS Liat VAD BEANO EATEN tO SO MPO os

wi

19

to provide the employer with notice of the charges
within 10 days after the date of filing 42 U.S.C. (1976
ed., Supp. IL) 2000e-5(b). And the Commission’s reg-
ulations provide ‘that ‘‘the respondent employer shall
preserve all personnel records relevant to the charge
* * * until [its] final disposition * * *.” 29 C.F.R.
1602.14(a). Thus the filing of timely Title VII charge$
promptly puts the employer on notice of a clair of
unlawtul discrimination arid ensures that the employer
will preserve all relevant evidence and thus substan
tially protect himself against the prejudice that migh
otherwise be suffered over the course of time.
“Where a defendant is neither SUTprised 1 nor prej-
udiced by delay in the institution of a civil action,
the operation of a time bar acts merely as an arbitrary ‘3
rule of convenience that serves no equitable purpose,
Indeed, equitable considerations may be said to weigh
in favor of a plaintiff who has made timely assertion
of his rights in a manner that puts the defendant on
notice and allows him to protect himself against prej-
udice.” This Court acknowledged the force of suc
equitable considerations in American Pipe d& Cons
struction Co. v. Utah, supra, and Burnett v. Naw
York Central R: Co., 380 U.S. 424. In American
Pipe, the Court held “that the initiation of a timely
class action tolled the running of the limitation period~
-™ Those equitable considerations presumably underlie state
savings statutes, such as Tenn. Code Ann., Section 28-106, that
permit an action to be reinstituted following a dismissal without
prejudice after the limitation period has run. Where such
statutes preserve the plaintiff's interests, recourse to the judi-

ciary’s equitable power to toll the running of the limitation
period is unnecessary. But see note 12, infra.

20

as to individual membersof the class, who were
thereby enabled to institute separate actions after the
district court held that the suit was igappropriate as a
Class action. Similarly, iC Burnett Dre initiation of a
aicly Federal Employers” Tiability Act suit in state
out was held to have tolled the runying of the limi-
ation period with respect to a later suit brought in
‘ederal court_after the state proceeding had heey dis-
missed for improper venue,*

This case admittedly(difter® from American Pipe
fe Burnett in thatthe right asserted by petitioner

before the Commission had a different statutory origin
from the one he is now attempting to vindicate. But
the fact that the plaintiffs were in each case werely
reasserting a single statutory right f

&

: Was not critical to the Court’s analysis in American
\\ Pipe and Burnett; the Court’s decisions in those cases
| rested upon its conclusion that each plaintiff had_ by
a

4

his prior action given the ant timely notice in

a manner that “fulfilled the policies of-repose and cer-

tainty imbherent i ation previsions and

es

\telled the running of. the period.”” .imerican Pipe
& Construction Co. vy. Utah, supra, 414 U.S. at

: 558. When the right first asserted has a different
: statutory origin from that which forms the basis for
a subsequent request for relief, the question under

. . —_—_—_—_—_
American Pipe and Burnett would appear to be
} whether the two distinct statutory rights are essen-

This Court concluded that an equitable tolling principle,
rather than the state savings statute, should control the time-
liness of the second action in Burnett, in order that the federal
statute of limitation for FELA suits would operate uniformly
throughout the nation. 380 U.S. at 434-436.

PONE AEROSOLES EA wy

Cie D8 tr wey Att

21

tially equivalent in substance, so that a claim_under
one rests upon the same “fac ‘ts as, and gives notice of
the Basen arr of, a claim under the other. See I Berry v.
Pacific S sportfishing, Inc., 372 F. 2d 213 (C.A. 9),
certiorari denied, 389 U.S. 821 (holding that the run-
ning of the three-year limitation period under the
Jones Act is tolled during the pendency of a state
wrongful death action). See also Sanchez v. Trans
World Airlines, Inc., 499 F. 2d 1107 (C.A. 10);
Moore v. Sunbeam Corp., 459 F. 2d 811 (C.A. 7);
Malone vy. North American Rockwell Corp., 457 F. 2d
779 (C.A. 9); and Culpepper v. Reynolds Metals Co.,
421 F. 2d 888 (C.A. 5) (all holding that resort to the
grievance-arbitration provisions of a collective bar-
gaining agreement tolls the running of the limitation
axial ther. Title =

As we have shown above (pp. 9-14, supra), claims
of racially discriminatory employment practices under
Section 1981 and Title VII are essentially equivalent
in substance. The filing of petitioner 's charges under
Title VII clearly put responderts on notice that_peti- peti-

tioner also had a grievance under Section 1981. Ac-

——_,

cordingly, that filing, like the initial Jawsuits in

American Pipe and Burnett, “fulfilled the policies

of repose and certainty inh imitation pro-

visions and tolled the running of the period.’ Amerij
can Pipe & Construction Co. vy. Utah, supra.’

These considerations led two other courts of appeals

in earlier cases to conclude that the filing of Title VII
. charges of unlawful employment practices with the

Commission tolls the running of the limitation period

with respect to Section 1981 suits based upon the same

—~—/

22

actual allegations. Macklin v. Spector Freight Sys-
tems, Inc., supra, 478 F. 2d at 9945, n. 30; Boudreaur
v. Baton Rouge Marine Contracting Co., 437 F. 2d

\1011, 1017, n. 16 (C.A. 5). The court of appeals below
erred in not following those decisions.

CONCLUSION

The court of appeals erred in holding that the
filing of timely Title VII ciiarges of unlawful em-
ployment practices with the Equal Employment Op-
portunity Commission does not toll the running of the

limitation period with respect to Section 1981 suits
based upon the same factual allegations.

Respectfully submitted.

Rospert H. Bork,
Solicitor General.
J. StanLEY PorrTincer,
Assistant Attorney General.
KEITH A. JONES,
Assistant to the Solicitor General.
Davip L. Ross,
MicHaEL A. MIDDLETON,
Attorneys.
WitiramM A. Carey,
General Counsel,
JosEPH T. EDpINs,
Associate General Counsel,
CHARLES L. RIESCHEL,
CHARLES 8. P. Hobce,
Attorneys,
Equal Employment Opportunity Commission.

OcTOBER 1974.

U.S. GOVERNMENT PRINTING OFFICE: 1976

@

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386414_0413%3A08. Public record. Not legal advice.
